[Federal Register Volume 75, Number 227 (Friday, November 26, 2010)]
[Notices]
[Pages 72802-72807]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2010-29744]
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DEPARTMENT OF COMMERCE
Economic Development Administration
[Docket No.: 10115567-0567-01]
Solicitation of Applications for the Planning and Local Technical
Assistance Programs
AGENCY: Economic Development Administration (EDA), Department of
Commerce.
ACTION: Notice and request for applications.
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SUMMARY: Pursuant to the Public Works and Economic Development Act of
1965, as amended, EDA announces general policies and application
procedures for grant-based investments under the Planning and Local
Technical Assistance Programs. These programs will help communities
develop the planning and technical expertise to support communities and
regions in their comprehensive, entrepreneurial, and innovation-based
economic development efforts. Resulting in increased private investment
and higher-skill, higher-wage jobs in areas experiencing substantial
and persistent economic distress, these programs are designed to
enhance the competitiveness of regions. Applicants are advised to read
carefully the federal funding opportunity (FFO) announcement for this
notice and request for applications. For a copy of the FFO
announcement, please see the Web sites listed below under ``Electronic
Access.''
DATES: Applications are accepted on a continuing basis and processed as
received. As described below under ``APPLICATION SUBMISSION
REQUIREMENTS'' and in section V of the FFO announcement, applications
may be submitted electronically via http://www.grants.gov. Applications
also may be delivered via hand delivery, postal mail or courier service
in paper (hard copy) format to the applicable EDA regional office
listed below under ``Contact Information for EDA's Regional Offices.''
Application Submission Requirements: The applicant may obtain the
application package electronically at http://www.grants.gov. All
components of the application package may be accessed and downloaded
(in a screen-fillable format) at http://www.grants.gov/applicants/apply_for_grants.jsp. The preferred electronic file format for
attachments is portable document format (PDF); however, EDA will accept
electronic files in Microsoft Word, WordPerfect, or Microsoft Excel.
The applicant must complete the http://www.grants.gov registration
process in order to submit an application through http://www.grants.gov; however, please note that registration is not required
for an applicant to access, view, or download the application.
Alternatively, an applicant eligible for assistance under this
notice may request a paper (hard copy) application package by
contacting the applicable EDA regional office listed below under
``Contact Information for EDA's Regional Offices.''
Under this notice, EDA's regional offices will accept applications
on an ongoing basis. An application received after the date of this
notice will be processed in accordance with the requirements set forth
herein until the next annual FFO for EDA's Planning and Local Technical
Assistance Programs is posted on http://www.grants.gov and the related
notice and request for applications is published in the Federal
Register. The content of applications is the same for paper submissions
as it is for electronic submissions. EDA will not accept facsimile or
e-mail transmissions of applications.
Please note that all applicants, whether choosing to apply
electronically via http://www.grants.gov or submit a paper (hardcopy)
application, must apply for and maintain a current Central Contractor
Registration (CCR) database registration. See section VII.C of the FFO
announcement.
Electronic Submissions: Please read carefully section V.D.1 of the
FFO to ensure your application is received by EDA and for specific
http://www.grants.gov submission procedures. EDA strongly encourages
electronic submissions of applications through http://www.grants.gov.
Applications must be successfully validated and time-stamped by http://www.grants.gov. In order to submit an application through http://www.grants.gov, an applicant first must register for a http://www.grants.gov user ID and password. This process can take between
three to five business days or as long as four weeks if all steps are
not completed correctly. EDA strongly recommends that applicants
register, review the application instructions, and apply as early as
possible. Information about the registration process can be found at
http://grants.gov/applicants/organization_registration.jsp.
Applicants must register as organizations, not as individuals. As
part of the registration process, you will register at least one
Authorized Organizational Representative (AOR) for
[[Page 72803]]
your organization. AORs registered at http://www.grants.gov are the
only officials with the authority to submit applications at http://www.grants.gov, so please ensure that your organization's application
is submitted by an AOR. If the application is submitted by anyone other
than your organization's AOR, it will be rejected by the http://www.grants.gov system and cannot be considered by EDA. Note that a
given organization may designate multiple individuals as AORs for
http://www.grants.gov purposes.
