[Federal Register: May 20, 2009 (Volume 74, Number 96)]
[Rules and Regulations]
[Page 23650-23656]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20my09-16]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 74
[MB Docket No. 08-253; FCC 09-36]
Replacement Digital Television Translator Service
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: With this Report and Order, and after seeking public comment,
the Federal Communications Commission creates a new ``replacement''
digital television translator service to permit full-service television
stations to continue to provide service to viewers within their analog
coverage areas who have lost service as a result of those stations'
digital transition. Replacement digital translators can be licensed
solely on digital television channels 2 through 51 and with secondary
frequency status. Unlike other television translator licenses, the
replacement digital television translator license will be associated
with the full-service station's main license and will have the same
four letter call sign as its associated main station. As a result, a
replacement digital television translator license may not be separately
assigned or transferred and will be renewed or assigned along with the
full-service station's main license. Almost all other rules associated
with television translator stations are applied to replacement digital
television translators.
DATES: This final rule is effective June 19, 2009, except for Sec.
74.787(a)(5)(i) which contains information collection requirements that
have not been approved by the Office of Management and Budget
(``OMB''). The Federal Communications Commission will publish a
document in the Federal Register announcing the effective date.
FOR FURTHER INFORMATION CONTACT: Shaun Maher, Shan.Maher@fcc.gov of the
Media Bureau, Video Division, (202) 418-1600. For additional
information concerning the information collection requirement contained
in this Report and Order, contact the Office of Managing Director
(``OMD''), Performance Evaluation & Records Management (``PERM''),
Cathy Williams, Cathy.Williams@fcc.gov, at 202-418-2918.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order, FCC 09-36, adopted on May 8, 2008, and released on May 8,
2009. The full text of this document is available for public inspection
and copying during regular business hours in the FCC Reference Center,
Federal Communications Commission, 445 12th Street, SW., CY-A257,
Washington, DC 20554. It may also be purchased from the Commission's
duplicating contractor at Portals II , 445 12th Street, SW., Room CY-
B402, Washington, DC 20554; the contractor's Web site: http://
www.bcpiweb.com; or by calling (800) 378-3160, facsimile (202) 488-
5563, or e-mail FCC@BCPIWEB.com. The document will also be available
via ECFS (http://www.fcc.gov/cgb/ecfs/). (Documents will be available
electronically in ASCII, Word 97, and/or Adobe Acrobat.) Additionally,
the complete item is available on the Federal Communications Web site
at http://www.fcc.gov. To request this document in accessible formats
(computer diskettes, large print, audio recording, and Braille), send
an e-mail to fcc504@fcc.gov or call the Commission's Consumer and
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(TTY).
Paperwork Reduction Act of 1995 Analysis
This Report and Order adopts a revised information collection
requirement subject to the Paperwork Reduction Act of 1995 (``PRA''),
Public Law 104-13 (44 U.S.C. 3501 through 3520) pertaining to DTV
transition related issues. Specifically, this Report and Order will
allow full-service stations seeking to use the new replacement digital
television translator service to submit specified attachments to FCC
Form 346 when applying for a construction permit.\1\ OMB has consented
to review the requirement under the emergency processing rules.\2\ We
believe there is good cause for requesting emergency PRA approval from
OMB due to the statutory digital television transition deadline of June
12, 2009.\3\
---------------------------------------------------------------------------
\1\ OMB Control Number 3060-1086 will be revised to include the
information collection requirement.
\2\ 5 CFR 1320.13.
\3\ Due to the short time frame provided for the Commission to
act on the new replacement digital low power television translator
service, we requested and received OMB approval to waive Federal
Register notice for this emergency request under the PRA. See 5 CFR
1320.13(d).
---------------------------------------------------------------------------
In addition, the Commission notes that pursuant to the Small
Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), we previously sought specific comment on how the
Commission might ``further reduce the information collection burden for
small business concerns with fewer than 25 employees.''
Synopsis
Creation of New, Replacement Digital Television Translator Service
Based upon the record, we adopt our proposal to create a new,
``replacement'' digital television translator service to enable full-
service television stations to continue to provide service to viewers
in loss areas inside their protected analog service contour created as
a result of their transition to digital operations. Although we are
sympathetic to the desires of the low power television community to
provide new and expanded low power digital service, we continue to
believe that we must place a priority on the facilitation of the full-
service television digital transition and the avoidance of the loss of
service that may result from the transition.\4\ We also conclude that
the licensing of replacement digital television translators must take
precedence over the licensing of new digital translators and low power
television stations. We do not believe
[[Page 23651]]
that this approach will unduly diminish new low power digital service
opportunities because we will shortly announce a near-term date upon
which we will begin accepting applications pursuant to the first-come,
first-serve licensing scheme for new digital translators and low power
television stations originally envisioned in our 2004 LPTV digital
order.\5\ This action will create opportunities for new and expanded
digital low power television service.
