[Code of Federal Regulations]
[Title 10, Volume 3]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR430.27]

[Page 125-258]
 
                            TITLE 10--ENERGY
 
                    CHAPTER II--DEPARTMENT OF ENERGY
 
PART 430--ENERGY CONSERVATION PROGRAM FOR CONSUMER PRODUCTS--Table of Contents
 
                       Subpart B--Test Procedures
 
Sec. 430.27  Petitions for waiver and applications for interim waiver.

    (a)(1) Any interested person may submit a petition to waive for a 
particular

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basic model any requirements of Sec. 430.23, or of any appendix to this 
subpart, upon the grounds that the basic model contains one or more 
design characteristics which either prevent testing of the basic model 
according to the prescribed test procedures, or the prescribed test 
procedures may evaluate the basic model in a manner so unrepresentative 
of its true energy consumption characteristics, or water consumption 
characteristics (in the case of faucets, showerheads, water closets, and 
urinals) as to provide materially inaccurate comparative data.
    (2) Any interested person who has submitted a Petition for Waiver as 
provided in this subpart may also file an Application for Interim Waiver 
of the applicable test procedure requirements.
    (b)(1) A Petition for Waiver shall be submitted, in triplicate, to 
the Assistant Secretary for Conservation and Renewable Energy, United 
States Department of Energy. Each Petition for Waiver shall:
    (i) Identify the particular basic model(s) for which a waiver is 
requested, the design characteristic(s) constituting the grounds for the 
petition, and the specific requirements sought to be waived and shall 
discuss in detail the need for the requested waiver;
    (ii) Identify manufacturers of all other basic models marketed in 
the United States and known to the petitioner to incorporate similar 
design characteristic(s);
    (iii) Include any alternate test procedures known to the petitioner 
to evaluate in a manner representative of the energy consumption 
characteristics, or water consumption characteristics (in the case of 
faucets, showerheads, water closets, and urinals) of the basic model; 
and
    (iv) Be signed by the petitioner or by an authorized representative. 
In accordance with the provisions set forth in 10 CFR 1004.11, any 
request for confidential treatment of any information contained in a 
Petition for Waiver or in supporting documentation must be accompanied 
by a copy of the petition, application or supporting documentation from 
which the information claimed to be confidential has been deleted. DOE 
shall publish in the Federal Register the petition and supporting 
documents from which confidential information, as determined by DOE, has 
been deleted in accordance with 10 CFR 1004.11 and shall solicit 
comments, data and information with respect to the determination of the 
petition. Any person submitting written comments to DOE with the respect 
to a Petition for Waiver shall also send a copy of such comments to the 
petitioner. In accordance with paragraph (i) of this section, a 
petitioner may submit a rebuttal statement to the Assistant Secretary 
for Conservation and Renewable Energy.
    (2) An Application for Interim Waiver shall be submitted in 
triplicate, with the required three copies of the Petition for Waiver, 
to the Assistant Secretary for Conservation and Renewable Energy, U.S. 
Department of Energy. Each Application for Interim Waiver shall 
reference the Petition for Waiver by identifying the particular basic 
model(s) for which a waiver and temporary exception are being sought. 
Each Application for Interim Waiver shall demonstrate likely success of 
the Petition for Waiver and shall address what economic hardship and/or 
competitive disadvantage is likely to result absent a favorable 
determination on the Application for Interim Waiver. Each Application 
for Interim Waiver shall be signed by the applicant or by an authorized 
representative.
    (c)(1) Each petitioner, after filing a Petition for Waiver with DOE, 
and after the Petition for Waiver has been published in the Federal 
Register, shall, within five working days of such publication, notify in 
writing all known manufacturers of domestically marketed units of the 
same product type (as listed in section 322(a) of the Act) and shall 
include in the notice a statement that DOE has published in the Federal 
Register on a certain date the Petition for Waiver and supporting 
documents from which confidential information, if any, as determined by 
DOE, has been deleted in accordance with 10 CFR 1004.11. Each 
petitioner, in complying with the requirements of this paragraph, shall 
file with DOE a statement certifying the names and addresses of each 
person to

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whom a notice of the Petition for Waiver has been sent.
    (2) Each applicant for Interim Waiver, whether filing jointly with, 
or subsequent to, a Petition for Waiver with DOE, shall concurrently 
notify in writing all known manufacturers of domestically marketed units 
of the same product type (as listed in Section 322(a) of the Act) and 
shall include in the notice a copy of the Petition for Waiver and a copy 
of the Application for Interim Waiver. In complying with this section, 
each applicant shall in the written notification include a statement 
that the Assistant Secretary for Conservation and Renewable Energy will 
receive and consider timely written comments on the Application for 
Interim Waiver. Each applicant, upon filing an Application for Interim 
Waiver, shall in complying with the requirements of this paragraph 
certify to DOE that a copy of these documents have been sent to all 
known manufacturers of domestically marked units of the same product 
type (as listed in section 322(a) of the Act). Such certification shall 
include the names and addresses of such persons. Each applicant also 
shall comply with the provisions of paragraph (c)(1) of this section 
with respect to the petition for waiver.
    (d) Any person submitting written comments to DOE with respect to an 
Application for Interim Waiver shall also send a copy of the comments to 
the applicant.
    (e) If administratively feasible, applicant shall be notified in 
writing of the disposition of the Application for Interim Waiver within 
15 business days of receipt of the application. Notice of DOE's 
determination on the Application for Interim Waiver shall be published 
in the Federal Register.
    (f) The filing of an Application for Interim Waiver shall not 
constitute grounds for noncompliance with any requirements of this 
subpart, until an Interim Waiver has been granted.
    (g) An Interim Waiver from test procedure requirements will be 
granted by the Assistant Secretary for Conservation and Renewable Energy 
if it is determined that the applicant will experience economic hardship 
if the Application for Interim Waiver is denied, if it appears likely 
that the Petition for Waiver will be granted, and/or the Assistant 
Secretary determines that it would be desirable for public policy 
reasons to grant immediate relief pending a determination on the 
Petition for Waiver.
    (h) An interim waiver will terminate 180 days after issuance or upon 
the determination on the Petition for Waiver, whichever occurs first. An 
interim waiver may be extended by DOE for 180 days. Notice of such 
extension and/or any modification of the terms or duration of the 
interim waiver shall be published in the Federal Register, and shall be 
based on relevant information contained in the record and any comments 
received subsequent to issuance of the interim waiver.
    (i) Following publication of the Petition for Waiver in the Federal 
Register, a petitioner may, within 10 working days of receipt of a copy 
of any comments submitted in accordance with paragraph (b)(1) of this 
section, submit a rebuttal statement to the Assistant Secretary for 
Conservation and Renewable Energy. A petitioner may rebut more than one 
response in a single rebuttal statement.
    (j) The petitioner shall be notified in writing as soon as 
practicable of the disposition of each Petition for Waiver. The 
Assistant Secretary for Conservation and Renewable Energy shall issue a 
decision on the petition as soon as is practicable following receipt and 
review of the Petition for Waiver and other applicable documents, 
including, but not limited to, comments and rebuttal statements.
    (k) The filing of a Petition for Waiver shall not constitute grounds 
for noncompliance with any requirements of this subpart, until a waiver 
or interim waiver has been granted.
    (l) Waivers will be granted by the Assistant Secretary for 
Conservation and Renewable Energy, if it is determined that the basic 
model for which the waiver was requested contains a design 
characteristic which either prevents testing of the basic model 
according to the prescribed test procedures, or the prescribed test 
procedures may evaluate the basic model in a manner so unrepresentative 
of its true energy consumption characteristics, or water consumption 
characteristics (in the case of

[[Page 128]]

faucets, showerheads, water closets, and urinals) as to provide 
materially inaccurate comparative data. Waivers may be granted subject 
to conditions, which may include adherence to alternate test procedures 
specified by the Assistant Secretary for Conservation and Renewable 
Energy. The Assistant Secretary shall consult with the Federal Trade 
Commission prior to granting any waiver, and shall promptly publish in 
the Federal Register notice of each waiver granted or denied, and any 
limiting conditions of each waiver granted.
    (m) Within one year of the granting of any waiver, the Department of 
Energy will publish in the Federal Register a notice of proposed 
rulemaking to amend its regulations so as to eliminate any need for the 
continuation of such waiver. As soon thereafter as practicable, the 
Department of Energy will publish in the Federal Register a final rule. 
Such waiver will terminate on the effective date of such final rule.
    (n) In order to exhaust administrative remedies, any person 
aggrieved by an action under this section must file an appeal with the 
DOE's Office of Hearings and Appeals as provided in 10 CFR part 1003, 
subpart C.

[51 FR 42826, Nov. 26, 1986, as amended at 60 FR 15017, Mar. 21, 1995; 
63 FR 13316, Mar. 18, 1998]

Appendix A1 to Subpart B of Part 430--Uniform Test Method for Measuring 
     the Energy Consumption of Electric Refrigerators and Electric 
                          Refrigerator-Freezers

                             1. Definitions

    1.1  ``HRF-1-1979'' means the Association of Home Appliance 
Manufacturers standard for household refrigerators, combination 
refrigerator-freezers, and household freezers, also approved as an 
American National Standard as a revision of ANSI B 38.1-1970.
    1.2  ``Adjusted total volume'' means the sum of (i) the fresh food 
compartment volume as defined in HRF-1-1979 in cubic feet, and (ii) the 
product of an adjustment factor and the net freezer compartment volume 
as defined in HRF-1-1979, in cubic feet.
    1.3  ``Anti-sweat heater'' means a device incorporated into the 
design of a refrigerator or refrigerator-freezer to prevent the 
accumulation of moisture on exterior surfaces of the cabinet under 
conditions of high ambient humidity.
    1.4  ``All-refrigerator'' means an electric refrigerator which does 
not include a compartment for the freezing and long time storage of food 
at temperatures below 32  deg.F. (0.0  deg.C.). It may include a 
compartment of 0.50 cubic feet capacity (14.2 liters) or less for the 
freezing and storage of ice.
    1.5  ``Cycle'' means the period of 24 hours for which the energy use 
of an electric refrigerator or electric refrigerator-freezer is 
calculated as though the consumer activated compartment temperature 
controls were set so that the desired compartment temperatures were 
maintained.
    1.6  ``Cycle type'' means the set of test conditions having the 
calculated effect of operating an electric refrigerator or electric 
refrigerator-freezer for a period of 24 hours, with the consumer 
activated controls other than those that control compartment 
temperatures set to establish various operating characteristics.
    1.7  ``Standard cycle'' means the cycle type in which the anti-sweat 
heater control, when provided, is set in the highest energy consuming 
position.
    1.8  ``Automatic defrost'' means a system in which the defrost cycle 
is automatically initiated and terminated, with resumption of normal 
refrigeration at the conclusion of the defrost operation. The system 
automatically prevents the permanent formation of frost on all 
refrigerated surfaces. Nominal refrigerated food temperatures are 
maintained during the operation of the automatic defrost system.
    1.9  ``Long-time Automatic Defrost'' means an automatic defrost 
system where successive defrost cycles are separated by 14 hours or more 
of compressor-operating time.
    1.10  ``Stabilization Period'' means the total period of time during 
which steady-state conditions are being attained or evaluated.
    1.11  ``Variable defrost control'' means a long-time automatic 
defrost system (except the 14-hour defrost qualification does not apply) 
where successive defrost cycles are determined by an operating condition 
variable or variables other than solely compressor operating time. This 
includes any electrical or mechanical device. Demand defrost is a type 
of variable defrost control.
    1.12  ``Externally vented refrigerator or refrigerator-freezer'' 
means an electric refrigerator or electric refrigerator-freezer that: 
has an enclosed condenser or an enclosed condenser/compressor 
compartment and a set of air ducts for transferring the exterior air 
from outside the building envelope into, through and out of the 
refrigerator or refrigerator-freezer cabinet; is capable of mixing

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exterior air with the room air before discharging into, through, and out 
of the condenser or condenser/compressor compartment; includes 
thermostatically controlled dampers or controls that enable the mixing 
of the exterior and room air at low outdoor temperatures, and the 
exclusion of exterior air when the outdoor air temperature is above 80 
deg.F or the room air temperature; and may have a thermostatically 
actuated exterior air fan.

