[Federal Register: August 3, 2004 (Volume 69, Number 148)]
[Proposed Rules]               
[Page 46462-46474]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr03au04-12]                         

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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Parts 2 and 90

[ET Docket No. 04-243; FCC 04-156]

 
Narrowbanding for Private Land Mobile Radio Service

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: This document proposes to revise our transition plan for 
Private Land Mobile Radio (PLMR) licensees in the 150.05-150.8 MHz, 
162-174 MHz, and 406.1-420 MHz bands. This action will provide for an 
orderly transition from wideband to narrowband operations, increase 
spectrum efficiency, maintain compatibility with Federal operations, 
permit PLMR licensees to operate using existing equipment with greater 
confidence that their critical operations will not be suddenly required 
to cease transmissions, and significantly reduce the probability that 
wideband PLMR operations will interfere with new Federal operations.

DATES: Written comments are due September 2, 2004, and reply comments 
are due September 17, 2004.

ADDRESSES: Office of the Secretary, Federal Communications Commission, 
445 12th Street, SW., TW-A325, Washington, DC 20554.

FOR FURTHER INFORMATION CONTACT: Tom Mooring, Office of Engineering and 
Technology, (202) 418-2450, TTY (202) 418-2989, e-mail: 
Tom.Mooring@fcc.gov.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rulemaking, ET Docket No. 04-243; FCC 04-156, adopted June 
30, 2004, and released July 6, 2004. The full text of this document is 
available for inspection and copying during regular business hours in 
the FCC Reference Center (Room CY-A257), 445 12th Street, SW., 
Washington, DC 20554. The complete text of this document also may be 
purchased from the Commission's copy contractor, Best Copy and 
Printing, Inc., 445 12th Street, SW., Room, CY-B402, Washington, DC 
20554. The full text may also be downloaded at: http://www.fcc.gov. 

Alternative formats are available to persons with disabilities by 
contacting Brian Millin at (202) 418-7426 or TTY (202) 418-7365.
    Pursuant to Sec. Sec.  1.415 and 1.419 of the Commission's rules, 
47 CFR 1.415, 1.419, interested parties may file comments on or before 
September 2, 2004, and reply comments on or before September 17, 2004. 
Comments may be filed using the Commission's Electronic Comment Filing 
System (ECFS) or by filing paper copies. See Electronic Filing of 
Documents in Rulemaking Proceedings, 63 FR 24121 (May 1, 1998). 
Comments filed through the ECFS can be sent as an electronic file via 
the Internet to http://www.fcc.gov/e-file/ecfs.html. Generally, only 

one copy of an electronic submission must be filed. If multiple docket 
or rulemaking numbers appear in the caption of this proceeding, 
however, commenters must transmit one electronic copy of the comments 
to each docket or rulemaking number referenced in the caption. In 
completing the transmittal screen, commenters should include their full 
name, U.S. Postal Service mailing address, and the applicable docket or 
rulemaking number. Parties may also submit an electronic comment by 
Internet e-mail. To get filing instructions for e-mail comments, 
commenters should send an e-mail to ecfs@fcc.gov, and should include 
the following words in the body of the message, ``get form < your e-mail 
address.'' A sample form and directions will be sent in reply. Parties 
who choose to file by paper must file an original and four copies of 
each filing. If more than one docket or rulemaking number appears in 
the caption of this proceeding, commenters must submit two additional 
copies for each additional docket or rulemaking number.
    All filings must be addressed to the Commission's Secretary, Office 
of the Secretary, Federal Communications Commission. Filings can be 
sent by hand or messenger delivery, by commercial overnight courier, or 
by first-class or overnight U.S. Postal Service mail (although we 
continue to experience delays in receiving U.S. Postal Service mail). 
The Commission's contractor, Natek, Inc., will receive hand-delivered 
or messenger-delivered paper filings for the Commission's Secretary at 
236 Massachusetts Avenue, NE., Suite 110, Washington, DC 20002. The 
filing hours at this location are 8 a.m. to 7 p.m. All hand deliveries 
must be held together with rubber bands or fasteners. Any envelopes 
must be disposed of before entering the building. Commercial overnight 
mail (other than U.S. Postal Service Express Mail and Priority Mail) 
must be sent to 9300 East Hampton Drive, Capitol Heights, MD 20743. 
U.S. Postal Service first-class mail, Express Mail, and Priority Mail 
should be addressed to 445 12th Street, SW., Washington, DC 20554.

Summary of the Notice of Proposed Rulemaking

    1. This proceeding was initiated in order to revise the procedures 
by which certain PLMR service operations on the Hydrological and 
Meteorological (Hydro), Forest Fire-Fighting and Conservation, and 
Public Safety channels, as well as Medical Radiocommunication Systems, 
are to transition to narrower, more spectrally efficient channels in a 
process commonly known as ``narrowbanding.'' These PLMR operations 
occupy spectrum in the 150.05-150.8 MHz, 162-174 MHz, and 406.1-420 MHz 
bands that is allocated for Federal Government (Federal) use and, in 
many cases, is shared on the condition that

[[Page 46463]]

interference is not caused to Federal operations. The National 
Telecommunications and Information Administration (NTIA) is 
transitioning Federal operations in this spectrum to 12.5 kHz (so-
called ``narrowband'') channels on a January 1, 2005 and January 1, 
2008 timetable (depending on the band), whereas our rules currently 
permit non-Federal Government (non-Federal) licensees to operate 
channels in excess of 12.5 kHz (so-called ``wideband'' operations) in 
these bands for as long as 2018. Because NTIA has adopted a more rapid 
narrowbanding schedule in these Federal bands than the Commission has 
required for our licensees, this transition has the potential to impact 
non-Federal operations in these bands.
    2. Our proposals draw on the general principles embodied in the 
Commission's Refarming Proceeding, 60 FR 43720, August 23, 1995, which 
set forth a plan to transition PLMR operations from 25 kHz channels to 
narrower channels. In that proceeding, the Commission recognized that 
narrowbanding can promote efficient spectrum use and can help 
accommodate increasing PLMR demand. The instant proceeding is made 
necessary by NTIA's separate narrowbanding efforts, and is designed to 
allow for compatible use of Federal spectrum by both Federal and non-
Federal users.

Federal Use of the Bands

    3. Since January 1, 1995, all new Federal systems in the 162-174 
MHz band have been required to operate within a 12.5 kHz channel. After 
January 1, 2005, all Federal systems in the band must operate within a 
12.5 kHz channel. For operations in the 406.1-420 MHz band, NTIA has 
required that, by January 1, 2008, all assignments and equipment must 
operate within to a 12.5 kHz channel. In order to remain on a wideband 
channel in the 406.1-420 MHz band after that date, NTIA requires that a 
waiver request be recommended for approval by the IRAC's Frequency 
Assignment Subcommittee (FAS) and approved by NTIA. Even if a waiver is 
approved, the assignment may be revoked within 180 days of a formal 
notice, under certain conditions. Finally, we note that some Federal 
operations such as wireless microphones, military equipment used for 
tactical and/or training operations, and NOAA weather radio stations 
are exempt from the Federal narrowbanding requirements.

Non-Federal Use of the Bands

    4. Although these bands are allocated for Federal Government use 
and are administered by NTIA, limited non-Federal use of these bands is 
authorized by virtue of seven United States footnotes: US8, US11, US13, 
US216, US223, US300, and US312. We describe the services the Commission 
has authorized to operate in these bands pursuant to these footnotes, 
as well as the relationship of non-Federal Government users in the 
bands to Federal Government users. In many cases, non-Federal 
Government users in these bands operate on a non-interference basis in 
conjunction with, or in support of, Federal functions. Moreover, many 
of the channels authorized by these footnotes are subject to the 12.5 
kHz channel plan that the Commission adopted in the Narrowbanding 
Second Report and Order, 68 FR 42296, July 17, 2003.
    5. As an initial matter, we note that our current narrowbanding 
schedule, which sets a January 1, 2005, date by which all new certified 
equipment must be designed to operate on channels of 6.25 kHz or less, 
applies to PLMR operations and does not make an exception for the 
operations on Federal channels discussed in the NPRM. Because NTIA has 
not yet addressed if or when it will require Federal users on these 
bands to operate on 6.25 kHz-wide channels, we seek comment on whether 
we should exempt equipment designed for use in these Federal bands from 
our current 6.25 kHz certification requirement. Specifically, 
commenters should address whether such a policy would be either 
beneficial or detrimental to enabling sharing between PLMR licensees 
and Federal users.

