[Federal Register: April 16, 2009 (Volume 74, Number 72)]
[Notices]
[Page 17726-17734]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr16ap09-91]
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DEPARTMENT OF STATE
[Public Notice 6578]
Bureau of Educational and Cultural Affairs (ECA) Request for
Grant Proposals (RFGP): Congressionally Mandated--One-Time Grants
Program for Academic Programs-- Competition A
Announcement Type: New Grant.
Funding Opportunity Number: ECA/A-09-One-time-Comp. A
Catalog of Federal Domestic Assistance Number: 00.000
Key Dates:
Application Deadline: May 14, 2009.
Executive Summary: This competition is one of two competitions that
the Bureau of Educational and Cultural Affairs is conducting as
directed in the FY-2009 Omnibus Appropriation (Pub. L. 111-8) under
Division H of the Department of State, Foreign Operations, and Related
Programs Appropriations Act, under ``Educational and Cultural Exchange
Programs'' in support of a $6 million ``competitive one-time grants
program.'' All applications must be submitted by, public or private
non-profit organizations, meeting the provisions described in Internal
Revenue code section 26 U.S.C. 501(c)(3). Total funding for this ``one-
time grants
[[Page 17727]]
program'' is $6 million. $2.1 million will be dedicated to this
competition, (Competition A--Academic Programs One-time Grants
Program--reference number ECA/A-09-One-time-Comp. A), and $3.9 million
will be dedicated to and announced simultaneously in a separate RFGP
(Competition B--Professional, Cultural and Youth One-time Grants
Program- reference number ECA/PE/C-09-One-time-Comp. B). Please note:
The Bureau reserves the right to reallocate funds it has initially
allocated to each of these two competitions, based upon factors such as
the number of applications received and responsiveness to the review
criteria outlined in each of the solicitations.
Applicants may only submit one proposal (total) to the one-time
grants program. Applicants may submit either one proposal for the
Academic Programs competition or one proposal for the professional
program competition, as referenced above. In addition, applicants under
this competition (ECA/A-09-One-time-Comp. A) may only apply to
administer one of the listed activities (total): (1) Undergraduate
Intensive English Language Program, (2) Capacity Building for
Undergraduate or Graduate Study Abroad, or (3) Study of the United
States Institutes for Foreign Undergraduate Students. If multiple
proposals are received from the same applicant, all submissions will be
declared technically ineligible and will be given no further
consideration in the review process. Eligible applicants are strongly
encouraged to read both RFGPs thoroughly, prior to developing and
submitting proposals, to ensure that proposed activities are
appropriate and responsive to the goals, objectives and criteria
outlined in each of the solicitations.
As further directed by the Congress, ``The program shall be only
for the actual exchange of people and should benefit a population that
is not being addressed through existing authorized exchanges.''
The Bureau of Educational and Cultural Affairs announces a
competition for grants that support international exchanges in order to
increase mutual understanding and build relationships, through
individuals and organizations, between the people of the United States
and their counterparts in other countries. The Bureau welcomes
proposals from organizations that have not had a previous grant from
the Bureau as well as from those that have; see eligibility information
below and in section III.
Organizations that received grant funding under the FY-2008
Competitive One-time Grants Program (Reference numbers: ECA/A-08-One-
time-Comp. A or ECA/PE/C/-08-One-time-Comp. B) are not eligible to
apply for this FY-2009 One-time Program.
I. Funding Opportunity Description
Authority
Overall grant making authority for this program is contained in the
Mutual Educational and Cultural Exchange Act of 1961, Public Law 87-
256, as amended, also known as the Fulbright-Hays Act. The purpose of
the Act is ``to enable the Government of the United States to increase
mutual understanding between the people of the United States and the
people of other countries * * * ; to strengthen the ties which unite us
with other nations by demonstrating the educational and cultural
interests, developments, and achievements of the people of the United
States and other nations * * * and thus to assist in the development of
friendly, sympathetic and peaceful relations between the United States
and the other countries of the world.'' The funding authority for the
program above is provided through legislation.
Background
The FY-2009 Omnibus Appropriation (Pub. L. 111-8) under Division H
of the Department of State, Foreign Operations, and Related Programs
Appropriations Act, under ``Educational and Cultural Exchange
Programs'' provides $6 million for a ``competitive one-time grants
program. Grants shall address issues of mutual interest to the United
States and other countries, consistent with the program criteria
established in Public Law 110-161. Programs shall support the actual
exchange of people and should benefit a population that is not being
addressed through existing authorized exchanges.''
ECA anticipates awarding approximately 10 grants under this
Competition A--One-time Grants Program for Academic Programs.
II. Award Information
Type of Award: Grant Agreement.
Fiscal Year Funds: FY-2009.
Approximate Total Funding: $2.1 Million.
Approximate Number of Awards: 10.
Approximate Average Award: $300,000.
Floor of Award Range: Depending upon an organization's length of
experience in conducting international exchanges, grants could be
awarded for less than $60,000. See section III.3.a., below.
Ceiling of Award Range: $700,000.
Anticipated Award Date: August 2009.
Anticipated Project Completion Date: Approximately 24 months after
the start date of the grant.
Additional Information: As stipulated in the legislation, this is a
competitive one-time grants program.
The Office of Academic Programs will accept proposals for the
following one-time special initiatives. For each of the activities
listed below, Bureau emphasis is given to engaging participants from
select geographic regions. Further details on specific program
responsibilities are included in the Program Objectives, Goals, and
Implementation (POGI) document for this initiative. Interested
organizations should read the entire Federal Register announcement for
all information prior to preparing proposals. Please refer to the
solicitation package for further instructions.
