[Federal Register Volume 76, Number 30 (Monday, February 14, 2011)]
[Notices]
[Pages 8385-8386]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-3187]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 173, OMB Control No. 3235-0618, SEC File No. 270-557.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for approval.
Securities Act Rule 173 (17 CFR 230.173) provides a notice of
registration to investors who purchased securities in a registered
offering under the Securities Act of 1933 (15 U.S.C. 77a et seq.). A
Rule 173 notice must be provided by underwriter or dealer to each
investor who purchased securities from the underwriter or dealer. The
Rule 173 notice is not publicly available. We estimate that it takes
approximately 0.01 hour per response to provide the information
required under Rule 173 and that the information is filed by
approximately 5,338 respondents approximately 43,546 times a year for a
total of 232,448,548 responses. We estimate that the total annual
reporting burden for Rule 173 is 2,324,485 hours (0.01 hours per
response x 232,448,548 responses).
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the performance of the
functions of the agency, including whether the information will have
practical utility; (b) the accuracy of the agency's estimate of the
burden imposed by the collections of information; (c) ways to enhance
the quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in
[[Page 8386]]
writing within 60 days of this publication.
Please direct your written comment to Thomas Bayer, Chief
Information Officer, Securities and Exchange Commission, C/O Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, Virginia 22312; or
send an e-mail to: [email protected].
Dated: February 7, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-3187 Filed 2-11-11; 8:45 am]
BILLING CODE 8011-01-P