Hydro Channels (US13)

    6. Background. On February 24, 2000, NTIA updated the NTIA Manual 
to implement a revised channel plan that specifies new and modified 
narrowband channels for hydrologic and meteorological operations in the 
162-174 and 406.1-420 MHz bands. Specifically, in the 169-172 MHz band 
segment (in which 20 Hydro channels are currently located), 16 channels 
were added to the Hydro Channel Plan and the three previously 
grandfathered channels were removed. In the 406-416 MHz band segment 
(in which eight Hydro channels are currently located), seven channels 
were added to the Hydro Channel Plan and three channels were removed. 
NTIA has designated two of the existing channels--406.125 MHz and 
406.175 MHz--to be paired with two of the new channels--415.125 MHz and 
415.175 MHz--to allow for paired Hydro operations. A review of our 
databases indicates that the Commission has licensed 219 fixed stations 
on the six channels being removed from the Hydro Channel Plan and has 
issued 1053 licenses for those Hydro channels that are designated for 
narrowband operations. NTIA requests that existing wideband Hydro 
systems in the 169-172 MHz and 406-416 MHz segments adhere to the new 
Hydro Channel Plan and convert to narrowband equipment before January 
1, 2005 and January 1, 2008, respectively.
    7. Proposal. The Commission proposed to revise its rules to reflect 
an updated Hydro Channel Plan that is consistent with the channel plan 
shown in the NTIA Manual. The Commission's proposal would increase the 
number of Hydro channels from 28 single frequency channels (plus three 
grandfathered channels) to 44 single frequency channels and two sets of 
paired channels--for a total of 48 frequencies. Within the 162-174 MHz 
band, we propose to add 16 channels to the Hydro Channel Plan and to 
remove the three grandfathered channels--169.575 MHz, 170.375 MHz, and 
171.975 MHz. Within the 406-416 MHz band, we propose to add seven 
channels to the Hydro Channel Plan, pair two of the new channels with 
two existing channels in the band, and remove three channels--409.675 
MHz, 409.725 MHz, and 412.625 MHz. By doing so, we would align non-
Federal use of the Hydro channels with Federal use under NTIA's 
narrowbanding plan. Under the provisions of footnote US13, non-Federal 
stations operate in cooperation with Federal stations. Consistency 
between Federal and non-Federal band plans furthers the public interest 
and safety by maintaining a ready flow of hydrologic and metrological 
data between non-Federal and Federal entities.
    8. The Commission's previously adopted rules that require Hydro 
operations in the 169-172 MHz segment to transition to narrowband 
equipment well into the future (currently, January 1, 2013, for systems 
operating in the Industrial/Business Pool and by January 1, 2018, for 
systems operating in the Public Safety Pool). Thus, our narrowbanding 
schedule differs from NTIA's plan, which calls for Federal operations 
to use narrowband equipment by 2005. Because there could be extended 
periods during which existing non-Federal 25 kHz equipment may not be 
compatible with Federal operations using the new 12.5 kHz channels, we 
propose to establish the following procedure for incumbent

[[Page 46464]]

licensees in the Hydro channels: First, existing stations (including 
those stations that expand existing operations) will be permitted to 
continue to operate with an authorized bandwidth in excess of 12.5 kHz 
until the 2013 and 2018 transition dates that are currently in effect, 
so long as no harmful interference is caused to a Federal assignment in 
the band. Second, because new Federal assignments may be authorized 
after January 1, 2005, it will be necessary for our licensees to work 
with the Hydro Committee to minimize the potential for interference 
between stations. The Hydro Committee coordinates all requests for use 
of hydrologic channels and provides comment on such request to the FCC 
and NTIA (i.e., the FAS Secretariat), and thus is in the best position 
to promote the best cooperative use of these channels. Ultimately, 
because assignments are determined by the NTIA and the FCC, a non-
Federal license in the 169-172 MHz band segment is subject to 
termination if interference is caused to the Federal assignment.
    9. The Commission has not previously adopted narrowbanding 
requirements for the 406-416 MHz band. For existing non-Federal 
operations on the 406.125 MHz, 406.175 MHz, 412.725 MHz, and 412.775 
MHz channels (i.e. the four Hydro channels currently authorized in 
footnote US13 that will remain in the revised Hydro Channel Plan), we 
propose to require narrowband operations by the same dates as the Hydro 
channels in the 169-172 MHz band segment. Thus, these licensees would 
be permitted to use existing equipment until the Commission's overall 
narrowbanding requirements take effect (again, currently January 1, 
2013, for systems in the Industrial/Business Pool, and by January 1, 
2018, for systems in the Public Safety Pool). Because new Federal 
assignments may be authorized after January 1, 2005, it will be 
necessary for our licensees to work with the Hydro Committee to 
minimize the potential for interference between stations. The Hydro 
Committee coordinates all requests for use of Hydro channels and 
provides comment on such request to the FCC and NTIA (i.e., the FAS 
Secretariat), and thus is in the best position to promote the best 
cooperative use of these channels. Ultimately, because assignments are 
determined by the NTIA and the FCC, a non-Federal license in the 406-
416 MHz band segment will be subject to termination if interference is 
caused to the Federal assignment.
    10. The Commission tentatively concluded that we should implement a 
modified procedure for those Hydro channels that we propose to remove 
from the Hydro Channel Plan. In the 162-174 MHz band, one licensee--the 
State of California--has been authorized 15 fixed stations on the 
frequency 169.575 MHz under the 1962 grandfathering rules. There are no 
non-Federal licensees operating on the other two channels in the band. 
A total of 13 non-Federal licensees are authorized to operate on the 
three 406-416 MHz band channels: (1) six licensees are authorized to 
operate 112 fixed stations at 409.675 MHz; (2) three licensees are 
authorized to operate ten fixed stations at 409.725 MHz; and (3) four 
licensees are authorized to operate 97 fixed stations at 412.625 MHz. 
In each of these cases, we propose that licensees modify their 
equipment and station licenses and migrate to a center frequency under 
the new Hydro Channel Plan on a timetable as advised by the Hydro 
Committee and approved by the NTIA and the FCC. As such, we note that 
Commission licensees should be prepared to cease or relocate operations 
by January 1, 2005, for stations on the frequency 169.575 MHz and by 
January 1, 2008, for stations on the frequencies 409.675 MHz, 409.725 
MHz, and 412.625 MHz, in the event that they cause harmful interference 
to Federal facilities. Regardless of how long the Hydro Committee 
allows existing licensees to continue operations, we propose that in no 
case will licensees be permitted to operate on these channels after 
January 1, 2013 (for non-public safety systems) and January 1, 2018 
(for public safety systems).
    11. For all new Hydro stations, we propose that a license issued on 
or after January 1, 2005 (for stations in the 162-174 MHz band) or 
January 1, 2008 (for stations in the 406-416 MHz band), limit 
operations to a channel no wider than 12.5 kHz, except that we could 
authorize wideband operations if the Hydro Committee recommends that an 
application be granted, and NTIA approves the request. Because 
equipment meeting this channel bandwidth has been available for more 
than eight years, new licensees should be able to meet this 
requirement.
    12. To implement these proposals, the Commission anticipates 
revising Sec.  90.265(a) of its rules to reflect the new Hydro Channel 
Plan and our proposal for transitioning to narrowband channels. 
Although Hydro channels are used by state and local government 
entities, they are not listed as being available to Public Safety Pool 
eligibles in part 90 of its rules. Therefore, we also propose to amend 
Sec. Sec.  90.20(c), 90.20(d)(48), and 90.265(a) of the Commission's 
rules to correct this oversight. The Commission proposes to amend the 
Industrial/Business Pool Frequency Table in part 90 of its rules by 
revising the entry for the 406-413 MHz band to read ``406-416 MHz'' to 
encompass the new Hydro frequencies at 415.125 MHz and 415.175 MHz. 
Furthermore, the Commission proposes to revise footnote US13 of Sec.  
2.106 to incorporate the new band plan. These revisions are included in 
the proposed rules.
    13. Because non-Federal operations on these channels must not cause 
interference to Federal operations, we believe that the proposed 
modifications are necessary in light of the NTIA narrowbanding efforts. 
Due to the nature and use of the Hydro channels, we expect that the 
Hydro Committee will continue to promote effective non-Federal use of 
the band, and will work to foster an effective transition for all 
licensees. The Commission seeks comment on these proposals, including 
any difficulties that public safety licensees may have with complying 
with the proposed policy for transitioning existing operations to 
narrowband channels. The Commission also request comments on how these 
proposals would affect Federal operations in the bands.

