[Code of Federal Regulations] [Title 17, Volume 2] [Revised as of April 1, 2001] From the U.S. Government Printing Office via GPO Access [CITE: 17CFR200.30-3] [Page 26-32] TITLE 17--COMMODITY AND SECURITIES EXCHANGES CHAPTER II--SECURITIES AND EXCHANGE COMMISSION PART 200--ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS--Table of Contents Subpart A--Organization and Program Management Sec. 200.30-3 Delegation of authority to Director of Division of Market Regulation. Pursuant to the provisions of Pub. L. 87-592, 76 Stat. 394, 15 U.S.C. 78d-1, 78d-2), the Securities and Exchange Commission hereby delegates, until the Commission orders otherwise, the following functions to the Director of the Division of Market Regulation to be performed by him or under his direction by such person or persons as may be designated from time to time by the Chairman of the Commission: (a) With respect to the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.): (1) To approve the withdrawal or striking from listing and registration of securities registered on any national securities exchange pursuant to section 12(d) of the Act (15 U.S.C. 78l(d)) and Rules 12d2-1 and 12d2-2 thereunder (Secs. 240.12d2-1 and 240.12d2-2 of this chapter); (2) To extend unlisted trading privileges and to deny applications for unlisted trading privileges by national securities exchanges pursuant to section 12(f)(2) of the Act, 15 U.S.C. 78l(f)(2), and Rule 12f-1 thereunder, 17 CFR 240.12f-1, provided that any applicant exchange denied unlisted trading privileges is advised of its right to have such denial reviewed by the Commission. (3) Pursuant to section 15(b) of the Act (15 U.S.C. 78o(b)): (i) To authorize the issuance of orders granting registration of brokers or dealers within forty-five days of the filing of an application for registration as a broker or dealer (or within such longer period as to which the applicant consents); (ii) To authorize the issuance of orders canceling registrations of brokers or dealers, or pending applications for registration, if such brokers or dealers or applicants for registration are no longer in existence or have ceased to do business as brokers or dealers; (4) Pursuant to Rule 19h-1 (Sec. 240.19h-1 of this chapter): (i) To grant applications with respect to membership in, association with a member of, or participation in, a self-regulatory organization and for other relief as to persons who are subject to an applicable disqualification where such relationships or other relief have been approved or recommended by a self-regulatory organization; (ii) To extend the time for Commission consideration of notices for admission to membership or participation in a self-regulatory organization or association with a member of persons subject to a statutory disqualification pursuant to paragraph (a)(7) of that rule. (5) Pursuant to Rule 17a-5(1)(3) (Sec. 240.17a-5(1)(3) of this chapter), to consider applications, by brokers and dealers for exemptions from, and extension of time within which to file, reports required by Rule 17a-5 (Sec. 240.17a-5 of this chapter), and to grant, and to authorize the issuance of orders denying, such applications provided such applicant is advised of his right to have such denial reviewed by the Commission. (6) Pursuant to Rules 14e-4(c), 14e-5(d), and 15c2-11(h) (Secs. 240.14e-4(c), 240.14e-5(d), and 240.15c2-11(h) of this chapter), and Rules 101(d), 102(e), 104(j), and 105(c) of Regulation M (Secs. 242.101(d), 242.102(e), 242.104(j), and 242.105(c) of this chapter), to grant requests for exemptions from Rules 14e-4, 14e-5, and 15c2-11 (Secs. 240.14e-4, 240.14e-5, and 240.15c2-11 of this chapter), and Rules 101, 102, 104, and 105 of Regulation M (Secs. 242.101, 242.102, 242.104, and 242.105 of this chapter). (7) Pursuant to Rule 15c3-1 (Sec. 240.15c3-1 of this chapter): (i) To approve lesser equity requirements in specialist or market maker accounts pursuant to Rule 15c3-1(a)(6)(iii)(E) (Sec. 240.15c3- 1(a)(6)(iii)(E) of this chapter); (ii) To grant exemptions from Rule 15c3-1 (Sec. 240.15c3-1 of this chapter) pursuant to Rule 15c3-1(b)(3) (Sec. 240.15c3-1(b)(3) of this chapter); (iii) To grant temporary exemptions upon specified terms