                           2. Test Conditions

    2.1  Ambient temperature. The ambient temperature shall be 90.0 
 1  deg.F. (32.30.6  deg.C.) during the 
stabilization period and during the test period. The ambient temperature 
shall be 802  deg.F dry bulb and 67  deg.F wet bulb during 
the stabilization period and during the test period when the unit is 
tested in accordance with section 3.3.
    2.2  Operational conditions. The electric refrigerator or electric 
refrigerator-freezer shall be installed and its operating conditions 
maintained in accordance with HRF-1-1979, section 7.2 through section 
7.4.3.3, except that the vertical ambient temperature gradient at 
locations 10 inches (25.4 cm) out from the centers of the two sides of 
the unit being tested is to be maintained during the test. Unless the 
area is obstructed by shields or baffles, the gradient is to be 
maintained from 2 inches (5.1 cm) above the floor or supporting platform 
to a height one foot (30.5 cm) above the unit under test. Defrost 
controls are to be operative and the anti-sweat heater switch is to be 
``on'' during one test and ``off'' during a second test. Other 
exceptions are noted in 2.3, 2.4, and 5.1 below.
    2.3  Conditions for automatic defrost refrigerator-freezers. For 
automatic defrost refrigerator-freezers, the freezer compartments shall 
not be loaded with any frozen food packages. Cylindrical metallic masses 
of dimensions 1.120.25 inches (2.90.6 cm) in 
diameter and height shall be attached in good thermal contact with each 
temperature sensor within the refrigerated compartments. All temperature 
measuring sensor masses shall be supported by nonthermally conductive 
supports in such a manner that there will be at least one inch (2.5 cm) 
of air space separating the thermal mass from contact with any surface. 
In case of interference with hardware at the sensor locations specified 
in section 5.1, the sensors shall be placed at the nearest adjacent 
location such that there will be a one inch air space separating the 
sensor mass from the hardware.
    2.4  Conditions for all-refrigerators. There shall be no load in the 
freezer compartment during the test.
    2.5  Steady State Condition. Steady state conditions exist if the 
temperature measurements in all measured compartments taken at four 
minute intervals or less during a stabilization period are not changing 
at a rate greater than 0.042  deg.F. (0.023  deg.C.) per hour as 
determined by the applicable condition of A or B.
    A. The average of the measurements during a two hour period if no 
cycling occurs or during a number of complete repetitive compressor 
cycles through a period of no less than two hours is compare to the 
average over an equivalent time period with three hours elapsed between 
the two measurement periods.
    B. If A above cannot be used, the average of the measurements during 
a number of complete repetitive compressor cycles through a period of no 
less than two hours and including the last complete cycle prior to a 
defrost period, or if no cycling occurs, the average of the measurements 
during the last two hours prior to a defrost period; are compared to the 
same averaging period prior to the following defrost period.
    2.6  Exterior air for externally vented refrigerator or 
refrigerator-freezer. An exterior air source shall be provided with 
adjustable temperature and pressure capabilities. The exterior air 
temperature shall be adjustable from 351  deg.F 
(1.70.6  deg.C) to 901  deg.F 
(32.20.6  deg.C).
    2.6.1  Air duct. The exterior air shall pass from the exterior air 
source to the test unit through an insulated air duct.
    2.6.2  Air temperature measurement. The air temperature entering the 
condenser or condenser/compressor compartment shall be maintained to 
3  deg.F (1.7  deg.C) during the stabilization and test 
periods and shall be measured at the inlet point of the condenser or 
condenser/compressor compartment (``condenser inlet''). Temperature 
measurements shall be taken from at least three temperature sensors or 
one sensor per 4 square inches of the air duct cross sectional area, 
whichever is greater, and shall be averaged. For a unit that has a 
condenser air fan, a minimum of three temperature sensors at the 
condenser fan discharge shall be required. Temperature sensors shall be 
arranged to be at the centers of equally divided cross sectional areas. 
The exterior air temperature, at its source, shall be measured and 
maintained to 1  deg.F (0.6  deg.C) during the test period. 
The temperature measuring devices shall have an error not greater than 
0.5  deg.F (0.3  deg.C). Measurements of the air 
temperature during the test period shall be taken at regular intervals 
not to exceed four minutes.
    2.6.3  Exterior air static pressure. The exterior air static 
pressure at the inlet point of the unit shall be adjusted to maintain a 
negative pressure of 0.20"0.05" water column (62 
Pa12.5 Pa) for all air flow rates supplied to the unit. The 
pressure sensor shall be located on a straight duct with a distance of 
at least 7.5 times the diameter of the duct upstream and a distance of 
at least 3 times the diameter of the duct downstream. There shall be

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four static pressure taps at 90 deg.angles apart. The four pressures 
shall be averaged by interconnecting the four pressure taps. The air 
pressure measuring instrument shall have an error not greater than 0.01" 
water column (2.5 Pa).

                        3. Test Control Settings

    3.1  Model with no user operable temperature control. A test shall 
be performed during which the compartment temperatures and energy use 
shall be measured. A second test shall be performed with the temperature 
control electrically short circuited to cause the compressor to run 
continuously.
    3.2  Model with user operable temperature control. Testing shall be 
performed in accordance with one of the following sections using the 
standardized temperatures of:

All-refrigerator: 38  deg.F. (3.3  deg.C.) fresh food compartment 
temperature
Refrigerator: 15  deg.F. (-9.4  deg.C.) freezer compartment temperature
Refrigerator-freezer: 5  deg.F. (-15  deg.C.) freezer compartment 
temperature
    Variable defrost control models: 5  deg.F (-15  deg.C) freezer 
compartment temperature and 38 2  deg.F fresh food 
compartment temperature during steady-state conditions with no door-
openings. If both settings cannot be obtained, then test with the fresh 
food compartment temperature at 382  deg.F and the freezer 
compartment as close to 5  deg.F as possible.

    3.2.1  A first test shall be performed with all compartment 
temperature controls set at their median position midway between their 
warmest and coldest settings. Knob detents shall be mechanically 
defeated if necessary to attain a median setting. A second test shall be 
performed with all controls set at either their warmest or their coldest 
setting (not electrically or mechanically bypassed), whichever is 
appropriate, to attempt to achieve compartment temperatures measured 
during the two tests which bound (i.e., one is above and one is below) 
the standardized temperature for the type of product being tested. If 
the compartment temperatures measured during these two tests bound the 
appropriate standardized temperature, then these test results shall be 
used to determine energy consumption. If the compartment temperature 
measured with all controls set at their coldest setting is above the 
standardized temperature, a third test shall be performed with all 
controls set at their warmest setting and the result of this test shall 
be used with the result of the test performed with all controls set at 
their coldest setting to determine energy consumption. If the 
compartment temperature measured with all controls set at their warmest 
setting is below the standardized temperature; and the fresh food 
compartment temperature is below 45  deg.F. (7.22  deg.C.) in the case 
of a refrigerator or a refrigerator-freezer, excluding an all-
refrigerator, then the result of this test alone will be used to 
determine energy consumption.
    3.2.2  Alternatively, a first test may be performed with all 
temperature controls set at their warmest setting. If the compartment 
temperature is below the appropriate standardized temperature, and the 
fresh food compartment temperature is below 45  deg.F. (7.22  deg.C.) in 
the case of a refrigerator or a refrigerator-freezer, excluding an all-
refrigerator, then the result of this test alone will be used to 
determine energy consumption. If the above conditions are not met, then 
the unit shall be tested in accordance with 3.2.1 above.
    3.2.3  Alternatively, a first test may be performed with all 
temperature controls set at their coldest setting. If the compartment 
temperature is above the appropriate standardized temperature, a second 
test shall be performed with all controls set at their warmest control 
setting and the results of these two tests shall be used to determine 
energy consumption. If the above condition is not met, then the unit 
shall be tested in accordance with 3.2.1 above.
    3.3  Variable defrost control optional test. After a steady-state 
condition is achieved, the optional test requires door-openings for 
122 seconds every 60 minutes on the fresh food compartment 
door and a simultaneous 122 second freezer compartment door-
opening occurring every 4th time, to obtain 24 fresh food and six 
freezer compartment door-openings per 24-hour period. The first freezer 
door-opening shall be simultaneous with the fourth fresh food door-
opening. The doors are to be opened 60 deg.to 90 deg.with an average 
velocity for the leading edge of the door of approximately 2 ft./sec. 
Prior to the initiation of the door-opening sequence, the refrigerator 
defrost control mechanism may be re-initiated in order to minimize the 
test duration.

                             4. Test Period

    4.1  Test Period. Tests shall be performed by establishing the 
conditions set forth in Section 2, and using control settings as set 
forth in Section 3, above.
    4.1.1  Nonautomatic Defrost. If the model being tested has no 
automatic defrost system, the test time period shall start after steady 
state conditions have been achieved and be of not less than three hours 
in duration. During the test period, the compressor motor shall complete 
two or more whole compressor cycles (a compressor cycle is a complete 
``on'' and a complete ``off'' period of the motor). If no ``off'' 
cycling will occur, as determined during the stabilization period, the 
test period shall be three hours. If

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incomplete cycling (less than two compressor cycles) occurs during a 24 
hour period, the results of the 24 hour period shall be used.
    4.1.2  Automatic Defrost. If the model being tested has an automatic 
defrost system, the test time period shall start after steady state 
conditions have been achieved and be from one point during a defrost 
period to the same point during the next defrost period. If the model 
being tested has a long-time automatic defrost system, the alternative 
provisions of 4.1.2.1 may be used.If the model being tested has a 
variable defrost control, the provisions of section 4.1.2.2 or 4.1.2.3 
shall apply. If the model has a dual compressor system the provisions of 
4.1.2.4 shall apply.
    4.1.2.1   Long-time Automatic Defrost. If the model being tested has 
a long-time automatic defrost system, the test time period may consist 
of two parts. A first part would be the same as the test for a unit 
having no defrost provisions (section 4.1.1). The second part would 
start when a defrost period is initiated during a compressor ``on'' 
cycle and terminate at the second turn ``on'' of the compressor motor or 
after four hours, whichever comes first.
    4.1.2.2  Variable defrost control. If the model being tested has a 
variable defrost control system, the test shall consist of three parts. 
Two parts shall be the same as the test for long-time automatic defrost 
(section 4.1.2.1). The third part is the optional test to determine the 
time between defrosts (section 5.2.1.3). The third part is used by 
manufacturers that choose not to accept the default value of F of 0.20, 
to calculate CT.
    4.1.2.3  Variable defrost control optional test. After steady-state 
conditions with no door openings are achieved in accordance with section 
3.3 above, the test is continued using the above daily door-opening 
sequence until stabilized operation is achieved. Stabilization is 
defined as a minimum of three consecutive defrost cycles with times 
between defrosts that will allow the calculation of a Mean Time Between 
Defrosts (MTBD1) that satisfies the statistical relationship of 90 
percent confidence. The test is repeated on at least one more unit of 
the model and until the Mean Time Between Defrosts for the multiple unit 
tests (MTBD2) satisfies the statistical relationship. If the time 
between defrosts is greater than 96 hours (compressor ``on'' time) and 
this defrost period can be repeated on a second unit, the test may be 
terminated at 96 hours (CT) and the absolute time value used for MTBD 
for each unit.
    4.1.2.4  Dual compressor systems with automatic defrost. If the 
model being tested has separate compressor systems for the refrigerator 
and freezer sections, each with its own automatic defrost system, then 
the two-part method in 4.1.2.1 shall be used. The second part of the 
method will be conducted separately for each automatic defrost system. 
The auxiliary components (fan motors, anti-sweat heaters, etc.) will be 
identified for each system and the energy consumption measured during 
each test.

                          5. Test Measurements

    5.1  Temperature Measurements. Temperature measurements shall be 
made at the locations prescribed in Figures 7.1 and 7.2 of HRF-1-1979 
and shall be accurate to within  0.5  deg.F. (0.3  deg.C.) 
of true value. No freezer temperature measurements need be taken in an 
all-refrigerator model.
    If the interior arrangements of the cabinet do not conform with 
those shown in Figure 7.1 and 7.2 of HRF-1-1979, measurements shall be 
taken at selected locations chosen to represent approximately the entire 
refrigerated compartment. The locations selected shall be a matter of 
record.
    5.1.1  Measured Temperature. The measured temperature of a 
compartment is to be the average of all sensor temperature readings 
taken in that compartment at a particular time. Measurements shall be 
taken at regular intervals not to exceed four minutes.
    5.1.2  Compartment Temperature. The compartment temperature for each 
test period shall be an average of the measured temperatures taken in a 
compartment during a complete cycle or several complete cycles of the 
compressor motor (one compressor cycle is one complete motor ``on'' and 
one complete motor ``off'' period). For long-time automatic defrost 
models, compartment temperatures shall be those measured in the first 
part of the test period specified in 4.1.1. For models equipped with 
variable defrost controls, compartment temperatures shall be those 
measured in the first part of the test period specified in 4.1.2.2 
above.
    5.1.2.1  The number of complete compressor motor cycles over which 
the measured temperatures in a compartment are to be averaged to 
determine compartment temperature shall be equal to the number of 
minutes between measured temperature readings, rounded up to the next 
whole minute or a number of complete cycles over a time period exceeding 
one hour. One of the cycles shall be the last complete compressor motor 
cycle during the test period.
    5.1.2.2  If no compressor motor cycling occurs, the compartment 
temperature shall be the average of the measured temperatures taken 
during the last thirty-two minutes of the test period.
    5.1.2.3  If incomplete cycling occurs, the compartment temperatures 
shall be the average of the measured temperatures taken during the last 
three hours of the last complete ``on'' period.
    5.2  Energy Measurements

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    5.2.1  Per-day Energy Consumption. The energy consumption in 
kilowatt-hours per day for each test period shall be the energy expended 
during the test period as specified in section 4.1 adjusted to a 24 hour 
period. The adjustment shall be determined as follows:
    5.2.1.1  Nonautomatic and automatic defrost models. The energy 
consumption in kilowatt-hours per day shall be calculated equivalent to:

ET=EP x 1440/T
where
ET=test cycle energy expended in kilowatt-hours per day,
EP=energy expended in kilowatt-hours during the test period,
T=length of time of the test period in minutes, and
1440=conversion factor to adjust to a 24 hour period in minutes per day.

    5.2.1.2  Long-time Automatic Defrost. If the two part test method is 
used, the energy consumption in kilowatt-hours per day shall be 
calculated equivalent to:

ET=(1440 x EP1/T1)+((EP2-(EP1 x T2/T1)) x 12/CT)
where
ET and 1440 are defined in 5.2.1.1,
EP1=energy expended in kilowatt-hours during the first part of the test,
EP2=energy expended in kilowatt-hours during the second part of the 
          test,
T1 and T2=length of time in minutes of the first and second test parts 
          respectively,
CT=Defrost timer run time in hours required to cause it to go through a 
          complete cycle, to the nearest tenth hour per cycle, and
12=factor to adjust for a 50% run time of the compressor in hours per 
          day.
    5.2.1.3  Variable defrost control. The energy consumption in 
kilowatt-hours per day shall be calculated equivalent to:

ET=(1440 x EP1/T1)+(EP2-(EP1 x T2/T1)) x (12/CT) where 1440 is defined 
          in 5.2.1.1 and EP1, EP2, T1, T2 and 12 are defined in 5.2.1.2.
CT=CTL x CTM)/
          (F x (CTM-CTL)+CTL)
CTL=least or shortest time between defrosts in tenths of an 
          hour (greater than or equal to six but less than or equal to 
          12 hours)
CTM=maximum time between defrost cycles in tenths of an hour 
          (greater than CTL but not more than 96 hours)
F=ratio of per day energy consumption in excess of the least energy and 
          the maximum difference in per day energy consumption and is 
          equal to
F = (1/CT - 1/CTM)/(1/CTL - 1/CTM = 
          (ET-ETL)/ETM - ETL) or 0.20 
          in lieu of testing to find CT.
ETL = least electrical energy used (kilowatt hours)
ETM=maximum electrical energy used (kilowatt hours). For 
          demand defrost models with no values for CTL and 
          CTM in the algorithm the default values of 12 and 
          84 shall be used, respectively.