Forest Fire-Fighting and Conservation Channels (US8)

    14. Background. Footnote US8 states that the use of nine channels 
in the 162-174 MHz band may be authorized for stations in the fixed and 
land mobile services that are operated by non-Federal forest fire-
fighting agencies on the condition that no harmful interference will be 
caused to Federal stations. In addition, two of these channels may also 
be used by non-Federal conservation agencies for mobile relay operation 
only. These nine channels are available to Public Safety Pool eligibles 
in Section 90.20 of our Rules and are reserved primarily for assignment 
to state licensees.
    15. NTIA has required that all new Federal fixed and land mobile 
operations in the 162-174 MHz band use 12.5 kHz channels since 1995 and 
has established January 1, 2005, as the date by which all such Federal 
operations in this band must use narrowband equipment. Our rules permit 
existing licensees on these channels to use wideband equipment much 
longer--currently, until January 1, 2018. Because additional Federal 
agencies will soon commence to operate on the new channels, there is an 
increased likelihood of interference

[[Page 46465]]

between these Federal and non-Federal operations.
    16. Proposal. Because these nine frequencies were provided for 
cooperative forest fire-fighting and conservation operations between 
Federal, state, and local entities, we propose to maintain that 
relationship. Because our rules provide a much longer transition to 
narrowband channels than NTIA's plan, we propose to allow operations 
under existing licenses (and expansions under existing licenses) to 
continue with an authorized bandwidth in excess of 12.5 kHz until the 
Commission's general narrowband transition date (currently 2018) or 
until notified by the Commission that harmful interference is 
anticipated to or from a Federal assignment proposed on or after 
January 1, 2005, whichever comes first. To minimize the potential of 
harmful interference between stations, the FCC will work with NTIA 
under the auspices of the FAS to provide advanced notice to our 
licensees that a proposed Federal assignment has been filed with NTIA. 
After the Federal entity begins operations, however, the non-Federal 
license will be subject to termination if interference is caused to 
Federal operations.
    17. The Commission proposed that, after January 1, 2005, all new 
non-Federal stations meet the narrowband standards, unless a waiver has 
been recommended by the sponsoring Federal agency and approved by NTIA. 
Although the Narrowbanding Second Report and Order 68 FR 42296, July 
17, 2003, had established a January 13, 2004, cut-off date for filing 
wideband applications, it is unclear how long the current stay of those 
rules will remain in effect or whether the underlying rules will be 
changed upon reconsideration. Nevertheless, because the forest fire-
fighting and conservation channels operate on a secondary basis to 
Federal operations, we believe that we must move forward with the 
narrowbanding of these channels in order to improve compatibility with 
Federal operators and minimize the potential for interference. Thus, if 
the general narrowbanding requirement for PLMR licenses in the 150-174 
MHz band takes effect prior to January 1, 2005, we propose to apply 
that date instead.
    18. The Commission observed that these channels are used 
sporadically and many are located in rural areas, and so we believe 
that there is a realistic possibility that some existing licensees will 
be able to continue to operate on their current channels beyond NTIA's 
January 1, 2005, schedule without causing harmful interference. 
Accordingly, we see no need to alter the Commission's previously 
adopted rules that allow incumbent forest firefighting and conservation 
operations in the 162-174 MHz band to transition to narrowband 
equipment by January 1, 2018. However, because there could be up to a 
13-year period during which non-Federal forest firefighting/
conservation operations using 25 kHz equipment may not be compatible 
with Federal operations using the new 12.5 kHz channels, the procedures 
described in the NPRM will provide licensees with notice of anticipated 
interference to or from new Federal operations and an opportunity to 
prepare to cease operations. The Commission believes that these 
proposals balance the competing needs of all users, and seek comment on 
this plan. The Commission also request comments on the compatibility of 
older 25 kHz channel equipment with narrowband equipment currently 
available.
    19. The Commission note that, under current practice, applications 
for use of these channels are accompanied by a letter of concurrence by 
the sponsoring Federal agency (e.g. the Department of Agriculture). We 
tentatively conclude that this practice aids the coordination of 
assignments between NTIA and the Commission, and we therefore propose 
to modify our rules to codify this procedure.
    20. Finally, the Commission proposes to move the existing 
limitations that are contained in Sec.  90.20 of its rules into a new 
subsection of Sec.  90.265, revise limitation 49 under Sec.  90.20 to 
provide a cross-reference to Sec.  90.265, and remove what will then be 
redundant statements of limitation for these channels in Sec.  90.20. 
Section 90.265 of the Commission's rules already describes procedures 
by which we license two services permitted on Federal bands pursuant to 
United States footnotes--Hydro operations and wireless microphones. We 
believe it would be convenient and consistent to expand this section to 
include similarly situated services including, inter alia, the Forest 
Fire-Fighting and Conservation channels. We seek comment on these 
proposals, including any difficulties that public safety licensees may 
have with complying with the proposed policy for transitioning 
assignments to 12.5 kHz channels. We also request comment on how these 
proposals would affect Federal operations in the band.

Public Safety Channels (US11)

    21. Background. Footnote US11 authorizes public safety radio 
services use of two channels on 166.25 MHz and 170.15 MHz for locations 
within 150 miles of New York City, on the condition that harmful 
interference is not caused to present or future Federal stations in the 
162-174 MHz band. A recent review of our licensing database shows that 
the Commission has authorized 30 fixed stations, 1295 mobile stations, 
and 95 pagers on the frequency 166.25 MHz, and 23 fixed stations, 640 
mobile stations, and 160 pagers on the frequency 170.15 MHz.
    22. Consistent with NTIA's 12.5 kHz Plan for Federal fixed and land 
mobile operations in the 162-174 MHz band, we have required that non-
Federal operations on the two public safety channels authorized in 
footnote US11 be narrowed to 12.5 kHz channels. However, the NTIA plan 
calls for Federal licensees to meet a January 1, 2005, deadline to 
operate on narrowband channels, whereas our rules require public safety 
licensees in the band to migrate to 12.5 kHz technology by January 1, 
2018. The prospect that Federal agencies will soon commence to operate 
on the new channels increases the likelihood of interference between 
Federal and non-Federal operations in the band.
    23. Proposal. Because the non-interference considerations discussed 
in the NPRM apply to these channels, we propose to allow operations 
under existing licenses (and expansions under existing licenses) to 
continue with an authorized bandwidth in excess of 12.5 kHz until the 
Commission's narrowband transition date (currently 2018) or until 
notified by the Commission that harmful interference is anticipated to 
or from a Federal assignment proposed on or after January 1, 2005, 
whichever comes first. To minimize the potential of harmful 
interference between stations, the FCC will work with NTIA under the 
auspices of the Frequency Assignment Subcommittee (FAS) of the 
Interdepartment Radio Advisory Committee (IRAC) to provide advanced 
notice to our licensees that a proposed Federal assignment has been 
filed with NTIA. After the Federal entity begins operations, however, 
the non-Federal license will be subject to termination if interference 
is caused to the Federal assignment. The Commission also proposed that 
new stations meet the narrowband standards no later than January 1, 
2005, unless a waiver has been granted by NTIA. However, if the general 
narrowbanding requirement for PLMR licenses in the 150-174 MHz band 
takes effect prior to January 1, 2005, we propose to apply that date 
instead.
    24. The Commission proposed modifications to its rules to 
accurately reflect non-Federal licensees' role in

[[Page 46466]]

this shared band. It proposed to create a new paragraph in Sec.  90.265 
of the rules to describe these public safety channels, and to revise 
the limitation in Sec.  90.20(d)(47) of the rules to serve as a cross-
reference. The Commission proposed to state in its rules that 
operations are on a secondary basis to any Federal station, in order to 
give effect to the restriction embodied in footnote US11 that non-
Federal operations on 166.250 MHz and 170.150 MHz may operate on the 
condition that no harmful interference is caused to Government stations 
``present or future'' in the Federal band. The Commission also believes 
that footnote US11 can be modified to remove an outdated reference to 
wideband operations that are no longer permitted and to simplify the 
description of public safety and remote pickup broadcast operations in 
the band. Finally, the Commission asks whether new applications for use 
of these channels should be accompanied by a letter of concurrence by a 
sponsoring Federal agency, as we do with the Forest Fire-Fighting and 
Conservation channels. We note that similar coordination letters appear 
to have served non-Federal users well in ensuring smooth processing of 
license applications.
    25. The Commission believes that these proposed modifications will 
properly account for NTIA's scheduled narrowbanding of Federal 
operations in the band. The Commission seeks comment on these 
proposals, including any difficulties that public safety licensees may 
have with complying with the proposed policy for transitioning footnote 
US11 assignments to 12.5 kHz channels. The Commission also request 
comment on how these proposals would affect Federal operations, which 
are scheduled to use only narrowband equipment after January 1, 2005. 
Further, the Commission seeks comment on the compatibility of older 25 
kHz channel equipment with narrowband equipment currently available.

