[Federal Register Volume 76, Number 4 (Thursday, January 6, 2011)]
[Proposed Rules]
[Pages 744-751]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2010-33344]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Forest Service
36 CFR Part 230
RIN 0596-AC84
Community Forest and Open Space Conservation Program
AGENCY: Forest Service, USDA.
ACTION: Proposed rule, request for comments.
-----------------------------------------------------------------------
SUMMARY: Public comments are solicited for this proposed rule which
implements the Community Forest and Open Space Conservation Program
(CFP) authorized by Section 8003 of the Food, Conservation, and Energy
Act of 2008. The CFP legislation is an amendment to the Cooperative
Forestry Assistance Act of 1978. The CFP is a competitive grant program
whereby local governments, Tribal Governments, and qualified non-profit
organizations are eligible to apply for grants to establish community
forests. The program's two purposes are to assist communities in
acquiring forestland that would provide public recreation,
environmental and economic benefits, and forest-based educational
programs, and to protect forestland that has been identified as a
national, regional, or local priority for protection. Existing
provisions in Forest Service regulations pertaining to the Stewardship
Incentive Program will be removed as deauthorized by the Farm Security
and Rural Investment Act of 2002, and this proposed rule will be
substituted in lieu thereof.
DATES: Comments must be received in writing by March 7, 2011 Pursuant
to the Paperwork Reduction Act, comments on the information collection
burden that would result from this proposal must be received by March
7, 2011.
ADDRESSES: Written comments concerning this notice should be addressed
to Community Forest Program, U.S. Forest Service, State and Private
Forestry, Cooperative Forestry, 1400 Independence Avenue, SW., Code
1123, Washington, DC 20250. Comments may also be sent via email to
[email protected], or via facsimile to (202) 205-1271. All
comments, including names and addresses when provided, are placed in
the record and are available for public inspection and copying. The
public may inspect comments received at U.S. Forest Service, 1400
Independence Avenue, SW., Code 1123, Washington, DC 20250. Those
wishing to inspect comments are encouraged to call ahead to (202) 205-
1389 to facilitate entry to the building.
Comments concerning the information collection requirements
contained in this action should reference OMB No. 0596-New, the docket
number, date, and page number of this issue of the Federal Register.
Comments should be sent to the address listed in the above paragraph.
FOR FURTHER INFORMATION CONTACT: Maya Solomon, U.S. Forest Service,
State and Private Forestry, Cooperative Forestry, (202) 205-1376.
Individuals who use telecommunication devices for the deaf (TDD) may
call the Federal Information Relay Service (FIRS) at 1-800-877-8339
between 8 a.m. and 8 p.m., Eastern Standard Time, Monday through
Friday.
SUPPLEMENTARY INFORMATION:
Background and Need for Proposed Rule
Congress authorized the Community Forest and Open Space
Conservation Program (hereafter ``CFP'') to address the needs of
communities to protect and maintain their forest resources. In the CFP
authorization, Congress found that people derive health benefits from
having access to forests for recreation and exercise. Congress also
found that forests protect public water supplies and may provide
financial benefits from forest products. The CFP is a competitive grant
program whereby local governments, Tribal Governments, and qualified
non-profit organizations are eligible to apply for grants to establish
community forests through fee-simple land acquisitions. ``Fee-simple''
means full ownership and acquisition of real property, versus a partial
interest such as conservation easement. By creating community forests
through land acquisition, communities and Tribes can sustainably manage
forests for these and many other benefits, including wildlife habitat,
stewardship demonstration sites for forest landowners, and
environmental education.
While the CFP title includes the term ``open space,'' the
authorizing language does not discuss the term. The only land cover
Congress references is ``forests.'' As a result, in this proposed rule,
the term ``open space'' is also not used, and is assumed that the only
type of ``open space'' on which Congress wanted CFP to focus is
``forests.''
The Forest Service believes that these proposed regulations for CFP
will facilitate administration of the program and provide uniform
criteria for program participation. The program will
[[Page 745]]
focus its funding to forests that provide community benefits as defined
in this proposed rule that are identified as a national, regional, or
local priority for protection. See Ranking Criteria and Proposal
selection in Sec. 230.5 of this proposed rule. The Agency welcomes
comments on national, regional, and local conservation priorities for
selection of proposals.
Tribal consultation was initiated on October 20, 2010, and is
currently ongoing. No tribal input has been received during the initial
60-day period. Consultation will continue during the 60-day public
comment period.
Complementary to Other Cooperative Forestry Assistance Act Programs
The Cooperative Forestry Assistance Act of 1978 (CFAA) enables the
Forest Service to work with States, private landowners, and communities
to address the full range of forest resources from urban street trees
to large rural timber lands. The design and delivery of most
Cooperative Forestry programs is influenced by the priorities of State
resource agencies regarding urban, suburban or rural forests.
The CFP recognizes that successful protection of community forests
depends on engaged citizens. Their participation is equal in importance
to the type of forests being protected. The CFP complements and builds
upon other CFAA programs that focus on stewardship and education by
providing the opportunity for some communities to go a step further and
directly acquire and manage forests. Because the CFP provides grant
assistance directly to Tribal Governments, local governments or
qualified nonprofit organizations, it is able to assist those entities
that have demonstrated a sustained commitment to community forestry.
Through public engagement, these communities are able to articulate
specific community needs that this program can meet, and demonstrate
that they have the capacity to manage a public asset such as a
community forest.