    5.2.1.4  Optional test method for variable defrost controls.
CT = MTBD x 0.5
where:

MTBD = mean time between defrosts
[GRAPHIC] [TIFF OMITTED] TC14NO91.027

where:
X=in time between defrost cycles
N=number of defrost cycles

    5.2.1.5  Dual compressor systems with dual automatic defrost. The 
two-part test method in section 4.1.2.2 must be used, the energy 
consumption in kilowatt per day shall be calculated equivalent to:

ET=(1440  x  EP1/T1) + (EP2F - (EPF  x  T2/T1)) 
          x  12/CTF + (EP2R - (EPR  x  
          T3/T1))  x  12/CTR

Where 1440, EP1, T1, EP2, 12, and CT are defined in 5.2.1.2
EPF = energy expended in kilowatt-hours during the second 
          part of the test for the freezer system by the freezer system.
EP2F = total energy expended during the second part of the 
          test for the freezer system.
EPR = energy expended in kilowatt-hours during the second 
          part of the test for the refrigerator system by the 
          refrigerator system.
EP2R = total energy expended during the second part of the 
          test for the refrigerator system.
T2 and T3 = length of time in minutes of the second test part for the 
          freezer and refrigerator systems respectively.
CTF = compressor ``on'' time between freezer defrosts (tenths 
          of an hour).
CTR = compressor ``on'' time between refrigerator defrosts 
          (tenths of an hour).

    5.3  Volume measurements. The electric refrigerator or electric 
refrigerator-freezer total refrigerated volume, VT, shall be measured in 
accordance with HRF-1-1979, section 3.20 and sections 4.2 through 4.3 
and be calculated equivalent to:

VT=VF+VFF
where
VT=total refrigerated volume in cubic feet,
VF=freezer compartment volume in cubic feet, and
VFF=fresh food compartment volume in cubic feet.
    5.4  Externally vented refrigerator or refrigerator-freezer units. 
All test measurements for the externally vented refrigerator or 
refrigerator-freezer shall be made in accordance with the requirements 
of other sections of this appendix, except as modified in

[[Page 133]]

this section 5.4 or other sections expressly applicable to externally 
vented refrigerators or refrigerator-freezers.
    5.4.1  Operability of thermostatic and mixing of air controls. Prior 
to conducting energy consumption tests, the operability of thermostatic 
controls that permit the mixing of exterior and ambient air when 
exterior air temperatures are less than 60  deg.F must be verified. The 
operability of such controls shall be verified by operating the unit 
under ambient air temperature of 90  deg.F and exterior air temperature 
of 45  deg.F. If the inlet air entering the condenser or condenser/
compressor compartment is maintained at 60  deg.F, plus or minus three 
degrees, energy consumption of the unit shall be measured under 5.4.2.2 
and 5.4.2.3. If the inlet air entering the condenser or condenser/
compressor compartment is not maintained at 60  deg.F, plus or minus 
three degrees, energy consumption of the unit shall also be measured 
under 5.4.2.4.
    5.4.2  Energy consumption tests.
    5.4.2.1  Correction factor test. To enable calculation of a 
correction factor, K, two full cycle tests shall be conducted to measure 
energy consumption of the unit with air mixing controls disabled and the 
condenser inlet air temperatures set at 90  deg.F (32.2  deg.C) and 80 
deg.F (26.7  deg.C). Both tests shall be conducted with all compartment 
temperature controls set at the position midway between their warmest 
and coldest settings and the anti-sweat heater switch off. Record the 
energy consumptions ec90 and ec80, in kWh/day.
    5.4.2.2  Energy consumption at 90  deg.F. The unit shall be tested 
at 90  deg.F (32.2  deg.C) exterior air temperature to record the energy 
consumptions (e90)i in kWh/day. For a given 
setting of the anti-sweat heater, i corresponds to each of the two 
states of the compartment temperature control positions.
    5.4.2.3  Energy consumption at 60  deg.F. The unit shall be tested 
at 60  deg.F (26.7  deg.C) exterior air temperature to record the energy 
consumptions (e60)i in kWh/day. For a given 
setting of the anti-sweat heater, i corresponds to each of the two 
states of the compartment temperature control positions.
    5.4.2.4  Energy consumption if mixing controls do not operate 
properly. If the operability of temperature and mixing controls has not 
been verified as required under 5.4.1, the unit shall be tested at 50 
deg.F (10.0  deg.C) and 30  deg.F (-1.1  deg.C) exterior air 
temperatures to record the energy consumptions 
(e50)i and (e30)i. For a 
given setting of the anti-sweat heater, i corresponds to each of the two 
states of the compartment temperature control positions.

        6. Calculation of Derived Results from Test Measurements

    6.1  Adjusted Total Volume.
    6.1.1  Electric refrigerators. The adjusted total volume, VA, for 
electric refrigerators under test shall be defined as:

VA=(VF x CR)+VFF
where
VA=adjusted total volume in cubic feet,
VF and VFF are defined in 5.3, and
CR=adjustment factor of 1.44 for refrigerators other than all-
          refrigerators, or 1.0 for all-refrigerators, dimensionless,

    6.1.2  Electric refrigerator-freezers. The adjusted total volume, 
VA, for electric refrigerator-freezers under test shall be calculated as 
follows:

VA=(VF x CRF)+VFF
where
VF and VFF are defined in 5.3 and VA is defined in 6.1.1,
CRF=adjustment factor of 1.63, dimensionless,

    6.2  Average Per-Cycle Energy consumption.
    6.2.1  All-refrigerator Models. The average per-cycle energy 
consumption for a cycle type is expressed in kilowatt-hours per cycle to 
the nearest one hundredth (0.01) kilowatt-hour and shall depend upon the 
temperature attainable in the fresh food compartment as shown below.
    6.2.1.1  If the fresh food compartment temperature is always below 
38.0  deg.F. (3.3  deg.C.), the average per-cycle energy consumption 
shall be equivalent to:

E=ET1
where
E=Total per-cycle energy consumption in kilowatt-hours per day,
ET is defined in 5.2.1, and Number 1 indicates the test period during 
          which the highest fresh food compartment temperature is 
          measured.

    6.2.1.2  If one of the fresh food compartment temperatures measured 
for a test period is greater than 38.0  deg.F. (3.3  deg.C.), the 
average per-cycle energy consumption shall be equivalent to:

E=ET1+((ET2-ET1) x (38.0-TR1)/(TR2-TR1))
where
E is defined in 6.2.1.1,
ET is defined in 5.2.1,
TR=Fresh food compartment temperature determined according to 5.1.2 in 
          degrees F,
Number 1 and 2 indicates measurements taken during the first and second 
          test period as appropriate, and
38.0=Standardized fresh food compartment temperature in degrees F.

    6.2.2  Refrigerators and refrigerator-freezers. The average per-
cycle energy consumption for a cycle type is expressed in kilowatt-hours 
per-cycle to the nearest one hundredth (0.01) kilowatt-hour and shall be 
defined in the applicable following manner.

[[Page 134]]

    6.2.2.1  If the fresh food compartment temperature is always at or 
below 45  deg.F. (7.2  deg.C.) in both of the tests and the freezer 
compartment temperature is always at or below 15  deg.F. (-9.4  deg.C.) 
in both tests of a refrigerator or at or below 5  deg.F. (-15  deg.C.) 
in both tests of a refrigerator-freezer, the per-cycle energy 
consumption shall be:

E=ET1
where
E is defined in 6.2.1.1,
ET is defined in 5.2.1, and
Number 1 indicates the test period during which the highest freezer 
          compartment temperature was measured.
    6.2.2.2  If the conditions of 6.2.2.1 do not exist, the per-cycle 
energy consumption shall be defined by the higher of the two values 
calculated by the following two formulas:

E=ET1+((ET2-ET1) x (45.0-TR1)/(TR2-TR1))
and
E=ET1+((ET2-ET1) x (k-TF1)/(TF2-TF1))
where
E is defined in 6.2.1.1,
ET is defined in 5.2.1,
TR and number 1 and 2 are defined in 6.2.1.2,
TF=Freezer compartment temperature determined according to 5.1.2 in 
          degrees F,
45.0 is a specified fresh food compartment temperature in degree F, and
k is a constant 15.0 for refrigerators or 5.0 for refrigerator-freezers 
          each being standardized freezer compartment temperature in 
          degrees F.
    6.3  Externally vented refrigerator or refrigerator-freezers. Per-
cycle energy consumption measurements for the externally vented 
refrigerator or refrigerator-freezer shall be calculated in accordance 
with the requirements of this Appendix, as modified in sections 6.3.1-
6.3.7.
    6.3.1  Correction factor. A correction factor, K, shall be 
calculated as:

K = ec90/ec80

where ec90 and ec80 = the energy consumption test 
results as determined under 5.4.2.1.
    6.3.2  Combining test results of different settings of compartment 
temperature controls. For a given setting of the anti-sweat heater, 
follow the calculation procedures of 6.2 to combine the test results for 
energy consumption of the unit at different temperature control settings 
for each condenser inlet air temperature tested under 5.4.2.2, 5.4.2.3, 
and 5.4.2.4, where applicable, (e90)i, 
(e60)i, (e50)i, and 
(e30)i. The combined values are 
90, 60, 50, 
and 30, where applicable, in kWh/day.
    6.3.3  Energy consumption corrections. For a given setting of the 
anti-sweat heater, the energy consumptions 90, 
60, 50, and 
30 calculated in 6.3.2 shall be adjusted by 
multiplying the correction factor K to obtain the corrected energy 
consumptions per day, in kWh/day:

E90 = K  x  90,
E60 = K  x  60
E50 = K  x  50, and
E30 = K  x  30

where,

K is determined under section 6.3.1, and 90, 
          60, 50, and 
          30 are determined under section 6.3.2.

    6.3.4  Energy profile equation. For a given setting of the anti-
sweat heater, the energy consumption EX, in kWh/day, at a 
specific exterior air temperature between 80  deg.F (26.7  deg.C) and 60 
 deg.F (26.7  deg.C) shall be calculated by the following equation:

EX = a + bTX,

where,

TX = exterior air temperature in  deg.F;
a = 3E60-2E90, in kWh/day;
b = (E90-E60)/30, in kWh/day per  deg.F.

    6.3.5  Energy consumption at 80  deg.F (26.7  deg.C), 75  deg.F 
(23.9  deg.C) and 65  deg.F (18.3  deg.C). For a given setting of the 
anti-sweat heater, calculate the energy consumptions at 80  deg.F (26.7 
deg.C), 75  deg.F (23.9  deg.C) and 65  deg.F (18.3  deg.C) exterior air 
temperatures, E80, E75 and E65, 
respectively, in kWh/day, using the equation in 6.3.4.
    6.3.6  National average per cycle energy consumption. For a given 
setting of the anti-sweat heater, calculate the national average energy 
consumption, EN, in kWh/day, using one of the following 
equations:

EN = 0.523  x  E60 + 0.165  x  E65 + 
          0.181  x  E75 + 0.131  x  E80, for units 
          not tested under 5.4.2.4,
EN = 0.257  x  E30 + 0.266  x  E50 + 
          0.165  x  E65 + 0.181  x  E75 + 0.131 
          x  E80, for units tested under 5.4.2.4,

where,

E30, E50, and E60 are defined in 6.3.3,
E65, E75, and E80 are defined in 6.3.5, 
          and
the coefficients are weather associated weighting factors.