Medical Radiocommunication Systems (US216)

    26. Background. Footnote US216 makes several frequencies available 
to both Federal and non-Federal Medical Radiocommunication Systems on a 
primary basis. Such use dates back to a 1974 Report and Order, in which 
the Commission established new medical radiocommunication frequencies 
pursuant to a NTIA report. Medical Radiocommunication Systems operate 
in frequency bands that are designated for Federal use, as well as 
bands designated for non-Federal use. Five medical radiocommunication 
frequencies specified in part 90 of the rules, 150.775 MHz, 150.7825 
MHz, 150.790 MHz, 150.7975 MHz, and 163.250 MHz, operate in the Federal 
bands and are the subject of the discussion herein. Three of these 
frequencies, 150.775 MHz, 150.790 MHz, and 163.250 MHz, are listed in 
US216, while the other two, 150.7825 MHz and 150.7975 MHz, are not.
    27. Proposal. The Commission proposed to require that non-Federal 
operations in the Federal bands as listed in footnote US216 (150.775 
MHz, 150.790 MHz and 163.25 MHz) be narrowed to a 12.5 kHz channel to 
maintain their primary status. The establishment of a narrowbanding 
plan for non-Federal users operating on these frequencies will 
complement NTIA's 12.5 kHz Plan to establish narrowband channels for 
Federal fixed and land mobile operations in the 150.05-150.8 MHz and 
162-174 MHz bands. The Commission further propose to cease licensing 
stations on the frequencies of 150.7825 MHz and 150.7975 MHz. These 
frequencies, which were never incorporated into footnote US216, lie 
within the Federal military band, and additional authorizations would 
limit the operational deployment of vital military systems. We propose 
to permit existing stations that are authorized as of effective date of 
the Report and Order in this proceeding to use the frequencies 150.7825 
MHz and 150.7975 MHz indefinitely. We seek comment on these proposals.
    28. The Commission proposed to retain the same narrowbanding 
timetable we previously established in the Narrowbanding Second R&O 
with respect to stations operating on the Federal frequencies: 150.775 
MHz, 150.790 MHz, and 163.250 MHz. Under this plan, existing public 
safety operations using these frequencies, including expansions of 
existing systems, must use narrowband equipment no later than January 
1, 2018. With respect to use of the Federal frequencies in the Medical 
Radiocommunciation Systems bands, the Commission recognizes that our 
plan differs from that of NTIA, and that existing non-Federal entities 
will be able to operate on wideband channels both throughout and after 
NTIA's transition period for Federal users in the band. The Commission 
tentatively concluded that such a timetable is warranted because the 
application of our general narrowbanding dates to these channels will 
allow us to provide a migration period that is sufficiently long in 
duration to meet the unique funding and planning needs of public safety 
entities. The Commission further notes that these three frequencies are 
shared by Federal and non-Federal entities on a co-primary basis. Thus, 
use of these three frequencies differs from the other frequency bands, 
in which non-Federal licensees operate on a secondary basis to Federal 
users and must be prepared to migrate or cease operations once Federal 
licensees begin using narrowband equipment. Because of this 
distinction, the Commission believe that these non-Federal licensees 
should be treated in a similar manner to all other primary land mobile 
licensees under its jurisdiction. By doing so, we will be able to 
provide valuable migration time to existing non-Federal Medical 
Radiocommunication Systems licensees. In addition, this approach will 
preserve our traditional first-in-time policy by which the first 
licensed entity does not have to modify its operations but instead 
maintains a primary status in relation to subsequently licensed 
entities. Under this policy, an existing wideband non-Federal licensee 
will be entitled to protection from interference from new Federal 
entities and non-Federal licensees that subsequently begin operations 
in the band, and will not need to modify existing operations to prevent 
interference to these new entrants. For all of these reasons, we 
tentatively conclude that existing licensees be permitted to use their 
existing equipment until January 1, 2018, and that such operations be 
protected from interference from new or modified Federal and non-
Government operations in the band until that date.
    29. With respect to new stations operating on the frequencies 
150.775 MHz, 150.790 MHz, and 163.250 MHz, the Commission proposed to 
adopt a narrowbanding timetable that is aligned with NTIA's 
narrowbanding plan. New stations operating at 163.250 MHz must meet the 
narrowband standards no later than January 1, 2005, and new stations 
operating at 150.775 MHz and 150.790 MHz must meet the narrowband 
standards no later than January 1, 2008. However, if the general 
narrowbanding requirement for PLMR licenses in the 150-174 MHz band 
takes effect prior to January 1, 2008, we propose to apply that date 
instead for new operations at 150.775 MHz, 150.790 MHz, and 163.25 MHz. 
Because equipment meeting this channel bandwidth has been available for 
more than eight years, we anticipate that new licensees should be able 
to meet these requirements. We further note that, unlike existing 
licensees, new licensees will not have the burden of planning for, 
budgeting, and

[[Page 46467]]

transitioning from legacy wideband systems. These requirements support 
the longer transition period we are affording existing licensees.
    30. The Commission also take this opportunity to propose several 
clarifications to its part 90 rules relating to Medical 
Radiocommunication Systems. In Sec.  90.20 of the rules, the Commission 
proposed to add a new limitation on the use of the frequencies 150.775 
MHz, 150.790 MHz, and 163.250 MHz that would implement, on a going-
forward basis, the footnote US216 requirement that the use of these 
channels be limited to medical radio communications systems, as well as 
to remove existing limitation 19 for these channels. In addition, and 
in order to give effect to the medical use limitation, we propose that 
the coordinator for the frequencies 152.0075 MHz and 163.250 MHz (as 
listed in the fourth column of the Public Safety Pool Frequency Table) 
be changed from Special Emergency Coordinator (PS) to Emergency Medical 
Coordinator (PM). The Commission notes that the coordinator for the 
frequencies 150.775 MHz and 150.790 MHz is specified as PM in the 
current rules, and tentatively conclude that we should follow the same 
approach for the frequencies 152.0075 MHz and 163.250 MHz. The 
Commission seek comment on this proposal. The Commission also proposed 
to modify footnote US216 to list the available frequencies in lieu of 
the 152-152.0150 MHz and 163.2375-163.2625 MHz bands. The Commission 
note that our proposal would result in a single medical paging 
frequency, 152.0075 MHz, operating in the primary non-Federal band. The 
Commission seeks comment as to how we should treat this frequency, and 
whether it should be limited to narrowband operations in the same 
manner and time frame we require for medical paging operations at 
163.25 MHz. Finally, we note that the use of frequencies 150.775 MHz 
and 150.790 MHz are limited to mobile use only and that no power 
restrictions are currently specified for these channels in part 90 of 
the rules, despite NTIA's provisions that these channels are to be used 
for hand-held units restricted to 2.5 watts of power. The Commission 
seeks comment on the practical effect of this discrepancy and what 
actions, if any, we should take to reconcile the difference between our 
Rules and NTIA's provisions for these channels.
    31. The modifications the Commission proposed are designed to 
balance the needs of incumbent non-Federal users in light of proposed 
new Federal narrowband operations in the band, and we seek comment on 
these proposals. The Commission especially solicit information from the 
medical, the emergency medical, and the special emergency 
radiocommunication services community regarding the use of the two 
mobile frequencies (150.775 MHz and 150.790 MHz), the two ``offset'' 
frequencies (150.7825 MHz and 150.7975 MHz), and the two paging-only 
frequencies (152.0075 MHz and 163.25 MHz) in order to develop a full 
record regarding both the current use of and any future needs for these 
frequencies--including any related use by non-medical, public safety 
entities. The Commission also seek information about the need for these 
frequencies in relation to other frequencies available under part 90 of 
the Commission's rules.

Other Users (US117, US223, US300, and US312)

    32. Stolen Vehicle Recovery Systems (US312). Footnote US312 states 
that the frequency 173.075 MHz may be authorized on a primary basis to 
non-Federal stations in the Police Radio Service for Stolen Vehicle 
Recovery Systems (SVRS) and limits the maximum authorized bandwidth for 
SVRS to 20 kHz. This frequency is listed in the Public Safety Pool 
Frequency Table and its use is limited to SVRS as prescribed in Sec.  
90.20(e)(6) of the Rules. This part 90 rule also states that the SVRS 
frequency is available on a shared basis with Federal operations. 
LoJack, currently the only SVRS operator on this frequency in the 
United States, operates its network in cooperation with federal, state 
and local law enforcement agencies in 20 states and the District of 
Columbia. A review of our licensing database finds that public safety 
licensees are authorized to operate 125 fixed stations as part of the 
SVRS network.
    33. NTIA's 12.5 kHz plan for the 162-174 MHz band calls for Federal 
agencies to be licensed on the adjacent frequencies 173.0625 MHz and 
173.0875 MHz. The Commission note that these frequencies are only 12.5 
kHz away from the SVRS center frequency, and therefore it is possible 
that because new federal entities will be operating much closer in 
frequency to the SVRS channel than Federal entities have in the past, 
wideband SVRS operations could encounter interference situations that 
could prove burdensome to identify and resolve. However, we also note 
that there has been significant investment in SVRS by the general 
public and that SVRS equipment has been deployed by numerous law 
enforcement agencies. Taking these facts into account, the Commission 
seeks comment as to whether it would be advisable to establish a 
narrowband transition plan for SVRS users at 173.075 MHz. Specifically, 
we ask that commenters provide detailed information regarding the 
availability of narrowband SVRS equipment. In addition, the Commission 
seeks information that would allow us to determine whether we could 
craft an effective process that would both preserve the utility of the 
LoJack system and account for new Federal entrants in the band. For 
example, how readily could narrowband SVRS technology be made available 
to operate on the 173.075 MHz frequency? What is the expected life 
cycle of existing SVRS equipment? Taking into account the availability 
of equipment and the installed base, what is a reasonable transition 
plan by which the LoJack network could move to narrowband equipment? 
For example, would the January 1, 2018 transition date already adopted 
for the Public Safety Radio Pool be appropriate?
    34. Because rules for a separate Police Radio Service were removed 
when the Commission created the Public Safety Radio Pool, it proposed 
to update footnote US312 to account for this fact. We also note that 
some Federal frequencies will continue to operate on wideband channels 
for the indefinite future. The Commission seeks comment on this matter.
    35. Ship and Public Coast (US223) and Wireless Microphones (US300). 
Footnote US223 makes a channel available for public coast station use 
in limited areas near the Canadian border. Because Ship and Public 
Coast operations do not fall under the same rules as PLMR, operations 
under footnote US223 do not need to be modified to support NTIA's 
narrowbanding timetable, and therefore we propose no changes to these 
frequencies as part of this proceeding. Footnote US300 specifies eight 
frequencies that are available for wireless microphone operations on a 
secondary basis to Federal and non-Federal operations. Because wireless 
microphones operate at very low power (50 mW output power), there is a 
minimal likelihood that they will cause interference to high-power land 
mobile operations. Thus, we propose no changes to the frequencies 
allocated for wireless microphones as part of footnote US300.
    36. Radio Astronomy Protection (US117). Footnote US117 states that, 
in the 406.1-410 MHz band, all new authorizations are limited to a 
transmitter output power of 7 watts per kHz of necessary bandwidth and 
that new fixed station authorizations near four RAS observatories are 
subject to