1. Undergraduate Intensive English Language Program: The U.S.
Department of State is dedicated to increasing its engagement with
undergraduate students worldwide who demonstrate the potential to
become student leaders and who represent indigenous, disadvantaged or
underrepresented communities. ECA offers exchange programs for
undergraduates from underserved sectors of society that increase
participants' knowledge and understanding of the United States. The
Undergraduate Intensive English Program will enroll foreign
undergraduate students in eight-week intensive English language courses
at colleges and universities in the United States, and provide them
with an introduction to American institutions, society and culture. ECA
expects to fund a total of approximately 60 students. Regions of
emphasis: Sub-Saharan Africa, Latin America and the Caribbean, and East
Asia and the Pacific.
Purpose: The Undergraduate Intensive English Language Study Program
will provide promising first, second, and third-year undergraduate
students from underserved sectors, who would not otherwise qualify for
U.S. exchange opportunities based on English language ability, an
opportunity to increase their English language skills through a
substantive U.S. exchange experience, and thereby make them more
competitive to participate in other U.S. government-sponsored exchanges
or for later graduate admission to U.S. institutions.
Program Design: Programs should have a duration of eight weeks. ECA
anticipates a total of approximately 60
[[Page 17728]]
participants, who may be divided into several cohorts of students. For
planning purposes, interested applicants should anticipate that
programs should be planned from May-September 2010. Programs should
provide participants with intensive English language training,
including English for Academic Purposes, as well as the development of
general reading, writing, speaking and listening skills, and the
testing of those skills.
Student participants will be undergraduates and will be recruited
and selected by the U.S. Embassy Public Affairs Sections or Fulbright
Commissions in the students' home countries. ECA will approve
nominations and make final selection. Participants will come from non-
elite backgrounds, from both rural and urban sectors, and with little
to no prior experience in the United States or elsewhere outside of
their home country. It is anticipated that the selection of
participants will reflect each region's geographic, institutional,
ethnic, and gender diversity. Most of the students selected will have a
basic knowledge of the English language through formal study. For
applicants representing a consortium of colleges or universities, it is
necessary to indicate the lead institution and produce letters of
support from all institutions or organizations that will carry out
activities as part of the consortia. In identifying the participating
host institutions, the proposal should make clear why these
institutions have been recommended, and how those institutions will
specifically meet the purposes outlined above.
It is essential that participants be placed in classes with
students from a variety of language backgrounds and not only in courses
that contain only speakers of their native language. Applicants should
design a program that will offer an academic residency component of
eight weeks, the central element of which is an intensive English
language training course (English for Academic Purposes), together with
other instructional elements that will develop participants' general
reading, writing, speaking and listening skills. Provisions should also
be made for testing those skills.
The program should also provide opportunities for participants to
routinely meet with U.S citizens from a variety of backgrounds, to
regularly meet with their American peers, and to speak to appropriate
students and civic groups about their experiences and life in their
home countries. Programs should include a community service component,
in which the students experience firsthand how not-for-profit
organizations and volunteerism play key roles in American civil
society.
A total of one grant will be awarded for the administration of the
Intensive English Language Study Program. Applicant organizations
should include in their proposals the pedagogical rationale for their
plan to administer a program to students from multiple regions
(regions: Sub-Saharan Africa, Latin America and the Caribbean, and East
Asia/Pacific). ECA reserves the right to adjust the regional
composition of student cohorts according to Bureau or program
priorities. Participating countries within regions will be determined
by ECA, in consultation with Public Affairs Sections at U.S. embassies
abroad.
Proposals should demonstrate regional expertise. International
travel will be arranged separately by ECA and therefore should not be
included in budget requests (please see POGI for details). Please see
the POGI document for detailed budget information. It is anticipated
that the total amount of funding for administrative and program costs
will be approximately $560,000. However, the total funding for this
project will be approximately $700,000. ECA anticipates withholding
approximately $140,000 for the purchase of participants' airline
tickets.
Number of Awards: 1.
Award Amount: $560,000.
Contact: Vincent Pickett, PickettVS@state.gov, 202-453-8137.
2. Capacity Building for Undergraduate or Graduate Study Abroad:
Purpose: The project will encourage the development of new
undergraduate and/or graduate study abroad programs.
Program Design: Awards will support exploratory visits of U.S.
faculty and/or study abroad administrators from accredited U.S. higher
education institutions, as well as a limited number of U.S. student
participants. Program funds will not support any travel of
representatives or students from foreign institutions to the United
States.
Programs should focus on increasing the capacity of foreign
institutions to host U.S. undergraduate and/or graduate students
interested in pursuing quality academic work that forms an integral
part of their degree programs. The Bureau especially welcomes
applications focusing on non-traditional study abroad destinations and
non-traditional fields of study, including critical languages.
Regions of Emphasis: Sub-Saharan Africa, South America, Central
America, Middle East, Asia.
The Bureau anticipates funding approximately seven projects at
levels not to exceed $100,000 with total Bureau funding not to exceed
$700,000. Applicants that do not have four years of experience would
receive awards that do not exceed $60,000.
Approximate Number of Awards: 7. Approximate Average Award:
$100,000.
Ceiling of Award Range: $700,000.
Contact: Amy Forest; ForestAL@state.gov; 202-453-8866.