and conditions from the debt equity requirements of [[Page 27]] Rule 15c3-1(d)(Sec. 240.15c3-1(d) of this chapter); (iv) To approve a change in election of the alternative capital requirement pursuant to Rule 15c3-1(f)(1) (i) and (ii) (Sec. 240.15c3- 1(f)(1) (i) and (ii) of this chapter); and (v) To review applications of OTC derivatives dealers filed pursuant to Appendix F of Sec. 240.15c3-1f of this chapter, and to grant or deny such applications in full or in part. (8) Pursuant to Rule 17a-10(d) (Sec. 240.17a-10(d) of this chapter), to consider applications by broker-dealers for extensions of time in which to file reports required by Rule 17a-10(Sec. 240.17a-10 of this chapter), and to grant, and to authorize the issuance of orders denying, such applications provided such applicant is advised of his right to have such denial reviewed by the Commission. Any extension granted shall not be for more than 150 days after the close of the calendar year for which the report on Form X-17A-10 (Sec. 249.618 of this chapter) is made. (9) Pursuant to Rule 10b-17(b)(2) (Sec. 240.10b-17(b)(2) of this chapter), to review applications of various issuers for exemption from the notice requirements of Rule 10b-17 (Sec. 240.10b-17 of this chapter) and to grant or deny such applications, with authority to issue orders granting and denying same, provided each applicant is advised of his right to have a denial reviewed by the Commission. (10) Pursuant to Rule 15c3-3 (Sec. 240.15c3-3 of this chapter) to find and designate as control locations for purposes of Rule 15c3- 3(c)(7) (Sec. 240.15c3-3(c)(7) of this chapter) certain broker-dealer accounts which are adequate for the protection of customer securities. (11) [Reserved] (12) Pursuant to Rule 19b-4 (Sec. 240.19b-4) of this chapter, to publish notices of proposed rule changes filed by self-regulatory organizations and to approve such proposed rule changes. (13) Pursuant to section 15B(a) of the Act [15 U.S.C. 78o-4(a)], to authorize the issuance of orders granting registration of municipal securities dealers within forty-five days of the filing of an application for registration as a municipal securities dealer (or within such longer period as to which the applicant consents). (14) Pursuant to section 17A(c)(2) of the Act (15 U.S.C. 78q- 1(c)(2)), to authorize the issuance of orders accelerating registration of transfer agents for which the Commission is the appropriate regulatory agency before the expiration of thirty days following the dates on which applications for registration as a transfer agent are filed. (15) Pursuant to Rule 10a-1(f) [Sec. 240.10a-1(f)] to grant requests for exemptions from Rule 10a-1; (16) Pursuant to sections 17A(b)(1), 17A(b)(2) and 19(a) of the Act (15 U.S.C. 78q-1(b)(1), 78q-1(b)(2) and 78s(a)), to publish notice of the filing of applications for registration and for exemption from registration as a clearing agency. (17) Pursuant to Rule 17f-2 (Sec. 240.17f-2 of this chapter). (i) To disapprove a ``Notice Pursuant to Rule 17f-2'' pursuant to Rule 17f-2(e) (Sec. 240.17f-2(e) of this chapter). (ii) To grant exemptions upon specified terms, conditions and periods, for classes of persons subject to Rule 17f-2 pursuant to Rule 17f-2(g) (Sec. 240.17f-2(g) of this chapter). (iii) To approve amendments to plan of a registered national securities exchange or a national securities association submitted pursuant to Rule 17f-2(c) (Sec. 240.17f-2(c) of this chapter). (18) Pursuant to Rule 17d-1 (Sec. 240.17d-1 of this chapter) to designate one self-regulatory organization responsible for the examination of brokers and dealers which are members of more than one such organization to insure compliance with applicable financial responsibility rules. (19)(i) To grant and deny applications for confidential treatment filed pursuant to section 24(b) of the Act (15 U.S.C. 78x(b)) and Rule 24b-2 thereunder (240.24b-2 of this chapter); (ii) To revoke a grant of confidential treatment for any such application. (20) Pursuant to sections 8(c) and 15(c)(2) of the Act (15 U.S.C. 78h(c) and 78o(2)) and paragraphs (g) of Rules 8c-1 and 15c2-1 thereunder, to make findings that the agreements, safeguards, and provisions of