Applicants should save and print written proof of an electronic
submission made at http://www.grants.gov. If problems occur, the
applicant is advised to (1) print any error message received, and (2)
call the http://www.grants.gov. Contact Center at 1-800-518-4726 for
assistance. The following link lists useful resources: http://www.grants.gov/help/help.jsp. Also, the following link lists frequently
asked questions (FAQs): http://www.grants.gov/applicants/resources.jsp#faqs. If you do not find an answer to your question under
the ``Applicant FAQs,'' try consulting the ``Applicant User Guide'' or
contacting http://www.grants.gov via e-mail at [email protected] or
telephone at 1-800-518-4726.
Paper Submissions: An applicant may submit a completed paper (hard
copy) application via hand delivery, postal mail or courier service to
the applicable regional office listed below under ``Contact Information
for EDA's Regional Offices.''
Paper (hard copy) submissions must include one original and two
copies of the complete application package submitted via hand delivery,
postal mail or courier service to the applicable regional office,
unless otherwise directed by EDA staff. DOC mail security measures may
delay receipt of United States Postal Service mail for up to two weeks.
Therefore, applicants that choose to submit paper submissions are
advised to use guaranteed overnight delivery services.
Contact Information for EDA's Regional Offices:
Applicants in Alabama, Florida, Georgia, Kentucky, Mississippi,
North Carolina, South Carolina, and Tennessee, may submit paper
submissions to: Economic Development Administration, Atlanta Regional
Office, 401 West Peachtree Street, NW., Suite 1820, Atlanta, Georgia
30308, Telephone: (404) 730-3002, Fax: (404) 730-3025.
Applicants in Arkansas, Louisiana, New Mexico, Oklahoma, and Texas,
may submit paper submissions to: Economic Development Administration,
Austin Regional Office, 504 Lavaca, Suite 1100, Austin, Texas 78701-
2858, Telephone: (512) 381-8144, Fax: (512) 381-8177.
Applicants in Illinois, Indiana, Michigan, Minnesota, Ohio,
Wisconsin, and Muscatine and Scott counties, Iowa, may submit paper
submissions to: Economic Development Administration, Chicago Regional
Office, 111 North Canal Street, Suite 855, Chicago, Illinois 60606,
Telephone: (312) 353-7706, Fax: (312) 353-8575.
Applicants in Colorado, Iowa (excluding Muscatine and Scott
counties), Kansas, Missouri, Montana, Nebraska, North Dakota, South
Dakota, Utah, and Wyoming, may submit paper submissions to: Economic
Development Administration, Denver Regional Office, 410 17th Street,
Suite 250, Denver, Colorado 80202, Telephone: (303) 844-4714, Fax:
(303) 844-3968.
Applicants in Connecticut, Delaware, District of Columbia, Maine,
Maryland, Massachusetts, New Hampshire, New Jersey, New York,
Pennsylvania, Puerto Rico, Rhode Island, Vermont, U.S. Virgin Islands,
Virginia, and West Virginia, may submit paper submissions to: Economic
Development Administration, Philadelphia Regional Office, Curtis
Center, 601 Walnut Street, Suite 140 South, Philadelphia, Pennsylvania
19106, Telephone: (215) 597-4603, Fax: (215) 597-1063.
Applicants in Alaska, American Samoa, Arizona, California, Guam,
Hawaii, Idaho, the Republic of Marshall Islands, the Federated States
of Micronesia, Nevada, the Commonwealth of Northern Marianas Islands,
Oregon, Republic of Palau, and Washington, may submit paper submissions
to: Economic Development Administration, Seattle Regional Office,
Jackson Federal Building, Room 1890, 915 Second Avenue, Seattle,
Washington 98174, Telephone: (206) 220-7660, Fax: (206) 220-7669.