    6.3.7  Regional average per cycle energy consumption. If regional 
average per cycle energy consumption is required to be calculated, for a 
given setting of the anti-sweat heater, calculate the regional average 
per cycle energy consumption, ER, in kWh/day, for the regions 
in figure 1 using one of the following equations and the coefficients in 
the table A:

ER = a1  x  E60 + c  x  E65 
          + d  x  E75 + e  x  E80, for a unit that 
          is not required to be tested under 5.4.2.4,
ER = a  x  E30 + b  x  E50 + c  x  
          E65 + d  x  E75 + e  x  E80, 
          for a unit tested under 5.4.2.4,

where:

E30, E50, and E60 are defined in 6.3.3,
E65, E75, and E80 are defined in 6.3.5, 
          and
a1, a, b, c, d, e are weather associated weighting factors 
          for the Regions, as specified in Table A:

[[Page 135]]



              Table A.--Coefficients for Calculating Regional Average per Cycle Energy Consumption
                                               [Weighting Factors]
----------------------------------------------------------------------------------------------------------------
                          Regions                              a1       a        b        c        d        e
----------------------------------------------------------------------------------------------------------------
I.........................................................    0.282    0.039    0.244    0.194    0.326    0.198
II........................................................    0.486    0.194    0.293    0.191    0.193    0.129
III.......................................................    0.584    0.302    0.282    0.178    0.159    0.079
IV........................................................    0.664    0.420    0.244    0.161    0.121    0.055
----------------------------------------------------------------------------------------------------------------


                                                                                                         [GRAPHIC] [TIFF OMITTED] TR09SE97.000
                                                                                                         

[47 FR 34526, Aug. 10, 1982; 48 FR 13013, Mar. 29, 1983, as amended at 
54 FR 36240, Aug. 31, 1989; 54 FR 38788, Sept. 20, 1989; 62 FR 47539, 
47540, Sept. 9, 1997]

Appendix B1 to Subpart B of Part 430--Uniform Test Method for Measuring 
                   the Energy Consumption of Freezers

                             1. Definitions.

    1.1  ``HRF-1-1979'' means the Association of Home Appliance 
Manufacturers standard for household refrigerators, combination 
refrigerators-freezers, and household freezers, also approved as an 
American National Standard as a revision of ANSI B38.1-1970.
    1.2  ``Anti-sweat heater'' means a device incorporated into the 
design of a freezer to prevent the accumulation of moisture on exterior 
surfaces of the cabinet under conditions of high ambient humidity.
    1.3  ``Cycle'' means the period of 24 hours for which the energy use 
of a freezer is calculated as though the consumer-activated compartment 
temperature controls were preset so that the desired compartment 
temperatures were maintained.
    1.4  ``Cycle type'' means the set of test conditions having the 
calculated effect of operating a freezer for a period of 24 hours with 
the consumer-activated controls other than the compartment temperature 
control set to establish various operating characteristics.
    1.5  ``Standard cycle'' means the cycle type in which the anti-sweat 
heater switch, when provided, is set in the highest energy consuming 
position.
    1.6  ``Adjusted total volume'' means the product of, (1) the freezer 
volume as defined in HRF-1-1979 in cubic feet, times (2) an adjustment 
factor.
    1.7  ``Automatic Defrost'' means a system in which the defrost cycle 
is automatically

[[Page 136]]

initiated and terminated, with resumption of normal refrigeration at the 
conclusion of defrost operation. The system automatically prevents the 
permanent formation of frost on all refrigerated surfaces. Nominal 
refrigerated food temperatures are maintained during the operation of 
the automatic defrost system.
    1.8  ``Long-time Automatic Defrost'' means an automatic defrost 
system where successive defrost cycles are separated by 14 hours or more 
of compressor-operating time.
    1.9  ``Stabilization Period'' means the total period of time during 
which steady-state conditions are being attained or evaluated.
    1.10  ``Variable defrost control'' means a long-time automatic 
defrost system (except the 14-hour defrost qualification does not apply) 
where successive defrost cycles are determined by an operating condition 
variable or variables other than solely compressor operating time. This 
includes any electrical or mechanical device. Demand defrost is a type 
of variable defrost control.
    1.11  ``Quick freeze'' means an optional feature on freezers which 
is initiated manually and shut off manually. It bypasses the thermostat 
control and places the compressor in a steady-state operating condition 
until it is shut off.

                           2. Test Conditions.

    2.1  Ambient temperature. The ambient temperature shall be 
90.01.0  deg.F. (32.20.6  deg.C.) during the 
stabilization period and during the test period. The ambient temperature 
shall be 802  deg.F dry bulb and 67  deg.F wet bulb during 
the stabilization period and during the test period when the unit is 
tested in accordance with section 3.3.
    2.2  Operational conditions. The freezer shall be installed and its 
operating conditions maintained in accordance with HRF-1-1979, section 
7.2 through section 7.4.3.3, except that the vertical ambient gradient 
at locations 10 inches (25.4 cm) out from the the centers of the two 
sides of the unit being tested is to be maintained during the test. 
Unless the area is obstructed by shields or baffles, the gradient is to 
be maintained from 2 inches (5.1 cm) above the floor or supporting 
platform to a height one foot (30.5 cm) above the unit under test. 
Defrost controls are to be operative and the anti-sweat heater switch is 
to be ``on'' during one test and ``off'' during a second test. The quick 
freeze option shall be switched off unless specified.
    2.3  Steady State Condition. Steady state conditions exist if the 
temperature measurements taken at four minute intervals or less during a 
stabilization period are not changing at a rate greater than 0.042 
deg.F. (0.023  deg.C.) per hour as determined by the applicable 
condition of A or B.
A--The average of the measurements during a two hour period if no 
          cycling occurs or during a number of complete repetitive 
          compressor cycles through a period of no less than two hours 
          is compared to the average over an equivalent time period with 
          three hours elapsed between the two measurement periods.
B--If A above cannot be used, the average of the measurements during a 
          number of complete repetitive compressor cycles through a 
          period of no less than two hours and including the last 
          complete cycle prior to a defrost period, or if no cycling 
          occurs, the average of the measurements during the last two 
          hours prior to a defrost period; are compared to the same 
          averaging period prior to the following defrost period.

                        3. Test Control Settings.

    3.1  Model with no user operable temperature control. A test shall 
be performed during which the compartment temperature and energy use 
shall be measured. A second test shall be performed with the temperature 
control electrically short circuited to cause the compressor to run 
continuously. If the model has the quick freeze option, it is to be used 
to bypass the temperature control.
    3.2  Model with user operable temperature control. Testing shall be 
performed in accordance with one of the following sections using the 
standardized temperature of 0.0  deg.F. (-17.8  deg.C.). Variable 
defrost control models shall achieve 02  deg.F during the 
steady-state conditions prior to the optional test with no door 
openings.
    3.2.1  A first test shall be performed with all temperature controls 
set at their median position midway between their warmest and coldest 
settings. Knob detents shall be mechanically defeated if necessary to 
attain a median setting. A second test shall be performed with all 
controls set at either their warmest or their coldest setting (not 
electrically or mechanically bypassed), whichever is appropriate, to 
attempt to achieve compartment temperatures measured during the two 
tests which bound (i.e., one is above and one is below) the standardized 
temperature. If the compartment temperatures measured during these two 
tests bound the standardized temperature, then these test results shall 
be used to determine energy consumption. If the compartment temperature 
measured with all controls set at their coldest setting is above the 
standardized temperature, a third test shall be performed with all 
controls set at their warmest setting and the result of this test shall 
be used with the result of the test performed with all controls set at 
their coldest setting to determine energy consumption. If the 
compartment temperature measured with all controls set at their warmest 
setting is below

[[Page 137]]

the standardized temperature; then the result of this test alone will be 
used to determine energy consumption.
    3.2.2  Alternatively, a first test may be performed with all 
temperature controls set at their warmest setting. If the compartment 
temperature is below the standardized temperature, then the result of 
this test alone will be used to determine energy consumption. If the 
above condition is not met, then the unit shall be tested in accordance 
with 3.2.1 above.
    3.2.3  Alternatively, a first test may be performed with all 
temperature controls set at their coldest setting. If the compartment 
temperature is above the standardized temperature, a second test shall 
be performed with all controls set at their warmest setting and the 
results of these two tests shall be used to determine energy 
consumption. If the above condition is not met, then the unit shall be 
tested in accordance with 3.2.1 above.
    3.3 Variable defrost control optional test. After a steady-state 
condition is achieved, the door-opening sequence is initiated with an 
182 second freezer door-opening occurring every eight hours 
to obtain three door-openings per 24-hour period. The first freezer 
door-opening shall occur at the initiation of the test period. The 
door(s) are to be opened 60 to 90 deg.with an average velocity for the 
leading edge of the door of approximately two feet per second. Prior to 
the initiation of the door-opening sequence, the freezer defrost control 
mechanism may be re-initiated in order to minimize the test duration.

                             4. Test Period.

    4.1  Test Period. Tests shall be performed by establishing the 
conditions set forth in Section 2 and using control settings as set 
forth in Section 3 above.
    4.1.1  Nonautomatic Defrost. If the model being tested has no 
automatic defrost system, the test time period shall start after steady 
state conditions have been achieved, and be of not less than three 
hours' duration. During the test period the compressor motor shall 
complete two or more whole cycles (a compressor cycle is a complete 
``on'' and a complete ``off'' period of the motor). If no ``off'' 
cycling will occur, as determined during the stabilization period, the 
test period shall be three hours. If incomplete cycling (less than two 
compressor cycles) occurs during a 24 hour period, the results of the 24 
hour period shall be used.
    4.1.2  Automatic Defrost. If the model being tested has an automatic 
defrost system, the test time period shall start after steady state 
conditions have been achieved and be from one point during a defrost 
period to the same point during the next defrost period. If the model 
being tested has a long-time automatic defrost system, the alternate 
provisions of 4.1.2.1 may be used. If the model being tested has a 
variable defrost control the provisions of 4.1.2.2. shall apply.
    4.1.2.1  Long-time Automatic Defrost. If the model being tested has 
a long-time automatic defrost system, the test time period may consist 
of two parts. A first part would be the same as the test for a unit 
having no defrost provisions (section 4.1.1). The second part would 
start when a defrost period is initiated during a compressor ``on'' 
cycle and terminate at the second turn ``on'' of the compressor motor or 
after four hours, whichever comes first.
    4.1.2.2 Variable defrost control. If the model being tested has a 
variable defrost control system, the test shall consist of three parts. 
Two parts shall be the same as the test for long-time automatic defrost 
in accordance with section 4.1.2.1 above. The third part is the optional 
test to determine the time between defrosts (5.2.1.3). The third part is 
used by manufacturers that choose not to accept the default value of F 
of 0.20, to calculate CT.
    4.1.2.3 Variable defrost control optional test. After steady-state 
conditions with no door-openings are achieved in accordance with section 
3.3 above, the test is continued using the above daily door-opening 
sequence until stabilized operation is achieved. Stabilization is 
defined as a minimum of three consecutive defrost cycles with times 
between defrost that will allow the calculation of a Mean Time Between 
Defrosts (MTBD1) that satisfies the statistical relationship of 90 
percent confidence. The test is repeated on at least one more unit of 
the model and until the Mean Time Between Defrosts for the multiple unit 
test (MTBD2) satisfies the statistical relationship. If the time between 
defrosts is greater than 96 hours (compressor ``on'' time) and this 
defrost period can be repeated on a second unit, the test may be 
terminated at 96 hours (CT) and the absolute time value used for MTBD 
for each unit.

                          5. Test Measurements.

    5.1  Temperature Measurements. Temperature measurements shall be 
made at the locations prescribed in Figure 7-2 of HRF-1-1979 and shall 
be accurate to within 0.5  deg.F. (0.3  deg.C.) of true 
value.
    5.1.1  Measured Temperature. The measured temperature is to be the 
average of all sensor temperature readings taken at a particular time. 
Measurements shall be taken at regular intervals not to exceed four 
minutes.
    5.1.2  Compartment Temperature. The compartment temperature for each 
test period shall be an average of the measured temperatures taken 
during a complete cycle or several complete cycles of the compressor 
motor (one compressor cycle is one complete motor ``on'' and one 
complete motor ``off'' period). For long-time automatic defrost models, 
compartment temperature shall be

[[Page 138]]

that measured in the first part of the test period specified in 4.1.1. 
For models equipped with variable defrost controls, compartment 
temperatures shall be those measured in the first part of the test 
period specified in 4.1.2.2.
    5.1.2.1  The number of complete compressor motor cycles over which 
the measured temperatures in a compartment are to be averaged to 
determine compartment temperature shall be equal to the number of 
minutes between measured temperature readings rounded up to the next 
whole minute or a number of complete cycles over a time period exceeding 
one hour. One of the cycles shall be the last complete compressor motor 
cycles during the test period.
    5.1.2.2  If no compressor motor cycling occurs, the compartment 
temperature shall be the average of the measured temperatures taken 
during the last thirty-two minutes of the test period.
    5.1.2.3  If incomplete cycling occurs (less than one cycle) the 
compartment temperature shall be the average of all readings taken 
during the last three hours of the last complete ``on'' period.
    5.2  Energy Measurements:
    5.2.1  Per-day Energy Consumption. The energy consumption in 
kilowatt-hours per day for each test period shall be the energy expended 
during the test period as specified in section 4.1 adjusted to a 24 hour 
period.
    The adjustment shall be determined as follows:
    5.2.1.1  Nonautomatic and automatic defrost models. The energy 
consumption in kilowatt-hours per day shall be calculated equivalent to:

ET=(EP x 1440 x  K)/T where
ET=test cycle energy expended in kilowatt-hours per day,
EP=energy expended in kilowatt-hours during the test period.
T=length of time of the test period in minutes,
1440=conversion factor to adjust to a 24 hour period in minutes per day, 
          and
K=correction factor of 0.7 for chest freezers and 0.85 for upright 
          freezers to adjust for average household usage, dimensionless.

    5.2.1.2  Long-time Automatic Defrost. If the two part test method is 
used, the energy consumption in kilowatt-hours per day shall be 
calculated equivalent to:

ET=(1440 x  K x  EP1/T1) + ((EP2-(EP1 x  T2/T1)) x  K x 12/CT)
where
ET, 1440, and K are defined in 5.2.1.1
EP1=energy expended in kilowatt-hours during the first part of the test.
EP2=energy expended in kilowatt-hours during the second part of the 
          test,
CT=Defrost timer run time in hours required to cause it to go through a 
          complete cycle, to the nearest tenth hour per cycle,
12=conversion factor to adjust for a 50% run time of the compressor in 
          hours per day, and
T1 and T2=length of time in minutes of the first and second test parts 
          respectively.

    5.2.1.3 Variable defrost control. The energy consumption in 
kilowatt-hours per day shall be calculated equivalent to:

ET=(1440 x EP1/T1) + (EP2 - (EP1 x T2/T1) x (12/CT) where 1440 is 
          defined in 5.2.1.1 and EP1, EP2, T1, T2 and 12 are defined in 
          5.2.1.2.
CT=(CTL x CTM)/(Fx (CTM - 
          CTL) + CTL)
where:

CTL=least or shortest time between defrost in tenths of an 
          hour (greater than or equal to 6 hours but less than or equal 
          to 12 hours, 6  L  12)
CTM=maximum time between defrost cycles in tenths of an hour 
          (greater than CTL but not more than 96 hours, 
          CTL  CTM  96)
F=ratio of per day energy consumption in excess of the least energy and 
          the maximum difference in per day energy consumption and is 
          equal to
F=(1/CT - 1/CTM)/(1/CTL - 1/CTM) = (ET 
          - ETL)/(ETM - ETL) or 0.20 in 
          lieu of testing to find CT
ETL=least electrical energy consumed, in kilowatt hours
ETM=maximum electrical energy consumed, in kilowatt hours
    For demand defrost models with no values for CTL and 
CTM in the algorithm the default values of 12 and 84 shall be 
used, respectively.
    5.2.1.4 Variable defrost control optional test. Perform the optional 
test for variable defrost control models to find CT.
CT=MTBD x 0.5
MTBD=mean time between defrost
[GRAPHIC] [TIFF OMITTED] TC14NO91.028

X=time between defrost cycles
N=number of defrost cycles
    5.3  Volume measurements. The total refrigerated volume, VT, shall 
be measured in accordance with HRF-1-1979, section 3.20 and section 5.1 
through 5.3.