[[Page 46468]]

prior coordination. NTIA has reviewed footnote US117 and recommends 
that it be revised. Specifically, NTIA proposes that footnote US117 be 
revised to limit transmitter output power of stations in the fixed and 
mobile services operating in the 406.1-410 MHz band to 125 watts and to 
update the RAS site coordination information.
    37. With regards to stations in the fixed and mobile services that 
operate in the 406.1-410 MHz band, the Commission notes that non-
Federal use is currently limited to four Hydro channels (406.125 MHz, 
406.175 MHz, 409.675 MHz, and 409.725 MHz). A staff review of our 
licensing records found that most of the non-Federal fixed stations 
operating on these four Hydro channels have a transmitter output power 
of 50 watts or less and that the maximum output power that the 
Commission has authorized is 100 watts. Moreover, we note that, in the 
proposed Hydro Channel Plan, non-Federal use of the 406.1-410 MHz band 
would be limited to two Hydro channels (406.125 MHz and 406.175 MHz).
    38. The Commission proposed to revise footnote US117, as requested 
by NTIA, in order to promote more effective protection of RAS reception 
in the 406.1-410 MHz band. Specifically, in the 406.1-410 MHz band, the 
proposed revision of footnote US117 would limit the transmitter output 
power of stations in the fixed and mobile services to 125 watts; would 
revise the list of RAS sites to include the National Radio Astronomy 
Observatory at Socorro, New Mexico and to delete two RAS sites no 
longer observing in this band; and would revise the coordination areas 
for the Arecibo and Table Mountain Observatories. The Commission 
request comment on this proposal.

Initial Regulatory Flexibility Analysis

    39. As required by the Regulatory Flexibility Act of 1980, as 
amended (RFA),\1\ the Commission has prepared this present Initial 
Regulatory Flexibility Analysis (IRFA) of the possible significant 
economic impact on a substantial number of small entities by the 
policies and rules proposed in this Notice of Proposed Rulemaking 
(NPRM). Written public comments are requested on this IRFA and must be 
filed by the deadlines for comments on the NPRM. The Commission will 
send a copy of the NPRM, including the IRFA, to the Chief Counsel for 
Advocacy of the Small Business Administration.\2\
---------------------------------------------------------------------------

    \1\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601-`` 612, has been 
amended by the Small Business Regulatory Enforcement Fairness Act of 
1996 (SBREFA), Public Law 104-121, Title II, 110 Stat. 857 (1996).
    \2\ 5 U.S.C. 603(a).
---------------------------------------------------------------------------

A. Need for, and Objectives of, the Proposed Rules

    40. In the 150.05-150.8 MHz, 162-174 MHz, and 406.1-420 MHz bands, 
the National Telecommunications and Information Administration (NTIA) 
is transitioning Federal Government (Federal) operations in the fixed 
and land mobile services from wideband (25 kHz) to narrowband (12.5 
kHz) channels at a more rapid schedule than the Commission has adopted 
for Private Land Mobile Radio (PLMR) operations in these bands. Because 
there could be extended periods during which existing PLMR wideband 
operations may not be compatible with narrowband Federal operations, 
the Commission is proposing to revise its current narrowbanding plan 
for these bands to take into account that many PLMR operations in the 
above Federal bands are authorized on the condition that they not cause 
interference to Federal operations.
    41. The Commission's objectives in making the PLMR proposals 
contained in this NPRM are to provide for a more orderly transition 
from wideband to narrowband operations, increase spectrum efficiency, 
maintain compatibility with Federal operations, permit licensees to 
operate using existing equipment for the maximum amount of time 
possible, and significantly reduce the probability that wideband 
operations will interfere with new Federal operations.

B. Legal Basis

    42. This action is authorized under sections 1, 4(i), 302, 303(f) 
and (r), 332, and 337 of the Communications Act of 1934, as amended, 47 
U.S.C. 1, 4(i), 154(i), 302, 303(f) and (r), 332, 337.

C. Description and Estimate of the Number of Small Entities to Which 
the Proposed Rule Will Apply

    43. The RFA directs agencies to provide a description of and, where 
feasible, an estimate of the number of small entities that may be 
affected by the proposed rules, if adopted.\3\ The RFA generally 
defines the term ``small entity'' as having the same meaning as the 
terms ``small business,'' ``small organization,'' and ``small 
governmental jurisdiction.'' In addition, the term ``small business'' 
has the same meaning as the term ``small business concern'' under 
Section 3 of the Small Business Act, unless the Commission has 
developed one or more definitions that are appropriate for its 
activities.\4\ Under the Small Business Act, a ``small business 
concern'' is one that: (1) is independently owned and operated; (2) is 
not dominant in its field of operation; and (3) satisfies any 
additional criteria established by the Small Business Administration 
(SBA).\5\
---------------------------------------------------------------------------

    \3\ Id. at 603(b)(3).
    \4\ Id. at 601(3).
    \5\ Id. at 632.
---------------------------------------------------------------------------

    44. A small organization is generally ``any not-for-profit 
enterprise which is independently owned and operated and is not 
dominant in its field.''\6\ Nationwide, as of 1992, there were 
approximately 275,801 small organizations.\7\ The definition of ``small 
governmental entity'' is one with populations of 1 fewer than 
50,000.\8\ There are approximately 85,006 governmental entities in the 
nation.\9\ This number includes such entities as states, counties, 
cities, utility districts and school districts. There are no figures 
available on what portion of this number have populations of fewer than 
50,000. However, this number includes 38,978 counties, cities and 
towns, and of those, 37,556, or ninety-six percent, have populations of 
fewer than 50,000.\10\ The Census Bureau estimates that this ratio is 
approximately accurate for all governmental entities. Thus, of the 
85,006 governmental entities, we estimate that ninety-six percent, or 
about 81,600, are small entities that may be affected by our rules.
---------------------------------------------------------------------------

    \6\ Id. at 601(4).
    \7\ Department of Commerce, U.S. Bureau of the Census, 1992 
Economic Census, Table 6 (special tabulation of data under contract 
to Office of Advocacy of the U.S. Small Business Administration).
    \8\ 5 U.S.C. 601(5).
    \9\ 1992 Census of Governments, U.S. Bureau of the Census, U.S. 
Department of Commerce.
    \10\ Id.
---------------------------------------------------------------------------

    45. PLMR systems serve an essential role in a range of industrial, 
business, land transportation, and public safety activities. These 
radios are used by companies of all sizes operating in all U.S. 
business categories, and are often used in support of the licensee's 
primary (non-telecommunications) business operations. For the purpose 
of determining whether a licensee of a PLMR system is a small business 
as defined by the SBA, we could use the definition for ``Cellular and 
Other Wireless Telecommunications.'' This definition provides that a 
small entity is any such entity employing no more than 1,500 
persons.\11\ The Commission does not require PLMR licensees to disclose 
information about number of employees, so the Commission does not

[[Page 46469]]

have information that could be used to determine how many PLMR 
licensees constitute small entities under this definition. Moreover, 
because PMLR licensees generally are not in the business of providing 
cellular or other wireless telecommunications services but instead use 
the licensed facilities in support of other business activities, we are 
not certain that the Cellular and Other Wireless Telecommunications 
category is appropriate for determining how many PLMR licensees are 
small entities for this analysis. Rather, it may be more appropriate to 
assess PLMR licensees under the standards applied to the particular 
industry subsector to which the licensee belongs.\12\
---------------------------------------------------------------------------