Benefits provided by forests acquired under the CFP will need to be
quantified, and may address a variety of outcomes such as protecting a
municipal water supply, providing public access for outdoor recreation,
or providing economic benefits from sustainable forest management,
including harvesting forest products and using woody biomass for
renewable energy production. Beyond local measures of success, the
contribution of community forests to larger protected areas of forest
and open space helps support resource-based economies, and adds needed
resiliency to natural systems as they respond to climate change.
Therefore, in addition to public engagement to articulate local needs
and capacity, successful community forests in the CFP will be part of a
larger landscape level context that will protect many kinds of open
spaces and working lands that provide a variety of ecosystem services.
In this way, the program delivers local benefits that can also have a
larger impact, since these community forests will likely be part of a
larger conservation initiative.
Grant recipients will be required to provide the Forest Service
with a Geographic Information System (GIS) shapefile of CFP project
tracts and cost share tracts. The geospatial information will reside at
the National Information Center for State and Private Forestry. The
areas protected through this program will be able to be seen in map and
other formats on the Forest Service website. These GIS shapefiles will
allow the Forest Service to spatially track CFP program accomplishments
and allow the agency to calculate program outcomes and public benefits
provided by the lands protected through CFP. The Agency welcomes
comments on outcome measures for benefits provided by forests acquired
under the CFP.
Discussion of Specific Issues; Project Review and Selection Process
Under CFP, applications will be submitted to the State Forester or
equivalent Tribal Government official who will, in turn, conduct a
general review of all applications for eligibility and compatibility
with landscape conservation efforts. The proposed rule does not allow
submission of an application for a project to both CFP and the Forest
Legacy Program simultaneously. The State Forester or equivalent Tribal
Government official may provide technical assistance to applicants in
the preparation of applications and implementation of grants.
The Forest Service proposes to conduct a nationally competitive
review and ranking process to select projects for funding. The
application process is outlined in Sec. 230.3 of this proposed rule.
Individual applications will be ranked according to criteria outlined
in Sec. 230.5 of this proposed rule. The Forest Service anticipates
providing additional specificity on the review process, review
criteria, and timelines in an annual request for proposals (RFP). The
Forest Service requests public comment regarding the application
process outlined in Sec. 230.3 and the ranking criteria outlined in
Sec. 230.5 of this proposed rule
The Forest Service wants to minimize the amount of time between
issuing the RFP and funding the selected projects. To achieve this
goal, the Forest Service anticipates issuing an RFP each year, and
selecting projects during the first quarter of the following fiscal
year (October-December) subject to the availability of funds. The
proposed rule requires the State Forester or equivalent Tribal
Government official to forward all applications with recommendations to
the Forest Service. While the Forest Service anticipates this
intermediate step will add approximately 30 days to the review process,
the Agency believes that input from State Foresters and Tribal
Governments will be valuable in helping the Forest Service make final
funding decisions.
Project Compliance With the National Environmental Policy Act
Project grants are subject to National Environmental Policy Act
(NEPA) and must comply with agency NEPA implementing procedures as
described in 40 CFR 1500-1508 as well as the Council on Environmental
Quality's NEPA procedures at 40 CFR 1500-1508. CFP grants are to be
used for transferring title and ownership of private lands to third
parties and will not fund any ground-disturbing activities. The Forest
Service has concluded that CFP grants fall under the categorical
exclusion provided in the Forest Service's NEPA procedures for
``acquisition of land or interest in land'' 36 CFR 220.6(d)(6); 73 FR
43084 (July 24, 2008). As a result, CFP project grants are excluded
from documentation in an environmental assessment or impact statement.
The applicability of the categorical exclusion will be confirmed
through scoping and a review for extraordinary circumstances.
Eligible Entities
The statute establishing CFP states that only local governments,
Tribal Governments, and qualified nonprofit organizations are eligible
to receive a grant through CFP. The statute also provided definitions
for those three eligible organizations. Local governments are defined
as municipal, county, and other local governments with jurisdiction
over local land use decisions. Tribal Governments are defined as those
that are federally recognized Tribes as prescribed by section 4 of the
Indian Self-Determination and Education Assistance Act (U.S.C. 450b).
Finally, qualified nonprofit organizations are defined as charities
under the Internal Revenue Code (26 U.S.C. 501(c)(3)) and which also
have a conservation purpose
[[Page 746]]
(26 U.S.C. 170(h)(4)(A)). A conservation purpose is defined as the
preservation of land for outdoor recreation or education, protection of
natural habitat or ecosystems, preservation of open space, and
preservation of historic lands or structures. Consistent with
regulations of the Internal Revenue Service (26 CFR 1.170A-14(c)(1))
qualified non-profit organizations must also have a commitment to
protect in perpetuity, the purposes for which the tract was acquired
under the CFP and demonstrate that they have the resources to enforce
the protection of the property as a community forest. In general, a
land conservancy or land trust is the type of organization that would
be considered a qualified nonprofit organization under the authorizing
statute of the CFP.
Ensuring Permanence of Community Forest Projects
In order to minimize the chances that the property is ever sold, or
converted to non-forest uses, the following four actions will be
required of the grant recipient:
(1) Grant recipients will be required to record a Notice of Grant
Requirements with the deed in the lands records of the local county or
municipality.
(2) Grant recipients will define objectives for the use and
management of the community forest in the required Community Forest
Plan. Because the size, condition, and possible uses of community
forests under this program could be quite varied, the Community Forest
Plan will identify forest uses for the property. In order to guide
compliance with the requirements of the CFP, ``non-forest uses'' is
defined in Sec. 230.2 of this proposed rule.