3. Study of the United States Institutes for Foreign Undergraduate
Students: The U.S. Department of State is dedicated to increasing its
engagement with undergraduate students worldwide who demonstrate the
potential to become leaders and who represent indigenous,
disadvantaged, or underrepresented communities. ECA offers exchange
programs for undergraduate students from underserved sectors of society
that increase participants' knowledge and understanding of the United
States. The Bureau is seeking detailed proposals for two different
Study of the United States Institutes for Foreign Undergraduate
Students under the topics of: (1) Energy and the Environment and (2)
Social Entrepreneurship. Applicants should demonstrate the expertise
and regional knowledge, if applicable, to provide participants with a
program that provides them information and know-how that they can
implement when they return home.
Purpose: The purpose of the Study of the United States Institutes
for Foreign Undergraduate Students is to provide outstanding first,
second, and third-year undergraduate students with intensive and
collaborative six-week academic programs on current developments in
their respective fields of study, as well as broad exposure to U.S.
society. Each program will include 20-24 undergraduates whose major
course of study or demonstrated interests are appropriate for the
thematic focus of the institute.
Program Design: Each institute should be a specially designed
intensive academic program that combines seminars, discussions,
readings, debates, site visits, and educational travel into a coherent
whole. The institutes must not simply replicate existing or previous
lectures, workshops, or group activities designed for American or other
students.
Each institute should provide academic study in the specific
discipline as well as the development of practical skills. Sessions
should include lectures, group discussions, and exercises, and should
promote leadership, team-building, and problem-
[[Page 17729]]
solving skills. In addition, these institutes are intended to promote a
better understanding of the United States and its people. Participants
should gain a deeper understanding of the history and evolution of U.S.
society, culture, values, and institutions.
During each program, participants should spend approximately four
weeks at the host institution for the academic residency component, and
approximately two weeks on an educational study tour, including two to
three days in Washington, DC, at the conclusion of the institute. The
educational travel component should directly complement the academic
program, and should allow participants to observe varied aspects of
American life in cities and other sites of interest.
The program should provide opportunities for participants to meet
American citizens from a variety of backgrounds, to interact with their
American peers, and to speak to appropriate student and civic groups
about their experiences and life in their home countries. Schedules
should include a community service component, comprised of three to
four volunteering sessions directly related to the institute theme, in
which the students gain hands-on experience with the key roles of not-
for-profit organizations and volunteerism in American civil society.
U.S. Embassy Public Affairs Sections or Fulbright Commissions in
the students' home countries will recruit and select the undergraduate
student participants based on academic merit and leadership potential.
Participants will come from non-elite backgrounds, from both rural and
urban sectors, and should have little or no prior experience in the
United States or elsewhere outside their home country. It is
anticipated that the selection of participants will reflect each
region's geographic, institutional, ethnic, and gender diversity.
Institute Themes
(1) Study of the United States Institute on Energy and the Environment
Study of the United States Institute on Energy and the Environment
should provide participants with historical insight into the role that
energy and environmental policy has played in the economic and
political development of the United States. The Institute should
examine various aspects of energy and environmental management, from
local grassroots activism and civic initiatives, to market-oriented
approaches, to Federal Government policies and regulation. The
Institute also should explore international aspects of the subject,
including collaboration among governments and the private sector, joint
ventures among countries, and U.S. involvement in negotiated
international agreements. Topics may include, (but are not limited to):
The development and transfer of new technologies; the effects of U.S.
Government policies related to energy conservation, investment, and
production on the economy and environment; and the future possibilities
for green technology and renewable energy to address global climate
change.
Participants will be drawn from majors that include business and
management, public administration, political science, and the natural
sciences. Regions of emphasis: Global.
(2) Study of the United States Institute on Social Entrepreneurship
Study of the United States Institute on Social Entrepreneurship
should provide participants with an overview of how to employ business
techniques and entrepreneurial skills to address social issues (i.e.
community or economic development, civil society development,
education, environment, healthcare, youth employment, or cultural arts
programs). The institute should review the development, history,
challenges, and successes of social entrepreneurs and social
enterprises, in the United States and globally. Case studies and local
site visits should highlight the different business skills and
techniques employed such as: Organizational development and management;
strategy development; fundraising; grant writing; financial management;
marketing; public relations; project management; emerging markets and
risk analysis; corporate social responsibility; human resource and
volunteer management; training; and sustainability issues. The program
should be comparative in nature, explaining how the United States may
differ globally in terms of government regulation, access to credit,
support networks, funding, primary and tertiary education, and
entrepreneurial history.
Participants will be drawn from fields that include business and
management, public administration, social science, and non-profit
management. Regions of emphasis: Eurasia, Near East, South and Central
Asia, or sub-Saharan Africa.
The Bureau anticipates funding the two institutes at levels not to
exceed $350,000 each with total Bureau funding not to exceed $700,000.
Applicant organizations may propose to administer both institutes
utilizing separate host institutions with sub-grant agreements.
However, applicant institutions may not host more than one
undergraduate student leader institute.
Approximate Number of Awards: 2.
Approximate Average Award (1 institute): $350,000.
Ceiling of Award Range (2 institutes): $700,000.
Contact: Brendan M. Walsh, WalshBM@state.gov, 202-453-8532.
III. Eligibility Information
III.1. Eligible Applicants
Applications must be submitted by public and private non-profit
organizations meeting the provisions described in Internal Revenue Code
section 26 U.S.C. 501(c)(3).
Organizations listed in the FY-2009 Omnibus Appropriation (Pub. L.
111-8) under Division H of the Department of State, Foreign Operations,
and Related Programs Appropriations Act, under ``Educational and
Cultural Exchange Programs'' in support of a $6 million ``competitive
one-time grants program'' are encouraged to apply.