---------------------------------------------------------------------------
\4\ See generally Digital Television and Public Safety Act of
2005 (``DTV Act''), which is Title III of the Deficit Reduction Act
of 2005, Public Law 109-171, 120 Stat. 4 (2006), codified at 47
U.S.C. 309(j)(14) and 337(e), as amended by DTV Delay Act, Public
Law 111-4, 123 Stat. 112 (2009) (establishing June 12, 2009 as a new
hard deadline for the end of analog transmissions by full-power
stations); 47 U.S.C. 309 Note (directing the Commission to ``take
such actions as are necessary (1) to terminate all licenses for
full-power television stations in the analog television service, and
to require the cessation of broadcasting by full-power stations in
the analog television service, by February 18, 2009; and (2) to
require by February 18, 2009, * * * all broadcasting by full-power
stations in the digital television service, occur only on channels
between channels 2 and 36, inclusive, or 38 and 51, inclusive
(between frequencies 54 and 698 megahertz, inclusive).''); id. at
336 Note (requiring the Commission to assign paired digital
television channels ``to further promote the orderly transition to
digital television''), 336(b) (expressing Congressional interest in
the transition from analog to digital television and reading, in
pertinent part, ``[i]n prescribing the regulations required by
subsection (a), the Commission shall * * * (5) prescribe such other
regulations as may be necessary for the protection of the public
interest, convenience, and necessity.'').
\5\ See Amendment of Parts 73 and 74 of the Commission's Rules
to Establish Rules for Digital Low Power Television, Television
Translator, and Television Booster Stations and to Amend Rules for
Digital Class A Television Stations, Report and Order, 19 FCC Rcd
19331, 19354, para. 71 (2004) (``Digital Low Power Report and
Order'').
---------------------------------------------------------------------------
The rules we adopt today will limit the service areas of
replacement translators to only those areas where an existing full-
service television station is able to demonstrate a loss in service as
a result of its transition to digital and de minimis extension areas
where necessary to provide service to loss areas. With service limited
to only those areas that were previously served by a full-service
station, and with licenses associated with the full-service station
license so that they cannot be separately assigned or transferred, it
is not likely that replacement translators will have a substantial
impact on other uses of this spectrum. Furthermore, we seek to provide
full-service stations with the flexibility to employ the technical
means they find most feasible to replace service to potential loss
areas. While we therefore will not adopt a requirement that stations
demonstrate that all other technical solutions are infeasible before
authorizing a replacement translator, we do encourage stations to
consider other, potentially more spectrally efficient solutions such as
maximization and DTS.
As we stated in the NPRM, consistent with the Unlicensed Operation
in the TV Bands decision,\6\ unlicensed devices must continue to fully
protect replacement digital television translators in order to ensure
that full-power post-transition digital television stations can deliver
uninterrupted service to their entire pre-transition analog service
area through the use of this service. Furthermore, we find that the
importance of providing broadcasters flexibility to replace lost
service with translator service outweighs concerns about impinging on
the use of unlicensed white space devices in such a limited number of
areas.
---------------------------------------------------------------------------
\6\ Amendment of Parts 73 and 74 of the Commission's Rules to
Establish Rules for Replacement Digital Low Power Television
Translator Stations, MB Docket No. 08-253, Notice of Proposed
Rulemaking, 23 FCC Rcd 18534, para. 6 (2008) (``NPRM''). See
Unlicensed Operation in the TV Broadcast Bands, ET Docket No. 04-
186, Second Report and Order and Memorandum Opinion and Order, FCC
08-260, November 14, 2008 (``Unlicensed Operation in the TV
Broadcast Bands'').
---------------------------------------------------------------------------
Licensing of Replacement Digital Television Translators on Channels 2-
51
We adopt our tentative conclusion that replacement digital
television translators should be licensed only for digital operation.
We also conclude that we should forego licensing replacement
translators on channels 60-69 in order to prevent possible interference
to public safety entities and to avoid the potential for immediate
displacement of critical replacement translator facilities.
Contrary to our tentative conclusion, we will not license
replacement translators on television channels 52-59.\7\ Based upon the
record developed in this proceeding, we conclude that the use of
channels 52-59 for the new fill-in translator service would not be
appropriate. Although we have previously allowed for the licensing of
digital LPTV and TV translator facilities on channels 52-59 in
conjunction with the digital low power television transition,\8\ we
recognize the concerns of the 700 MHz wireless entities that oppose
allowing new replacement translators to be licensed on channels 52-59.
We also find that it is unlikely that television stations would seek a
replacement translator on an out-of-core channel only to later be
displaced by a primary wireless licensee. None of the applications we
have received for replacement translators have proposed channels 52-59.
Therefore, it does not appear that prohibiting the use of channels 52-
59 for new replacement translators will diminish the opportunities for
full-power stations to replace lost analog service. Therefore, we shall
limit replacement translators to only in-core channels 2-51.