(3) Every ten years, grant recipients will submit to the Forest
Service a self-certifying statement that the property has not been sold
or converted to non-forest uses.
(4) Grant recipients will be subject to a spot check conducted by
the Forest Service to verify that property acquired under the CFP has
not been sold or converted to non-forest uses (Sec. 230.2).
In the statute establishing the CFP, Congress required that the
grant recipient cannot sell the land or convert it to non-forest uses
(Sec. 8003.e). In the event that these conditions are violated, the law
requires that the grant recipient pay the Federal Government an amount
equal to the greater of the current sale price or current appraised
value of the land. An additional penalty is that the grant recipient
that sells or converts a parcel acquired under the CFP will not be
allowed to receive additional grants under the program. Ramifications
for conversion to non-forest use or sale is discussed in Sec. 230.9
``Ownership Use and Requirements'' of this proposed rule.
Uniform Relocation Assistance and Real Property Acquisition for Federal
and Federally-Assisted Programs
The Uniform Relocation Assistance and Real Property Acquisition
Policy Act of 1970 (``Uniform Act'') (42 U.S.C. 4601, et. seq.)
provides guidance and procedures for the acquisition of real property
by the Federal government, including relocation benefits to displaced
persons. Department of Transportation regulations implementing the
Uniform Act (49 CFR 24) have been adopted by the Department of
Agriculture (7 CFR 21). However, CFP is deemed exempt from the Uniform
Act because it meets the exemption criteria stated at 49 CFR
24.101(b)(1).
Federal Appraisal Standards
Section 7A(c)(4) of the Cooperative Forestry Assistance Act (16
U.S.C. 2103d(c)(4)), requires that land acquired under CFP be appraised
in accordance with the Uniform Appraisal Standards for Federal Land
Acquisitions (Federal Appraisal Standards) in order to determine the
non-Federal share of the cost of a parcel of privately-owned forest
land. The Federal Appraisal Standards are contained in a readily
available public document, which is well known to professional
appraisers (see: http://www.usdoj.gov/enrd/Legal_Documents.html). A
grant recipient will be responsible for assuring that the appraisal of
the CFP tract is done in conformance with the Federal Appraisal
Standards. The Federal Appraisal Standards will be used to determine
reimbursement for the non-Federal cost share. However, separate tracts
donated for the purpose of providing the non-Federal cost share may be
appraised using the Uniform Standards of Professional Appraisal
Practice (USPAP) or the IRS regulations for a donation in land. The
Forest Service will be available to assist applicants with the
appraisal and associated appraisal review, and will conduct spot checks
to assure compliance with Federal Appraisal Standards.
Regulatory Certifications
Regulatory Planning and Review
This proposed rule has been reviewed under USDA procedures and
Executive Order 12866. The Office of Management and Budget (OMB) has
determined that this proposed rule is significant for purposes of
Executive Order 12866. A Cost Benefit Analysis has been completed and
has determined that the benefits for each established forests will
vary, depending on characteristics of the forest land, the community,
and the management objectives developed with public input in the
establishment of the required community forest plan. Where these
forests are located will also be dependent on the communities that
support them, therefore, they could occur in communities from the very
rural to decidedly urban. Since there will be diversity among forests
and their benefits, this analysis uses qualitative as well as
quantitative methods to describe the potential benefits and costs of
CFP.
The primary cost of CFP is the acquisition of the land itself. The
transfer of lands from private property may reduce the tax base, or
result in forgone economic benefits fostered by development. This
analysis assumes that development and associated activity is
established elsewhere without resulting in forestland conservation and
the opportunity cost of lower economic activity is off-set by the
benefits provided by the community forest, such that the main costs
become the cost of the acquisition and the tax revenue foregone by the
local government unit. These costs are compared with the benefits of
protecting forest land, which are largely intangibles, such as
environmental goods and services from the land and non-market valued
amenities, such as open spaces and scenic views, but also includes the
economic value of retaining and active working forest in the local
economy. Qualitative and quantitative evidence supports the assertion
that community forests provide many benefits to communities, especially
in areas threatened by conversion of private forest land.
This proposed rule will not have an annual effect of $100 million
or more on the economy nor adversely affect productivity, competition,
jobs, the environment, public health or safety, nor adversely affect
State or local governments. This proposed rule will not interfere with
an action taken or planned by another agency nor raise new legal or
policy issues. Finally, this proposed rule will not alter the budgetary
impact of entitlements, grants, user fees, or loan programs or the
rights and obligations of recipients of such programs.
This proposed rule does not regulate the private use of land or the
conduct of business. It is a grant program to local governments, Tribal
Government and qualified nonprofit organizations for purposes of
acquiring land for resource
[[Page 747]]
conservation and open space preservation. By providing funding to
eligible entities for land acquisition, the Federal Government will
promote the non-monetary benefits of sustainable forest management.
These benefits include: improved water quality, wildlife and fish
habitat, forest based educational programs including vocational
education programs in forestry, replicable models of effective forest
stewardship for private landowners, open space preservation, carbon
sequestration, and enhanced recreational opportunities including
hunting and fishing.
The acquisition of land by eligible entities may affect the local
real property tax base, depending on applicable state law and the tax
status of the acquiring entity. The possible impact on the real
property tax base is not possible to ascertain, but is assumed that any
land going from taxable to non-taxable status would cause a
commensurate shifting of the tax burden to other taxable properties or,
alternatively, a reduction in local tax revenues.
