[Code of Federal Regulations] [Title 17, Volume 2] [Revised as of April 1, 2001] From the U.S. Government Printing Office via GPO Access [CITE: 17CFR239.42] [Page 659] TITLE 17--COMMODITY AND SECURITIES EXCHANGES CHAPTER II--SECURITIES AND EXCHANGE COMMISSION PART 239--FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933--Table of Contents Subpart A--Forms for Registration Statements Sec. 239.42 Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-9, F-10, or F-80 (Secs. 239.38, 239.39, 239.40, or 239.41 of this chapter) or registering securities or filing periodic reports on Form 40-F (Sec. 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E- 4F, 14D-1F or 14D-9F (Secs. 240.13e-102, 240.14d-102 or 240.14d-103 of this chapter), by any non-U.S. person acting as trustee with respect to securities registered on Form F-7 (Sec. 239.37 of this chapter), F-8, F-9, F-10, F-80 or SB-2 (Sec. 239.10 of this chapter), or by a Canadian issuer qualifying an offering statement pursuant to Regulation A (Sec. 230.251 et seq.) on Form 1-A (Sec. 239.90 of this chapter), or registering securities on Form SB-2, or by any non-U.S. issuer providing Form CB to the Commission in connection with a tender offer, rights offering or business combination. Form F-X shall be filed with the Commission: (a) By any issuer registering securities on Form F-8, F-9, F-10, F- 80 or SB-2 under the Securities Act of 1933; (b) By any issuer registering securities on Form 40-F under the Securities Exchange Act of 1934; (c) By any issuer filing a periodic report on Form 40-F, if it has not previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file a report on Form 40-F arises; (d) By any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F or 14D-9F; (e) By any non-U.S. person acting as trustee with respect to securities registered on Form F-7, F-8, F-9, F-10 or F-80; (f) By a Canadian issuer qualifying an offering statement pursuant to the provisions of Regulation A, or registering securities on Form SB- 2; and (g) By any non-U.S. issuer providing Form CB to the Commission in connection with a tender offer, rights offering or business combination. [56 FR 30067, July 1, 1991, as amended at 57 FR 36475, Aug. 13, 1992; 64 FR 61402, Nov. 10, 1999] Editorial Note: For Federal Register citations affecting Form F-X, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.