[Code of Federal Regulations] [Title 37, Volume 1] [Revised as of July 1, 1999] From the U.S. Government Printing Office via GPO Access [CITE: 37CFR5.11] [Page 186-187] TITLE 37--PATENTS, TRADEMARKS, AND COPYRIGHTS CHAPTER I--PATENT AND TRADEMARK OFFICE, DEPARTMENT OF COMMERCE PART 5--SECRECY OF CERTAIN INVENTIONS AND LICENSES TO EXPORT AND FILE APPLICATIONS IN FOREIGN COUNTRIES--Table of Contents Sec. 5.11 License for filing in a foreign country an application on an invention made in the United States or for transmitting an international application. (a) A license from the Commissioner of Patents and Trademarks under 35 U.S.C. 184 is required before filing any application for patent including any modifications, amendments, or supplements thereto or divisions thereof or for the registration of a utility model, industrial design, or model, in a foreign patent office or any foreign patent agency or any international agency other than the United States Receiving Office, if the invention was made in the United States and: (1) An application on the invention has been on file in the United States less than six months prior to the date on which the application is to be filed, or (2) No application on the invention has been filed in the United States. (b) The license from the Commissioner of Patents and Trademarks referred to in paragraph (a) would also authorize the export of technical data abroad for purposes relating to the preparation, filing or possible filing and prosecution of a foreign patent application without separately complying with the regulations contained in 22 CFR parts 121 through 130 (International Traffic in Arms Regulations of the Department of State), 15 CFR part 779 (Regulations of the Office of Export Administration, International Trade Administration, Department of Commerce) and 10 CFR part 810 (Foreign Atomic Energy Programs of the Department of Energy). [[Page 187]] (c) Where technical data in the form of a patent application, or in any form, is being exported for purposes related to the preparation, filing or possible filing and prosecution of a foreign patent application, without the license from the Commissioner of Patents and Trademarks referred to in paragraphs (a) or (b) of this section, or on an invention not made in the United States, the export regulations contained in 22 CFR parts 120 through 130 (International Traffic in Arms Regulations of the Department of State), 15 CFR parts 768-799 (Export Administration Regulations of the Department of Commerce) and 10 CFR part 810 (Assistance to Foreign Atomic Energy Activities Regulations of the Department of Energy) must be complied with unless a license is not required because a United States application was on file at the time of export for at least six months without a secrecy order under Sec. 5.2 being placed thereon. The term ``exported'' means export as it is defined in 22 CFR part 120, 15 CFR part 779 and activities covered by 10 CFR part 810. (d) If a secrecy order has been issued under Sec. 5.2, an application cannot be exported to, or filed in, a foreign country (including an international agency in a foreign country), except in accordance with Sec. 5.5. (e) No license pursuant to paragraph (a) of this section is required: (1) If the invention was not made in the United States, or (2) If the corresponding United States application is not subject to a secrecy order under Sec. 5.2, and was filed at least six months prior to the date on which the application is filed in a foreign country, or (3) For subsequent modifications, amendments and supplements containing additional subject matter to, or divisions of, a foreign patent application if: (i) A license is not, or was not, required under paragraph (e)(2) of this section for the foreign patent application; (ii) The corresponding United States application was not required to be made available for inspection under 35 U.S.C. 181; and (iii) Such modifications, amendments, and supplements do not, or did not, change the general nature of the invention in a manner which would require any corresponding United States application to be or have been available for inspection under 35 U.S.C. 181. (f) A license pursuant to paragraph (a) of this section can be revoked at any time upon written notification by the Patent and Trademark Office. An authorization to file a foreign patent application resulting from the passage of six months from the date of filing of a United States patent application may be revoked by the imposition of a secrecy order. [49 FR 13461, Apr. 4, 1984, as amended at 56 FR 1928, Jan. 18, 1991; 62 FR 53204, Oct. 10, 1997]