As a new program, CFP would not materially alter the budgetary
impact of entitlements, user fees, loan programs, or the rights and
obligations of program participants. The program is voluntary for each
participating eligible entity.
Proper Consideration of Small Entities
This proposed rule has been considered in light of Executive order
13272 regarding property considerations of small entities and the Small
Business Regulatory Enforcement Fairness Act of 1996. The proposed rule
for voluntary participation in the CFP does not impose significant
direct costs on small entities. This proposed rule imposes no
additional requirements on the affected public. Entities most likely
affected by this proposed rule are the local governments, qualified
nonprofit organizations, and Tribal governments eligible to receive a
grant through CFP. The minimum requirements on small entities imposed
by this proposed rule are necessary to protect the public interest, not
administratively burdensome or costly to meet, and are within the
capabilities of small entities to perform. The proposed rule would not
materially alter the budgetary impact of entitlements, user fees, loan
programs, or the rights and obligations of program participants. It
does not compel the expenditure of $100 million or more by any State,
local or Indian Tribal government, or anyone in the private sector.
Under these circumstances, the Forest Service has determined that this
action would not have a significant economic impact on a substantial
number of small entities.
Unfunded Mandates
Pursuant to Title II of the Unfunded Mandates Reform Act of 1995 (2
U.S.C. 1531-1538), which the President signed into law on March 22,
1995, the Agency has assessed the effects of this proposed rule on
State, local, and tribal governments and the private sector. This
proposed rule does not compel the expenditure of $100 million or more
by any State, local or Indian Tribal governments, or anyone in the
private sector. Therefore, a statement under section 202 of that Act is
not required.
Federalism
The Forest Service has considered this rule under the requirements
of Executive Order 13132, Federalism, and Executive Order 12875,
Government Partnerships. The Forest Service has determined that the
rule conforms with the federalism principles set out in these Executive
Orders. The rule would not impose any compliance costs on the States
other than those imposed by statute, and would not have substantial
direct effects on the States, on the relationship between the Federal
Government and the States, or on the distribution of power and
responsibilities among the various levels of government. Based on
comments received on this proposed rule, the Agency will consider if
any additional consultations will be needed with the State and local
governments prior to adopting a final rule.
Controlling Paperwork Burdens on the Public
In accordance with the Paperwork Reduction Act of 1995 [44 U.S.C.
Chapter 35], the Forest Service is requesting an approval of a new
information collection.
Title: Proposed substitution of 36 CFR part 230, Subpart A with
Community Forest and Open Space Conservation Program.
OMB Number: 0596-New.
Expiration Date of Approval: 3 years from approval date.
Type of Request: New information collection.
Abstract: The purpose of CFP is to achieve community benefits
through grants to local governments, Tribal Governments, and qualified
nonprofit organizations to establish community forests by acquiring and
protecting private forestlands. This proposed rule includes information
requirements necessary to implement CFP and comply with grants
regulations and OMB Circulars. The information requirements will be
used to help the Forest Service in the following areas:
(1) To determine that the applicant is eligible to receive funds
under the program,
(2) To determine if the proposal meets the qualifications in the
law and regulations,
(3) To evaluate and rank the proposals based on a standard,
consistent information, and
(4) To determine if the projects costs are allowable, and
sufficient cost share is provided.
Local governmental entities, Tribal Governments, and qualified
nonprofit organizations are the only entities eligible for the program,
and therefore are the only organizations from which information will be
collected.
The information collection required for a request for proposals and
grant application, is approved and assigned Office of Management and
Budget Control (OMB) No. 0596-New. The information collection required
for a proposed bonded notice in this proposed rule has been submitted
to OMB as a new collection.
Estimated Number of Respondents: 180.
Estimated Number of Responses per Respondent: 1.
Estimated Number of Total Annual Responses: 180.
Estimated Total Annual Burden on Respondents: 5,800 hours.
Comments: Comments are invited on:
(1) Whether the proposed collection of information is necessary for
the proper performance of the functions of the agency, including
whether the information will have practical utility;
(2) The accuracy of the agency's estimate of the burden of the
proposed collection of information, including the validity of the
methodology and assumptions used;
(3) Ways to enhance the quality, utility, and clarity of the
information to be collected; and
(4) Ways to minimize the burden of the collection of information on
those who are to respond, including the use of appropriate automated,
electronic, mechanical, or other technological collection techniques or
other forms of information technology.
Consultations and Coordination With Indian Tribal Governments
This proposed rule has tribal implications as defined in Executive
Order 13175. Section 7A(a)(1) of the Cooperative Forestry Assistance
Act establishes that Federally recognized Indian tribes are eligible
entities to participate in the CFP. In accordance with the President's
memorandum of
[[Page 748]]
April 29, 1994, ``Government-to-Government Relations with Native
American Tribal Governments'' (59 FR 22951); the Executive Order of
November 6, 2000, ``Consultation and Coordination With Indian Tribal
Governments'' (EO 13175); and with the directives of the Department of
Agriculture (DR1350-001); we have determined that specific effects on
Indian tribes are likely to occur through implementation of the CFP
and, therefore, the opportunity for government-to-government
consultation will be provided. Tribal consultation will be accomplished
through local and regional consultation processes in coordination with
the Washington Office of the Forest Service.
Tribal consultation was initiated on October 20, 2010, and is
currently ongoing. No Tribal input has been received during the initial
60-day period. Consultation will continue during the 60-day public
comment period.