In addition, organizations listed in the Department of State,
Foreign Operations, and Related Programs Appropriation Act, 2008
(Division J, Pub. L. 110-161) under ``Educational and Cultural Exchange
Programs--a competitive one-time grants program'' that did not receive
funding under the FY-2008 Competitive One-time Grants Program are
encouraged and/or eligible to apply.
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum percentage required for this
competition. However, the Bureau encourages applicants to provide
maximum levels of cost sharing and funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the
applicant must provide the amount of cost sharing as stipulated in its
proposal and later included in an approved grant agreement. Cost
sharing may be in the form of allowable direct or indirect costs. For
accountability, you must maintain written records to support all costs
which are claimed as your contribution, as well as costs to be paid by
the Federal Government. Such records are subject to audit. The basis
for determining the value of cash and in-kind contributions must be in
accordance with OMB Circular A-110, (Revised), Subpart C.23--Cost
Sharing and Matching. In the event you do not provide the minimum
amount of cost sharing as stipulated in the approved budget, ECA's
contribution will be reduced in like proportion.
[[Page 17730]]
III.3. Other Eligibility Requirements
a. Grants awarded to eligible organizations with less than four
years of experience in conducting international exchange programs will
be limited to $60,000. Therefore, applicants should explain their
experience in conducting international exchanges, and, if that
experience is less than four years, should limit their proposed grant
budgets to $60,000.
As directed by the Congress, ``The program shall be only for the
actual exchange of people and should benefit a population that is not
being addressed through existing authorized exchanges.''
b. Technical Eligibility: All proposals must comply with the
following:
--Eligible applicants may only submit one proposal (total) for one of
the two competitions referenced in the Executive Summary Section of
this document. If multiple proposals are received from the same
applicant, all submissions will be declared technically ineligible and
will be given no further consideration in the review process.
Applicants under this competition (ECA/A-09-One-time-Comp. A) may only
apply to administer one of the three listed activities (total).
--Proposals requesting funding for infrastructure development
activities, sometimes referred to as ``bricks and mortar support'' are
not eligible for consideration under this competition and will be
declared technically ineligible and will receive no further
consideration in the review process.
--The Bureau does not support proposals limited to conferences or
seminars (i.e., one- to fourteen-day programs with plenary sessions,
main speakers, panels, and an audience). It will support conferences
only when they are a small part of a larger project in duration that is
receiving Bureau funding from this competition.
--No funding is available exclusively to send U.S. citizens to
conferences or conference type seminars overseas; nor is funding
available for bringing foreign nationals to conferences or to routine
professional association meetings in the United States.
--Organizations that received grant funding under the FY-2008
Competitive One-time Grants Program (Reference numbers: ECA/A-08-One-
time-Comp. A or ECA/PE/C/-08-One-time-Comp. B) are not eligible to
apply for this FY-2009 one-time program. In the event a proposal is
received from a FY-2008, One-time grant recipient, the proposal will be
declared technically ineligible and will receive no further
consideration in the review process. Please note: A FY-2008, One-time
grant recipient, per above, is defined by the DUNS number of the
organization and by the signature of the authorized representative
contained on ``Application for Federal Assistance Form'' (SF-424) that
was submitted under the FY-2008 Competitive One-time Grants Program.
Please refer to the Proposal Submission Instruction (PSI) document
for additional requirements.
IV. Application and Submission Information
Note: Please read the complete announcement before sending
inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with
applicants until the proposal review process has been completed.
IV.1. Contact Information To Request an Application Package
Please contact the Office of Academic Exchanges, ECA/A/E, Room 234,
U.S. Department of State, SA-44, 301 4th Street, SW., Washington, DC
20547, tel: 202-453-8137, fax: 202-453-8125, PickettVS@state.gov to
request a Solicitation Package. Please refer to the Funding Opportunity
Number ECA/A-09-One-time-Comp. A located at the top of this
announcement when making your request.
Alternatively, an electronic application package may be obtained
from grants.gov. Please see section IV.3f for further information.
The Solicitation Package contains the Proposal Submission
Instruction (PSI) document which consists of required application
forms, and standard guidelines for proposal preparation.
It also contains the Project Objectives, Goals and Implementation
(POGI) document, which provides specific information, award criteria
and budget instructions tailored to this competition.
Please specify Program Officer Vincent Pickett, and refer to the
Funding Opportunity Number ECA/A-09-One-time-Comp. A located at the top
of this announcement on all other inquiries and correspondence.
IV.2. To Download a Solicitation Package Via Internet
The entire Solicitation Package may be downloaded from the Bureau's
Web site at http://exchanges.state.gov/education/rfgps/menu.htm.
Please read all information before downloading.
IV.3. Content and Form of Submission
Applicants must follow all instructions in the Solicitation
Package. The original and seven copies of the application should be
sent per the instructions under IV.3e. ``Submission Dates and Times
section'' below.
IV.3a. You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the U.S. Government. This number is a nine-digit
identification number, which uniquely identifies business entities.
Obtaining a DUNS number is easy and there is no charge. To obtain a
DUNS number, access http://www.dunandbradstreet.com or call 1-866-705-
5711. Please ensure that your DUNS number is included in the
appropriate box of the SF--424 which is part of the formal application
package.
IV.3b. All proposals must contain an executive summary, proposal
narrative and budget.