FOR FURTHER INFORMATION CONTACT: For additional information or for a
paper copy of the FFO announcement, contact the appropriate EDA
regional office listed above.
SUPPLEMENTARY INFORMATION:
Program Information: EDA's mission is to lead the Federal economic
development agenda by promoting innovation and competitiveness,
preparing American regions for growth and success in the worldwide
economy. In implementing this mission pursuant to the Public Works and
Economic Development Act of 1965, as amended (42 U.S.C. 3121 et seq.)
(PWEDA), EDA advances economic growth by assisting communities and
regions experiencing chronic high unemployment and low per capita
income to create an environment that fosters innovation, promotes
entrepreneurship, and attracts increased private capital investment.
Under this notice and request for applications, EDA solicits
applications for the Planning and Local Technical Assistance Programs
authorized under PWEDA. EDA published a separate FFO dated October 14,
2010, for its Public Works, Economic Adjustment Assistance, and Global
Climate Change Mitigation Incentive Fund (GCCMIF) Programs, which can
be accessed on EDA's Web site at http://www.eda.gov/InvestmentsGrants/FFON.xml. EDA's Web site at http://www.eda.gov provides additional
information on EDA and its programs.
EDA expects to post separate FFO announcements at http://www.grants.gov and at http://www.eda.gov that will set forth the
specific funding priorities, application and selection processes, time
frames, and evaluation criteria for the FY 2011 University Center
Economic Development Program competition and for certain National
Technical Assistance and Research and Evaluation projects to be funded
with FY 2011 appropriations.
Electronic Access: The FFO announcement for the FY 2011 competitive
solicitation for EDA's Planning and Local Technical Assistance Programs
is available at http://www.grants.gov and at http://www.eda.gov.
Funding Availability: As of November 26, 2010, the full amount of
FY 2011 appropriations is not available and EDA is operating under the
authority of the FY 2011 Continuing Resolution (Pub. L. No. 111-242,
124 Stat. 2607, September 30, 2010). The FY 2010 median award amounts
are provided only for your information. The continuing resolution
allocates funding based on FY 2010 funding levels, but on a pro-rated
basis, until the enactment of the FY 2011 appropriations. Assuming EDA
receives FY 2011 appropriations of approximately the same level as in
FY 2010, the following information may prove useful for planning
purposes.
In FY 2010, funding appropriated under the Consolidated
Appropriations Act, 2010 (Pub. L. 111-117, 123 Stat. 3034 at 3114
(2009)) made $255,000,000 available for the economic development
assistance programs authorized under PWEDA: Public Works and Economic
Development Facilities Program; Economic Adjustment Assistance; GCCMIF;
Planning; Local Technical Assistance; University Center Economic
[[Page 72804]]
Development Program; and Research and National Technical Assistance.
EDA expects funding levels for FY 2011 to be similar to FY 2010;
however the final amounts will not be known until Congress passes the
FY 2011 appropriations. When the full FY 2011 appropriations become
available, EDA will publish a Federal Register notice to announce the
final FY 2011 funding levels for the Planning and Local Technical
Assistance Programs. The funding periods and funding amounts referenced
in this notice are subject to the availability of funds at the time of
award, as well as to Department of Commerce (DOC) and EDA priorities at
the time of award. DOC and EDA will not be held responsible for
application preparation and submission costs. Publication of this
notice does not obligate DOC or EDA to award any specific grant or
cooperative agreement or to obligate all or any part of available
funds.
The following subsections provide more information on the two
programs to which this notice applies. As noted above, specific FY 2011
funding amounts for each program will be announced separately upon
availability. Please note that the approximations provided below are
for informational purposes only and are not intended to restrict future
awards.
1. Planning Program: (CFDA No. 11.302; 13 CFR part 303):
EDA's Planning Program is one of six economic development
assistance programs the agency operates under PWEDA. Under this
program, EDA provides assistance to eligible recipients to create
regional economic development plans in order to stimulate and guide the
economic development efforts of a community or region. As part of this
program, EDA supports Partnership Planning investments to facilitate
the development, implementation, revision, or replacement of
comprehensive economic development strategies (CEDS). EDA provides
Partnership Planning grants to the designated planning organization
(e.g., District Organization) serving EDA-designated Economic
Development Districts (as defined in 13 CFR 300.3) throughout the
Nation. These planning organizations are typically recognized by the
State in which they reside as multi-jurisdictional councils of
governments, regional commissions, or planning and development centers.
