[Code of Federal Regulations]
[Title 23, Volume 1]
[Revised as of April 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 23CFR450.216]

[Page 98-100]
 
                           TITLE 23--HIGHWAYS
 
 CHAPTER I--FEDERAL HIGHWAY ADMINISTRATION, DEPARTMENT OF TRANSPORTATION
 
PART 450--PLANNING ASSISTANCE AND STANDARDS--Table of Contents
 
              Subpart B--Statewide Transportation Planning
 
Sec. 450.216  Statewide transportation improvement program (STIP).

    (a) Each State shall develop a statewide transportation improvement 
program for all areas of the State. In case of difficulties in 
developing the STIP portion for a particular area, e.g., metropolitan 
area, Indian tribal lands, etc., a partial STIP covering the rest of the 
State may be developed. The portion of the STIP in a metropolitan

[[Page 99]]

planning area (the metropolitan TIP developed pursuant to subpart C of 
this part) shall be developed in cooperation with the MPO. To assist 
this process, the State will need to provide MPOs with estimates of 
available Federal and State funds which the MPO can utilize in 
developing the metropolitan TIP. Metropolitan planning area TIPs shall 
be included without modification in the STIP, directly or by reference, 
once approved by the MPO and the Governor and after needed conformity 
findings are made. Metropolitan TIPs in nonattainment and maintenance 
areas are subject to the FHWA and the FTA conformity findings before 
their inclusion in the STIP. In nonattainment and maintenance areas 
outside metropolitan planning areas, Federal findings of conformity must 
be made prior to placing projects in the STIP. The State shall notify 
the appropriate MPO, local jurisdictions, Federal land agency, Indian 
tribal government, etc. when a TIP including projects under the 
jurisdiction of the agency has been included in the STIP. All title 23 
and Federal Transit Act fund recipients will share information as 
projects in the STIP are implemented. The Governor shall provide for 
public involvement in development of the STIP as required by 
Sec. 450.212. In addition, the STIP shall:
    (1) Include a list of priority transportation projects proposed to 
be carried out in the first 3 years of the STIP. Since each TIP is 
approved by the Governor, the TIP priorities will dictate STIP 
priorities for each individual metropolitan area. As a minimum, the 
lists shall group the projects that are to be undertaken in each of the 
years, e.g., year 1, year 2, year 3;
    (2) Cover a period of not less than 3 years, but may at State 
discretion cover a longer period. If the STIP covers more than 3 years, 
the projects in the additional years will be considered by the FHWA and 
the FTA only as informational;
    (3) Contain only projects consistent with the statewide plan 
developed under Sec. 450.214;
    (4) In nonattainment and maintenance areas, contain only 
transportation projects found to conform, or from programs that conform, 
to the requirements contained in 40 CFR part 51;
    (5) Be financially constrained by year and include sufficient 
financial information to demonstrate which projects are to be 
implemented using current revenues and which projects are to be 
implemented using proposed revenue sources while the system as a whole 
is being adequately operated and maintained. In nonattainment and 
maintenance areas, projects included in the first two years of the 
current STIP/TIP shall be limited to those for which funds are available 
or committed. In the case of proposed funding sources, strategies for 
ensuring their availability shall be identified;
    (6) Contain all capital and non-capital transportation projects 
(including transportation enhancements, Federal lands highways projects, 
trails projects, pedestrian walkways, and bicycle transportation 
facilities), or identified phases of transportation projects, proposed 
for funding under the Federal Transit Act (49 U.S.C. app. 1602, 1607a, 
1612 and 1614) and/or title 23, U.S.C. excluding:
    (i) Safety projects funded under section 402 of the Surface 
Transportation Assistance Act of 1982, as amended (49 U.S.C. app. 2302);
    (ii) IVHS planning grants funded under section 6055(b) of the 
Intermodal Surface Transportation Efficiency Act of 1991 (Pub. L. 102-
240, 105 Stat. 1914);
    (iii) Transit planning grants funded under section 8 or 26 of the 
Federal Transit Act (49 U.S.C. app. 1607 and 1622);
    (iv) Metropolitan planning projects funded under 23 U.S.C. 104(f);
    (v) State planning and research projects funded under 23 U.S.C. 
307(c)(1) (except those funded with NHS, STP and minimum allocation (MA) 
funds that the State and MPO for a metropolitan area agree should be in 
the TIP and consequently must be in the STIP); and
    (vi) Emergency relief projects (except those involving substantial 
functional, locational or capacity changes);
    (7) Contain all regionally significant transportation projects 
requiring an action by the FHWA or the FTA whether or not the projects 
are to be funded with title 23, U.S.C. or Federal Transit

[[Page 100]]

Act funds, e.g., addition of an interchange to the Interstate System 
with State, local and/or private funds, demonstration projects not 
funded under title 23, U.S.C., or the Federal Transit Act. (The STIP 
should, for information purposes, include all regionally significant 
transportation projects proposed to be funded with Federal funds other 
than those administered by the FHWA or the FTA. It should also include, 
for information purposes, if appropriate and cited in any TIPs, all 
regionally significant projects, to be funded with non-Federal funds);
    (8) Include for each project the following:
    (i) Sufficient descriptive material (i.e., type of work, termini, 
length, etc.) to identify the project or phase;
    (ii) Estimated total cost;
    (iii) The amount of Federal funds proposed to be obligated during 
each program year;
    (iv) For the first year, the proposed category of Federal funds and 
source(s) of non-Federal funds;
    (v) For the second and third years, the likely category or possible 
categories of Federal funds and sources of non-Federal funds;
    (vi) Identification of the agencies responsible for carrying out the 
project; and
    (9) For non-metropolitan areas, include in the first year only those 
projects which have been selected in accordance with the project 
selection requirements in Sec. 450.222(c).
    (b) Projects that are not considered to be of appropriate scale for 
individual identification in a given program year may be grouped by 
function, work type, and/or geographic area using the applicable 
classifications under 23 CFR 771.117 (c) and (d) and/or 40 CFR part 51.
    (c) Projects in any of the first three years of the STIP may be 
moved to any other of the first three years of the STIP subject to the 
project selection requirements of Sec. 450.222.
    (d) The STIP may be amended at any time under procedures agreed to 
by the cooperating parties consistent with the procedures established in 
this section (for STIP development), in Sec. 450.212 (for public 
involvement) and in Sec. 450.220 (for the FHWA and the FTA approval).