IV.3c. You must have nonprofit status with the IRS at the time of
application. Please note: Effective January 7, 2009, all applicants for
ECA federal assistance awards must include in their application the
names of directors and/or senior executives (current officers,
trustees, and key employees, regardless of amount of compensation). In
fulfilling this requirement, applicants must submit information in one
of the following ways:
(1) Those who file Internal Revenue Service Form 990, ``Return of
Organization Exempt From Income Tax,'' must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form 990 must submit information
above in the format of their choice.
In addition to final program reporting requirements, award
recipients will also be required to submit a one-page document, derived
from their program reports, listing and describing their grant
activities. For award recipients, the names of directors and/or senior
executives (current officers, trustees, and key employees), as well as
the one- page description of grant activities, will be transmitted by
the State Department to OMB, along with other information required by
the Federal Funding Accountability and Transparency Act (FFATA), and
will be made available to the public by the Office of Management and
Budget on its USASpending.gov Web site as part of ECA's FFATA reporting
requirements.
If your organization is a private nonprofit which has not received
a grant or cooperative agreement from ECA in
[[Page 17731]]
the past three years, or if your organization received nonprofit status
from the IRS within the past four years, you must submit the necessary
documentation to verify nonprofit status as directed in the PSI
document. Failure to do so will cause your proposal to be declared
technically ineligible.
IV.3d. Please take into consideration the following information
when preparing your proposal narrative:
IV.3d.1. Adherence to All Regulations Governing the J Visa: The
Office of Academic Exchange Programs of the Bureau of Educational and
Cultural Affairs is the official program sponsor of the exchange
program covered by this RFGP, and an employee of the Bureau will be the
``Responsible Officer'' for the program under the terms of 22 CFR part
62, which covers the administration of the Exchange Visitor Program (J
visa program). Under the terms of 22 CFR part 62, organizations
receiving grants under this RFGP will be third parties ``cooperating
with or assisting the sponsor in the conduct of the sponsor's
program.'' The actions of grantee program organizations shall be
``imputed to the sponsor in evaluating the sponsor's compliance with''
22 CFR part 62. Therefore, the Bureau expects that any organization
receiving a grant under this competition will render all assistance
necessary to enable the Bureau to fully comply with 22 CFR part 62 et
seq.
The Bureau of Educational and Cultural Affairs places critically
important emphases on the secure and proper administration of Exchange
Visitor (J visa) Programs and adherence by grantee program
organizations and program participants to all regulations governing the
J visa program status. Therefore, proposals should explicitly state in
writing that the applicant is prepared to assist the Bureau in meeting
all requirements governing the administration of Exchange Visitor
Programs as set forth in 22 CFR part 62. If your organization has
experience as a designated Exchange Visitor Program Sponsor, the
applicant should discuss their record of compliance with 22 CFR part 62
et seq., including the oversight of their Responsible Officers and
Alternate Responsible Officers, screening and selection of program
participants, provision of pre-arrival information and orientation to
participants, monitoring of participants, proper maintenance and
security of forms, record-keeping, reporting and other requirements.
The Office of Academic Exchange Programs of ECA will be responsible
for issuing DS-2019 forms to participants in this program. A copy of
the complete regulations governing the administration of Exchange
Visitor (J) programs is available at http://exchanges.state.gov or
from: United States Department of State, Office of Exchange
Coordination and Designation ECA/EC/ECD--SA-44, Room 734, 301 Fourth
Street, SW., Washington, DC 20547; Telephone: (202) 203-5029; FAX:
(202) 453-8640.
IV.3d.2. Diversity, Freedom and Democracy Guidelines: Pursuant to
the Bureau's authorizing legislation, programs must maintain a non-
political character and should be balanced and representative of the
diversity of American political, social, and cultural life.
``Diversity'' should be interpreted in the broadest sense and encompass
differences including, but not limited to ethnicity, race, gender,
religion, geographic location, socio-economic status, and disabilities.
Applicants are strongly encouraged to adhere to the advancement of this
principle both in program administration and in program content. Please
refer to the review criteria under the `Support for Diversity' section
for specific suggestions on incorporating diversity into your proposal.
Public Law 104-319 provides that ``in carrying out programs of
educational and cultural exchange in countries whose people do not
fully enjoy freedom and democracy,'' the Bureau ``shall take
appropriate steps to provide opportunities for participation in such
programs to human rights and democracy leaders of such countries.''
Public Law 106-113 requires that the governments of the countries
described above do not have inappropriate influence in the selection
process. Proposals should reflect advancement of these goals in their
program contents, to the full extent deemed feasible.
IV.3d.3. Program Monitoring and Evaluation: Proposals must include
a plan to monitor and evaluate the project's success, both as the
activities unfold and at the end of the program. The Bureau recommends
that your proposal include a draft survey questionnaire or other
instrument plus a description of a methodology to use to link outcomes
to original project objectives. The Bureau expects that the grantee
will track participants or partners and be able to respond to key
evaluation questions, including satisfaction with the program, learning
as a result of the program, changes in behavior as a result of the
program, and effects of the program on institutions (institutions in
which participants work or partner institutions). The evaluation plan
should include indicators that measure gains in mutual understanding as
well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting
clear goals and outcomes at the outset of a program. Your evaluation
plan should include a description of your project's objectives, your
anticipated project outcomes, and how and when you intend to measure
these outcomes (performance indicators). The more that outcomes are
``smart'' (specific, measurable, attainable, results-oriented, and
placed in a reasonable timeframe), the easier it will be to conduct the
evaluation. You should also show how your project objectives link to
the goals of the program described in this RFGP.