Information on the Economic Development Districts may be found on EDA's
Web site at http://www.eda.gov/PDF/EDD%20List_030410.pdf. Planning
Partnership grants enable planning organizations to manage and
coordinate the development and implementation of CEDS to address the
unique needs of their respective regions. In addition, EDA provides
Partnership Planning grants to Indian Tribes to help organize and
assist with the implementation of economic development activities
within their areas. The majority of funding under the Planning Program
is for Partnership Planning grants for Indian Tribes and EDA-designated
Economic Development Districts.
The Planning Program also helps support planning organizations,
including District Organizations and Indian Tribes, with Short-Term
Planning and State Planning investments designed to create and retain
higher-skill, higher-wage jobs, particularly for the unemployed and
underemployed in the Nation's most economically distressed regions. For
example, EDA might provide Short-Term Planning funding to a coalition
of Tribal and regional organizations to plan a coordinated response to
the sudden loss of a major employer in the affected area(s).
To provide investment assistance for CEDS and State plans as well
as for Short-Term Planning activities, EDA allocated $31,000,000 in FY
2010 for its Planning Program. Of this amount, $28,597,033 was
allocated for Partnership Planning awards that support the existing
network of Economic Development Districts and $2,402,967 for Short-Term
Planning projects. The median annual grant amount for a Partnership
Planning award in FY 2010 was $61,000. The median annual grant amount
for a Short-Term Planning award in FY 2010 was $65,000.
As in FY 2010, EDA expects that the majority of FY 2011 Planning
Program funds will be used to provide support to existing planning
organizations, including District Organizations and Indian Tribes.
Specifically, EDA anticipates funding 375 District Organizations (in
connection with their respective Economic Development Districts) and 58
Indian Tribes. Some regional offices may offer three-year funding to
their planning organizations, while others may offer annually funding.
2. Local Technical Assistance (CFDA No. 11.303; 13 CFR part 306,
subpart A):
The Local Technical Assistance Program helps eligible recipients
fill the knowledge and information gaps that may prevent leaders in the
public and nonprofit sectors in economically distressed regions from
making optimal decisions on local economic development issues. For
example, EDA might provide funds to help a city prepare a feasibility
study regarding the use of an abandoned manufacturing facility for an
activity that advances local economic development.
In FY 2010, EDA allocated $1,362,592 to the Local Technical
Assistance Program, thereby allocating approximately $227,099 to each
of EDA's six regional offices. The median size of a Local Technical
Assistance grant made in FY 2010 was $50,000.
Funding Instrument and Project Periods: Subject to the availability
of funds, EDA may enter into a grant with an eligible applicant in
order to provide funding for eligible activities under this notice.
Project periods are dependent on the project scope of work, the nature
of the project and the EDA program under which the grant is awarded. In
general, a Planning or Local Technical Assistance investment may allow
for one to three years for completion of the scope of work. EDA expects
that all projects will proceed expeditiously and encourages investments
with demonstrated capacity to be implemented quickly and effectively,
accelerating positive economic impacts.
Statutory Authorities: The statutory authorities for the Planning
and Local Technical Assistance Programs are sections 203 (42 U.S.C.
3143) and 207 (42 U.S.C. 3147) of PWEDA, respectively. Unless otherwise
provided in this notice, applicant eligibility, program objectives and
priorities, application procedures, evaluation criteria, selection
procedures, and other requirements for the Planning and Local Technical
Assistance Programs are set forth in EDA's regulations (codified at 13
CFR chapter III), and the application must comply with these
requirements. EDA's regulations and PWEDA are available at http://www.eda.gov/InvestmentsGrants/Lawsreg.xml.
