[Code of Federal Regulations]
[Title 10, Volume 1]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR10.31]

[Page 246-247]
 
                            TITLE 10--ENERGY
 
                CHAPTER I--NUCLEAR REGULATORY COMMISSION
 
PART 10--CRITERIA AND PROCEDURES FOR DETERMINING ELIGIBILITY FOR ACCESS TO RESTRICTED DATA OR NATIONAL SECURITY INFORMATION OR AN EMPLOYMENT CLEARANCE--Table of Contents
 
                          Subpart C--Procedures
 
Sec. 10.31  Actions on the recommendations.

    (a) Upon receipt of the findings and recommendation from the Hearing 
Examiner, and the record, the Director, Office of Administration, shall 
forthwith transmit it to the Deputy Executive Director for Management 
Services who has the discretion to return the record to the Director, 
Office of Administration, for further proceedings by the Hearing 
Examiner with respect to specific matters designated by the Deputy 
Executive Director for Management Services.
    (b)(1) In the event of a recommendation by the Hearing Examiner that 
an individual's access authorization and/or employment clearance be 
denied or revoked, the Deputy Executive Director for Management Services 
shall immediately notify the individual in writing of the Hearing 
Examiner's findings with respect to each allegation contained in the 
notification letter, and that the individual has a right to request a 
review of his or her case by the NRC Personnel Security Review Panel and 
of the right to submit a brief in support of his or her contentions. The 
request for a review must be submitted to the Deputy Executive Director 
for Management Services within five days after the receipt of the 
notice. The brief will be forwarded to the Deputy Executive Director for 
Management Services, for transmission to the NRC Personnel Security 
Review Panel not later than 10 days after receipt of the notice.
    (2) In the event the individual fails to request a review by the NRC 
Personnel Security Review Panel of an adverse recommendation within the 
prescribed time, the Deputy Executive Director for Management Services 
may at his or her discretion request a review of the record of the case 
by the NRC Personnel Security Review Panel. The request will set forth 
those matters at issue in the hearing on which the Deputy Executive 
Director for Management Services desires a review by the NRC Personnel 
Security Review Panel.
    (c) Where the Hearing Examiner has made a recommendation favorable 
to the individual, the Deputy Executive Director for Management Services 
may at his or her discretion request a review of the record of the case 
by the NRC Personnel Security Review Panel. If this request is made, the 
Deputy Executive Director for Management Services shall immediately 
cause the individual to be notified of that fact and of those matters at 
issue in the hearing on which the Deputy Executive Director for 
Management Services desires a review by the NRC Personnel Security 
Review Panel. The Deputy Executive Director for Management Services will 
further inform the individual that

[[Page 247]]

within 10 days of receipt of this notice, the individual may submit a 
brief concerning those matters at issue for the consideration of the NRC 
Personnel Security Review Panel. The brief must be forwarded to the 
Deputy Executive Director for Management Services for transmission to 
the NRC Personnel Security Review Panel.
    (d) In the event of a request for a review pursuant to paragraphs 
(b) and (c) of this section, the Hearing Counsel may file a brief within 
10 days of being notified by the Deputy Executive Director for 
Management Services that a review has been requested. The brief will be 
forwarded to the Deputy Executive Director for Management Services for 
transmission to the NRC Personnel Security Review Panel.
    (e) The Hearing Counsel may also request a review of the case by the 
NRC Personnel Security Review Panel. The request for review, which will 
set forth those matters at issue in the hearing on which the Hearing 
Counsel desires a review, will be submitted to the Deputy Director 
Executive for Management Services within five days after receipt of the 
Hearing Examiner's findings and recommendation. Within 10 days of the 
request for review, the Hearing Counsel may file a brief which will be 
forwarded to the Deputy Executive Director for Management Services for 
transmission to the NRC Personnel Security Review Panel. A copy of the 
request for review, and a copy of any brief filed, will be immediately 
sent to the individual. If the Hearing Counsel's request is for a review 
of a recommendation favorable to the individual, the individual may, 
within 10 days of receipt of a copy of the request for review, submit a 
brief concerning those matters at issue for consideration of the NRC 
Personnel Security Review Panel. The brief will be forwarded to the 
Deputy Executive Director for Management Services for transmission to 
the NRC Personnel Security Review Panel and Hearing Counsel. A copy of 
the brief will be made a part of the applicant's personnel security 
file.
    (f) The time limits imposed by this section for requesting reviews 
and the filing of briefs may be extended by the Deputy Executive 
Director for Management Services for good cause shown.
    (g) In the event a request is made for a review of the record by the 
NRC Personnel Security Review Panel, the Deputy Executive Director for 
Management Services shall send the record, with all findings and 
recommendations and any briefs filed by the individual and the Hearing 
Counsel, to the NRC Personnel Security Review Panel. If neither the 
individual, the Deputy Executive Director for Management Services, nor 
the Hearing Counsel requests a review, the final determination will be 
made by the Deputy Executive Director for Management Services on the 
basis of the record with all findings and recommendations.

[64 FR 15643, Apr. 1, 1999]