Your monitoring and evaluation plan should clearly distinguish
between program outputs and outcomes. Outputs are products and services
delivered, often stated as an amount. Output information is important
to show the scope or size of project activities, but it cannot
substitute for information about progress towards outcomes or the
results achieved. Examples of outputs include the number of people
trained or the number of seminars conducted. Outcomes, in contrast,
represent specific results a project is intended to achieve and is
usually measured as an extent of change. Findings on outputs and
outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes,
as they relate to the program goals set out in the RFGP (listed here in
increasing order of impact):
1. Participant satisfaction with the program and exchange
experience.
2. Participant learning, such as increased knowledge, aptitude,
skills, and changed understanding and attitude. Learning includes both
substantive (subject-specific) learning and mutual understanding.
3. Participant behavior, concrete actions to apply knowledge in
work or community; greater participation and responsibility in civic
organizations; interpretation and explanation of experiences and new
knowledge gained; continued contacts between participants, community
members, and others.
4. Institutional changes, such as increased collaboration and
partnerships, policy reforms, new programming, and organizational
improvements.
Please note: Consideration should be given to the appropriate
timing of data collection for each level of outcome. For example,
satisfaction is usually captured as a short-term outcome, whereas
behavior and institutional changes are normally considered longer-
term outcomes.
[[Page 17732]]
Overall, the quality of your monitoring and evaluation plan will be
judged on how well it (1) specifies intended outcomes; (2) gives clear
descriptions of how each outcome will be measured; (3) identifies when
particular outcomes will be measured; and (4) provides a clear
description of the data collection strategies for each outcome (i.e.,
surveys, interviews, or focus groups). (Please note that evaluation
plans that deal only with the first level of outcomes [satisfaction]
will be deemed less competitive under the present evaluation criteria.)
Grantees will be required to provide reports analyzing their
evaluation findings to the Bureau in their regular program reports. All
data collected, including survey responses and contact information,
must be maintained for a minimum of three years and provided to the
Bureau upon request.
IV.3e. Please take the following information into consideration
when preparing your budget:
IV.3e.1. Applicants must submit SF-424A--``Budget Information--Non-
Construction Programs'' along with a comprehensive budget for the
entire program. There must be a summary budget as well as breakdowns
reflecting both administrative and program budgets. Applicants may
provide separate sub-budgets for each program component, phase,
location, or activity to provide clarification.
IV.3e.2. Allowable costs for the program include the following:
(1) Travel. International and domestic airfare; visas; transit
costs; ground transportation costs. Except in the case of Undergraduate
Intensive English Language Program; please see POGI for further
information. Please note that all air travel must be in compliance with
the Fly America Act. There is no charge for J-1 visas for participants
in Bureau-sponsored programs.
(2) Per Diem. For U.S.-based programming, organizations should use
the published Federal per diem rates for individual U.S. cities.
Domestic per diem rates may be accessed at: http://www.gsa.gov/Portal/
gsa/ep/contentView.do?contentId=17943&contentType=GSA_BASIC.
(3) Please refer to the Solicitation Package for complete budget
guidelines and formatting instructions.
IV.3F. Application Deadline and Methods of Submission:
Application Deadline Date: Thursday, May 14, 2009.
Reference Number: ECA/A-09-One-time-Comp. A.
Methods of Submission: Applications may be submitted in one of two
ways: 1. In hard-copy, via a nationally recognized overnight delivery
service (i.e., Federal Express, UPS, Airborne Express, or U.S. Postal
Service Express Overnight Mail, etc.), or
2. Electronically through http://www.grants.gov.
Please Note: ECA strongly encourages organizations interested in
applying for this competition to submit printed, hard copy
applications as outlined in section IV.3f.1., below rather than
submitting electronically through Grants.gov. This recommendation is
being made as a result of the anticipated high volume of grant
proposals that will be submitted via the Grants.gov Web portal as
part of the Recovery Act stimulus package. As stated in this RFGP,
ECA bears no responsibility for data errors resulting from
transmission or conversion processes for proposals submitted via
Grants.gov.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3f.1 Submitting Printed Applications: Applications must be
shipped no later than the above deadline. Delivery services used by
applicants must have in-place, centralized shipping identification and
tracking systems that may be accessed via the Internet and delivery
people who are identifiable by commonly recognized uniforms and
delivery vehicles. Proposals shipped on or before the above deadline
but received at ECA more than seven days after the deadline will be
ineligible for further consideration under this competition. Proposals
shipped after the established deadlines are ineligible for
consideration under this competition. ECA will not notify you upon
receipt of application. It is each applicant's responsibility to ensure
that each package is marked with a legible tracking number and to
monitor/confirm delivery to ECA via the Internet. Delivery of proposal
packages may not be made via local courier service or in person for
this competition. Faxed documents will not be accepted at any time.
Only proposals submitted as stated above will be considered.
Important note: When preparing your submission please make sure
to include one extra copy of the completed SF-424 form and place it
in an envelope addressed to ``ECA/EX/PM''.
Applicants must also submit the ``Executive Summary'' and
``Proposal Narrative'' and budget sections of the proposal as well as
any essential attachments, in Microsoft Word and/or Excel on a PC-
formatted disk. As appropriate, the Bureau will provide these files
electronically to Public Affairs Sections at the U.S. Embassies for
their review.
The original and eight copies of the application should be sent to:
U.S. Department of State, SA-44, Bureau of Educational and Cultural
Affairs, Ref.: Ref.: ECA/A-09-One-time-Comp. A Program Management, ECA/
EX/PM, Room 534, 301 4th Street, SW., Washington, DC 20547.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3f.2. Submitting Electronic Applications: Applicants have the
option of submitting proposals electronically through Grants.gov
(http://www.grants.gov). Complete solicitation packages are available
at Grants.gov in the ``Find'' portion of the system.