---------------------------------------------------------------------------
\7\ Channels 60-69, 746-806 MHz, have been reallocated to Public
Safety Entities upon completion of the digital television
transition. Reallocation of Television Channels 60-69, the 746-806
MHz Band, Report and Order, 12 FCC Rcd 22953 (1997).
\8\ See Digital Low Power Report and Order, 19 FCC Rcd at 19354,
para. 71.
---------------------------------------------------------------------------
Processing Priority
We adopt our tentative conclusion that applications for replacement
digital television translators will have processing priority over
applications filed by other low power television and TV translator
stations, except displacement applications (with which they would have
co-equal priority). Thus, replacement translator applications and low-
power displacement applications will be processed on a first-come,
first-served basis, and the earlier filed application will prevail. By
contrast, a replacement translator application will receive priority
over non-displacement low-power and translator applications even if the
latter are first-filed. Applications for replacement translator
stations, however, must provide the requisite interference protection
to authorized analog and digital low power television, and TV
translator facilities. We further clarify that applications filed for
full-service television and Class A television stations will continue
to have processing priority over applications for replacement digital
television translators.
It is a Commission priority to expeditiously assist full-service
television stations both to transition to digital broadcasting and to
digitally replicate their pre-transition analog service areas by the
DTV statutory deadline.\9\ We envision that replacement digital
television translators will be a tool that full-service stations can
use to successfully provide digital television service to their entire
pre-transition analog service areas. We conclude that applications for
replacement translators must be given processing priority to ensure
that stations are quickly able to obtain the necessary authorization to
begin constructing their replacement facility. Low power television and
TV translator stations are not currently required to convert to digital
broadcast by a congressionally mandated date and therefore do not
require the expedited processing needed for replacement
translators.\10\ We find that displaced low power television and
television translator applicants, however, warrant co-equal priority
because their viewers have lost television service that they are
accustomed to receiving, and we seek to assist all television stations
to maintain their existing analog service coverage through the digital
transition.
---------------------------------------------------------------------------
\9\ See supra n.4.
\10\ 47 U.S.C. 309(j)(14) and 337(e). The Commission previously
determined that it has discretion under 47 U.S.C. 336(f)(4) to set
the date by which analog operations of stations in the low power and
translator service must cease. Digital Low Power Report and Order,
19 FCC Rcd at 19336, para. 12. The Commission opted not to establish
a fixed termination date for the low power digital television
transition until it resolved the issues concerning the transition of
full-power television stations. Id. at 19336 para. 19.
---------------------------------------------------------------------------
[[Page 23652]]
Eligibility
We also adopt our tentative conclusion that eligibility for the
replacement digital television translator service be limited to only
those full-service television stations \11\ that can demonstrate that a
portion \12\ of their analog service areas will not be served by their
full, post-transition digital facilities and that the proposed
replacement digital television translator service will be used for that
purpose. We adopt this requirement because only full-service television
stations are required to transition to digital broadcast by June 12,
2009, and the Commission's priority is to expeditiously assist full-
service stations to maintain their analog service areas through the
digital transition. Furthermore, the goal of this new service is
digital replication of full-power analog television service areas, not
their expansion.
---------------------------------------------------------------------------
\11\ ``Full-service television stations,'' as used in the
context of this Report and Order, is defined as any operating full-
service television station, including full-service stations that are
operating under special temporary authority (``STA'') to maintain
existing service.
\12\ We did not intend in the NPRM to imply that a minimum or
maximum amount of analog loss area is required for a full-service
post-transition digital station to apply for the replacement digital
television translator service. Rather, any full-service post-
transition digital station has the flexibility to serve any size
analog loss area as long as the station is otherwise able to comply
with the other technical requirements adopted in this proceeding.
---------------------------------------------------------------------------
Service Area
We adopt our tentative conclusion to limit the service area of the
replacement translator to post-transition full-service stations' analog
loss areas.\13\ All applicants for the replacement digital television
translator service must submit an engineering study that depicts both
the full-service station's analog service area, as well as its post-
transition digital facility which does not serve that station's entire
analog service area and therefore demonstrates an analog loss area. The
purpose of replacement digital television translators is to provide
service to analog loss areas, not to expand full-service post-
transition stations' service areas. However, we recognize that it may
be impossible for some post-transition full-service stations to site
translators that replace analog loss areas without also slightly
expanding their analog service areas. Therefore, as outlined below, we
adopt our proposal and allow full-service stations seeking replacement
digital television translators to propose a de minimis expansion of
their analog service areas upon a showing that it is necessary \14\ to
replace service in their post-transition analog loss areas.
---------------------------------------------------------------------------
\13\ NPRM, 23 FCC Rcd at 18536, para. 7.
\14\ In this context, a showing of ``necessary'' requires that
the post-transition full-service digital television station
demonstrate, through an engineering exhibit, that it is not possible
to site a replacement digital television translator without ``de
minimis'' expansion of the station's analog service area.