registered clearing agencies are adequate for the protection of investors. [[Page 28]] (21) Under section 17A(c)(4)(B) of the Act (15 U.S.C. 78q- 1(c)(4)(B)), to set terms and conditions upon which transfer agents registered with the Commission may withdraw from registration as a transfer agent by filing a written notice of withdrawal. (22) Under section 17A(c)(4)(B) of the Act (15 U.S.C. 78q- 1(c)(4)(B)), to authorize the issuance of orders canceling registrations of transfer agents registered with the Commission or denying applications for registration as a transfer agent with the Commission, if such transfer agents are no longer in existence or are not engaged in business as transfer agents. (23) Pursuant to section 17(b) of the Act (15 U.S.C. 78q(b)), prior to any examination of a registered clearing agency, registered transfer agent, or registered municipal securities dealer whose appropriate regulatory agency is not the Commission, to notify and consult with the appropriate regulatory agency for such clearing agency, transfer agent, or municipal securities dealer. (24) Pursuant to section 17(c)(3) of the Act, 15 U.S.C. 78q(c)(3), in regard to clearing agencies, transfer agents and municipal securities dealers for which the Commission is not the appropriate regulatory agency, (i) to notify the appropriate regulatory agency of any examination conducted by the Commission of any such clearing agency, transfer agent, or municipal securities dealer; (ii) to request from the appropriate regulatory agency a copy of the report of any examination of any such clearing agency, transfer agent, or municipal securities dealer conducted by such appropriate regulatory agency and any data supplied to it in connection with such examination; and (iii) to furnish to the appropriate regulatory agency on request a copy of the report of any examination of any such clearing agency, transfer agent, or municipal securities dealer conducted by the Commission and any data supplied to it in connection with such examination. (25) Pursuant to Rule 17f-1 (Sec. 240.17f-1 of this chapter), to designate persons not subject to Sec. 240.17f-1 as reporting institutions upon specified terms, conditions, and time periods. (26) [Reserved] (27) To approve amendments to the joint industry plan governing the consolidated transaction reporting declared effective by the Commission pursuant to Rule 11Aa(3-1) (Sec. 240.11Aa3-1 of this chapter) or its predecessor, Rule 17a-15, and to grant exemptions from Rule 11Aa3-1 pursuant to Rule 11Aa3-1(g) (Sec. 240.11Aaa3-1(g) of this chapter) to exchanges trading listed securities that are designated as national market system securities until such times as a Joint Reporting Plan for such securities is filed and approved by the Commission. (28) To grant exemptions from Rule 11Ac1-1 (``Rule'') (Sec. 240.11Ac1-1), pursuant to paragraph (e) of the rule. (29) To issue supplemental orders modifying the terms upon which self-regulatory organizations are authorized to act jointly in planning, developing, operating or regulating facilities of a national market system in accordance with the terms of amendments to plans which plans have been previously approved by the Commission under section 11A(a)(3)(B) of the Securities Exchange Act of 1934. (30) Pursuant to section 17(a) of the Act, 15 U.S.C. 78q, to approve amendments to the plans which are consistent with the reporting structure of Rules 17a-5(a)(4) and 17a-10(b) filed by self-regulatory organizations pursuant to Rules 17a-5(a)(4) and 17a-10(b). (31) Pursuant to section 19(b)(2) of the Act, 15 U.S.C. 78s(b)(2), to extend for a period not exceeding 90 days from the date of publication of notice of the filing of a proposed rule change pursuant to section 19(b)(1) of the Act, 15 U.S.C. 78s(b)(1), the period during which the Commission must by order approve the proposed rule change or institute proceedings to determine whether the proposed rule change should be disapproved. (32) Under Sec. 240.10b-10(f) of this chapter, to grant exemptions from Sec. 240.10b-10 of this chapter. (33) Pursuant to Rule 17a-6 (Sec. 240.17a-6 of this chapter) to approve record destruction plans and amendments thereto filed by a national