Catalog of Federal Domestic Assistance (CFDA) Numbers: 11.302,
Economic Development--Support for Planning Organizations; 11.303,
Economic Development--Technical Assistance.
Applicant Eligibility: Pursuant to PWEDA, eligible applicants for
and eligible recipients of EDA investment assistance include: (1)
District Organizations; (2) Indian Tribes or a consortium of Indian
Tribes; (3) States, cities or other political subdivisions of a State,
including special purpose units of a State or local government engaged
in economic or infrastructure development activities, or a consortium
of political subdivisions; (4) institutions of higher education or a
consortium of institutions of higher education; or (5) public or
private non-profit
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organizations or associations acting in cooperation with officials of a
political subdivision of a State. See section 3 of PWEDA (42 U.S.C.
3122) and 13 CFR 300.3.
EDA is not authorized to provide grants directly to individuals or
to for-profit entities seeking to start or expand a private business.
Such requests may be referred to State or local agencies, or to non-
profit economic development organizations serving the region in which
the project will be located.
Economic Distress Criteria: Awards under EDA's Planning and Local
Technical Assistance Programs should be designed to have positive
economic development impacts within distressed regions and help
communities ensure resilient economies. Applicants are responsible for
defining the region that the project will assist by providing
supporting statistics and other information, as appropriate. Planning
awards under section 203 of PWEDA (42 U.S.C. 3143) and 13 CFR part 303
are designed to support planning organizations in developing,
implementing, revising or replacing CEDS, and help to create and retain
higher-skill, higher-wage jobs, particularly for the unemployed and
underemployed in the Nation's most economically distressed regions. See
also 13 CFR 303.1. Local Technical Assistance awards may help eligible
recipients determine the causes of excessive unemployment,
underemployment, low per capita income or outmigration; formulate and
implement economic development programs to increase local or regional
capacity; or conduct project planning and feasibility studies. See also
13 CFR 306.1. Although meeting specific distress criteria is not a
prerequisite for funding under the two programs, the economic distress
level of the region impacted by a project serves as the basis for
establishing the EDA share of the total cost of a project.
Cost Sharing or Matching Share Requirement: Generally, the amount
of the EDA grant may not exceed 50 percent of the total cost of the
project. Projects may receive an additional amount that shall not
exceed 30 percent, based on the relative needs of the region in which
the project will be located, as determined by EDA. See section 204(a)
of PWEDA (42 U.S.C. 3144) and 13 CFR 301.4(b)(1). For planning
assistance, the minimum EDA investment rate for projects under 13 CFR
part 303 is 50 percent, and the maximum allowable EDA investment rate
may not exceed 80 percent. See 13 CFR 301.4(b)(3). As specified in
section 204(c)(3) of PWEDA (42 U.S.C. 3144) for projects under 13 CFR
part 306, the Assistant Secretary of Commerce for Economic Development
(Assistant Secretary) has the discretion to establish a maximum EDA
investment rate of up to 100 percent where the project (1) merits, and
is not otherwise feasible without, an increase to the EDA investment
rate; or (2) will be of no or only incidental benefit to the recipient.
See 13 CFR 301.4(b)(4).
The Assistant Secretary has the discretion to establish a maximum
EDA investment rate of up to 100 percent of the total project cost for
EDA investment assistance awarded to a(n): (1) Indian Tribe, (2) State
(or political subdivision of a State) that the Assistant Secretary
determines has exhausted its effective taxing and borrowing capacity,
or (3) non-profit organization that the Assistant Secretary determines
has exhausted its effective borrowing capacity. See sections 204(c)(1)
and (2) of PWEDA (42 U.S.C. 3144) and 13 CFR 301.4(b)(5). Potential
applicants should contact the appropriate EDA regional office to make
these determinations.