---------------------------------------------------------------------------
In addition, we adopt our conclusion that ``analog service area''
be defined ``as the existing, authorized, protected service area
actually served by the analog signal prior to analog termination for
the [DTV] transition, consistent with our approach in the DTS
proceeding.'' \15\ We adopt this definition because the purpose of this
new service is to provide digital television service to post-transition
analog loss areas. Replacement digital television translators are
intended to serve digital full-service stations' analog loss areas.
This new service is not intended for digital full-service stations to
use in proposed digital service areas, where analog service did not
formerly exist. Traditional, lower priority translators can be used to
improve service in these areas.
---------------------------------------------------------------------------
\15\ NPRM, 23 FCC Rcd at 18535, para. 5, ft. note 5 (citing DTS
Report and Order, 23 FCC Rcd 16745, para. 28).
---------------------------------------------------------------------------
We believe that some post-transition full-service stations should
be allowed a de minimis expansion of their analog service areas, in
order to properly engineer their replacement translators. We find that
de minimis expansion is necessary and unavoidable due to the nature of
certain analog loss areas and therefore should be permitted in such
circumstances upon a suitable showing. The Commission will determine
the de minimis threshold on a case-by-case basis, consistent with our
approach in the DTS proceeding,\16\ that which is necessary to provide
service to loss areas.
---------------------------------------------------------------------------
\16\ DTS Report and Order, 23 FCC Rcd 16750, para. 33.
---------------------------------------------------------------------------
Licensing of Replacement Digital Television Translator Stations
Associated With Main Station License
We conclude that, unlike other television translator licenses, the
license for replacement digital television translators will be
associated with the full-service station's main license.\17\ Therefore,
the replacement digital translator license may not be separately
assigned or transferred and will be renewed or assigned along with the
full-service station's main license. We believe that such a measure is
necessary to ensure that the replacement translator service is limited
to only those situations where a station seeks to restore service to a
loss area and the license is used for that purpose. This measure will
also prevent a replacement translator from being converted to an LPTV
station, thus defeating its purpose.
---------------------------------------------------------------------------
\17\ See 47 CFR 73.3540(e).
---------------------------------------------------------------------------
Given our decision that replacement translator stations shall be
associated with the full-service station's main license, we will not
adopt our proposal in the NPRM that stations seeking a replacement
digital television translator be required to submit a completed FCC
Form 346 and pay the requisite $675.00 filing fee for a new station,
but rather will treat applications for replacement translators like
those for auxiliary facilities. Thus, applications for replacement
translators will be filed on FCC Form 346, will be treated as a minor
change application, and there will be no filing fee.
Secondary Frequency Use Status
We adopt our tentative conclusion that replacement digital
television translator stations be licensed with ``secondary'' frequency
use status. These stations will not be permitted to cause interference
to, and must accept interference from, full-service television
stations, certain land mobile radio operations and other primary
services. We clarify that replacement translator stations are subject
to the interference protections to land mobile station operations in
the 470-512 MHz band set forth in the rules.\18\
---------------------------------------------------------------------------
\18\ See 47 CFR 74.709.
---------------------------------------------------------------------------
Other Translator Rules Apply
In order to facilitate the application and licensing of replacement
translators, except as specified herein,\19\ we will apply the rules
associated with television translator stations to the replacement
digital television translator service, including the rules concerning
power limits,\20\ out-of-channel emission limits,\21\ unattended
operation,\22\ and time of operation.\23\ Although mutually exclusive
applications for replacement translators are unlikely, given the
limited service area of these translators, if mutually exclusive
applications are received, they will be resolved through the
Commission's part 1 and part 73 competitive bidding rules and
procedures.\24\ Mutually exclusive applicants for replacement
translators stations will be permitted a limited
[[Page 23653]]
period of time to resolve their mutual exclusivity through settlement
or engineering solutions.\25\
---------------------------------------------------------------------------
\19\ See supra paras. Secondary Frequency Use Status, Other
Translator Rules Apply, and Call Signs.
\20\ See 47 CFR 74.735.
\21\ See 47 CFR 74.736.
\22\ See 47 CFR 74.734.
\23\ See 47 CFR 74.763.
\24\ See 47 CFR 1.2100 et seq. & 73.5000 et seq.
\25\ See 47 CFR 73.5002(c).
---------------------------------------------------------------------------
Call Signs
After consideration of the comments received, we will not adopt our
proposal to assign the same type of call sign to replacement
translators that is assigned to all other digital translator stations.
In the 2004 Digital Low Power Report and Order, we determined that
digital translators should receive a unique call sign such as ``K20AA-
D.''\26\ We made this determination to prevent confusion with other
call sign combinations as well as possible technical problems.\27\ We
believe, however, that in regards to replacement digital television
translators, the associated costs to stations and technical problems
outweigh any benefit that would be received by assigning replacement
translators a separate call sign. To eliminate these burdens and avoid
technical problems, we will not adopt our proposal and instead will
assign to replacement translators the same four letter call sign as
their associated full-service station.