    \11\ See 13 CFR 121.201, NAICS code 517212.
    \12\ See generally 13 CFR 121.201.
---------------------------------------------------------------------------

    46. The proposals in this NPRM would affect the following PLMR 
licensees: (1) Industrial/Business Pool and state and local government 
licensees that are authorized to make hydrological and meteorological 
(Hydro) measurements under footnote US13; (2) forest firefighting 
agencies, which are primarily state government licensees, and forest 
conservation agencies that are authorized under footnote US8; (3) 
Public Safety Pool licensees that are authorized under footnote US11; 
and (4) hospital, medical centers, nursing homes, etc. that operate 
Medical Radiocommunication Systems, which are authorized under footnote 
US216. These United States footnotes are fully discussed in the NPRM.
    47. Hydro Channel Users. The Commission has authorized 9 licensees 
to operate 219 fixed stations on the six channels that would be removed 
from the Hydro Channel Plan: (1) one licensee (the State of California) 
is authorized to operate 15 fixed stations on the frequency 169.575 
MHz; (2) six licensees are authorized to operate 112 fixed stations at 
409.675 MHz; (3) three licensees are authorized to operate ten fixed 
stations at 409.725 MHz; (4) four licensees are authorized to operate 
97 fixed stations at 412.625 MHz; and (5) there are no licensees 
authorized to operate on the frequencies 170.375 MHz and 171.975 MHz. 
The Commission has issued 1053 licenses (there is at least one station 
per license) for the remaining Hydro channels that are being 
narrowbanded. We believe that some of the Hydro channel licensees are 
small businesses or small governmental entities.
    48. Forest Firefighting and Conservation Agencies. The Commission 
has authorized 21 licensees to operate 414 fixed stations and 45,630 
mobile stations on the nine channels that are available to forest 
firefighting agencies; two of these frequencies are also available for 
use by conservation agencies. By Commission rule, these frequencies are 
reserved primarily for assignment to state licensees. Assignments to 
other licensees may be made only where the frequencies are required for 
coordinated operation with the state system to which the frequency is 
assigned. The 21 licensees consist of 19 states and state agencies, the 
County of Los Angeles, and a non-profit organization. This small 
organization may be impacted by our proposals.
    49. Public Safety Licensees. The Commission has granted 27 
licensees authorization to operate wideband equipment on the 
frequencies 166.25 MHz and 170.15 MHz. By Commission rule, these 
frequencies are to be assigned to stations in the Public Safety Pool 
that are at points within 240 kilometers of New York City. 
Specifically, the Commission has granted 15 licensees authorization to 
operate 1295 mobile stations, 95 pagers, and 30 fixed stations using 
the frequency 166.25 MHz. The Commission has granted 12 licensees 
authorization to operate 899 mobile stations, 165 pagers, and 22 fixed 
stations on the frequency 170.15 MHz. We believe that many of these 
public safety licensees are small governmental entities.
    50. Medical Radiocommunication Systems. The Commission has issued 
499 licenses for the frequency 150.775 MHz and 418 licenses for the 
frequency 150.79 MHz. By Commission rule, these 150 MHz channels are 
used only by mobile stations. For example, these frequencies may be 
used for voice transmissions from a portable (hand-held) unit to an 
ambulance. The Commission has issued 520 licenses for the frequency 
163.25 MHz. By Commission rule, the frequency 163.25 MHz can be 
assigned only for one-way paging. We believe that most of the 
hospitals, medical centers, and nursing homes that operate medical 
radiocommunication systems are small businesses or small governmental 
entities.
    51. The Commission seeks comment on this analysis. In providing 
such comment, commenters are requested to provide information regarding 
how many total and small business entities would be affected.

D. Description of Projected Reporting, Recordkeeping, and Other 
Compliance Requirements

    52. If adopted, the proposed rules would require that:
     PLMR licensees employing wideband channels for Hydro, 
forest fire-fighting, conservation, and public safety operations modify 
or discontinue operations if, after January 1, 2005, these wideband 
operations cause interference to new Federal operations in the 162-174 
MHz band, or if, after January 1, 2008, these wideband operations cause 
interference to new Federal operations in the 150.05-150.8 MHz and 
406.1-420 MHz bands;
     Hydro channel licensees operating on the center 
frequencies 169.575 MHz, 409.675 MHz, 409.725 MHz, and 412.625 MHz 
cease operations not later than January 1, 2013 for Industrial/Business 
Pool licensees and not later than January 1, 2018 for Public Safety 
Pool licensees;
     PLMR applicants requesting authority to operate Hydro, 
forest fire-fighting, conservation, public safety, and medical 
radiocommunication stations in the 162-174 MHz band use narrowband 
channels after January 1, 2005; and that these applicants use 
narrowband channels after January 1, 2008 in the 150.05-150.8 MHz and 
406-416 MHz bands; and
     New Hydro stations that would operate on the center 
frequencies 406.125 MHz and 406.175 MHz be limited to a transmitter 
output power of 125 watts and required to coordinate with the Radio 
Astronomy Observatory at Socorro, New Mexico.
    53. If a licensee is required to modify its operations, we believe 
that the licensee would either buy new narrowband equipment or that the 
licensee would hire a vendor to modify some or all of its wideband 
equipment. We are uncertain of the exact costs relating to the 
narrowbanding requirements. We request comment on the costs related to 
narrowbanding and whether these costs would be borne as part of the 
licensee's normal depreciation and replacement cycle. We are especially 
interested in comments dealing with whether small entities would be 
affected disproportionately.

E. Steps Taken To Minimize Significant Economic Impact on Small 
Entities, and Significant Alternatives Considered

    54. The RFA requires an agency to describe any significant 
alternatives that it has considered in reaching its proposed approach, 
which may include the following four alternatives (among others): (1) 
The establishment of differing compliance or reporting requirements or 
timetables that take into account the resources available to small 
entities; (2) the clarification, consolidation, or simplification of 
compliance or reporting requirements under the rule for small entities; 
(3) the use of performance, rather than design,

[[Page 46470]]

standards; and (4) an exemption from coverage of the rule, or any part 
thereof, for small entities.\13\
---------------------------------------------------------------------------

    \13\ 5 U.S.C. 603(c).
---------------------------------------------------------------------------

    55. So long as incompatibilities are not created with Federal 
narrowband operations, we propose to allow incumbent Public Safety Pool 
licensees to use existing equipment until January 1, 2018, and to allow 
incumbent Industrial/Business Pool licensees to use existing equipment 
until January 1, 2013. The Commission proposed that the 14 licensees of 
the six Hydro channels being deleted from the Hydro Channel Plan modify 
their equipment and station licenses and migrate to a center frequency 
listed in the new Hydro Channel Plan on a timetable as advised by the 
Hydro Committee and approved by NTIA and the Commission. The Commission 
proposed to grandfather indefinitely those incumbent stations that 
operate on the frequencies 150.7825 MHz and 150.7975 MHz.
    56. The Commission request comment on whether it should exempt 
equipment designed for use in these Federal bands from our current 6.25 
kHz equipment certification requirement, which is scheduled to commence 
on January 1, 2005. The purpose in providing this alternative is to 
determine whether such a policy would be beneficial or detrimental to 
enabling sharing between PLMR licensees and Federal users.

F. Federal Rules That May Duplicate, Overlap, or Conflict With the 
Proposed Rules

    57. None.

Ordering Clauses

    58. Pursuant to sections 1, 4(i), 7(a), 301, 302(a), 303(f), 
303(g), 303(r), 307, 308, 309(j), 316, 332, 334, and 336 of the 
Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 157(a), 
301, 302(a), 303(f), 303(g), 303(r), 307, 308, 309(j), 316, 332, 334, 
and 336, the Notice of Proposed Rulemaking is hereby Adopted.
    59. The Commission's Consumer Information and Governmental Affairs 
Bureau, Reference Information Center, Shall Send a copy of the Notice 
of Proposed Rulemaking, including the Initial Regulatory Flexibility 
Analysis, to the Chief Counsel for Advocacy of the Small Business 
Administration.

List of Subjects in Parts 2 and 90

    Radio, Telecommunications.

Federal Communications Commission.
William F. Caton,
Deputy Secretary.

Proposed Rule Changes

    For the reasons discussed in the preamble, the Federal 
Communications Commission proposes to amend 47 CFR parts 2 and 90 as 
follows:

PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL 
RULES AND REGULATIONS

    1. The authority citation for part 2 continues to read as follows:

    Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise 
noted.

    2. Section 2.106 is amended by revising footnotes US11, US13, 
US117, US216, and US312 to read as follows:


Sec.  2.106  Table of Frequency Allocations.

