[Code of Federal Regulations]
[Title 17, Volume 2]
[Revised as of April 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR239.15]

[Page 639]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
 
PART 239--FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933--Table of Contents
 
              Subpart A--Forms for Registration Statements
 
Sec. 239.15  Form N-1 for open-end management investment companies registered on Form N-8A.

    Form N-1 shall be used for the registration under the Securities Act 
of 1933 of securities of all open-end management investment companies 
that are separate accounts of insurance companies as defined by section 
2(a)(37) of the Investment Company Act of 1940 registered under the 
Investment Company Act of 1940 on form N-8A (Sec. 274.10 of this 
chapter). This form is also to be used for the registration statement of 
such companies pursuant to section 8(b) of the Investment Company Act of 
1940 (Sec. 274.11 of this chapter). This form is not applicable for 
small business investment companies which register pursuant to 
Sec. 239.24 and Sec. 274.5 of this chapter.

(Sec. 19, Securities Act of 1933 (15 U.S.C. 77s; secs. 8 and 38, 
Investment Company Act of 1940 (15 U.S.C. 80a-8 and 80a-37)))

[49 FR 32060, Aug. 10, 1984]

    Editorial Note: For Federal Register citations affecting Form N-1, 
see the List of CFR Sections Affected, which appears in the Finding Aids 
section of the printed volume and on GPO Access.