securities exchange or a national securities association. (34) Pursuant to Rule 17d-2 (Sec. 240.17d-2 of this chapter) to publish notice of [[Page 29]] plans and plan amendments filed pursuant to Rule 17d-2 and to approve such plans and plan amendments. (35) Under Sec. 240.13e-4(h)(8) of this chapter: (i) To grant exemptions from Sec. 240.13e-4 of this chapter; and (ii) To determine with respect to a tender or exchange offer otherwise eligible to be made pursuant to rule 13e-4(g) (Sec. 240.13e- 4(g) of this chapter) whether, in light of any exemptive order granted by a Canadian federal, provincial or territorial regulatory authority, application of certain or all of the provisions of section 13(e)(1) and rule 13e-4 and Schedule 13E-4 thereunder to such offer is necessary or appropriate in the public interest. (36) To grant exemptions from Rule 11Ac1-2 (Sec. 240.11Ac1-2 of this chapter), pursuant to Rule 11Ac1-2(g) (Sec. 240.11Ac1-2(g) of this chapter). (37) Pursuant to Rule 11Aa2-1, 17 CFR 240.11Aa2-1, to publish notice of the filing of a designation plan with respect to national market system securities, or any proposed amendment thereto, and to approve such plan or amendment. (38) To disclose: (i) To the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the state banking authorities, information and documents deemed confidential regarding registered clearing agencies and registered transfer agents; and (ii) To the Department of Treasury, information and documents deemed confidential regarding possible laundering of money through or by brokers or dealers, including compliance by brokers or dealers with the Currency and Foreign Transactions Reporting Act of 1970, as amended. (39) Under Sec. 240.9b-1 of this chapter: (i) To enable distribution of an options disclosure document or amendment to an options disclosure document to the public prior to the time required in the Rule or to lengthen the period before distribution can be made; (ii) To require refiling of an amendment to an options disclosure document pursuant to the procedure set forth in Sec. 240.9b-1(b)(2)(i) of this chapter. (40) Pursuant to section 15B(b)(2)(B) of the Act, 15 U.S.C., 78o- 4(b), to review and, where appropriate, approve the selection by the Municipal Securities Rulemaking Board (``Board'') of public representatives to serve on the Board. (41) Pursuant to Rule 6a-2(c) (Sec. 240.6a-2 of this chapter) to exempt registered national securities exchanges from the filing requirements imposed by Rule 6a-2 with respect to certain affiliates and subsidiaries of the exchange. (42) Under Sec. 240.11Aa3-2(f) of this chapter, to grant or deny exemptions from Sec. 240.11Aa3-2 of this chapter. (43) To grant or deny exemptions from Rule 17Ad-14 (Sec. 240.17Ad-14 of this chapter), pursuant to Rule 17Ad-14(d) (Sec. 240.17Ad-14(d) of this chapter). (Pub. L. 87-592, 76 Stat. 394, 15 U.S.C 78d-1, 78d-2). (44) To review, publish notice of, and where appropriate, approve plans, and amendments to plans, submitted by self-regulatory organizations pursuant to Rule 19d-1(c) under the Act (Sec. 240.19d- 1(c)). (45) To grant exemptions from Rule 3b-9 under the Act. (Sec. 240.3b- 9(c) of this chapter). (46) Pursuant to section 15(b)(9) of the Act, 15 U.S.C. 78o(b)(9) to review and, where appropriate, grant exemptions from the requirement of section 15(b)(8) of the Act, 15 U.S.C. 78o(b)(8). (47) Pursuant to section 15(a)(2) of the Act, 15 U.S.C. 78o(a)(2), to review and, either unconditionally or on specified terms and conditions, grant exemptions from the broker-dealer registration requirements of section 15(a)(1) of the Act, 15 U.S.C. 78o(a)(1), to government securities brokers or government securities dealers that have registered with the Commission under section 15(a)(2) of the Act, 15 U.S.C. 78o-5(a)(2), solely with respect to effecting any transactions in, or inducing or attempting to induce the purchase or sale of, any security principally backed by a guaranty of the United States. (48) Pursuant to paragraph (d) of Rule 15c2-12 (17 CFR 15c2-12), to grant or deny exemptions, either unconditionally or on specified terms and conditions, from Rule 15c2-12. (49) Pursuant to section 11A(b) of the Act and Rule 11Ab2-1 