        6. Calculation of Derived Results From Test Measurements.

    6.1  Adjusted Total Volume. The adjusted total volume, VA, for 
freezers under test shall be defined as:

VA=VT x  CF
where
VA=adjusted total volume in cubic feet,
VT=total refrigerated volume in cubic feet, and
CF=Correction factor of 1.73, dimensionless.


[[Page 139]]


    6.2  Average Per Cycle Energy Consumption:
    6.2.1  The average per-cycle energy consumption for a cycle type is 
expressed in kilowatt-hours per cycle to the nearest one hundredth 
(0.01) kilowatt-hour and shall depend upon the compartment temperature 
attainable as shown below.
    6.2.1.1  If the compartment temperature is always below 0.0  deg.F. 
(-17.8  deg.C.), the average per-cycle energy consumption shall be 
equivalent to:

E=ET1
where
E=Total per-cycle energy consumption in kilowatt-hours per day.
ET is defined in 5.2.1, and
Number 1 indicates the test period during which the highest compartment 
          temperature is measured.
    6.2.1.2  If one of the compartment temperatures measured for a test 
period is greater than 0.0  deg.F. (17.8  deg.C.), the average per-cycle 
energy consumption shall be equivalent to:

E=ET1+((ET2-ET1) x (0.0-TF1)/(TF2-TF1))
where
E is defined in 6.2.1.1
ET is defined in 5.2.1
TF=compartment temperature determined according to 5.1.2 in degrees F.
Numbers 1 and 2 indicate measurements taken during the first and second 
          test period as appropriate, and
0.0=Standardized compartment temperature in degrees F.

[47 FR 34528, Aug. 10, 1982; 48 FR 13013, Mar. 29, 1983, as amended at 
54 FR 36241, Aug. 31, 1989; 54 FR 38788, Sept. 20, 1989]

 Appendix C to Subpart B of Part 430--Uniform Test Method for Measuring 
                  the Energy Consumption of Dishwashers

    1. Definitions: 1.1 ``Cycle'' means a sequence of operations of a 
dishwasher which performs a complete dishwashing operation, and may 
include variations or combinations of the functions of washing, rinsing 
and drying.
    1.2 ``Cycle type'' means any complete sequence of operations capable 
of being preset on the dishwasher prior to the initiation of machine 
operation.
    1.3 ``Normal cycle'' means the cycle type recommended by the 
manufacturer for completely washing a full load of normally soiled 
dishes including the power-dry feature.
    1.4 ``Power-dry feature'' means that function in a cycle in which 
electrically generated heat is introduced into the washing chamber for 
the purpose of improving the drying performance of the dishwasher.
    1.5 ``Truncated normal cycle'' means the normal cycle interrupted to 
eliminate the power-dry feature after the termination of the last rinse 
operation.
    1.6 ``Water Heating Dishwasher'' means a dishwasher which is 
designed for hearing cold inlet water (nominal 50  deg.F) or a 
dishwasher for which the manufacturer recommends operation with a 
nominal inlet water temperature of 120  deg.F, and may operate at either 
of these inlet water temperatures by providing internal water heating to 
above 120  deg.F in at least one wash phase of the normal cycle.
    2. Testing conditions: 2.1  Installation. Install the dishwasher in 
accordance with the manufacturer's instruction, except that undercounter 
dishwashers need not be installed under a counter.
    2.2 Electrical supply.
    2.2.1 Dishwashers that operate with an electrical supply of 115 
volts. Maintain the electrical supply to the dishwasher within two 
percent of 115 volts and within one percent of the nameplate frequency 
as specified by the manufacturer.
    2.2.2 Dishwashers that operate with an electricial supply of 240 
volts. Maintain the electrical supply to the dishwasher within two 
percent of 240 volts and within one percent of its nameplate frequency 
as specified by the manufacturer.
    2.3 Water temperature.
    2.3.1 Dishwashers to be tested at a nominal 140  deg.F inlet water 
temperature. Maintain the water supply temperature between 135  deg.F 
and 145  deg.F.
    2.3.2 Dishwashers to be tested at a nominal 120  deg.F inlet water 
temperature. Maintain the water supply temperature between 118  deg.F 
and 122  deg.F.
    2.3.3 Dishwashers to be tested at a nominal 50   deg.F inlet water 
temperature. Maintain the water supply temperature between 48  deg.F and 
52  deg.F.
    2.4 Water pressure. Maintain the pressure of the water supply 
between 32.5 and 37.5 pounds per square inch.
    2.5 Ambient and machine temperature. Maintain the room ambient air 
temperature between 70 deg.F and 85 deg.F, and assure that the 
dishwasher and the test load are at room ambient temperature at the 
start of each test cycle.
    2.6 Load.
    2.6.1 Dishwashers to be tested at a nominal 140 deg.F inlet water 
temperature. The dishwasher shall be tested on the normal cycle and the 
truncated normal cycle without a test load.
    2.6.2 Dishwashers to be tested at a nominal inlet water temperature 
of 50  deg.F or 120  deg.F. The dishwasher shall be tested or normal 
cycle and the truncated normal cycle with a test load of eight place 
settings plus six serving pieces as specified in section 6.1.1 of AHAM 
Standard DW-1. If the capacity of the dishwasher, as stated by the 
manufacturer, is less than eight place setting then the test load shall 
be that capacity.
    2.7 Testing requirements. Provisions in this Appendix pertaining to 
dishwashers which operate with a nominal inlet temperature of

[[Page 140]]

50  deg.F or 120  deg.F shall apply only to water heating dishwashers.
    3. Test cycle and measurements.
    3.1 Test cycle. Perform a test cycle by establishing the testing 
conditions set forth in 2 of this Appendix, setting the dishwasher to 
the cycle type to be tested, initiating the cycle and allowing the cycle 
to proceed to completion.
    3.2  Machine electrical energy consumption.
    3.2.1  Dishwashers that operate with a nominal 140  deg.F inlet 
water temperature, only. Measure the machine electrical energy 
consumption, M, specified as the number of kilowatt-hours of electrical 
energy consumed during the entire test cycle using a water supply 
temperature as set forth in 2.3.1 of this Appendix. Use a kilowatt-hour 
meter having a resolution no larger than 0.001 kilowatt hours and a 
maximum error no greater than one percent.
    3.2.2 Dishwashers that operate with a nominal inlet water 
temperature of 120  deg.F. Measure the machine electrical energy 
consumption, M, specified as the number of kilowatt-hours of electrical 
energy consumed during the entire test cycle using a water supply 
temperature as set forth in 2.3.2 of this Appendix. Use a kilowatt-hour 
meter having a resolution no larger than 0.001 kilowatt-hours and a 
maximum error no greater than one percent.
    3.2.3 Dishwashers that operate with a nominal inlet water 
temperature of 50  deg.F. Measure the machine electrical energy 
consumption, M, specified as the number of kilowatt-hours of electrical 
energy consumed during the entire test cycle using a water supply 
temperature as set forth in 2.3.3 of this appendix. Use a kilowatt-hour 
meter having a resolution no longer than 0.001 kilowatt-hours and a 
maximum error no greater than one percent.
    3.3 Water consumption. Measure the water consumption specified as 
the number of gallons delivered to the dishwasher during the entire test 
cycle, using a water meter having a resolution no larger than 0.1 gallon 
and a maximum error no greater than 1.5 percent for all water flow rates 
from one to five gallons per minute and for all water temperatures 
encountered in the test cycle.
    3.4 Report values. State the reported values of machine electrical 
energy consumption and water consumption as measured.
    4. Calculation of derived results from test measurements: 4.1 Per-
cycle water energy consumption using electrically heated water.
    4.1.1 Dishwashers that operate with a nominal 140  deg.F inlet water 
temperature, only. Calculate for the cycle type under test the per-cycle 
water energy consumption using electrically heated water, We, expressed 
in kilowatt-hours per cycle and defined as:

We=V x T x K,
where
V=reported water consumption in gallons per cycle for the cycle type 
          under test.
T=nominal water heater temperature rise=90  deg.F.
K=specific heat of water in kilowatt-hours per gallon per degree 
          Fahrenheit=0.00240.
    4.1.2 Dishwashers that operate with a nominal inlet water 
temperature of 120  deg.F. Calculate for the cycle type under test the 
per cycle water energy consumption using electrically heated water, We, 
expressed in kilowatt-hours per cycle and defined as:

We=V x T' x K

where
V and K are defined in 4.1.1 of this Appendix and T'=nominal water 
          heated temperature rise=70  deg.F.
    4.2 Per cycle water energy consumption using gas-heated or oil-
heated water.
    4.2.1 Dishwashers that operate with a nominal 140  deg.F inlet water 
temperature, only. Calculate for the cycle type under test the per cycle 
water energy consumption using gas-heated or oil-heated water, We, 
expressed in Btu's per cycle and defined as:

Wg=V x T x C/e.

where
V and T are defined in 4.1.1 of this Appendix, and
C=specific heat of water in Btu's per gallon per degree fahrenheit=8.20
e=nominal gas or oil water heater recovery efficiency=0.75.
    4.2.2 Dishwashers that operate with a nominal inlet water 
temperature of 120  deg.F. Calculate for the cycle type under test the 
per cycle water energy consumption using gas-heated or oil-heated water, 
Wg, expressed in Btu's per cycle and defined as:

Wg=V  x  T'  x  C/e

where
V and T' are defined in 4.1.2 of this Appendix, and C and e are defined 
          in 4.2.1 of this Appendix.
    4.3  Per-cycle machine electrical energy consumption.
    4.3.1  Dishwashers that operate with a nominal 140  deg.F inlet 
water temperature, only. Use the measured value recorded in 3.2.1 as the 
per-cycle machine electrical energy consumption, M, expressed in 
kilowatt-hours per cycle.
    4.3.2  Dishwashers that operate with a nominal inlet water 
temperature of 120  deg.F. Use the measured value recorded in 3.2.2 as 
the per-cycle machine electrical energy consumption, M, expressed in 
kilowatt-hours per cycle.
    4.3.3 Dishwashers that operate with a nominal inlet water 
temperature of 50  deg.F. Use the measured value recorded at 3.2.3 as 
the per-cycle machine electrical consumption, M, expressed in kilowatt-
hours per-cycle.
    4.4  Total per-cycle energy consumption. Calculate for the cycle 
type under test the total per-cycle energy consumption, E, expressed in 
kilowatt-hours per cycle, and defined as

[[Page 141]]

the sum of the per-cycle machine electrical energy consumption, M, plus 
the per-cycle water energy consumption of electrically-heated water, W, 
calculated for the cycle type, determined according to 4.3 and 4.1 
respectively.

[48 FR 9206, Mar. 3, 1983, as amended at 49 FR 46536, Nov. 27, 1984; 49 
FR 47479, Dec. 5, 1984; 52 FR 47551, Dec. 15, 1987]

 Appendix D to Subpart B of Part 430--Uniform Test Method for Measuring 
                the Energy Consumption of Clothes Dryers

                             1. definitions

    1.1  ``AHAM'' means the Association of Home Appliance Manufacturers.
    1.2  ``Bone dry'' means a condition of a load of test clothes which 
has been dried in a dryer at maximum temperature for a minimum of 10 
minutes, removed and weighed before cool down, and then dried again for 
10-minute periods until the final weight change of the load is 1 percent 
or less.
    1.3  ``Compact'' or compact size'' means a clothes dryer with a drum 
capacity of less than 4.4 cubic feet.
    1.4  ``Cool down'' means that portion of the clothes drying cycle 
when the added gas or electric heat is terminated and the clothes 
continue to tumble and dry within the drum.
    1.5  ``Cycle'' means a sequence of operation of a clothes dryer 
which performs a clothes drying operation, and may include variations or 
combinations of the functions of heating, tumbling and drying.
    1.6  ``Drum capacity'' means the volume of the drying drum in cubic 
feet.
    1.7  ``HLD-1'' means the test standard promulgated by AHAM and 
titled ``AHAM Performance Evaluation Procedure for Household Tumble Type 
Clothes Dryers'', June 1974, and designated as HLD-1.
    1.8  ``HLD-2EC'' means the test standard promulgated by AHAM and 
titled ``Test Method for Measuring Energy Consumption of Household 
Tumble Type Clothes Dryers,'' December 1975, and designated as HLD-2EC.
    1.9  ``Standard size'' means a clothes dryer with a drum capacity of 
4.4 cubic feet or greater.
    1.10  ``Moisture content'' means the ratio of the weight of water 
contained by the test load to the bone-dry weight of the test load, 
expressed as a percent.
    1.11  ``Automatic termination control'' means a dryer control system 
with a sensor which monitors either the dryer load temperature or its 
moisture content and with a controller which automatically terminates 
the drying process. A mark or detent which indicates a preferred 
automatic termination control setting must be present if the dryer is to 
be classified as having an ``automatic termination control.'' A mark is 
a visible single control setting on one or more dryer controls.
    1.12  ``Temperature sensing control'' means a system which monitors 
dryer exhaust air temperature and automatically terminates the dryer 
cycle.
    1.13  ``Moisture sensing control'' means a system which utilizes a 
moisture sensing element within the dryer drum that monitors the amount 
of moisture in the clothes and automatically terminates the dryer cycle.