---------------------------------------------------------------------------
\26\ See Digital Low Power Report and Order, 19 FCC Rcd at
19396, para. 197.
\27\ Id.
---------------------------------------------------------------------------
Construction Period
Although we expect full-service stations to quickly construct their
replacement digital television translator facilities, we will not adopt
our original proposal and require that replacement digital television
translators be constructed within six months. We now believe that such
a requirement would unfairly disadvantage certain licensees and would
actually be counterproductive. Affording stations building replacement
translators a full three-year period for completion of construction is
necessary to ensure the successful implementation of this new service
and will not undermine our desire that replacement translators be
quickly constructed. We conclude that stations do not need a shortened
construction period to motivate expedited construction of replacement
digital translators. Stations that voluntarily seek authority to build
a replacement digital translator would not likely do so absent an
intent to construct. Moreover, forcing licensees to construct in a much
abbreviated period could discourage them from applying in the first
instance, a result clearly contrary to our purpose. We are also
persuaded that the benefits of the replacement translator service
established herein will be obtained even if some interruption of
service occurs because a broadcaster is unable to complete construction
and initiate service within the first six months.
Other Issues
Certain engineering firms raised issues that were not addressed in
the NPRM. We find that these issues are beyond the scope of this
proceeding or are being addressed in other proceedings. Therefore, we
shall not address them in this proceeding.
Final Regulatory Flexibility Act Analysis
As required by the Regulatory Flexibility Act of 1980, as amended
(``RFA'') \28\ an Initial Regulatory Flexibility Analysis (``IRFA'')
was included in the Notice of Proposed Rulemaking in this
proceeding.\29\ Written public comments were requested on the IRFA.
This presents Final Regulatory Flexibility Analysis.\30\
---------------------------------------------------------------------------
\28\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601 et seq., has
been amended by the Small Business Regulatory Enforcement Fairness
Act of 1996 (``SBREFA''), Public Law 104-121, Title II, 110 Stat.
847 (1996).
\29\ See Amendment of Parts 73 and 74 of the Commission's Rules
to Establish Rules for Replacement Digital Low Power Television
Translator Stations, MB Docket No. 08-253, Notice of Proposed
Rulemaking, 23 FCC Rcd 18534 (2008) (``NPRM'').
\30\ See 5 U.S.C. 604.
---------------------------------------------------------------------------
Need for and Objectives of the Rules
This Report and Order (``R&O'') establishes a new ``replacement''
digital television translator service that will allow full-service
television stations to obtain new digital translators to maintain
existing service.
The R&O concludes that replacement translators will be licensed
only for digital operation and only on channels 2-51 and not for out-
of-core channels 52-59 and 60-69.
The R&O concludes that applications for replacement translators
will be given licensing priority over all other low power television
and TV translator applications except displacement applications (for
which they will have co-equal priority). The R&O concludes that the
eligibility for such service will be limited to only those full-service
television stations that can demonstrate that a portion of their analog
service area will not be served by their full, post-transition digital
facilities and for translators to be used for that purpose. The R&O
concludes that the service area of the replacement translator will be
limited to only a demonstrated loss area but that a replacement
translator should be permitted to expand slightly a full-service
station's post-transition, digital service area. Finally, the R&O
concludes that replacement digital television translator stations will
be licensed with ``secondary'' frequency use status.
The R&O concludes that, unlike other television translator
licenses, the license for the replacement translator will be associated
with the full power station's main license. Therefore, the replacement
translator license may not be separately assigned or transferred and
will be renewed or assigned along with the full-service station's main
license. The R&O concludes that most of the other rules associated with
television translator stations will apply to the new replacement
translator service including those rules concerning the filing of
applications, processing of applications, power limits, out-of-channel
emission limits, unattended operation, and time of operation. The R&O
concludes that replacement translators will not be assigned a separate
call sign but rather will have the same call sign as their associated
full-service station. Finally, the R&O concludes that the construction
period for replacement translators will be the standard three-year
period that is provided for other low power television digital
facilities.
Summary of Significant Issues Raised by Public Comments in Response to
the IRFA
TCA, Inc. (``TCA'') argued that the IRFA ``shows that very little
consideration was made towards the many wireless license holders that
could be affected.'' TCA maintains that the NPRM ``calls for small
wireless entities to incur additional costs by hiring counsel,
monitoring Commission filings, and obtaining technical assistance to
prove interference from a translator station.'' TCA concludes that this
``additional and unnecessary expense is an unacceptable burden for a
small company to bear.'' TCA is concerned with the Commission's
proposal to require that replacement digital translators proposed for
out-of-core channels 52-59 to be subject to the requirements previously
adopted by the Commission for proposed facilities on these channels.
Specifically, applicants for a digital translator on channels 52-59
must demonstrate that no in-core channel is available and must notify
wireless entities on the affected channel(s) of their filing. The
Commission decided to not allow replacement translators on channels 52-
59, thus TCA's concerns are moot.