thereunder (17 [[Page 30]] CFR 11Ab2-1), to publish notice of and, by order, grant under section 11A(b) of the Act and Rule 11Ab2-1 thereunder: Applications for registration as a securities information processor; and exemptions from that section and any rules or regulations promulgated thereunder, either conditionally or unconditionally. (50) Pursuant to sections 17A(b) and 19(a) of the Act (15 U.S.C. 78q-1(b) and 78s(a)): (i) To authorize the issuance of orders granting an extension to a temporary clearing agency registration, for up to two years or such longer period as the clearing agency consents. (ii) To authorize the issuance of orders granting the withdrawal of an application to become a registered clearing agency, at any time prior to final determination of such application by the Commission, upon submission of a request for such withdrawal by applicant. (51) Pursuant to paragraph (a)(4) of Sec. 240.9b-1 of this chapter, to authorize the issuance of orders designating securities as ``standardized options.'' (52) Pursuant to Rules 17h-1T and 17h-2T of the Act (Secs. 240.17h- 1T and 240.17h-2T of this chapter): (i) To designate certain broker-dealers as Reporting Brokers or Dealers; or and (ii) To grant or deny an exemption, conditionally or unconditionally, to a broker or dealer pursuant to section 17(h) of the Act. (53) To administer the provisions of Sec. 240.24c-1 of this chapter; provided that access to nonpublic information as defined in such section shall be provided only with the concurrence of the head of the Commission division or office responsible for such information or the files containing such information. (54) To administer the provisions of Section 24(d) of the Act (15 U.S.C. 78x(d)). (55) Pursuant to Sec. 240.15c6-1 of this chapter, taking into account then existing market practices, to exempt contracts for the purchase or sale of any securities from the requirements of Sec. 240.15c6-1(a) of this chapter. (56) Pursuant to Sec. 270.17Ad-16 of this chapter, to designate by order the appropriate qualified registered securities depository. (57) Pursuant to Section 19(b)(2)(B) of the Act, 15 U.S.C. 78s(b)(2)(B), to institute proceedings to determine whether a proposed rule change of a self-regulatory organization should be disapproved. (58) Pursuant to Section 19(b)(3)(C) of the Act, 15 U.S.C. 78s(b)(3)(C), to abrogate a change in the rules of a self-regulatory organization and require that it be refiled in accordance with Section 19(b)(1), 15 U.S.C. 78s(b)(1), and reviewed in accordance with Section 19(b)(2), 15 U.S.C. 78s(b)(2), of the Act. (59) Pursuant to paragraph (e)(6)(iii) of Rule 19b-4 (Sec. 240.19b-4 of this chapter), to reduce the period before which a proposed rule change can become operative, and to reduce the period between an SRO submission of a filing and a pre-filing notification. (60) To grant exemptions from Rule 17a-23 (Sec. 240.17a-23 of this chapter), pursuant to Rule 17a-23(i) (Sec. 240.17a-23(i) of this chapter). (61) To grant exemptions from Rule 11Ac1-4 (``Rule'') (Sec. 240.11Ac1-4), pursuant to paragraph (d) of the rule. (62) From January 2, 1997 through February 17, 1997, to modify for a period not to exceed 60 days, the effective date or the compliance date of Rule 11Ac1-1 (Sec. 240.11Ac1-1) or Rule 11Ac1-4 (Sec. 240.11Ac1-4), or amendments to Rule 11Ac1-1 or Rule 11Ac1-4, with respect to any party affected by such rules. (63) Pursuant to section 36 of the Act (15 U.S.C. 78mm) to review and, either unconditionally or on specified terms and conditions, grant or deny exemptions from section 11(d)(1) of the Act (15 U.S.C. 78k(d)(1)). (64) Pursuant to Sec. 240.15a-1(b)(1) of this chapter, to issue orders identifying other permissible securities activities in which an OTC derivatives dealer may engage. (65) Pursuant to Sec. 240.15a-1(b)(2) of this chapter, to issue orders determining that a class of fungible instruments that are standardized as to their material economic terms is within the scope of eligible OTC derivative instrument. (66) Pursuant to Sec. 240.17a-12 of this chapter: [[Page 31]] (i) To authorize the issuance of orders requiring OTC derivatives dealers to file, pursuant to Sec. 240.17a-12(a)(ii) of