                          2. testing conditions

    2.1  Installation. Install the clothes dryer in accordance with 
manufacturer's instructions. The dryer exhaust shall be restricted by 
adding the AHAM exhaust simulator described in 3.3.5 of HLD-1. All 
external joints should be taped to avoid air leakage. Disconnect all 
console light or other lighting systems on the clothes dryer which do 
not consume more than 10 watts during the clothes dryer test cycle.
    2.2  Ambient temperature and humidity. Maintain the room ambient air 
temperature at 75 plus-minus3  deg.F and the room relative 
humidity at 50plus-minus10 percent relative humidity.
    2.3  Energy supply.
    2.3.1  Electrical supply. Maintain the electrical supply at the 
clothes dryer terminal block within 1 percent of 120/240 or 120/208Y or 
120 volts as applicable to the particular terminal block wiring system 
and within 1 percent of the nameplate frequency as specified by the 
manufacturer. If the dryer has a dual voltage conversion capability, 
conduct test at the highest voltage specified by the manufacturer.
    2.3.2  Gas supply.
    2.3.2.1  Natural gas. Maintains the gas supply to the clothes dryer 
at a normal inlet test pressure immediately ahead of all controls at 7 
to 10 inches of water column. If the clothes dryer is equipped with a 
gas appliance pressure regulator, the regulator outlet pressure at the 
normal test pressure shall be approximately that recommended by the 
manufacturer. The hourly Btu rating of the burner shall be maintained 
within plus-minus5 percent of the rating specified by the 
manufacturer. The natural gas supplied should have a heating value of 
approximately 1,025 Btu's per standard cubic foot. The actual heating 
value, Hn2, in Btu's per standard cubic foot, for the natural 
gas to be used in the test shall be obtained either from measurements 
made by the manufacturer conducting the test using a standard continuous 
flow calorimeter as described in 2.4.6 or by the purchase of bottled 
natural gas whose Btu rating is certified to be at least as accurate a 
rating as could be obtained from measurements with a standard continuous 
flow calorimeter as described in 2.4.6.
    2.3.2.2  Propane gas. Maintain the gas supply to the clothes dryer 
at a normal inlet

[[Page 142]]

test pressure immediately ahead of all controls at 11 to 13 inches of 
water column. If the clothes dryer is equipped with a gas appliance 
pressure regulator, the regulator outlet pressure at the normal test 
pressure shall be approximately that recommended by the manufacturer. 
The hourly Btu rating of the burner shall be maintained within 
plus-minus5 percent of the rating specified by the 
manufacturer. The propane gas supplied should have a heating value of 
approximately 2,500 Btu's per standard cubic foot. The actual heating 
value, Hp, in Btu's per standard cubic foot, for the propane 
gas to be used in the test shall be obtained either from measurements 
made by the manufacturer conducting the test using a standard continuous 
flow calorimeter as described in 2.4.6 or by the purchase of bottled gas 
whose Btu rating is certified to be at least as accurate a rating as 
could be obtained from measurement with a standard continuous 
calorimeter as described in 2.4.6.
    2.4  Instrumentation. Perform all test measurements using the 
following instruments as appropriate.
    2.4.1  Weighing scale for test cloth. The scale shall have a range 
of 0 to a maximum of 30 pounds with a resolution of at least 0.2 ounces 
and a maximum error no greater than 0.3 percent of any measured value 
within the range of 3 to 15 pounds.
    2.4.1.2  Weighing scale for drum capacity measurements. The scale 
should have a range of 0 to a maximum of 500 pounds with resolution of 
0.50 pounds and a maximum error no greater than 0.5 percent of the 
measured value.
    2.4.2  Kilowatt-hour meter. The kilowatt-hour meter shall have a 
resolution of 0.001 kilowatt-hours and a maximum error no greater than 
0.5 percent of the measured value.
    2.4.3  Gas meter. The gas meter shall have a resolution of 0.001 
cubic feet and a maximum error no greater than 0.5 percent of the 
measured value.
    2.4.4  Dry and wet bulb psychrometer. The dry and wet bulb 
psychrometer shall have an error no greater than plus-minus1 
deg.F.
    2.4.5  Temperature. The temperature sensor shall have an error no 
greater than plus-minus1  deg.F.
    2.4.6  Standard Continuous Flow Calorimeter. The Calorimeter shall 
have an operating range of 750 to 3,500 Btu per cubic feet. The maximum 
error of the basic calorimeter shall be no greater than 0.2 percent of 
the actual heating value of the gas used in the test. The indicator 
readout shall have a maximum error no greater than 0.5 percent of the 
measured value within the operating range and a resolution of 0.2 
percent of the full scale reading of the indicator instrument.
    2.5  Lint trap. Clean the lint trap thoroughly before each test run.
    2.6  Test cloths.
    2.6.1  Energy test cloth. The energy test cloth shall be clean and 
consist of the following:
    (a) Pure finished bleached cloth, made with a momie or granite 
weave, which is a blended fabric of 50 percent cotton and 50 percent 
polyester and weighs within +10 percent of 5.75 ounces per square yard 
after test cloth preconditioning and has 65 ends on the warp and 57 
picks on the fill. The individual warp and fill yarns are a blend of 50 
percent cotton and 50 percent polyester fibers.
    (b) Cloth material that is 24 inches by 36 inches and has been 
hemmed to 22 inches by 34 inches before washing. The maximum shrinkage 
after five washes shall not be more than four percent on the length and 
width.
    (c) The number of test runs on the same energy test cloth shall not 
exceed 25 runs.
    2.6.2  Energy stuffer cloths. The energy stuffer cloths shall be 
made from energy test cloth material and shall consist of pieces of 
material that are 12 inches by 12 inches and have been hemmed to 10 
inches by 10 inches before washing. The maximum shrinkage after five 
washes shall not be more than four percent on the length and width. The 
number of test runs on the same energy stuffer cloth shall not exceed 25 
runs after test cloth preconditioning.
    2.6.3  Test Cloth Preconditioning.
    A new test cloth load and energy stuffer cloths shall be treated as 
follows:
    (1) Bone dry the load to a weight change of plus-minus1 
percent, or less, as prescribed in Section 1.2.
    (2) Place test cloth load in a standard clothes washer set at the 
maximum water fill level. Wash the load for 10 minutes in soft water (17 
parts per million hardness or less), using 6.0 grams of AHAM Standard 
Test Detergent, IIA, per gallon of water. Wash water temperature is to 
controlled at 140 deg.plus-minus5  deg.F 
(60 deg.plus-minus2.7  deg.C). Rinse water temperature is to 
be controlled at 100 deg.plus-minus5  deg.F 
(37.7plus-minus2.7  deg.C).
    (3) Rinse the load again at the same water temperature.
    (4) Bone dry the load as prescribed in Section 1.2 and weigh the 
load.
    (5) This procedure is repeated until there is a weight change of one 
percent or less.
    (6) A final cycle is to be a hot water wash with no detergent, 
followed by two warm water rinses.
    2.7  Test loads.
    2.7.1  Compact size dryer load. Prepare a bone-dry test load of 
energy cloths which weighs 3.00 pounds plus-minus.03 pounds. 
Adjustments to the test load to achieve the proper weight can be made by 
the use of energy stuffer cloths, with no more than five stuffer cloths 
per load. Dampen the load by agitating it in water whose temperature is 
100 deg.plus-minus5  deg.F and consists of 0 to 17 parts per 
million hardness for approximately two minutes in order to saturate the 
fabric. Then, extract water from

[[Page 143]]

the wet test load by spinning the load until the moisture content of the 
load is between 66.5 percent to 73.5 percent of the bone-dry weight of 
the test load.
    2.7.2  Standard size dryer load. Prepare a bone-dry test load of 
energy cloths which weighs 7.00 pounds plus-minus.07 pounds. 
Adjustments to the test load to achieve the proper weight can be made by 
the use of energy stuffer cloths, with no more than five stuffer cloths 
per load. Dampen the load by agitating it in water whose temperature is 
100 deg.plus-minus5  deg.F and consists of 0 to 17 parts per 
million hardness for approximately two minutes in order to saturate the 
fabric. Then, extract water from the wet test load by spinning the load 
until the moisture content of the load is between 66.5 percent to 73.5 
percent of the bone-dry weight of the test load.
    2.7.3  Method of loading. Load the energy test cloths by grasping 
them in the center, shaking them to hang loosely and then dropping them 
in the dryer at random.
    2.8  Clothes dryer preconditioning. Before any test cycle, operate 
the dryer without a test load in the non-heat mode for 15 minutes or 
until the discharge air temperature is varying less than 1  deg.F for 10 
minutes, which ever is longer, in the test installation location with 
the ambient conditions within the specified rest condition tolerances of 
2.2.

                   3. test procedures and measurements

    3.1  Drum capacity. Measure the drum capacity by sealing all 
openings in the drum except the loading port with a plastic bag, and 
ensure that all corners and depressions are filled and that there are no 
extrusions of the plastic bag through the opening in the drum. Support 
the dryer's rear drum surface on a platform scale to prevent deflection 
of the dryer, and record the weight of the empty dryer. Fill the drum 
with water to a level determined by the intersection of the door plane 
and the loading port. Record the temperature of the water and then the 
weight of the dryer with the added water and then determine the mass of 
the water in pounds. Add or subtract the appropriate volume depending on 
whether or not the plastic bag protrudes into the drum interior. The 
drum capacity is calculated as follows:

C=w/d
    C= capacity in cubic feet.
    w= weight of water in pounds.
    d= density of water at the measured temperature in pounds per cubic 
feet.
    3.2  Dryer loading. Load the dryer as specified in 2.7.
    3.3  Test cycle. Operate the clothes dryer at the maximum 
temperature setting and, if equipped with a timer, at the maximum time 
setting and dry the test load until the moisture content of the test 
load is between 2.5 percent to 5.0 percent of the bone-dry weight of the 
test load, but do not permit the dryer to advance into cool down. If 
required, reset the timer or automatic dry control.
    3.4  Data recording. Record for each test cycle:
    3.4.1  Bone-dry weight of the test load described in 2.7.
    3.4.2  Moisture content of the wet test load before the test, as 
described in 2.7.
    3.4.3  Moisture content of the dry test load obtained after the test 
described in 3.3.
    3.4.4  Test room conditions, temperature and percent relative 
humidity described in 2.2.
    3.4.5  For electric dryers--the total kilowatt-hours of electric 
energy, Et, consumed during the test described in 3.3.
    3.4.6  For gas dryers:
    3.4.6.1  Total kilowatt-hours of electrical energy, Ete, 
consumed during the test described in 3.3.
    3.4.6.2  Cubic feet of gas per cycle, Etg, consumed 
during the test described in 3.3.
    3.4.6.3  On gas dryers using a continuously burning pilot light--the 
cubic feet of gas, Epg, consumed by the gas pilot light in 
one hour.
    3.4.6.4  Correct the gas heating value, GEF, as measured in 2.3.2.1 
and 2.3.2.2, to standard pressure and temperature conditions in 
accordance with U.S. Bureau of Standards, circular C417, 1938. A sample 
calculation is illustrated in Appendix E of HLD-1.
    3.5  Test for automatic termination field use factor credits. Credit 
for automatic termination can be claimed for those dryers which meet the 
requirements for either temperature-sensing control, 1.12, or moisture 
sensing control, 1.13, and having present the appropriate mark or detent 
feed defined in 1.11.

        4. calculation of derived results from test measurements

    4.1  Total per-cycle electric dryer energy consumption. Calculate 
the total electric dryer energy consumption per cycle, Ece 
expressed in kilowatt-hours per cycle and defined as:

Ece=[66/Ww-Wd)] x Ett x FU
    Et=the energy recorded in 3.4.5.
    66=an experimentally established value for the percent reduction in 
the moisture content of the test load during a laboratory test cycle 
expressed as a percent.
    FU=Field use factor.
      =1.18 for time termination control systems.
      =1.04 for automatic control systems which meet the requirements of 
the definitions for automatic termination controls in 1.11.1, 1.12 and 
1.13.
    Ww=the moisture content of the wet test load as recorded 
in 3.4.2.
    Wd=the moisture content of the dry test load as recorded 
in 3.4.3.
    4.2  Per-cycle gas dryer electrical energy consumption. Calculate 
the gas dryer electrical

[[Page 144]]

energy consumption per cycle, Ege, expressed in kilowatt-
hours per cycle and defined as:

Ege=[66/(Ww-Wd)] x Ete x FU
    Ete=the energy recorded in 3.4.6.1

FU, 66, Ww, Wd as defined in 4.1
    4.3  Per-cycle gas dryer gas energy consumption. Calculate the gas 
dryer gas energy consumption per cycle, Ege. expressed in 
Btu's per cycle as defined as:

Egg=[66/(Ww-Wd)] x Etg x FU x GEF
    Etg=the energy recorded in 3.4.6.2
    GEF=corrected gas heat value (Btu per cubic feet) as defined in 
3.4.6.4
    FU, 66, Ww Wd as defined in 4.1
    4.4  Per-cycle gas dryer continuously burning pilot light gas energy 
consumption. Calculate the gas dryer continuously burning pilot light 
gas energy consumption per cycle, Eup expressed in Btu's per 
cycle and defined as:

Eup=Epg x (8760-140/416) x GEF
    Epg=the energy recorded in 3.4.6.3
    8760=number of hours in a year
    416=representative average number of clothes dryer cycles in a year
    140=estimated number of hours that the continuously burning pilot 
light is on during the operation of the clothes dryer for the 
representative average use cycle for clothes dryers (416 cycles per 
year)
    GEF as defined in 4.3
    4.5  Total per-cycle gas dryer gas energy consumption expressed in 
Btu's. Calculate the total gas dryer energy consumption per cycle, 
Eg, expressed in Btu's per cycle and defined as:

