[Code of Federal Regulations]
[Title 17, Volume 2]
[Revised as of April 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR239.200]

[Page 661]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
 
PART 239--FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933--Table of Contents
 
                Subpart B--Forms Pertaining to Exemptions
 
Sec. 239.200  Form 1-E, notification under Regulation E.

    This form shall be used for notification pursuant to Rule 604 
(Sec. 230.604 of this chapter) of Regulation E (Secs. 230.601-230.610a 
of this chapter) by a small business investment company or business 
development company described in Rule 602 (Sec. 230.602 of this 
chapter).

(Secs 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. 77c (b) and (c); 
sec. 38, Investment Company Act of 1940 (15 U.S.C. 80a-37))

[49 FR 35347, Sept. 7, 1984]

    Editorial Note: For Federal Register citations Form 1-E, see the 
List of CFR Sections Affected, which appears in the Finding Aids section 
of the printed volume and on GPO Access.