In the application review process, EDA will consider the nature of
the contribution (cash or in-kind) and the amount of the matching share
funds. EDA will give preference to applications that include cash
contributions (over in-kind contributions) as the matching share. While
cash contributions are preferred, in-kind contributions, consisting of
contributions of space, equipment, or services, or forgiveness or
assumptions of debt, may provide the required non-Federal share of
total project costs. See section 204(b) of PWEDA (42 U.S.C. 3144). EDA
will fairly evaluate all in-kind contributions, which must be eligible
project costs and meet applicable Federal cost principles and uniform
administrative requirements. Funds from other Federal financial
assistance awards are considered matching share funds only if
authorized by statute, which may be determined by EDA's reasonable
interpretation of the statute. See 13 CFR 300.3. The applicant must
show that the matching share is committed to the project for the full
project period, will be available as needed and is not conditioned or
encumbered in any way that precludes its use consistent with the
requirements of EDA investment assistance. See 13 CFR 301.5.
Restrictions on the Use of EDA Funds: Specific regulations,
administrative requirements, and cost principles govern the use of EDA
funds. The general and administrative requirements for EDA awards are
set forth in 13 CFR parts 300-302. Specific application and award
requirements for the Planning and Local Technical Assistance Programs
are provided in 13 CFR part 303 and subpart A of 13 CFR part 306,
respectively. EDA funds may not be used directly or indirectly to
reimburse any attorneys' or consultants' fees incurred in connection
with obtaining investment assistance pursuant to this notice. See 13
CFR 302.10.
The uniform administrative requirements for DOC grants and
cooperative agreements are codified at 15 CFR parts 14 and 24, as
applicable. For EDA's purposes, 15 CFR part 14 governs awards made to
institutions of higher education and non-profit organizations, and 15
CFR part 24 governs awards made to States and local governments. Funds
awarded cannot necessarily pay for all the costs that a recipient may
incur in the course of carrying out a project. See section III.D of the
FFO announcement for more information regarding allowable costs under
an award and EDA's nonrelocation policy. Applicable administrative
requirements and Federal cost principles are incorporated by reference
into the terms and conditions of each EDA award.
Application Package Required Forms: The applicant is advised to
read carefully the instructions contained in this FFO and in all forms
contained in the application package. It is the sole responsibility of
the applicant to ensure that a complete application package is received
by EDA.
The applicant must complete and submit the Application for
Investment Assistance (Form ED-900), and additional Federal grant
assistance forms listed below as part of a complete application
package. The following forms are required for a complete application
package:
1. Form ED-900 (Application for Investment Assistance). One form
per project is required.
2. One Form SF-424 (Application for Federal Assistance) from each
co-applicant, as applicable.
3. Form SF-424A (Budget Information--Non-Construction Programs).
One form per project is required.
4. One Form SF-424B (Assurances--Non-Construction Programs) from
each co-applicant, as applicable.
5. One Form CD-511 (Certification Regarding Lobbying) from each co-
applicant, as applicable.
In addition, applicants may be required to provide certain lobbying
information using Form SF-LLL (Disclosure of Lobbying Activities) and
to submit to a background screening using Form CD-346. Form ED-900
provides detailed guidance to help the applicant assess whether Form
SF-LLL
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is required and how to access it. Please note that, if applicable, one
Form SF-LLL must be submitted for each co-applicant that has used or
plans to use non-federal funds for lobbying in connection with this
notice and request for applications. All key individuals of non-profit
applicants and applicants that are first-time recipients of EDA or DOC
funding are required to provide required individual background
screening forms (Form CD-346) for a complete application, but please
note that EDA may require other applicants to submit Form CD-346 to
comply with DOC requirements. EDA will inform applicants if this is
required. Form CD-346 may be accessed at http://ocio.os.doc.gov/s/groups/public/@doc/@os/@ocio/@oitpp/documents/content/dev01_002454.pdf.
Instructions for Completing Form ED-900: Form ED-900 is divided
into lettered sections that correspond to specific EDA program
components that address EDA's statutory and regulatory requirements.
The form details the sections and exhibits that must be completed based
on program type. Because this notice seeks Planning and Local Technical
Assistance applications only, an applicant needs to complete those
sections of Form ED-900 identified in the table below. Complete
instructions are included within Form ED-900.