Please Note: ECA strongly encourages organizations interested in
applying for this competition to submit printed, hard copy
applications as outlined in section IV.3f.1. above, rather than
submitting electronically through Grants.gov. This recommendation is
being made as a result of the anticipated high volume of grant
proposals that will be submitted via the Grants.gov Web portal as
part of the Recovery Act stimulus package. As stated in this RFGP,
ECA bears no responsibility for data errors resulting from
transmission or conversion processes for proposals submitted via
Grants.gov.
Please follow the instructions available in the `Get Started'
portion of the site (http://www.grants.gov/GetStarted).
Several of the steps in the Grants.gov registration process could
take several weeks. Therefore, applicants should check with appropriate
staff within their organizations immediately after reviewing this RFGP
to confirm or determine their registration status with Grants.gov.
Once registered, the amount of time it can take to upload an
application will vary depending on a variety of factors including the
size of the application and the speed of your Internet connection. In
addition, validation of an electronic submission via Grants.gov can
take up to two business days.
Therefore, we strongly recommend that you not wait until the
application deadline to begin the submission process through
Grants.gov.
The Grants.gov Web site includes extensive information on all
phases/aspects of the Grants.gov process, including an extensive
section on frequently asked questions, located under the ``For
Applicants'' section of the Web site. ECA strongly recommends
[[Page 17733]]
that all potential applicants review thoroughly the Grants.gov Web
site, well in advance of submitting a proposal through the Grants.gov
system. ECA bears no responsibility for data errors resulting from
transmission or conversion processes.
Direct all questions regarding Grants.gov registration and
submission to: Grants.gov Customer Support. Contact Center Phone: 800 -
518-4726. Business Hours: Monday--Friday, 7 a.m.--9 p.m. Eastern Time.
E-mail: support@grants.gov.
Applicants have until midnight (12 a.m.), Washington, DC time of
the closing date to ensure that their entire application has been
uploaded to the Grants.gov site. There are no exceptions to the above
deadline. Applications uploaded to the site after midnight of the
application deadline date will be automatically rejected by the
grants.gov system, and will be technically ineligible.
Please refer to the Grants.gov Web site, for definitions of various
``application statuses'' and the difference between a submission
receipt and a submission validation. Applicants will receive a
validation e-mail from grants.gov upon the successful submission of an
application. Again, validation of an electronic submission via
Grants.gov can take up to two business days. Therefore, we strongly
recommend that you not wait until the application deadline to begin the
submission process through Grants.gov. ECA will not notify you upon
receipt of electronic applications.
It is the responsibility of all applicants submitting proposals via
the Grants.gov web portal to ensure that proposals have been received
by Grants.gov in their entirety, and ECA bears no responsibility for
data errors resulting from transmission or conversion processes.
IV.3g. Intergovernmental Review of Applications: Executive Order
12372 does not apply to this program.
Applicants must also submit the ``Executive Summary'' and
``Proposal Narrative'' sections of the proposal the Executive Summary,
Proposal Narrative, and Budget sections of the proposal, as well as any
essential attachments, in Microsoft Word and/or Excel on a PC-formatted
disk. The Bureau will provide these files electronically to the
appropriate Public Affairs Sections at the U.S. Embassies for their
review.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals for technical eligibility.
Proposals will be deemed ineligible if they do not fully adhere to the
guidelines stated herein and in the Solicitation Package. All eligible
proposals will be reviewed by the program office, as well as the Public
Diplomacy section overseas, where appropriate. Eligible proposals will
be subject to compliance with Federal and Bureau regulations and
guidelines and forwarded to Bureau grant panels for advisory review.
Proposals may also be reviewed by the Office of the Legal Adviser or by
other Department elements. Final funding decisions are at the
discretion of the Department of State's Assistant Secretary for
Educational and Cultural Affairs. Final technical authority for
assistance awards (grants) resides with the Bureau's Grants Officer.
Review Criteria
Technically eligible applications will be competitively reviewed
according to the criteria stated below.
1. Quality of the Program Idea and Program Planning: Objectives
should be reasonable, feasible, and flexible. The proposal should
clearly demonstrate how the institution will meet the program's
objectives and plan. The proposed program should be creative and well
developed, respond to the design outlined in the solicitation, and
demonstrate originality. It should be clearly and accurately written,
substantive, and with sufficient detail. The program plan should adhere
to the program overview and guidelines described above.
2. Ability to Achieve Program Objectives: Objectives should be
reasonable, feasible, and flexible. Proposals should clearly
demonstrate how the institution will meet the program's objectives and
plan.
3. Support of Diversity: The proposal should demonstrate the
recipient's commitment to promoting the awareness and understanding of
diversity in participant selection and exchange program design and
content.
4. Institutional Capacity and Track Record: Proposed personnel and
institutional resources should be adequate and appropriate to achieve
the program goals. The proposal should demonstrate an institutional
record, including solid programming and responsible fiscal management.
The Bureau will consider the past performance, including compliance
with all reporting requirements for past Bureau grants.
5. Program Evaluation: The proposal should include a plan to
evaluate the program's success, both as the activities unfold and at
the end of the program. The proposal should include a draft survey
questionnaire or other technique plus description of a methodology to
use to link outcomes to original project objectives. Please see Section
IV.3d.3. of this announcement for more information.