Eg=Egg+Eup
    Egg as defined in 4.3
    Eup as defined in 4.4
    4.6  Total per-cycle gas dryer energy consumption expressed in 
kilowatt-hours. Calculate the total gas dryer energy consumption per 
cycle, Ecg, expressed in kilowatt-hours per cycle and defined 
as:

Ecg=Ege+(Eg/3412 Btu/k Wh)
    Ege as defined in 4.2
    Eg as defined in 4.5

[46 FR 27326, May 19, 1981]

 Appendix E to Subpart B of Part 430--Uniform Test Method for Measuring 
                 the Energy Consumption of Water Heaters

                             1. Definitions

    1.1  Cut-in means the time when or water temperature at which a 
water heater control or thermostat acts to increase the energy or fuel 
input to the heating elements, compressor, or burner.
    1.2  Cut-out means the time when or water temperature at which a 
water heater control or thermostat acts to reduce to a minimum the 
energy or fuel input to the heating elements, compressor, or burner.
    1.3  Design Power Rating means the nominal power rating that a water 
heater manufacturer assigns to a particular design of water heater, 
expressed in kilowatts or Btu (kJ) per hour as appropriate.
    1.4  Energy Factor means a measure of water heater overall 
efficiency.
    1.5  First-Hour Rating means an estimate of the maximum volume of 
``hot'' water that a storage-type water heater can supply within an hour 
that begins with the water heater fully heated (i.e., with all 
thermostats satisfied). It is a function of both the storage volume and 
the recovery rate.
    1.6  Heat Trap means a device which can be integrally connected or 
independently attached to the hot and/or cold water pipe connections of 
a water heater such that the device will develop a thermal or mechanical 
seal to minimize the recirculation of water due to thermal convection 
between the water heater tank and its connecting pipes.
    1.7  Instantaneous Water Heaters
    1.7.1  Electric Instantaneous Water Heater Reserved.
    1.7.2  Gas Instantaneous Water Heater means a water heater that uses 
gas as the energy source, initiates heating based on sensing water flow, 
is designed to deliver water at a controlled temperature of less than 
180  deg.F (82  deg.C), has an input greater than 50,000 Btu/h (53 MJ/h) 
but less than 200,000 Btu/h (210 MJ/h), and has a manufacturer's 
specified storage capacity of less than 2 gallons (7.6 liters). The unit 
may use a fixed or variable burner input.
    1.8  Maximum gpm (L/min) Rating means the maximum gallons per minute 
(liters per minute) of hot water that can be supplied by an 
instantaneous water heater while maintaining a nominal temperature rise 
of 77  deg.F (42.8  deg.C) during steady state operation.
    1.9  Rated Storage Volume means the water storage capacity of a 
water heater, in gallons (liters), as specified by the manufacturer.
    1.10  Recovery Efficiency means the ratio of energy delivered to the 
water to the energy content of the fuel consumed by the water heater.
    1.11  Standby means the time during which water is not being 
withdrawn from the water heater. There are two standby time intervals 
used within this test procedure: stby,1 represents 
the elapsed time between the time at which the maximum mean tank 
temperature is observed after the sixth draw and subsequent recovery and 
the end of the 24-hour test; stby,2 represents the 
total time during the 24-hour simulated use test when water is not being 
withdrawn from the water heater.
    1.12  Storage-type Water Heaters
    1.12.1  Electric Storage-type Water Heater means a water heater that 
uses electricity as the energy source, is designed to heat and store 
water at a thermostatically controlled temperature of less than 180 
deg.F (82  deg.C), has a nominal input of 12 kilowatts (40,956 Btu/h)

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or less, and has a rated storage capacity of not less than 20 gallons 
(76 liters) nor more than 120 gallons (450 liters).
    1.12.2  Gas Storage-type Water Heater means a water heater that uses 
gas as the energy source, is designed to heat and store water at a 
thermostatically controlled temperature of less than 180  deg.F (82 
deg.C), has a nominal input of 75,000 Btu (79 MJ) per hour or less, and 
has a rated storage capacity of not less than 20 gallons (76 liters) nor 
more than 100 gallons (380 liters).
    1.12.3  Heat Pump Water Heater means a water heater that uses 
electricity as the energy source, is designed to heat and store water at 
a thermostatically controlled temperature of less than 180  deg.F (82 
deg.C), has a maximum current rating of 24 amperes (including the 
compressor and all auxiliary equipment such as fans, pumps, controls, 
and, if on the same circuit, any resistive elements) for an input 
voltage of 250 volts or less, and, if the tank is supplied, has a 
manufacturer's rated storage capacity of 120 gallons (450 liters) or 
less. Resistive elements used to provide supplemental heating may use 
the same circuit as the compressor if (1) an interlocking mechanism 
prevents concurrent compressor operation and resistive heating or (2) 
concurrent operation does not result in the maximum current rating of 24 
amperes being exceeded. Otherwise, the resistive elements and the heat 
pump components must use separate circuits. A heat pump water heater may 
be sold by the manufacturer with or without a storage tank.
    a. Heat Pump Water Heater with Storage Tank means an air-to-water 
heat pump sold by the manufacturer with an insulated storage tank as a 
packaged unit. The tank and heat pump can be an integral unit or they 
can be separated.
    b. Heat Pump Water Heater without Storage Tank (also called Add-on 
Heat Pump Water Heater) means an air-to-water heat pump designed for use 
with a storage-type water heater or a storage tank that is not specified 
or supplied by the manufacturer.
    1.12.4  Oil Storage-type Water Heater means a water heater that uses 
oil as the energy source, is designed to heat and store water at a 
thermostatically controlled temperature of less than 180  deg.F (82 
deg.C), has a nominal energy input of 105,000 Btu/h (110 MJ/h) or less, 
and has a manufacturer's rated storage capacity of 50 gallons (190 
liters) or less.
    1.12.5  Storage-type Water Heater of More than 2 Gallons (7.6 
Liters) and Less than 20 Gallons (76 Liters). Reserved.
    1.13  ASHRAE Standard 41.1-86 means the standard published in 1986 
by the American Society of Heating, Refrigerating and Air-Conditioning 
Engineers, Inc., and titled Standard Measurement Guide: Section on 
Temperature Measurements.
    1.14  ASTM-D-2156-80 means the test standard published in 1980 by 
the American Society for Testing and Measurements and titled ``Smoke 
Density in Flue Gases from Burning Distillate Fuels, Test Method for''.
    1.15  Symbol Usage The following identity relationships are provided 
to help clarify the symbology used throughout this procedure:

Cp specific heat capacity of water
Eannual annual energy consumption of a water heater
Ef energy factor of a water heater
Fhr first-hour rating of a storage-type water heater
Fmax maximum gpm (L/min) rating of an instantaneous water 
          heater rated at a temperature rise of 77  deg.F (42.8  deg.C) 
          across the heater
i a subscript to indicate an ith draw during a test
Mi mass of water removed during the ith draw (i=1 to 6) of 
          the 24-hr simulated use test
M*i for storage-type water heaters, mass of water removed 
          during the ith draw (i=1 to n) during the first-hour rating 
          test
M10m for instantaneous water heaters, mass of water removed 
          continuously during a 10-minute interval in the maximum gpm 
          (L/min) rating test
n for storage-type water heaters, total number of draws during the 
          first-hour rating test
Q total fossil fuel and/or electric energy consumed during the entire 
          24-hr simulated use test
Qd daily water heating energy consumption adjusted for net 
          change in internal energy
Qda adjusted daily water heating energy consumption with 
          adjustment for variation of tank to ambient air temperature 
          difference from nominal value
Qdm overall adjusted daily water heating energy consumption 
          including Qda and QHWD
Qhr hourly standby losses
QHW daily energy consumption to heat water over the measured 
          average temperature rise across the water heater
QHWD adjustment to daily energy consumption, Qhw, 
          due to variation of the temperature rise across the water 
          heater not equal to the nominal value of 77  deg.F (42.8 
          deg.C)
Qr energy consumption of fossil fuel or heat pump water 
          heaters between thermostat (or burner) cut-out prior to the 
          first draw and cut-out following the first draw of the 24-hr 
          simulated use test
Qr, max energy consumption of a modulating instantaneous 
          water heater between cut-out (burner) prior to the first draw 
          and cut-out following the first draw of the 24-hr simulated 
          use test
Qr, min energy consumption of a modulating instantaneous 
          water heater from immediately prior to the fourth draw to 
          burner cut-out following the fourth draw of the 24-hr 
          simulated use test

[[Page 146]]

Qstby total energy consumed by the water heater during the 
          standby time interval stby, 1
Qsu total fossil fueled and/or electric energy consumed from 
          the beginning of the first draw to the thermostat (or burner) 
          cut-out following the completion of the sixth draw during the 
          24-hr simulated use test
Tmin for modulating instantaneous water heaters, steady state 
          outlet water temperature at the minimum fuel input rate
T0 mean tank temperature at the beginning of the 24-hr 
          simulated use test
T24 mean tank temperature at the end of the 24-hr simulated 
          use test
Ta, stby average ambient air temperature during standby 
          periods of the 24-hr use test
Tdel for instantaneous water heaters, average outlet water 
          temperature during a 10-minute continuous draw interval in the 
          maximum gpm (L/min) rating test
Tdel, i average outlet water temperature during the ith draw 
          of the 24-hr simulated use test
Tin for instantaneous water heaters, average inlet water 
          temperature during a 10-minute continuous draw interval in the 
          maximum gpm (L/min) rating test
Tin, i average inlet water temperature during the ith draw of 
          the 24-hr simulated use test
Tmax, 1 maximum measured mean tank temperature after cut-out 
          following the first draw of the 24-hr simulated use test
Tstby average storage tank temperature during the standby 
          period stby, 2 of the 24-hr use test
Tsu maximum measured mean tank temperature after cut-out 
          following the sixth draw of the 24-hr simulated use test
Tt, stby average storage tank temperature during the standby 
          period stby, 1 of the 24-hr use test
T*del, i for storage-type water heaters, average outlet water 
          temperature during the ith draw (i=1 to n) of the first-hour 
          rating test
T*max, i for storage-type water heaters, maximum outlet water 
          temperature observed during the ith draw (i=1 to n) of the 
          first-hour rating test
T*min, i for storage-type water heaters, minimum outlet water 
          temperature to terminate the ith draw during the first-hour 
          rating test
UA standby loss coefficient of a storage-type water heater
Vi volume of water removed during the ith draw (i=1 to 6) of 
          the 24-hr simulated use test
V*i volume of water removed during the ith draw (i=1 to n) 
          during the first-hour rating test
V10m for instantaneous water heaters, volume of water removed 
          continuously during a 10-minute interval in the maximum gpm 
          (L/min) rating test
Vmax steady state water flow rate of an instantaneous water 
          heater at the rated input to give a discharge temperature of 
          135  deg.F  5  deg.F (57.2  deg.C  2.8 
           deg.C)
Vmin steady state water flow rate of a modulating 
          instantaneous water heater at the minimum input to give a 
          discharge temperature of Tmin up to 135  deg.F 
           5  deg.F (57.2  deg.C  2.8  deg.C)
Vst measured storage volume of the storage tank
Wf weight of storage tank when completely filled with water
Wt tare weight of storage tank when completely empty of water
nr recovery efficiency
p density of water
stby, 1 elapsed time between the time the maximum 
          mean tank temperature is observed after the sixth draw and the 
          end of the 24-hr simulated use test
stby, 2 overall standby periods when no water is 
          withdrawn during the 24-hr simulated use test

                           2. Test Conditions

    2.1  Installation Requirements. Tests shall be performed with the 
water heater and instrumentation installed in accordance with Section 4 
of this appendix.
    2.2  Ambient Air Temperature. The ambient air temperature shall be 
maintained between 65.0  deg.F and 70.0  deg.F (18.3  deg.C and 21.1 
deg.C) on a continuous basis. For heat pump water heaters, the dry bulb 
temperature shall be maintained at 67.5  deg.F  1  deg.F 
(19.7  deg.C  0.6  deg.C) and, in addition, the relative 
humidity shall be maintained between 49% and 51%.
    2.3  Supply Water Temperature. The temperature of the water being 
supplied to the water heater shall be maintained at 58  deg.F 
 2  deg.F (14.4  deg.C  1.1  deg.C) throughout 
the test.
    2.4  Storage Tank Temperature. The average temperature of the water 
within the storage tank shall be set to 135  deg.F  5  deg.F 
(57.2  deg.C  2.8  deg.C).
    2.5  Supply Water Pressure. During the test when water is not being 
withdrawn, the supply pressure shall be maintained between 40 psig (275 
kPa) and the maximum allowable pressure specified by the water heater 
manufacturer.
    2.6  Electrical and/or Fossil Fuel Supply.
    2.6.1  Electrical. Maintain the electrical supply voltage to within 
 1% of the center of the voltage range specified by the 
water heater and/or heat pump manufacturer.
    2.6.2  Natural Gas. Maintain the supply pressure in accordance with 
the manufacturer's specifications. If the supply pressure is not 
specified, maintain a supply pressure of 7-10 inches of water column 
(1.7-2.5 kPa). If the water heater is equipped with a gas appliance 
pressure regulator, the regulator outlet pressure shall be within 
 10% of the manufacturer's specified manifold pressure.

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For all tests, use natural gas having a heating value of approximately 
1,025 Btu per standard cubic foot (38,190 kJ per standard cubic meter).
    2.6.3  Propane Gas. Maintain the supply pressure in accordance with 
the manufacturer's specifications. If the supply pressure is not 
specified, maintain a supply pressure of 11-13 inches of water column 
(2.7-3.2 kPa). If the water heater is equipped with a gas appliance 
pressure regulator, the regulator outlet pressure shall be within 
 10% of the manufacturer's specified manifold pressure. For 
all tests, use propane gas with a heating value of approximately 2,500 
Btu per standard cubic foot (93,147 kJ per standard cubic meter).
    2.6.4  Fuel Oil Supply. Maintain an uninterrupted supply of fuel 
oil. Use fuel oil having a heating value of approximately 138,700 Btu 
per gallon (38,660 kJ per liter).