* * * * *
United States (US) Footnotes
* * * * *
    US11 On the condition that harmful interference is not caused to 
present or future Federal Government stations in the band 162-174 MHz, 
the frequencies 166.25 MHz and 170.15 MHz may be authorized to non-
Federal Government stations, as follows: (1) eligibles in the Public 
Safety Radio Pool may be authorized to operate in the fixed and land 
mobile services for locations within 150 miles (241.4 km) of New York 
City; and (2) remote pickup broadcast stations may be authorized to 
operate in the land mobile service for locations within the continental 
United States, excluding Alaska, locations within 150 miles of New York 
City, and the Tennessee Valley Authority Area (TVA Area). The TVA Area 
is bounded on the west by the Mississippi River, on the north by the 
parallel of latitude 37[deg]30' N., and on the east and south by that 
arc of the circle with center at Springfield, Illinois, and radius 
equal to the airline distance between Springfield, Illinois, and 
Montgomery, Alabama, subtended between the foregoing west and north 
boundaries.
    US13 The following center frequencies, each with a channel 
bandwidth not greater than 12.5 kHz, are available for assignment to 
non-Federal Government fixed stations for the specific purpose of 
transmitting hydrological and meteorological data in cooperation with 
Federal agencies, subject to the condition that harmful interference 
will not be caused to Federal Government stations:

                          Hydro Channels (MHz)
------------------------------------------------------------------------

------------------------------------------------------------------------
169.425                         170.2625        171.100         406.1250
169.4375                        170.275         171.1125        406.1750
169.450                         170.2875        171.125         412.6625
169.4625                        170.300         171.825         412.6750
169.475                         170.3125        171.8375        412.6875
169.4875                        170.325         171.850         412.7125
169.500                         171.025         171.8625        412.7250
169.5125                        171.0375        171.875         412.7375
169.525                         171.050         171.8875        412.7625
170.225                         171.0625        171.900         412.7750
170.2375                        171.075         171.9125        415.1250
170.250                         171.0875        171.925         415.1750
------------------------------------------------------------------------

    New assignments on the frequencies 406.125 MHz and 406.175 MHz are 
to be primarily for paired operations with the frequencies 415.125 MHz 
and 415.175 MHz, respectively.
* * * * *
    US117 In the band 406.1-410 MHz: (a) Stations in the fixed and 
mobile services shall be limited to a transmitter output power of 125 
watts; (b) non-Federal Government use shall be limited to the radio 
astronomy service and to the fixed service, as provided by footnote 
US13; and (c) new authorizations for stations, other than mobile 
stations, shall be subject to prior coordination by the applicant in 
the following areas:

[[Page 46471]]

    1. Arecibo Observatory of the National Astronomy and Ionosphere 
Center. Within Puerto Rico and the U.S. Virgin Islands, contact: 
Spectrum Manager, Arecibo Observatory, P.O. Box 995, Arecibo, Puerto 
Rico 00613, Phone: 787-878-2612, Fax: 787-878-1816.
    2. Very Large Array (VLA) of the National Radio Astronomy 
Observatory (NRAO). Within a 350 kilometer radius that is centered on 
34[deg]04'44'' North Latitude, 107[deg]37'04'' West Longitude, contact: 
Spectrum Manager, National Radio Astronomy Observatory, P.O. Box O, 
1003 Lopezville Road, Socorro, New Mexico 87801, Phone: 505-835-7000, 
Fax: 505-835-7027.
    3. Table Mountain Observatory of the Department of Commerce (407-
409 MHz only). Within a 10 kilometer radius that is centered on 
40[deg]07'50'' North Latitude, 105[deg]14'40'' West Longitude, contact: 
Radio Frequency Coordinator, Department of Commerce, 325 Broadway, 
Boulder, Colorado 80303, Phone: 303-497-6548, Fax: 303-497-3384.
* * * * *
    US216 The use of the frequencies 150.775 MHz, 150.79 MHz, 152.0075 
MHz, and 163.25 MHz, and the bands 462.9375-463.1875 MHz and 467.9375-
468.1875 MHz may be authorized for both Federal and non-Federal 
Government Medical Radiocommunication Systems on a primary basis.
* * * * *
    US312 The frequency 173.075 MHz may be authorized on a primary 
basis to non-Federal Government stations in the Public Safety Radio 
Pool, limited to police licensees, for stolen vehicle recovery systems 
(SVRS). SVRS may operate with an authorized bandwidth not to exceed 20 
kHz.
* * * * *

PART 90--PRIVATE LAND MOBILE RADIO SERVICES

    3. The authority citation for part 90 continues to read as follows:

    Authority: Sections 4(I), 11, 303(g), 303(r), and 332(c)(7) of 
the Communications Act of 1934, as amended, 47 U.S.C. 154(I), 161, 
303(g), 303(r), 332(c)(7).

    4. Section 90.20 is amended by revising entries to the table in 
paragraph (c)(3), (d)(47), (d)(48), and (d)(49), by removing and 
reserving paragraphs (d)(50), and (d)(51), and by adding paragraphs 
(d)(86) and (d)(87) to read as follows:


Sec.  90.20  Public Safety Pool.

* * * * *
    (c) * * *
    (3) Frequencies.

                   Public Safety Pool Frequency Table
------------------------------------------------------------------------
 Frequency or band   Class of station(s)    Limitations     Coordinator
------------------------------------------------------------------------

                              * * * * * * *
--------------------
                                Megahertz
------------------------------------------------------------------------


                              * * * * * * *
150.775............  Mobile.............              86              PM
150.7825...........  do.................              87              PM
150.790............  do.................              86              PM
150.7975...........  do.................              87              PM

                              * * * * * * *
152.0075...........  Base...............      13, 30, 86              PM

                              * * * * * * *
163.250............  do.................          13, 86              PM
166.250............  do.................              47              PF
169-172............  Mobile or                        48  ..............
                      operational fixed.
170.150............  Base or mobile.....              47              PF
170.425............  do.................           9, 49              PO
170.475............  do.................           9, 49              PO
170.575............  do.................           9, 49              PO
171.425............  do.................           9, 49              PO
171.475............  do.................           9, 49              PO
171.575............  do.................           9, 49              PO
172.225............  do.................           9, 49              PO
172.275............  do.................           9, 49              PO
172.375............  do.................           9, 49              PO

                              * * * * * * *
406-416............  Operational fixed..              48

                              * * * * * * *
------------------------------------------------------------------------

    (d) * * *
* * * * *
    (47) This frequency may be assigned to stations in the Public 
Safety Pool in accordance with the provisions of Sec.  90.265.
    (48) Frequencies in this band will be assigned only for 
transmitting hydrological or meteorological data or for low power 
wireless microphones in accordance with the provisions of Sec.  90.265.
    (49) This frequency may be assigned only for forest fire-fighting 
and conservation activities in accordance with the provisions of Sec.  
90.265.
    (50) [Reserved]

[[Page 46472]]

    (51) [Reserved]
* * * * *
    (86) This frequency will be assigned only for Medical 
Radiocommunication Systems in accordance with the provisions of Sec.  
90.265.
    (87) Use of this frequency shall be limited to stations licensed as 
of [effective upon publication of the Report and Order in this 
proceeding].
    5. Section 90.35(b)(3) is amended by removing the entry for ``406-
413'' and adding in its place ``406-416'' to read as follows:


Sec.  90.35  Industrial/Business Pool.

* * * * *
    (b) * * *
    (3) Frequencies.

                Industrial/Business Pool Freqeuncy Table
------------------------------------------------------------------------
                            Class of
   Frequency or band       station(s)       Limitations     Coordinator
------------------------------------------------------------------------

                              * * * * * * *
       Megahertz

                              * * * * * * *
406-416...............  Operational                   53
                         fixed.

                              * * * * * * *
------------------------------------------------------------------------

    6. Section 90.203 is amended by revising paragraph (j) introductory 
text, and the first sentence in paragraphs (j)(3), and (j)(5), and by 
revising (j)(7) to read as follows:


Sec.  90.203  Certification required.

* * * * *
    (j) Except where otherwise specially provided for, transmitters 
operating on frequencies in the 150-174 MHz and 406-512 MHz bands must 
comply with the following:
* * * * *
    (3) Applications for part 90 certification of transmitters designed 
to operate on frequencies in the 150-174 MHz and/or 406-512 MHz bands, 
received on or after February 14, 1997, must include a certification 
that the equipment meets a spectrum efficiency standard of one voice 
channel per 12.5 kHz of channel bandwidth. * * *
* * * * *
    (5) Applications for part 90 certification of transmitters designed 
to operate on frequencies in the 150-174 MHz and/or 406-512 MHz bands, 
received on or after January 1, 2005, must include a certification that 
the equipment meets a spectrum efficiency standard of one voice channel 
per 6.25 kHz of channel bandwidth. * * *
* * * * *
    (7) All transmitters that are designed for one-way paging 
operations, except those operating on the frequency 163.25 MHz, will be 
certified with a 25 kHz channel bandwidth and are exempt from the 
spectrum efficiency requirements of paragraphs (j)(3) and (j)(5) of 
this section.
* * * * *
    7. Section 90.209 is amended by removing the entry ``421-512 
2 '', in the table following paragraph (b)(5), and adding in 
its place ``406-512 2 '' to read as follows:


Sec.  90.209  Bandwidth limitations.