No Takings Implementations
This proposed rule has been analyzed in accordance with the
principles and criteria contained in Executive Order 12630, and it has
been determined that the proposed rule does not pose the risk of a
taking of constitutionally protected private property. This proposed
rule implements a program to assist eligible entities to acquire land
from willing landowners. Any land use restrictions are voluntarily
undertaken by program participants.
Environmental Impact
The Forest Service has determined that this proposed rule falls
under the categorical exclusion provided in Forest Service regulations
on National Environmental Policy Act procedures. Such procedures
exclude from documentation in an environmental assessment or impact
statement ``rules, regulations, or policies to establish service wide
administrative procedures, program processes, or instructions.'' 36 CFR
220.6(d)(2); 73 FR 43084 (July 24, 2008). This proposed rule outlines
the programmatic implementation of CFP, and as such, has no direct
effect on Forest Service decisions for land management activities.
Energy Effects
This proposed rule has been reviewed under Executive Order 13211 of
May 18, 2001, Actions Concerning Regulations That Significantly Affect
Energy Supply, Distribution, or Use. It has been determined that this
proposed rule does not constitute a significant energy action as
defined in the Executive Order.
Civil Justice Reform
This proposed rule has been reviewed under Executive Order 12988,
Civil Justice Reform. The Forest Service has not identified any State
or local laws or regulations that are in conflict with this proposed
rule or that would impede full implementation of this proposed rule.
Nevertheless, in the event that such a conflict was to be identified,
the proposed rule would preempt the State or local laws or regulations
found to be in conflict. However, in that case, no retroactive effect
would be given to this rule, and the Forest Service would not require
the use of administrative proceedings before parties could file suit in
court challenging its provisions.
List of Subjects in 36 CFR Part 230
Grant programs, Grants administration, State and local governments,
Tribal governments, Nonprofit organizations, Conservation, Forests and
forest products, Land sales.
Therefore, for the reasons set forth in the preamble, the Forest
Service proposes to amend part 230 of Title 36 of the Code of Federal
Regulations by revising subpart A to read as follows:
PART 230--STATE AND PRIVATE FORESTRY ASSISTANCE
1. The authority citation for part 230 is revised to read as
follows:
Authority: 16 U.S.C. 2103(d) & 2109(e).
2. Revise Subpart A to read as follows.
Subpart A--Community Forest and Open Space Conservation Program
Sec.
230.1 Purpose and scope.
230.2 Definitions.
230.3 Application process.
230.4 Application requirements.
230.5 Ranking criteria and proposal selection.
230.6 Project costs and cost share requirements.
230.7 Grant requirements.
230.8 Acquisition requirements.
230.9 Ownership and use requirements.
230.10 Technical assistance funds.
Subpart A--Community Forest and Open Space Conservation Program
Sec. 230.1 Purpose and scope.
(a) The regulations of this subpart govern the rules and procedures
for the Community Forest and Open Space Conservation Program (CFP),
established under Section 7A of the Cooperative Forestry Assistance Act
of 1978 (16 U.S.C. 2103d). Under CFP, the Secretary of Agriculture,
acting through the Chief of the Forest Service, awards grants to local
governments, Tribal Governments, and qualified nonprofit organizations
to establish community forests for community benefits by acquiring and
protecting private forestlands.
(b) The CFP applies to eligible entities within any of the 50
States, the District of Columbia, the Commonwealth of Puerto Rico, the
Virgin Islands of the United States, the Commonwealth of the Northern
Mariana Islands, the Federated States of Micronesia, the Republic of
the Marshall Islands, the Republic of Palau, and the territories and
possessions of the United States.
Sec. 230.2 Definitions.
The terms used in this subpart are defined as follows:
Community benefits. One or more of the following:
(1) Economic benefits such as timber and non-timber products
resulting from sustainable forest management and tourism;
(2) Environmental benefits, including clean water, stormwater
management, and wildlife habitat;
(3) Benefits from forest-based educational programs, including
vocational education programs in forestry;
(4) Benefits from serving as replicable models of effective forest
stewardship for private landowners;
(5) Recreational benefits, such as hiking, hunting and fishing; and
(6) Public access.
Community forest. Forest land owned in fee simple by an eligible
entity that provides public access and is managed to provide community
benefits pursuant to a community forest plan.
Community forest plan. A tract-specific plan that guides the
management and use of this community forest, developed with community
involvement, and includes the following components:
(1) A description of the property, including acreage and county
location, land use, forest type and vegetation cover;
(2) Objectives for the community forest;
(3) Community benefits to be achieved from the establishment of the
community forest;
(4) Mechanisms promoting community involvement in the development
and implementation of the community forest plan;
(5) Implementation strategies for achieving community forest plan
objectives;
(6) Plans for the utilization or demolition of existing structures
and proposed needs for further improvements; and,
(7) Long-term use and management of the property.
[[Page 749]]
Eligible entity. A local governmental entity, Tribal Government, or
a qualified nonprofit organization that is qualified to acquire and
manage land.
Eligible lands. Private forest lands that:
(1) Are threatened by conversion to nonforest uses;
(2) Are not lands held in trust by the United States on behalf of
any Tribal Government or allotment lands; and,
(3) If acquired by an eligible entity, can provide defined
community benefits under CFP and allow public access.
Equivalent tribal government official. An individual designated and
authorized by the Tribal Government.
Federal appraisal standards. The Uniform Appraisal Standards for
Federal Land Acquisitions developed by the Interagency Land Acquisition
Conference.