this chapter, monthly, or at such times as shall be specified, Part IIB of Form X-17A- 5 (Sec. 249.617 of this chapter) and such other financial and operational information as shall be specified. (ii) Pursuant to Sec. 240.17a-12(n) of this chapter, to consider applications by OTC derivatives dealers for exemptions from, and extensions of time within which to file, reports required by Sec. 240.17a-12 of this chapter, and to grant or deny such applications. (67) To issue orders under Rules 15b3-1(c)(4), 15b6-1(e), 15Ba2- 2(e)(4), 15Bc3-1(e), 15Ca2-1(c)(4), and 15Cc1-1(d) (17 CFR 240.15b3- 1(c)(4), 240.15b6-1(e), 240.15Ba2-2(e)(4), 240.15Bc3-1(e), 240.15Ca2- 1(c)(4), and 240.15Cc1-1(d)). (68) Pursuant to Section 36(a) of the Act, 15 U.S.C. 78mm(a), to grant requests for exemptions from the tender offer provisions of Rule 14e-1 of Regulation 14E (Sec. 240.14e-1 of this chapter). (69) Pursuant to paragraph (c) of Rule 11Ac1-5 (17 CFR 240.11Ac1-5), to grant or deny exemptions, conditionally or unconditionally, from any provision or provisions of Rule 11Ac1-5. (70) Pursuant to paragraph (d) of Rule 11Ac1-6 (17 CFR 240.11Ac1-6), to grant or deny exemptions, conditionally or unconditionally, from any provision or provisions of Rule 11Ac1-6. (71) Pursuant to paragraph (c) of Rule 11Ac1-7 (17 CFR 240.11Ac1-7), to grant exemptions, conditionally or unconditionally, from any provision or provisions of Rule 11Ac1-7. (b) To designate officers empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records in the course of investigations instituted by the Commission pursuant to section 21(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78u(b)). (c) In nonpublic investigatory proceedings within the responsibility of the Director or Deputy Director, to grant requests of persons to procure copies of the transcript of their testimony given pursuant to Rule 6 of the Commission's rules relating to investigations as in effect subsequent to November 16, 1972 (17 CFR 203.6). (d) To notify the Securities Investor Protection Corporation (``SIPC'') of facts concerning the activities and the operational and financial condition of any registered broker or dealer which is or appears to be a member of SIPC and which is in or approaching financial difficulty within the meaning of section 5 of the Securities Investor Protection Act of 1970, as amended, 15 U.S.C. 78aaa et seq. (e) To determine whether, and issue orders regarding, proposals for designation of a contract market for futures trading on an index or group of securities meet the eligibility criteria set forth under section 2(a)(1)(B)(ii) of the Commodity Exchange Act, 7 U.S.C. 2(a). (f) With respect to the Securities Investor Protection Act of 1970, as amended, 15 U.S.C. 78aaa et seq. (``SIPA''): (1) Pursuant to Section 3(a)(2)(B) of SIPA, to: (i) Extend for a period not exceeding 90 days from the date of the filing of the determination by the Securities Investor Protection Corporation (``SIPC'') that a registered broker-dealer is not a SIPC member because it conducts its principal business outside the United States and its territories and possessions, the period during which the Commission must affirm, reverse or amend any determination by SIPC; and (ii) Affirm such determination filed by SIPC. (2) Pursuant to Section (3)(e)(1) of SIPA, to: (i) Determine whether proposed bylaw changes filed by SIPC should not be disapproved or whether the proposed bylaw change is a matter of such significant public interest that public comment should be obtained, in which case the Division will notify SIPC of such finding and publish notice of the proposed bylaw change in accordance with Section 3(e)(2) of SIPA; and (ii) Accelerate the effective date of proposed bylaw changes filed by SIPC. (3) Pursuant to Section (3)(e)(2) of SIPA, to publish notice of proposed rule changes filed by SIPC. [[Page 32]] (g) Notwithstanding anything in the foregoing, in any case in which the Director of the Division of Market Regulation believes it appropriate, he may submit the matter to the Commission. [37 FR 16795, Aug. 19, 1972] Editorial Note: For Federal Register citations affecting Sec. 200.30-3 see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.