6. Cost-effectiveness and Cost Sharing: The applicant should
demonstrate efficient use of Bureau funds. The overhead and
administrative components of the proposal, including salaries and
honoraria, should be kept as low as possible. All other items should be
necessary and appropriate. The proposal should maximize cost-sharing
through other private sector support as well as institutional direct
funding contributions.
VI. Award Administration Information
VI.1a. Award Notices: Final awards cannot be made until funds have
been appropriated by Congress, allocated and committed through internal
Bureau procedures. Successful applicants will receive a Federal
Assistance Award (FAA) from the Bureau's Grants Office. The FAA and the
original grant proposal with subsequent modifications (if applicable)
shall be the only binding authorizing document between the recipient
and the U.S. Government. The FAA will be signed by an authorized Grants
Officer, and mailed to the recipient's responsible officer identified
in the application.
Unsuccessful applicants will receive notification of the results of
the application review from the ECA program office coordinating this
competition.
VI.1b. The following additional requirements apply for exchanges
involving the Palestinian Authority, West Bank, and Gaza:
All awards made under this competition must be executed according
to all relevant U.S. laws and policies regarding assistance to the
Palestinian Authority, and to the West Bank and Gaza. Organizations
must consult with relevant Public Affairs Offices before entering into
any formal arrangements or agreements with Palestinian organizations or
institutions.
Note: To assure that planning for the inclusion of the
Palestinian Authority complies with requirements, please contact Amy
Forest in the Office of Global Education Programs (e-mail:
ForestAL@state.gov; phone: 202-453-8866) for additional information.
VI.2. Administrative and National Policy Requirements: Terms and
Conditions for the Administration of ECA agreements include the
following:
Office of Management and Budget Circular A-122, ``Cost Principles for
Nonprofit Organizations'';
[[Page 17734]]
Office of Management and Budget Circular A-21, ``Cost Principles for
Educational Institutions'';
OMB Circular A-87, ``Cost Principles for State, Local and Indian
Governments'';
OMB Circular No. A-110 (Revised), Uniform Administrative Requirements
for Grants and Agreements with Institutions of Higher Education,
Hospitals, and other Nonprofit Organizations;
OMB Circular No. A-102, Uniform Administrative Requirements for Grants-
in-Aid to State and Local Governments;
OMB Circular No. A-133, Audits of States, Local Government, and Non-
profit Organizations.
Please reference the following Web sites for additional
information:
http://www.whitehouse.gov/omb/grants.
http://fa.statebuy.state.gov.
VI.3. Reporting Requirements: You must provide ECA with a hard copy
original plus one copy of the following reports:
1. A final program and financial report no more than 90 days after
the expiration of the award.
2. A concise, one-page final program report summarizing program
outcomes no more than 90 days after the expiration of the award. This
one-page report will be transmitted to OMB, and be made available to
the public via OMB's USAspending.gov Web site--as part of ECA's Federal
Funding Accountability and Transparency Act (FFATA) reporting
requirements.
3. A SF-PPR, ``Performance Progress Report'' Cover Sheet with all
program reports.
4. Interim program and financial reports after each program phase,
as required in the Bureau grant agreement.
Award Recipients will be required to provide reports analyzing
their evaluation findings to the Bureau in their regular program
reports. (Please refer to IV. Application and Submission Instructions
(IV.3.d.3) above for Program Monitoring and Evaluation information.)
All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to the Bureau upon request.
All reports must be sent to the ECA Grants Officer and ECA Program
Officer listed in the final assistance award document.
VI.4. Program Data Requirements: Organizations awarded grants will
be required to maintain specific data on program participants and
activities in an electronically accessible database format that can be
shared with the Bureau as required. As a minimum, the data must include
the following:
(1) Name, address, contact information and biographic sketch of all
persons who travel internationally on funds provided by the grant or
who benefit from the grant funding but do not travel.
(2) Itineraries of international and domestic travel, providing
dates of travel and cities in which any exchange experiences take
place. Final schedules for in-country and U.S. activities must be
received by the ECA Program Officer at least three work days prior to
the official opening of the activity.
VII. Agency Contacts
For questions about this announcement, please contact:
Undergraduate Intensive English Language Program, Vincent Pickett,
Academic Programs, Tel: (202) 453-8137; E-mail: PickettVS@state.gov.
Capacity Building for Undergraduate or Graduate Study Abroad, Amy
Forest, Global Educational Programs, Tel: (202) 453-8137; E-mail:
ForestAL@state.gov.
Study of the United States Institutes for Foreign Undergraduate
Students, Brendan M. Walsh, Study of the United States, Tel: (202) 453-
8532; E-mail: WalshBM@state.gov.
All correspondence with the Bureau concerning this RFGP should
reference the above title and number ECA/A-09-One-time-Comp. A.
Please read the complete Federal Register announcement before
sending inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with applicants
until the proposal review process has been completed.
VIII. Other Information
Notice: The terms and conditions published in this RFGP are binding
and may not be modified by any Bureau representative. Explanatory
information provided by the Bureau that contradicts published language
will not be binding. Issuance of the RFGP does not constitute an award
commitment on the part of the Government. The Bureau reserves the right
to reduce, revise, or increase proposal budgets in accordance with the
needs of the program and the availability of funds. Awards made will be
subject to periodic reporting and evaluation requirements per section
VI.3 above.
Dated: April 8, 2009.
C. Miller Crouch,
Acting Assistant Secretary, Bureau of Educational and Cultural Affairs,
Department of State.
[FR Doc. E9-8642 Filed 4-15-09; 8:45 am]
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