Forest lands. Lands that are at least five acres in size, suitable
to sustain natural vegetation, and at least 75 percent forested.
Grant recipient: An eligible entity that receives a grant from the
U.S. Forest Service through the CFP.
Landscape conservation initiative. A landscape-level conservation
or management plan or activity that identifies conservation needs and
goals of a locality, state, or region. Conservation goals identified
need to correspond with the community and environmental benefits
outlined for the CFP.
Local governmental entity. Any municipal government, county
government, or other local government body with jurisdiction over local
land use decisions as defined by Federal or State law.
Non-forest uses. Activities that threaten forest cover and are
inconsistent with the Community Forest Plan, and include the following:
(1) Subdivision;
(2) Residential development, except for a caretaker building;
(3) Mining and nonrenewable resource extraction, except for
activities that would not require surface disturbance of the community
forest such as directional drilling for oil and gas development;
(4) Industrial use, including the manufacturing of products;
(5) Commercial use, except for sustainable timber or other
renewable resources, and limited compatible commercial activities to
support cultural, recreational and educational use of the community
forest by the public; and
(6) Structures and facilities, except for compatible recreational
facilities, concession and educational kiosks, energy development for
onsite use and parking areas. Said structures, facilities and parking
areas must have minimal impacts to forest and water resources.
Qualified nonprofit organization. Defined by the CFP authorizing
statute (Public Law 110-234; 122 Stat. at 1281), an organization that
is described in section 170(h)(3) of the Internal Revenue Code of 1986
(26 U.S.C. 170(h)(3)) and operates in accordance with one or more of
the conservation purposes specified in section 170(h)(4)(A) of that
Code (26 U.S.C. 170(h)(4)(A)). For the purposes of CFP, a qualified
nonprofit organization must meet the following requirements:
(1) Consistent with regulations of the Internal Revenue Service at
26 CFR 1.170A-14(c)(1):
(i) Have a commitment to protect in perpetuity the purposes for
which the tract was acquired under the CFP; and
(ii) Demonstrate that it has the resources to enforce the
protection of the property as a community forest as a condition of
acquiring a tract under the CFP.
(2) Operate primarily or substantially in accordance with one or
more of the conservation purposes specified in section 170(h)(4)(A) of
I.R.S. code (26 U.S.C. 170(h)(4)(A)). Conservation purposes include:
(i) The preservation of land areas for outdoor recreation by, or
the education of, the general public,
(ii) The protection of a relatively natural habitat of fish,
wildlife, or plants, or similar ecosystem,
(iii) The preservation of open space (including farmland and forest
land) where such preservation is for the scenic enjoyment of the
general public, or pursuant to a clearly delineated Federal, State, or
local governmental conservation policy, and will yield a significant
public benefit, or
(iv) The preservation of a historically important land area or a
certified historic structure.
Public access. Access that is provided on a non-discriminatory
basis at reasonable times and places, but may be limited by actions
protecting resources or public health and safety.
State forester. The State employee who is responsible for
administration and delivery of forestry assistance within a State.
Tribal government. Defined by section 4 of the Indian Self-
Determination and Education Assistance Act (25 U.S.C. 450b).
Sec. 230.3 Application process.
(a) The Forest Service will issue a national request for proposals
(RFP) for grants under the CFP. The RFP will include the following
information outlined in this proposed rule:
(1) The process for submitting an application;
(2) Application requirements (Sec. 230.4);
(3) Review process and criteria that will be used by the Forest
Service, the State Forester, and equivalent Tribal Government official
(Sec. 230.5); and
(4) Other conditions determined appropriate by the Forest Service.
(b) Pursuant to the RFP, interested eligible entities will submit
an application for program participation to:
(1) The State Forester, for applications by local governments and
qualified nonprofit organizations, or
(2) The equivalent Tribal Government official, for applications
submitted by a Tribal Government.
(c) The State Forester or equivalent Tribal Government official
will review all applications and assess:
(1) That the applicant is an eligible entity;
(2) That the land is eligible; and
(3) Whether the project contributes to a landscape conservation
initiative.
(d) In accordance with the RFP, the State Forester or equivalent
Tribal Government official will forward all applications to the Forest
Service, and
(1) Provide an assessment of each application, and
(2) Describe what technical assistance they may render in support
of applications and an estimate of needed financial assistance (Sec.
230.10).
(e) A proposed application cannot be submitted for funding
consideration simultaneously for both CFP and the Forest Service's
Forest Legacy Program (16 U.S.C. 2103c).
Sec. 230.4 Application requirements.
The following section outlines minimum application requirements,
but the RFP may include additional requirements.
(a) Documentation verifying that the applicant is an eligible
entity and that the proposed acquisition is of eligible land that
contains forest land.
(b) Applications must include the following regarding the property
proposed for acquisition:
(1) A description of the property, including acreage and county
location;
(2) A description of current land uses, including improvements;
(3) A description of forest type and vegetative cover;
(4) A map of sufficient scale to show the location of the property
in relation to roads and other improvements as well as parks, refuges,
or other protected lands in the vicinity;
[[Page 750]]
(5) A description of applicable zoning and other land use
regulations affecting the property;
(6) Relationship of the property within and its contributions to a
landscape conservation initiative; and
(7) A description of any threats of conversion to nonforest uses.
