[Federal Register Volume 76, Number 58 (Friday, March 25, 2011)]
[Notices]
[Pages 16843-16844]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-7100]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-64102]
Order Cancelling Registrations of Certain Transfer Agents
March 21, 2011.
On November 4, 2010, notice was published in the Federal Register
that the Securities and Exchange Commission (``Commission'') intended
to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities
Act of 1934 (``Act''),\1\ cancelling the registrations of certain
transfer agents.\2\ For the reasons discussed below, the Commission is
cancelling the registration of the transfer agents identified in the
attached Appendix.
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\1\ 15 U.S.C. 78q-1(c)(4)(B).
\2\ Securities Exchange Act Release No. 63211 (Oct. 29, 2010),
75 FR 68012.
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For Further Information Contact: Jerry W. Carpenter, Assistant
Director, or David Karasik, Special Counsel, at (202) 551-5710, U.S.
Securities and Exchange Commission, Division of Trading and Markets,
Room 7321 SP1, 100 F Street, NE., Washington, DC 20549-7010, or by e-
mail at [email protected] with the phrase ``Notice of Intention
To Cancel Transfer Agent Registration'' in the subject line.
Background:
Section 17A(c)(4)(B) of the Act provides that if the Commission
finds that any transfer agent registered with the Commission is no
longer in existence or has ceased to do business as a transfer agent,
the Commission shall by order cancel that transfer agent's
registration. On November 4, 2010, the Commission published notice of
its intention to cancel the registration of certain transfer agents
whom it believed were no longer in existence or had ceased doing
business as transfer agents.\3\
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\3\ Id.
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In the notice, the Commission identified 45 such transfer agents
and stated that at any time after December 15, 2010, which was 41 days
after the notice was published in the Federal Register, the Commission
intended to issue an order canceling the registrations of any or all of
the identified transfer agents. Three transfer agents contacted the
Commission to object to the cancellation of their registrations stating
that they have not ceased doing business as a transfer agent. The
Commission has decided not to cancel the registration of these three
transfer agents at this time. Two other transfer agents contacted the
Commission regarding the cancellation of their registrations but did
not object to such cancellation. None of the remaining 40 identified
transfer agents contacted the Commission to object to the cancellation
of their registrations.
Accordingly, the Commission is cancelling the registrations of the
42 transfer agents identified in the Appendix attached to this Order.
Order
On the basis of the foregoing, the Commission finds that each of
the transfer agents whose name appears in the attached Appendix either
is no longer in existence or has ceased doing business as a transfer
agent.
It is therefore ordered pursuant to Section 17A(c)(4)(B) of the Act
that the registration as a transfer agent of each of the transfer
agents whose name appears in the attached Appendix be and hereby is
cancelled.
For the Commission by the Division of Trading and Markets
pursuant to delegated authority.\4\
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\4\ 17 CFR 200.30-3(a)(22).
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Cathy H. Ahn,
Deputy Secretary.
Appendix
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Transfer agent name File No.
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ADVEST TRANSFER SERVICES, INC................................ 8405855
AGN ASSOCIATES & STOCK TRANSFER SERVICES, LLC................ 8406255
AMAZON NATURAL TREASURES.COM, INC............................ 8405839
Beverly National Corporation................................. 8505474
CAPITAL FUND SERVICES, INC................................... 8405909
Cargill Investor Services, Inc............................... 8405683
CENTURY REALTY TRUST Co...................................... 8400082
CNB Bancorp, Inc............................................. 8505383
Compushare Transfer Corporation.............................. 8406194
Endless Investments, LLC..................................... 8406178
ELECTROCHEMICAL INDUSTRIES FRUTAROM INC...................... 8400814
First Choice National Stock Transfer Agency Inc.............. 8406154
FORTUNE FUND ADMINISTRATION, INC............................. 8405672
Francine Goodman (dba Maximvs Transfer Services)............. 8405926
GTI Corporate Transfer Agents LLC............................ 8406151
Guarantee Services CORP...................................... 8406145
HOLA CORP.................................................... 8406047
HOWARD JOHNSON & COMPANY..................................... 8405555
InCap Fund Administration, Inc............................... 8406124
International Acquisitions & Holdings, Inc................... 8406164
INCORP STOCK TRANSFER INC.................................... 8406042
Lapeer County Bank & Trust Co................................ 8505250
Legends Financial Holding, Inc............................... 8505534
LIBERTY TRANSFER COMPANY..................................... 8405474
MANCHESTER BENEFITS GROUP, LTD............................... 8405891
MANCHESTER EXCHANGE TRUST LIMITED............................ 8405810
McGLADREY & PULLEN, LLP...................................... 8405806
Mercantile Bancorp, Inc...................................... 8406226
NICHOLAS VITO PELLETIERE SECURITY WEST STOCK TRANSFER........ 8406090
NuWave eSolutions Private Limited............................ 8406170
[[Page 16844]]
PACIFIC STOCK TRANSFERS INC.................................. 8406088
PUBLIC STOCK TRANSFER COMPANY dba/PUBLIC EASE................ 8405866
Royalty Stock Transfer....................................... 8406189
Select American Transfer Co.................................. 8406152
Syntel, Inc.................................................. 8406142
TECHNOLOGY FUNDING CAPITAL CORPORATION....................... 8405738
The Commercial Bank.......................................... 8405867
THE NORTHERN SAVINGS & LOAN COMPANY.......................... 8405867
THE NYHART COMPANY, INC...................................... 8405722
TRUSTMARK STOCK & TRANSFER INC............................... 8406073
UAC INC...................................................... 8400293
Wulf International, Ltd...................................... 8406180
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[FR Doc. 2011-7100 Filed 3-24-11; 8:45 am]
BILLING CODE 8011-01-P