                           3. Instrumentation

    3.1  Pressure Measurements. Pressure-measuring instruments shall 
have an error no greater than the following values:

------------------------------------------------------------------------
        Item measured          Instrument accuracy  Instrument precision
------------------------------------------------------------------------
Gas pressure................   0.1       0.05
                               inch of water         inch of water
                               column ( 0.025 kPa).    minus> 0.012 kPa).
Atmospheric pressure........   0.1       0.05
                               inch of mercury       inch of mercury
                               column ( 0.34 kPa).     minus> 0.17 kPa).
Water pressure..............   1.0       0.50
                               pounds per square     pounds per square
                               inch (    inch (
                               6.9 kPa).             3.45 kPa).
------------------------------------------------------------------------

    3.2  Temperature Measurement
    3.2.1  Measurement. Temperature measurements shall be made in 
accordance with the Standard Measurement Guide: Section on Temperature 
Measurements, ASHRAE Standard 41.1-86.
    3.2.2  Accuracy and Precision. The accuracy and precision of the 
instruments, including their associated readout devices, shall be within 
the following limits:

----------------------------------------------------------------------------------------------------------------
            Item measured                   Instrument accuracy                  Instrument precision
----------------------------------------------------------------------------------------------------------------
Air dry bulb temperature.............   0.2  deg.F         0.1  deg.F ( 0.06
                                        ( 0.1  deg.C).      deg.C)
Air wet bulb temperature.............   0.2  deg.F         0.1  deg.F ( 0.06
                                        ( 0.1  deg.C).      deg.C)
Inlet and outlet water temperatures..   0.2  deg.F         0.1  deg.F ( 0.06
                                        ( 0.1  deg.C).      deg.C)
Storage tank temperatures............   0.5  deg.F         0.25  deg.F (
                                        ( 0.3  deg.C).     0.14  deg.C)
----------------------------------------------------------------------------------------------------------------

    3.2.3  Scale Division. In no case shall the smallest scale division 
of the instrument or instrument system exceed 2 times the specified 
precision.
    3.2.4  Temperature Difference. Temperature difference between the 
entering and leaving water may be measured with any of the following:

a. A thermopile
b. Calibrated resistance thermometers
c. Precision thermometers
d. Calibrated thermistors
e. Calibrated thermocouples
f. Quartz thermometers

    3.2.5  Thermopile Construction. If a thermopile is used, it shall be 
made from calibrated thermocouple wire taken from a single spool. 
Extension wires to the recording device shall also be made from that 
same spool.
    3.2.6  Time Constant. The time constant of the instruments used to 
measure the inlet and outlet water temperatures shall be no greater than 
5 seconds.
    3.3  Liquid Flow Rate Measurement. The accuracy of the liquid flow 
rate measurement, using the calibration if furnished, shall be equal to 
or less than  1% of the measured value in mass units per 
unit time.
    3.4  Electric Energy. The electrical energy used shall be measured 
with an instrument and associated readout device that is accurate within 
 1% of the reading.
    3.5  Fossil Fuels. The quantity of fuel used by the water heater 
shall be measured with an instrument and associated readout device that 
is accurate within  1% of the reading.
    3.6  Mass Measurements. For mass measurements greater than or equal 
to 10 pounds (4.5 kg), a scale that is accurate within  1% 
of the reading shall be used to make the measurement. For mass 
measurements less than 10 pounds (4.5 kg), the scale shall provide a 
measurement that is accurate within  0.1 pound (0.045 kg).
    3.7  Heating Value. The higher heating value of the natural gas, 
propane, or fuel oil shall be measured with an instrument and associated 
readout device that is accurate within  1% of the reading. 
The heating value of natural gas and propane must be corrected for local 
temperature and pressure conditions.

[[Page 148]]

    3.8  Time. The elapsed time measurements shall be measured with an 
instrument that is accurate within  0.5 seconds per hour.
    3.9  Volume. Volume measurements shall be measured with an accuracy 
of  2% of the total volume.

                             4. Installation

    4.1  Water Heater Mounting. A water heater designed to be 
freestanding shall be placed on a \3/4\ inch (2 cm) thick plywood 
platform supported by three 2  x  4 inch (5 cm  x  10 cm) runners. If 
the water heater is not approved for installation on combustible 
flooring, suitable non-combustible material shall be placed between the 
water heater and the platform. Counter-top water heaters shall be placed 
against a simulated wall section. Wall-mounted water heaters shall be 
supported on a simulated wall in accordance with the manufacturer-
published installation instructions. When a simulated wall is used, the 
recommended construction is 2  x  4 inch (5 cm  x  10 cm) studs, faced 
with \3/4\ inch (2 cm) plywood. For heat pump water heaters that are 
supplied with a storage tank, the two components, if not delivered as a 
single package, shall be connected in accordance with the manufacturer-
published installation instructions and the overall system shall be 
placed on the above-described plywood platform. If installation 
instructions are not provided by the heat pump manufacturer, uninsulated 
8 foot (2.4 m) long connecting hoses having an inside diameter of \5/8\ 
inch (1.6 cm) shall be used to connect the storage tank and the heat 
pump water heater. With the exception of using the storage tank 
described in 4.10, the same requirements shall apply for heat pump water 
heaters that are supplied without a storage tank from the manufacturer. 
The testing of the water heater shall occur in an area that is protected 
from drafts.
    4.2  Water Supply. Connect the water heater to a water supply 
capable of delivering water at conditions as specified in Sections 2.3 
and 2.5 of this appendix.
    4.3  Water Inlet and Outlet Configuration. For freestanding water 
heaters that are taller than 36 inches (91.4 cm), inlet and outlet 
piping connections shall be configured in a manner consistent with 
Figures 1 and 2. Inlet and outlet piping connections for wall-mounted 
water heaters shall be consistent with Figure 3. For freestanding water 
heaters that are 36 inches or less in height and not supplied as part of 
a counter-top enclosure (commonly referred to as an under-the-counter 
model), inlet and outlet piping shall be installed in a manner 
consistent with Figures 4, 5, and 6. For water heaters that are supplied 
with a counter-top enclosure, inlet and outlet piping shall be made in a 
manner consistent with Figures 7A and 7B, respectively. The vertical 
piping noted in Figures 7A and 7B shall be located (whether inside the 
enclosure or along the outside in a recessed channel) in accordance with 
the manufacturer-published installation instructions.
    All dimensions noted in Figures 1 through 7 shall be achieved. All 
piping between the water heater and the inlet and outlet temperature 
sensors, noted as TIN and TOUT in the figures, 
shall be Type ``L'' hard copper having the same diameter as the 
connections on the water heater. Unions may be used to facilitate 
installation and removal of the piping arrangements. A pressure gauge 
and diaphragm expansion tank shall be installed in the supply water 
piping at a location upstream of the inlet temperature sensor. An 
appropriately rated pressure and temperature relief valve shall be 
installed on all water heaters at the port specified by the 
manufacturer. Discharge piping for the relief valve shall be non-
metallic. If heat traps, piping insulation, or pressure relief valve 
insulation are supplied with the water heater, they shall be installed 
for testing. Except when using a simulated wall, clearance shall be 
provided such that none of the piping contacts other surfaces in the 
test room.

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    4.4  Fuel and/or Electrical Power and Energy Consumption. Install 
one or more instruments which measure, as appropriate, the quantity and 
rate of electrical energy and/or fossil fuel consumption in accordance 
with Section 3. For heat pump water heaters that use supplemental 
resistive heating, the electrical energy supplied to the resistive 
element(s) shall be metered separately from the electrical energy 
supplied to the entire appliance or to the remaining components (e.g., 
compressor, fans, pumps, controls).
    4.5  Internal Storage Tank Temperature Measurements. Install six 
temperature measurement sensors inside the water heater tank with a 
vertical distance of at least 4 inches (100 mm) between successive 
sensors. A temperature sensor shall be positioned at the vertical 
midpoint of each of the six equal

[[Page 153]]

volume nodes within the tank. Nodes designate the equal volumes used to 
evenly partition the total volume of the tank. As much as is possible, 
the temperature sensor should be positioned away from any heating 
elements, anodic protective devices, tank walls, and flue pipe walls. If 
the tank cannot accommodate six temperature sensors and meet the 
installation requirements specified above, install the maximum number of 
sensors which comply with the installation requirements. The temperature 
sensors shall be installed either through (1) the anodic device opening; 
(2) the relief valve opening; or (3) the hot water outlet. If installed 
through the relief valve opening or the hot water outlet, a tee fitting 
or outlet piping, as applicable, shall be installed as close as possible 
to its original location. If the relief valve temperature sensor is 
relocated, and it no longer extends into the top of the tank, a 
substitute relief valve that has a sensing element that can reach into 
the tank shall be installed. If the hot water outlet includes a heat 
trap, the heat trap shall be installed on top of the tee fitting. Added 
fittings shall be covered with thermal insulation having an R value 
between 4 and 8 hft2'  deg.F/Btu (0.7 and 1.4 
m2'  deg.C/W).
    4.6  Ambient Air Temperature Measurement. Install an ambient air 
temperature sensor at the vertical mid-point of the water heater and 
approximately 2 feet (610 mm) from the surface of the water heater. The 
sensor shall be shielded against radiation.
    4.7  Inlet and Outlet Water Temperature Measurements. Install 
temperature sensors in the cold-water inlet pipe and hot-water outlet 
pipe as shown in Figures 1, 2, 3, 4, 5, 6, 7a and 7b, as applicable.
    4.8  Flow Control. A valve shall be installed to provide flow as 
specified in sections 5.1.4.1 for storage tank water heaters and 5.2.1 
for instantaneous water heaters.
    4.9  Flue Requirements.
    4.9.1  Gas-Fired Water Heaters. Establish a natural draft in the 
following manner. For gas-fired water heaters with a vertically 
discharging draft hood outlet, a 5-foot (1.5-meter) vertical vent pipe 
extension with a diameter equal to the largest flue collar size of the 
draft hood shall be connected to the draft hood outlet. For gas-fired 
water heaters with a horizontally discharging draft hood outlet, a 90-
degree elbow with a diameter equal to the largest flue collar size of 
the draft hood shall be connected to the draft hood outlet. A 5-foot 
(1.5-meter) length of vent pipe shall be connected to the elbow and 
oriented to discharge vertically upward. Direct vent gas-fired water 
heaters shall be installed with venting equipment specified in the 
manufacturer's instructions using the minimum vertical and horizontal 
lengths of vent pipe recommended by the manufacturer.
    4.9.2  Oil-Fired Water Heaters. Establish a draft at the flue collar 
at the value specified in the manufacturer's instructions. Establish the 
draft by using a sufficient length of vent pipe connected to the water 
heater flue outlet, and directed vertically upward. For an oil-fired 
water heater with a horizontally discharging draft hood outlet, a 90-
degree elbow with a diameter equal to the largest flue collar size of 
the draft hood shall be connected to the draft hood outlet. A length of 
vent pipe sufficient to establish the draft shall be connected to the 
elbow fitting and oriented to discharge vertically upward. Direct-vent 
oil-fired water heaters should be installed with venting equipment as 
specified in the manufacturer's instructions, using the minimum vertical 
and horizontal lengths of vent pipe recommended by the manufacturer.
    4.10  Heat Pump Water Heater Storage Tank. The tank to be used for 
testing a heat pump water heater without a tank supplied by the 
manufacturer (see Section 1.12.3b) shall be an electric storage-type 
water heater having a measured volume of 47.0 gallons 1.0 
gallon (178 liters 3.8 liters); two 4.5 kW heating elements 
controlled in such a manner as to prevent both elements from operating 
simultaneously; and an energy factor greater than or equal to the 
minimum energy conservation standard (as determined in accordance with 
Section 6.1.7) and less than or equal to the sum of the minimum energy 
conservation standard and 0.02.

                           5. Test Procedures

    5.1  Storage-type Water Heaters, Including Heat Pump Water Heaters.
    5.1.1  Determination of Storage Tank Volume. Determine the storage 
capacity, Vst, of the water heater under test, in gallons 
(liters), by subtracting the tare weight--measured while the tank is 
empty--from the gross weight of the storage tank when completely filled 
with water (with all air eliminated and line pressure applied as 
described in section 2.5) and dividing the resulting net weight by the 
density of water at the measured temperature.
    5.1.2  Setting the Thermostat.
    5.1.2.1  Single Thermostat Tanks. Starting with a tank at the supply 
water temperature, initiate normal operation of the water heater. After 
cut-out, determine the mean tank temperature every minute until the 
maximum value is observed. Determine whether this maximum value for the 
mean tank temperature is within the range of 135  deg.F5 
deg.F (57.2  deg.C2.8  deg.C). If not, turn off the water 
heater, adjust the thermostat, drain and refill the tank with supply 
water. Then, once again, initiate normal operation of the water heater, 
and determine the maximum mean tank temperature after cut-out. Repeat 
this sequence until the maximum mean

[[Page 154]]

tank temperature after cut-out is 135  deg.F5  deg.F (57.2 
deg.C2.8  deg.C).
    5.1.2.2  Tanks with Two or More Thermostats. Follow the same 
sequence as for a single thermostat tank, i.e. start at the supply water 
temperature, operate normally until cutout. Determine if the thermostat 
that controls the uppermost heating element yields a maximum water 
temperature of 135  deg.F5  deg.F (57.2 
deg.C2.8  deg.C), as measured by the in-tank sensors that 
are positioned above the uppermost heating element. If the tank 
temperature at the thermostat is not within 135  deg.F5 
deg.F (57.2  deg.C2.8  deg.C), turn off the water heater, 
adjust the thermostat, drain and refill the tank with supply water. The 
thermostat that controls the heating element positioned next highest in 
the tank shall then be set to yield a maximum water temperature of 135 
deg.F5  deg.F (57.2  deg.C2.8  deg.C). This 
process shall be re