(c) Information regarding the proposed establishment of a community
forest, including:
(1) A description of the benefiting community, including
demographics, and the associated benefits provided by the proposed land
acquisition;
(2) A description of the community involvement in the planning and
long-term management of the community forest;
(3) An identification of persons and organizations that support the
project and their specific role in acquiring the land and establishing
and managing the community forest; and
(4) A draft Community Forest Plan. The eligible entity is
encouraged to work with the State Forester or equivalent Tribal
Government official for technical assistance when developing or
updating the Community Forest Plan.
(d) Information regarding the proposed land acquisition, including:
(1) A proposed project budget (Sec. 230.6);
(2) The status of due diligence, including signed option or
purchase and sale agreement, title search, minerals determination, and
appraisal;
(3) Description and status of cost share (secure, pending,
commitment letter, etc.) (Sec. 230.6);
(4) The status of negotiations with participating landowner(s)
including purchase options, contracts, and other terms and conditions
of sale;
(5) The proposed timeline for completing the acquisition and
establishing the community forest; and
(6) Long term management costs and funding source(s).
(e) Applications must comply with the Uniform Federal Assistance
Regulations (7 CFR 3015).
(f) Applications must also include the forms required to process a
Federal grant. Section 230.7 references the grant forms that must be
included in the application and the specific administrative
requirements that apply to the type of Federal grant used for this
program.
Sec. 230.5 Ranking criteria and proposal selection.
(a) Using the criteria described below, to the extent practicable,
the Forest Service will give priority to:
(1) An application that maximizes the delivery of community
benefits, as defined in this proposed rule, through a high degree of
public participation; and
(2) An application with a subject property that makes a substantial
contribution to a landscape conservation initiative. A landscape
conservation initiative, as defined in this proposed rule, is a
landscape-level conservation or management plan or activity that
identifies conservation needs and goals of a locality, state, or
region.
(b) The Forest Service will evaluate applications received by the
State Foresters and equivalent Tribal Government officials and award
grants based on the following criteria:
(1) Type and extent of community benefits provided. Community
benefits are defined in this proposed rule as:
(i) Economic benefits such as timber and non-timber products
resulting from sustainable forest management and tourism;
(ii) Environmental benefits, including clean water, stormwater
management, and wildlife habitat;
(iii) Benefits from forest-based educational programs, including
vocational education programs in forestry;
(iv) Benefits from serving as replicable models of effective forest
stewardship for private landowners;
(v) Recreational benefits, such as hiking, hunting and fishing; and
(vi) Public access.
(2) Extent and nature of community engagement in the establishment
and long-term management of the community forest;
(3) Amount of cost share leveraged;
(4) Extent to which the community forest contributes to a landscape
conservation initiative;
(5) Extent of due diligence completed on the project, including
cost share committed and status of appraisal;
(6) Likelihood that, unprotected, the property would be converted
to non-forest uses;
(7) Costs to the Federal government; and
(8) Additional considerations as may be outlined in the RFP.
Sec. 230.6 Project costs and cost share requirements.
(a) The CFP Federal contribution cannot exceed 50 percent of the
total project costs.
(b) Allowable project and cost share costs will include the
purchase price and the following transactional costs associated with
the acquisition: Appraisals and appraisal reviews, land surveys, legal
and closing costs, development of the community forest plan, and title
examination. The following principles and procedures will determine
allowable costs for grants:
(1) For local and Tribal governments, refer to OMB Circular A-87
(Cost Principles for State, Local and Indian Tribal Governments).
(2) For nonprofit organizations, refer to OMB Circular A-122 (Cost
Principles for Nonprofit Organizations).
(c) Project costs do not include the following:
(1) Long-term operations, maintenance, and management of the land;
(2) Construction of buildings or recreational facilities;
(3) Research;
(4) Existing liens or taxes owed; and
(5) Costs associated with preparation of the application, except
for appraisals and the community forest plan.
(d) Cost share contributions can include cash, in-kind services, or
donations and must meet the following requirements:
(1) Be supported by grant regulations described above;
(2) Not include other federal funds unless specifically authorized
by Federal statute;
(3) Not include non-federal funds used as cost share for other
federal programs;
(4) Not include funds used to satisfy mandatory or compensatory
mitigation requirements under a Federal regulation, such as Clean Water
Act, River and Harbor Act, or Endangered Species Act;
(5) Not include borrowed funds; and
(6) Must be accomplished within the grant period.
(e) Cost share contributions may include the purchase or donation
of lands located within the community forest as long as it is provided
by an eligible entity and legally dedicated to perpetual land
conservation consistent with CFP program objectives.
(f) For the purposes of calculating the cost share contribution,
the grant recipient may request the inclusion of project due diligence
costs such as title review and appraisals that incurred prior to
issuance of the grant. These pre-award costs may occur up to one year
prior to the issuance of the grant, but cannot include the purchase of
CFP land, including cost share tracts.
Sec. 230.7 Grant requirements.
(a) The following grant forms and supporting materials must be
included in the application:
(1) An Application for Federal Assistance (Standard Form 424);
(2) Budget information (Standard Form SF 424c--Construction
Programs);
[[Page 751]]
(3) Assurances of compliance with all applicable Federal laws,
regulations, and policies (Standard Form 424d--Construction Programs);
and
(4) Additional forms as may be required.
(b) Once an application is selected, funding will be obligated to
the grant recipient through a grant.
(c) The initial grant period will be two years, and acquisition of
lands should occur within that timeframe. The grant may be reasonably
extended by the Forest Service for an additional 12 months when
necessary to accommodate unforeseen circumstances in the land
acquisition process.