[[Page 23654]]
Description and Estimate of the Number of Small Entities to Which the
Rules Will Apply
The RFA directs the Commission to provide a description of and,
where feasible, an estimate of the number of small entities that will
be affected by the rule.\31\ The RFA generally defines the term ``small
entity'' as having the same meaning as the terms ``small business,''
``small organization,'' and ``small government jurisdiction.'' \32\ In
addition, the term ``small business'' has the same meaning as the term
``small business concern'' under the Small Business Act.\33\ A small
business concern is one which: (1) Is independently owned and operated;
(2) is not dominant in its field of operation; and (3) satisfies any
additional criteria established by the SBA.\34\
---------------------------------------------------------------------------
\31\ Id. at 604(a)(3).
\32\ 5 U.S.C. 601(6).
\33\ Id. at 601(3) (incorporating by reference the definition of
``small business concern'' in 15 U.S.C. 632). Pursuant to 5 U.S.C.
601(3), the statutory definition of a small business applies
``unless an agency, after consultation with the Office of Advocacy
of the Small Business Administration and after opportunity for
public comment, establishes one or more definitions of such term
which are appropriate to the activities of the agency and publishes
such definition(s) in the Federal Register.'' 5 U.S.C. 601(3).
\34\ 15 U.S.C. 632. Application of the statutory criteria of
dominance in its field of operation and independence are sometimes
difficult to apply in the context of broadcast television.
Accordingly, the Commission's statistical account of television
stations may be over-inclusive.
---------------------------------------------------------------------------
Television Broadcasting. The SBA defines a television broadcasting
station as a small business if such station has no more than $14
million in annual receipts.\35\ Business concerns included in this
industry are those ``primarily engaged in broadcasting images together
with sound.'' \36\ According to Commission staff review of the BIA
Publications, Inc. Master Access Television Analyzer Database (BIA) on
March 30, 2007, about 986 of an estimated 1,374 commercial television
stations \37\ (or approximately 72 percent) have revenues of $13.5
million or less and thus qualify as small entities under the SBA
definition. We note, however, that, in assessing whether a business
concern qualifies as small under the above definition, business
(control) affiliations \38\ must be included. Our estimate, therefore,
likely overstates the number of small entities that might be affected
by our action, because the revenue figure on which it is based does not
include or aggregate revenues from affiliated companies. The Commission
has estimated the number of licensed NCE television stations to be
380.\39\ The Commission does not compile and otherwise does not have
access to information on the revenue of NCE stations that would permit
it to determine how many such stations would qualify as small entities.
---------------------------------------------------------------------------
\35\ See 13 CFR 121.201, NAICS Code 515120 (adopted Oct. 2002).
\36\ NAICS Code 515120. This category description continues,
``These establishments operate television broadcasting studios and
facilities for the programming and transmission of programs to the
public. These establishments also produce or transmit visual
programming to affiliated broadcast television stations, which in
turn broadcast the programs to the public on a predetermined
schedule. Programming may originate in their own studios, from an
affiliated network, or from external sources.'' Separate census
categories pertain to businesses primarily engaged in producing
programming. See Motion Picture and Video Production, NAICS Code
512110; Motion Picture and Video Distribution, NAICS Code 512120;
Teleproduction and Other Post-Production Services, NAICS Code
512191; and Other Motion Picture and Video Industries, NAICS Code
512199.
\37\ Although we are using BIA's estimate for purposes of this
revenue comparison, the Commission has estimated the number of
licensed commercial television stations to be 1,374. See News
Release, ``Broadcast Station Totals as of December 31, 2006'' (dated
Jan. 26, 2007); see http://www.fcc.gov/mb/audio/totals/
bt061231.html.
\38\ ``[Business concerns] are affiliates of each other when one
concern controls or has the power to control the other or a third
party or parties controls or has to power to control both.'' 13 CFR
121.103(a)(1).
\39\ Broadcast Stations Total as of December 31, 2006.
---------------------------------------------------------------------------
Class A TV, LPTV, and TV translator stations. The same SBA
definition that applies to television broadcast licensees would apply
to these stations. The SBA defines a television broadcast station as a
small business if such station has no more than $14 million in annual
receipts.\40\
---------------------------------------------------------------------------
\40\ See 13 CFR 121.201, NAICS Code 515120.
---------------------------------------------------------------------------
Currently, there are approximately 567 licensed Class A stations,
2,227 licensed LPTV stations, 4,518 licensed TV translators and 11 TV
booster stations.\41\ Given the nature of these services, we will
presume that all of these licensees qualify as small entities under the
SBA definition. We note, however, that under the SBA's definition,
revenue of affiliates that are not LPTV stations should be aggregated
with the LPTV station revenues in determining whether a concern is
small. Our estimate may thus overstate the number of small entities
since the revenue figure on which it is based does not include or
aggregate revenues from non-LPTV affiliated companies. We do not have
data on revenues of TV translator or TV booster stations, but virtually
all of these entities are also likely to have revenues of less than $13
million and thus may be categorized as small, except to the extent that
revenues of affiliated non-translator or booster entities should be
considered.
