[Code of Federal Regulations]
[Title 21, Volume 1]
[Revised as of April 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 21CFR10.65a]

[Page 101-103]
 
                        TITLE 21--FOOD AND DRUGS
 
CHAPTER I--FOOD AND DRUG ADMINISTRATION, DEPARTMENT OF HEALTH AND HUMAN 
                                SERVICES
 
PART 10--ADMINISTRATIVE PRACTICES AND PROCEDURES--Table of Contents
 
              Subpart B--General Administrative Procedures
 
Sec. 10.65a  Meetings and correspondence.

    (a) In addition to public hearings and proceedings established under 
this part and other sections of this chapter, meetings may be held and 
correspondence may be exchanged between representatives of FDA and an 
interested person outside FDA on a matter within the jurisdiction of the 
laws administered by the Commissioner. Action on meetings and 
correspondence does not constitute final administrative action subject 
to judicial review under Sec. 10.45.
    (b) The Commissioner may conclude that it would be in the public 
interest to hold an open public meeting to discuss a matter (or class of 
matters) pending before FDA, at which any interested person may 
participate.
    (1) The Commissioner shall give public notice through the public 
calendar described in Sec. 10.100(a) of the time and place of the 
meeting and of the matters to be discussed, and may also publish notice 
of the meeting.
    (2) The meeting will be informal, i.e., any interested person may 
attend and participate in the discussion without prior notice to the 
agency unless the notice of the meeting specifies otherwise.
    (3) No official transcript or recording of the meeting will be made 
unless it appears to the agency that it will be

[[Page 102]]

useful. A written memorandum summarizing the substance of the meeting 
will be prepared by an FDA representative in all cases.
    (c) A meeting with a person outside the Department, including a 
person in the executive or legislative branch of the Federal Government, 
concerning a pending court case, administrative hearing, or other 
regulatory action or decision, which involves more than a brief 
description of the matter, is to be summarized in a written memorandum, 
which is filed in the administrative file on the matter.
    (d) Every person outside the Federal Government may request and 
obtain a private meeting with a representative of FDA in agency offices 
to discuss a matter.
    (1) The person requesting a meeting may be accompanied by a 
reasonable number of employees, consultants, or other persons with whom 
there is a commercial arrangement within the meaning of Sec. 20.81(a). 
Neither FDA nor any other person may require the attendance of a person 
who is not an employee of the executive branch of the Federal Government 
without the agreement of the person requesting the meeting. Any person 
may attend by mutual consent of the person requesting the meeting and 
FDA.
    (2) FDA will determine which representatives of the Agency will 
attend the meeting. The person requesting the meeting may request but 
not require or preclude the attendance of a specific FDA employee.
    (3) Whenever appropriate (e.g., the meeting involves a matter 
covered by paragraph (c) of this section or other important matter, a 
decision on an issue, or statements or advice or conclusions to which 
future reference may be desirable), a written memorandum summarizing the 
substance of the meeting will be prepared by an FDA representative.
    (4) A person who wishes to attend a private meeting, but who either 
is not permitted to attend by the person requesting the meeting or by 
FDA or who cannot attend because the meeting is conducted by telephone, 
may obtain a separate meeting with FDA to discuss the same matter or an 
additional matter.
    (e) FDA employees have a responsibility to meet with all segments of 
the public to promote the objectives of the laws administered by the 
Agency. In pursuing this responsibility the following general policy 
applies where agency employees are invited by persons outside the 
Federal Government to attend or participate in meetings outside agency 
offices as representatives of the Agency.
    (1) A person outside the executive branch may invite an agency 
representative to attend or participate in a meeting outside agency 
offices. The agency representative is not obligated to attend or 
participate, but may do so where it is in the public interest and will 
promote the objectives of the act.
    (2) The agency representative may request that the meeting be open 
if that would be in the public interest. The agency representative may 
decline to participate in a meeting held as a private meeting if that 
will best serve the public interest.
    (3) An agency representative may not knowingly participate in a 
meeting which is closed on the basis of sex, race, or religion.
    (4) A meeting, whether open or closed, is subject to paragraph 
(d)(3) of this section with respect to memoranda summarizing the 
substance of the meeting.
    (f) Representatives of FDA may initiate a meeting or correspondence 
with any person outside the Federal Government on any matter concerning 
the laws administered by the Commissioner.
    (1) A meeting initiated by FDA representatives which involves a 
small number of interested persons, for example, a meeting with a 
petitioner or with two manufacturers of a particular product which 
requires additional testing or with a trade association employee to 
discuss an industry labeling problem, may be a private meeting. A 
meeting initiated by FDA representatives which involves a large number 
of interested persons, for example, 10 manufacturers of an ingredient in 
a discussion of appropriate testing or labeling, must be held as an open 
conference or meeting under paragraph (b) of this section.

[[Page 103]]

    (2) Whenever appropriate (e.g., the meeting involves a matter 
covered by paragraph (c) of this section or another important matter, a 
decision on an issue, or statements or advice or conclusions to which 
future reference may be desirable), a written memorandum summarizing the 
substance of the meeting will be prepared by an FDA representative.
    (g) A person who participates in a meeting described in paragraphs 
(b) through (f) of this section may also prepare and submit to FDA for 
inclusion in the administrative file a written memorandum summarizing 
the substance of the meeting.
    (h) Memoranda of meetings prepared by an FDA representative or by 
any other person and all correspondence which relate to a matter pending 
before the agency will promptly be filed in the administrative file of 
the proceeding.
    (i) A meeting with a representative of Congress relating to a 
pending or potential investigation, inquiry, or hearing by a 
congressional committee or a Member of Congress will be summarized in a 
written memorandum which is to be forwarded to the Food and Drug 
Administration, Office of Legislative Affairs. This provision does not 
restrict the right of an agency employee to participate in the meeting.
    (j) A meeting of an advisory committee is subject to the 
requirements of part 14.
    (k) Under 42 U.S.C. 2631(a)(8), a log or summary is to be made of 
all meetings between representatives of FDA and industry and other 
interested parties to implement the Radiation Control for Health and 
Safety Act of 1968.

[66 FR 12848, Mar. 1, 2001]

    Effective Date Note: At 66 FR 12848, Mar. 1, 2001, Sec. 10.65a was 
added, effective Jan. 22, 2001, to Apr. 22, 2001.