(d) The grant paperwork must adhere to grant requirements listed
below.
(1) Local and Tribal governments should refer to OMB Circular A-102
(Grants and Cooperative Agreements with State and Local Governments)
and 7 CFR 3016 (Uniform Administrative Requirements for Grants and
Cooperative Agreements to State and Local Governments) for directions.
(2) Nonprofit organizations should refer to OMB Circular A-110
(Uniform Administrative Requirements for Grants and Other Agreements
with Institutions of Higher Education, Hospitals and Other Nonprofit
Organizations) and 7 CFR 3019 (Uniform Administrative Requirements for
Grants and Cooperative Agreements with Institutions of Higher
Education, Hospitals, and other Nonprofit Organizations) for
directions.
(e) Forest Service must approve any amendment to a proposal or
request to reallocate funding within a grant proposal. If negotiations
on a selected project fail, the applicant cannot substitute an
alternative site.
(f) The grant recipient must comply with the requirements in Sec.
230.8 before funds will be released.
(g) After the project has closed, as a requirement of the grant,
grant recipients will be required to provide the Forest Service with a
Geographic Information System (GIS) shapefile of CFP project tracts and
cost share tracts.
(h) Any funds not expended within the grant period must be de-
obligated and revert to the Forest Service for redistribution through
CFP process.
(i) All media, press, signage, and other documents discussing the
creation of the community forest must reference the partnership and
financial assistance by the Forest Service through CFP.
Sec. 230.8 Acquisition requirements.
(a) Grant recipients participating in CFP must complete the
following, which applies to all tracts, including cost share tracts:
(1) Complete an appraisal.
(i) For lands purchased with CFP funds, the appraisal must comply
with Federal Appraisal Standards prior to the release of the grant
funds. The grant recipient must provide documentation that the
appraisal and associated appraisal review were conducted in a manner
consistent with the Federal appraisal standards.
(ii) For donated cost share tracts, the market value must be
determined by an independent appraiser. The value needs to be
documented by a responsible official of the party to which the property
is donated.
(2) Prior to closing, notify the landowner in writing of the
appraised value of the property and that the sale is voluntary. If the
grant recipient has a voluntary option for less than appraised value,
they do not have to renegotiate the agreement.
(3) Purchase all surface and subsurface mineral rights, whenever
possible. However, if severed mineral rights cannot be obtained, then
the grant recipient must follow the retention of qualified mineral
interest requirements outlined in the Internal Revenue Service
regulations (26 CFR 1.170A-14 (g)(4)), which address both surface and
subsurface minerals.
(4) Ensure that title to lands acquired conforms with title
standards applicable to state land acquisitions where the land is
located.
(i) Title to lands acquired using CFP funds must not be subject to
outstanding or reserved property rights or future interests the
reasonable exercise of which would be contrary to the purposes for
which the land was acquired.
(ii) Whenever possible, title insurance must be secured for the
full value of the land, with the United States named as an additional
insured on the policy.
(iii) Title insurance must not be a substitute for acceptable
title.
(5) Record with the deed in the lands record of the local county or
municipality, a Notice of Grant Requirement, which includes the
following:
(i) States that the property (including cost share tracts) was
purchased with CFP funds;
(ii) Provides a legal description;
(iii) Identifies the name and address of the grant recipient who is
the authorized title holder;
(iv) States the purpose of the CFP;
(v) References the Grant Agreement with the Forest Service (title
and agreement number) and the address where it is kept on file;
(vi) States that the grant recipient confirms its obligation to
manage the interest in real property pursuant to the grant, the
Community Forest Plan, and the purpose of the CFP;
(vii) States that the grant recipient will not convey or encumber
the interest in real property, in whole or in part, to another party;
and
(viii) States that the grant recipient will manage the interest in
real property consistent with the purpose of the CFP.
Sec. 230.09 Ownership and use requirements.
(a) Complete the final Community Forest Plan within 120 days of the
land acquisition, and must be updated periodically, but at least every
ten years.
(b) Provide appropriate public access.
(c) In the event that a grant recipient sells or converts to
nonforest use, a parcel of land acquired under CFP, the grant recipient
must:
(1) Pay the United States an amount equal to the current sale price
or the current appraised value of the parcel, whichever is greater; and
(2) Not be eligible for additional grants under CFP.
(d) For Tribal Governments, land acquired using a grant provided
under CFP must not be sold, converted to non-forest uses, or converted
to land held in trust by the United States on behalf of any Tribal
Government.
(e) Every ten years, the grant recipients will submit to the Forest
Service an updated Community Forest Plan and a self-certifying
statement that the property has not been sold or converted to non-
forest uses.
(f) Grant recipients will be subject to a spot check conducted by
the Forest Service to verify that property acquired under the CFP has
not been sold or converted to non-forest uses.
Sec. 230.10 Technical assistance funds.
CFP technical assistance funds will be provided to State Foresters
and equivalent Tribal Government officials through an administrative
grant to help implement community forest projects funded through CFP,
and as a result, funds will only be provided to States or Tribal
Government with a CFP project funded within their jurisdiction. Section
7A (f) of the authorizing statute limits the funds made available for
program administration and technical assistance to not more than 10% of
all funds made available to carry out the program for each fiscal year.
Dated: December 30, 2010.
Jay Jensen,
Deputy Under Secretary, NRE.
[FR Doc. 2010-33344 Filed 1-5-11; 8:45 am]
BILLING CODE 3410-11-P