---------------------------------------------------------------------------
\41\ See News Release, ``Broadcast Station Totals as of December
31, 2006'' (dated Jan. 26, 2007); http://www.fcc.gov/mb/audio/
totals/bt061231.html.
---------------------------------------------------------------------------
In addition, an element of the definition of ``small business'' is
that the entity not be dominant in its field of operation. We are
unable at this time to define or quantify the criteria that would
establish whether a specific television station is dominant in its
field of operation. Accordingly, the estimate of small businesses to
which rules may apply do not exclude any television station from the
definition of a small business on this basis and are therefore over-
inclusive to that extent. Also as noted, an additional element of the
definition of ``small business'' is that the entity must be
independently owned and operated. We note that it is difficult at times
to assess these criteria in the context of media entities and our
estimates of small businesses to which they apply may be over-inclusive
to this extent.
Description of Projected Reporting, Recordkeeping and Other Compliance
Requirements
The R&O adopts one new reporting requirement. Full-service stations
seeking a new replacement digital television translator station must
submit a showing with their FCC Form 346 that they have a loss area as
a result of their transition to digital and that the proposed
replacement translator will serve the loss area. The new reporting
requirement will not differently affect small entities.
Steps Taken to Minimize Significant Impact on Small Entities, and
Significant Alternatives Considered
The RFA requires an agency to describe ``the steps the agency has
taken to minimize the significant economic impact on small entities
consistent with the stated objectives of applicable statutes, including
a statement of the factual, policy, and legal reasons for selecting the
alternative adopted in the final rule and why each one of the other
significant alternatives to the rule considered by the agency which
affect the impact on small entities was rejected.'' \42\
---------------------------------------------------------------------------
\42\ U.S.C. 604(a)(5).
---------------------------------------------------------------------------
The Commission is aware that some full service television stations
operate with limited budgets. Accordingly, every effort was taken to
propose rules that impose the least possible burden on all licensees,
including smaller licensed entities. Existing rules, forms and
procedures will be used to implement this new service thereby reducing
the burden on small entities.
[[Page 23655]]
The R&O concludes that replacement translators will be licensed
only for digital operation and should be licensed on only channels 2-51
and not for out-of-core channels 52-59 and 60-69. Alternatively, the
Commission could have allowed stations to file for analog facilities
but the digital transition for full power stations is closely
approaching thus making the need for further analog service
unnecessary. Further, the Commission could have allowed for replacement
translators to be filed on channels 52-59 and 60-69, but it is likely
that these stations would very quickly be displaced by wireless and
public safety entities and small entities would waste their resources
and time having to find a new channel for their proposed facility.
The R&O further concludes that applications for replacement
translators shall be given licensing priority over all other low power
television and TV translator applications except displacement
applications (for which they would have co-equal priority). The
Commission could have proposed allowing no such priority, but this
alternative was not considered because it would result in many more
mutually exclusive filings and delay the implementation of this
valuable service. The R&O also concludes that the Commission should
limit the eligibility for such service to only those full-service
television stations that can demonstrate that a portion of their analog
service area will not be served by their full, post-transition digital
facilities and for translators to be used for that purpose.
Alternatively, the Commission could have allowed all interested parties
to file for new translators, however such approach was not considered
because it would also result in numerous mutually exclusive filings and
would greatly delay implementation of this needed service. The R&O
further concludes that the service area of the replacement translator
should be limited to only a demonstrated loss area and seeks comment on
whether a replacement translator should be permitted to expand slightly
a full-service station's post-transition, digital service area. Once
again, the Commission could have allowed stations to file for expansion
of their existing service areas but such an alternative was not
seriously considered because it could result in the use of valuable
spectrum that the Commission seeks to preserve for other uses such as
new digital low power service. Finally, the R&O concludes that
replacement digital television translator stations will be licensed
with ``secondary'' frequency use status. The Commission could have
proposed that replacement translators be licensed on a primary
frequency use basis, but this alternative was not proposed because it
would result in numerous interference and licensing problems and could
disrupt the full-power digital transition.
The R&O concludes that, unlike other television translator
licenses, the license for the replacement translator should be
associated with the full power station's main license. Therefore, the
replacement translator license may not be separately assigned or
transferred and will be renewed or assigned along with the full-service
station's main license. Alternatively, the Commission could have
proposed that the replacement translator license be separate from the
main station's license however this approach was not seriously
considered because it could result in licenses being sold or modified
to serve areas outside of the loss area, would undermine the purpose of
this new service. The R&O also concludes that most of the other rules
associated with television translator stations would apply to the new
replacement translator service including those rules concerning the
filing of applications, processing of applications, power limits, out-
of-channel emission limits, unattended operation, and time of
operation. The alternative could have been to design all new rules for
this service, but that alternative was not considered as it would
adversely impact stations ability to quickly implement these new
translators. The R&O concluded that replacement translators not be
assigned a separate call sign, as the record demonstrated that
assigning a separate call sign would be costly and cause technical
problems. The R&O adopts a three-year construction period for
replacement translators finding that the proposed shorter construction
period in the NPRM would unfairly affect certain licensees and be
counterproductive.