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EDA Program Required Form ED-900 Sections
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Partnership Planning....................... Complete Sections A, C, E, and F and Exhibit C.
Short-Term Planning........................ Complete Sections A, C, E, and G and Exhibit C.
State Planning............................. Complete Sections A, C, E, G, and H and Exhibit C.
Local Technical Assistance................. Complete Sections A, C, E, and I and Exhibit C.
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To limit the burden on the applicant, EDA may request additional
documentation only if EDA determines that the applicant's project
merits further consideration. The Form ED-900 provides detailed
guidance on documentation, information, and other materials that will
be requested if, and only if, EDA selects the project for further
consideration. EDA will timely inform the applicant if its application
has been selected for further consideration or if the application has
not been selected for funding.
Intergovernmental Review: Applications for assistance under EDA's
programs are subject to the State review requirements imposed by
Executive Order 12372, ``Intergovernmental Review of Federal
Programs.''
Evaluation and Selection Procedures: Application packages submitted
under this notice for the Short-Term Planning and Local Technical
Assistance Programs will be circulated by a project officer within the
applicable EDA regional office for review. After the necessary input
and information are obtained, the application is considered by the
regional office's Investment Review Committee (IRC), which is comprised
of at least three members of regional office staff. The IRC discusses
the application (1) using the evaluation criteria set out below under
``Evaluation Criteria'' and in section IV.A of the FFO announcement;
and (2) to determine if it meets the program-specific award and
application requirements provided in 13 CFR 303.3 for Planning awards
and 13 CFR 306.2 for Local Technical Assistance awards, as applicable.
Evaluation Criteria: For EDA's discretionary grant programs under
this notice, namely, Short-Term Planning and Local Technical
Assistance, EDA will evaluate applications based on their ability to
satisfy the investment policy guidelines identified in this section,
with each criterion assigned the weight indicated. These evaluation
criteria may be found on EDA's Web site at http://www.eda.gov/InvestmentsGrants/InvestmentPriorities.xml, and applicants are
encouraged to review these priorities as they develop their projects.
1. National Strategic Priorities (30%)
EDA seeks to fund applications that encourage job growth and
business expansion, as well as promoting one or more of the following
initiatives:
Technology-led economic development,
Support to small- and medium-sized businesses,
Global competitiveness and innovation,
Responses to economic dislocation because of auto industry
restructuring or natural disasters,
Commercialization of research, and/or
Environmentally sustainable development.
2. Economically Distressed and Underserved Communities (25%)
EDA seeks to fund applications that strengthen communities that
have suffered disproportionate economic and job losses or long-term
severe economic distress, and/or are rebuilding to become more
competitive in the global economy.
3. Return on Investment (25%)
EDA seeks to fund applications that demonstrate a high return on
EDA's investment by demonstrating that the project will be likely to
stimulate economic development by demonstrating a high probability of
leading to actionable projects or identifying specific benchmarks that
will measure progress towards outputs.
4. Collaborative Regional Innovation (10%)
EDA seeks to fund applications that support the development and
growth of innovation clusters based on existing regional competitive
strengths, which may be demonstrated by the extent to which an
investment will:
Promote collaboration among multi-jurisdictional
leadership,
Link and leverage regional assets, and
Implement or build upon effective planning efforts.
5. Public/Private Partnerships (10%)
EDA seeks to fund applications that use public and private sector
resources, and/or leverage complementary investments by other
government/public entities and/or non-profits.
Selection Factors: The IRC recommends to the Regional Director
whether an application merits further consideration, documenting its
recommendation. For quality control assurance, EDA Headquarters reviews
the IRC's analysis of the project's ability to fulfill the investment
policy guidelines set out above under ``Evaluation Criteria.'' After
receiving quality control clearance, the Selecting Official, who is the
Regional Director, considers the evaluations provided by the IRC and
also takes into account the degree to which the applications are
responsive to one or more of the selection factors provided below when
deciding which applications to fund.