* * * * *
    (b) * * *
    (5) * * *

                   Standard Channel Spacing Bandwidth
------------------------------------------------------------------------
                                                            Authorized
          Frequency band (MHz)                Channel        bandwidth
                                           Spacing (kHz)       (kHz)
------------------------------------------------------------------------

                              * * * * * * *
406-512 \2\.............................        \1\ 6.25  1 3 20/11.25/6

                              * * * * * * *
------------------------------------------------------------------------

* * * * *
    8. Section 90.217 is amended by adding paragraph (e) to read as 
follows:


Sec.  90.217  Exemption from technical standards.

* * * * *
    (e) Transmitters used for wireless microphone operations and 
operating on frequencies allocated for Federal Government use must 
comply with the requirements of Sec.  90.265(b).
    9. Section 90.265 is amended by revising the section heading and 
paragraph (a) introductory text and the table preceding paragraph 
(a)(1) and by adding paragraphs (a)(5) through (a)(9), (c), (d), and 
(e) to read as follows:


Sec.  90.265  Assignment and use of frequencies in the bands allocated 
to Federal Government use.

    (a) The following center frequencies are available for assignment 
to fixed stations in the Public Safety Pool or the Industrial/Business 
Pool, subject to the provisions of this section:

                          Hydro Channels (MHz)
------------------------------------------------------------------------

------------------------------------------------------------------------
169.4250                        170.2625        171.1000        406.1250
169.4375                        170.2750        171.1125        406.1750
169.4500                        170.2875        171.1250        412.6625
169.4625                        170.3000        171.8250        412.6750
169.4750                        170.3125        171.8375        412.6875

[[Page 46473]]


169.4875                        170.3250        171.8500        412.7125
169.5000                        171.0250        171.8625        412.7250
169.5125                        171.0375        171.8750        412.7375
169.5250                        171.0500        171.8875        412.7625
170.2250                        171.0625        171.9000        412.7750
170.2375                        171.0750        171.9125        415.1250
170.2500                        171.0875        171.9250        415.1750
------------------------------------------------------------------------

* * * * *
    (5) After January 1, 2005 for the 169-172 MHz band and January 1, 
2008 for the 406-416 MHz band, channels for new operations are limited 
to an authorized bandwidth not to exceed 11.25 kHz. After those dates, 
existing systems with an authorized bandwidth of greater than 11.25 kHz 
(including those systems that expand existing operations) may continue 
to operate with a bandwidth greater than 11.25 kHz until January 1, 
2013 (for Business/Industrial Pool licensees), and until January 1, 
2018 (for Public Safety Pool licensees). Such operations are limited by 
Sec.  90.265(a)(6) and (a)(7).
    (6) After January 1, 2005, if a licensee of a channel in the band 
169-172 MHz which uses equipment with an authorized bandwidth greater 
than 11.25 kHz cannot resolve an interference complaint to the 
satisfaction of an impacted Federal agency or is advised to do so by 
the Hydro Committee as approved by the FCC, then the licensee must 
cease operation on the frequency upon notification by the Commission.
    (7) After January 1, 2008, if a licensee of a channel in the band 
169-172 MHz which uses equipment with an authorized bandwidth greater 
than 11.25 kHz cannot resolve an interference complaint to the 
satisfaction of an impacted Federal agency or is advised to do so by 
the Hydro Committee as approved by the FCC, then the licensee must 
cease operation on the frequency upon notification by the Commission.
    (8) After [effective upon publication of the Report and Order in 
this proceeding], new assignments on the frequencies 406.125 MHz and 
406.175 MHz are to be primarily for paired operations with the 
frequencies 415.125 MHz and 415.175 MHz, respectively and limited to an 
authorized bandwidth not to exceed 11.25 kHz when paired.
    (9) Existing stations may continue to use the center frequencies 
169.575 MHz, 409.675 MHz, 409.725 MHz, and 412.625 MHz until January 1, 
2013 for Business/Industrial Pool licensees and until January 1, 2018 
for Public Safety Pool licensees, subject to the requirements of Sec.  
90.265(a)(6) and (a)(7).
* * * * *
    (c) The following center frequencies are available for assignment 
to licensees engaged in forest fire-fighting and conservation 
activities, subject to the provisions of this section:

          Forest Fire-Fighting and Conservation Channels (MHz)
------------------------------------------------------------------------

------------------------------------------------------------------------
170.425                                              171.425     172.225
170.475                                              171.475     172.275
170.575                                              171.575     172.375
------------------------------------------------------------------------

    (1) These frequencies will be assigned on a secondary basis to any 
U.S. Government station.
    (2) The frequencies 170.425 MHz, 170.475 MHz, 170.575 MHz, 171.425 
MHz, 171.575 MHz, 172.225 MHz, and 172.275 MHz will be assigned only to 
licensees directly responsible for the prevention, detection, and 
suppression of forest fires.
    (3) The frequencies 171.475 MHz and 172.275 MHz will be assigned to 
licensees directly responsible for the prevention, detection, and 
suppression of forest fires; or to licensees engaged in forest 
conservation activities for mobile relay operation only.
    (4) The frequencies 170.425 MHz, 170.575 MHz, 171.475 MHz, 172.225 
MHz, and 172.375 MHz will be assigned for use only in areas west of the 
Mississippi River.
    (5) The frequencies 170.475 MHz, 171.425 MHz, 171.575 MHz, and 
172.275 MHz will be assigned for use only in areas east of the 
Mississippi River.
    (6) All applications for use of these frequencies must be 
accompanied by a letter of concurrence by the Federal Government, 
Department of Agriculture.
    (7) After January 1, 2005, channels for new operations are limited 
to an authorized bandwidth not to exceed 11.25 kHz. Between January 1, 
2005, and January 1, 2018, existing systems with an authorized 
bandwidth of greater than 11.25 kHz (including those systems that 
expand existing operations) may continue to operate with a bandwidth 
greater than 11.25 kHz, subject to the limitations set forth in Sec.  
90.265(c)(8).
    (8) After January 1, 2005, if a licensee that uses equipment with 
an authorized bandwidth greater than 11.25 kHz cannot resolve an 
interference complaint from an impacted Federal agency, then the 
licensee must cease operation on the frequency upon notification by the 
Commission.
    (d) The frequencies 166.250 MHz and 170.150 MHz are available for 
assignment to licensees engaged in public safety activities, subject to 
the provisions of this section:
    (1) These frequencies are available for assignment to stations in 
the Public Safety Pool, only at points within 241.4 km. (150 mi.) of 
New York, N.Y.;
    (2) Operations on these channels is on a secondary basis to any 
Federal Government station; and
    (3) After January 1, 2005, if a licensee that uses equipment with 
an authorized bandwidth greater than 11.25 kHz cannot resolve an 
interference complaint from an impacted Federal agency, then the 
licensee must cease operation on the frequency upon notification by the 
Commission.
    (4) After January 1, 2005, channels for new operations are limited 
to an authorized bandwidth not to exceed 11.25 kHz. Between January 1, 
2005, and January 1, 2018, existing systems with an authorized 
bandwidth of greater than 11.25 kHz (including those systems that 
expand existing operations) may continue to operate with a bandwidth 
greater than 11.25 kHz, subject to the limitations set forth in Sec.  
90.265(d)(3).
    (e) The following frequencies are available for use by Medical 
Radiocommunication Systems:
    (1) The frequencies 150.775 MHz, 150.790 MHz, and 163.250 MHz, 
subject to following provisions:
    (i) After [effective upon publication of the Report and Order in 
this proceeding], new assignments for these frequencies shall be 
authorized only for Medical Radiocommunication Systems.
    (ii) After January 1, 2005, new operations on the frequency 163.25 
MHz are limited to an authorized bandwidth not to exceed 11.25 kHz.
    (iii) After January 1, 2008, new operations on the frequencies 
150.775 MHz and 150.790 MHz are limited to an authorized bandwidth not 
to exceed 11.25 kHz.

[[Page 46474]]

    (iv) Existing systems with an authorized bandwidth of greater than 
11.25 kHz (including those systems that expand existing operations) may 
continue to operate on a primary basis with a bandwidth greater than 
11.25 kHz until January 1, 2018. After January 1, 2018, stations that 
use the frequencies 150.775 MHz, 150.790 MHz, or 163.25 MHz shall be 
limited to an authorized bandwidth not to exceed 11.25 kHz.
    (2) The frequency 152.0075 MHz and frequencies within the bands 
462.9375-463.1875 MHz and 467.9375 MHz-468.1875 MHz, subject to the 
limitations specified in Sec.  90.20 of this chapter.

[FR Doc. 04-17074 Filed 8-2-04; 8:45 am]

BILLING CODE 6712-01-P