Federal Rules Which Duplicate, Overlap, or Conflict With the
Commission's Proposals
None.
Report to Congress
The Commission will send a copy of the R&O, including the FRFA, in
a report to be sent to Congress pursuant to the Congressional Review
Act.\43\ In addition, the Commission will send a copy of the R&O,
including FRFA, to the Chief Counsel for Advocacy of the Small Business
Administration. A copy of this R&O and FRFA (or summaries thereof) will
be published in the Federal Register.\44\
---------------------------------------------------------------------------
\43\ See 5 U.S.C. 801(a)(1)(A). The Congressional Review Act is
contained in Title II, sec. 251, of the CWAAA, see Public Law 104-
121, Title II, sec. 251, 110 Stat. 868.
\44\ See 5 U.S.C. 604(b).
---------------------------------------------------------------------------
List of Subjects in 47 CFR Part 74
Television, Television broadcasting, Low power television.
Marlene H. Dortch,
Secretary, Federal Communications Commission.
0
For the reasons discussed in the preamble, the Federal Communications
Commission amends 47 CFR part 74 as follows:
PART 74--EXPERIMENTAL RADIO AUXILIARY, SPECIAL BROADCAST AND OTHER
PROGRAM DISTRIBUTIONAL SERVICES
0
1. The authority for part 74 continues to read as follows:
Authority: 47 U.S.C. 154, 303, 307, 336(f), 336(h) and 554.
Sec. 74.787 [Amended]
0
2. Section 74.787 is amended by adding paragraph (a)(5) to read as
follows:
Sec. 74.787 Digital licensing.
(a) * * *
(5) Application for replacement digital television translator. (i)
An application for a replacement digital television translator may be
filed at any time. A license for a replacement digital television
translator will be issued only to a television broadcast station
licensee that demonstrates in its application that a portion of the
station's pre-transition analog service area will not be served by its
full, post-transition digital facilities and that the proposed
translator will be used to provide service to the area where service
has been lost.'' Replacement digital television translators may operate
on channels 2-51. Applications for replacement digital television
translator shall be given processing priority over all other low power
television and TV translator applications except displacement
applications (with which they shall have co-equal priority) as set
forth in 47 CFR 73.3572(a)(4)(ii). The service area of the replacement
translator shall be limited to only a demonstrated loss area within the
full-service station's pre-transition analog service area. ``Analog
service area'' is defined as the existing, authorized, protected
service area actually served by the analog signal prior to analog
termination for the DTV transition. An applicant for a replacement
digital television translator
[[Page 23656]]
may propose a de minimis expansion of its full-service pre-transition
analog service area upon demonstrating that the expansion is necessary
to replace its analog loss area. The license for the replacement
digital television translator will be associated with the full power
station's main license, will be assigned the same call sign, may not be
separately assigned or transferred, and will be renewed with the full-
service station's main license.
(ii) Each original construction permit for the construction of a
replacement digital television translator station shall specify a
period of three years from the date of issuance of the original
construction permit within which construction shall be completed and
application for license filed. The provisions of Sec. 74.788(c) of
this chapter shall apply for stations seeking additional time to
complete construction of their replacement digital television
translator station.
(iii) A public notice will specify the date upon which interested
parties may begin to file applications for replacement digital
television translators. Such applications shall be filed on FCC Form
346, shall be treated as an application for minor change and shall be
accepted on a first-come, first-served basis. Mutually exclusive
applications shall be resolved via the Commission's part 1 and
broadcast competitive bidding rules, Sec. 1.2100 et seq. and Sec.
73.5000 et seq. of this chapter.
(iv) The following sections are applicable to replacement digital
television translator stations:
Sec. 73.1030 Notifications concerning interference to radio
astronomy, research and receiving installations.
Sec. 74.703 Interference.
Sec. 74.709 Land mobile station protection.
Sec. 74.734 Attended and unattended operation.
Sec. 74.735 Power Limitations.
Sec. 74. 751 Modification of transmission systems.
Sec. 74.763 Time of Operation.
Sec. 74.765 Posting of station and operator licenses.
Sec. 74.769 Copies of rules.
Sec. 74.780 Broadcast regulations applicable to translators, low
power, and booster stations (except Sec. 73.653--Operation of TV
aural and visual transmitters and Sec. 73.1201--Station
identification).
Sec. 74.781 Station records.
Sec. 74.784 Rebroadcasts.
* * * * *
[FR Doc. E9-11730 Filed 5-15-09; 4:15 pm]
BILLING CODE 6712-01-P