1. A determination that the application better meets the overall
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objectives of section 2 of PWEDA (42 U.S.C. 3121);
2. Relative economic distress of the applicant;
3. Financial or management capability of the applicant;
4. Availability of program funding;
5. Geographic balance in distribution of program funds;
6. Balance of diverse project types in the distribution of program
funds;
7. Balanced funding for a diverse group of organizations, to
include smaller and rural organizations, which may form part of a
broader consortium to serve diverse populations and areas within the
regional office's territory;
8. The applicant's performance under previous Federal financial
assistance awards;
9. A determination that a project is more likely to create jobs in
a shorter timeframe; or
10. Whether the project will enable BRAC-impacted communities to
transition from a military to civilian economy and otherwise respond to
economic impacts.
The Regional Director's final decision must be consistent with
EDA's and the U.S. Department of Commerce's policies. Any time the
Regional Director makes a selection that differs from the IRC's
recommendations, the Regional Director will document the rationale for
the decision in writing.
Notification to Applicants: Applicants for Short-Term Planning
assistance or Local Technical Assistance will be notified if their
applications are recommended for funding. For Economic Development
District Partnership Planning applicants, EDA will continue to handle
the award process in accord with current practice. Potential Economic
Development District Partnership Planning applicants should contact the
applicable EDA regional office for instructions.
If an application is selected for funding and the applicant
successfully completes all due diligence requirements, the EDA Grants
Officer will issue the grant award (Form CD-450), which is the
authorizing financial assistance award document. By signing Form CD-
450, the recipient agrees to comply with all award provisions. EDA will
provide Form CD-450 by mail or overnight delivery to the appropriate
business office of the recipient's organization. The recipient must
sign and return the Form CD-450 without modification within 30 days of
receipt.
The Department of Commerce Pre-Award Notification Requirements for
Grants and Cooperative Agreements: The administrative and national
policy requirements for all Department of Commerce awards, contained in
the Department of Commerce Pre-Award Notification Requirements for
Grants and Cooperative Agreements, published in the Federal Register on
February 11, 2008 (73 FR 7696), are applicable to this notice.
Paperwork Reduction Act: This document contains collection-of-
information requirements subject to the Paperwork Reduction Act (PRA).
The use of Form ED-900 (Application for Investment Assistance) has been
approved by the Office of Management and Budget (OMB) under the Control
Number 0610-0094. The use of Forms SF-424 (Application for Financial
Assistance), SF-424A (Budget Information--Non-Construction Programs),
SF-424B (Assurances--Non-Construction Programs), SF-424C (Budget
Information--Construction Programs), SF-424D (Assurances--Construction
Programs), and Form SF-LLL (Disclosure of Lobbying Activities) has been
approved under OMB Control Numbers 4040-0004, 0348-0044, 4040-0007,
4040-0008, 4040-0009, and 0348-0046 respectively. The Form CD-346
(Applicant for Funding Assistance) is approved under OMB Control Number
0605-0001. Notwithstanding any other provision of law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA unless that collection of information displays
a currently valid OMB Control Number.
Executive Order 12866 (Regulatory Planning and Review): This notice
has been determined to be not significant for purposes of Executive
Order 12866.
Executive Order 13132 (Federalism): It has been determined that
this notice does not contain policies with Federalism implications as
that term is defined in Executive Order 13132.
Administrative Procedure Act/Regulatory Flexibility Act: Prior
notice and an opportunity for public comments are not required by the
Administrative Procedure Act or any other law for rules concerning
grants, benefits, and contracts (5 U.S.C. 553(a)(2)). Because notice
and opportunity for comment are not required pursuant to 5 U.S.C. 553
or any other law, the analytical requirements of the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.) are inapplicable. Therefore, a
regulatory flexibility analysis has not been prepared.
Dated: November 19, 2010.
Brian P. McGowan,
Deputy Assistant Secretary of Commerce for Economic Development.
[FR Doc. 2010-29744 Filed 11-24-10; 8:45 am]
BILLING CODE 3510-24-P