[Code of Federal Regulations]
[Title 10, Volume 3]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR435.105]

[Page 426-549]
 
                            TITLE 10--ENERGY
 
                    CHAPTER II--DEPARTMENT OF ENERGY
 
PART 435--ENERGY CONSERVATION VOLUNTARY PERFORMANCE STANDARDS FOR NEW BUILDINGS; MANDATORY FOR FEDERAL BUILDINGS--Table of Contents
 
Subpart A--Voluntary Performance Standards for New Commercial and Multi-
 Family High Rise Residential Buildings; Mandatory for Federal Buildings
 
Sec. 435.105  Building Envelope.

                              5.1  General

    5.1.1  This section contains requirements for the energy conscious 
design of building envelopes. It sets principles of good envelope 
design, and provides a set of minimum requirements and two alternative 
compliance paths--prescriptive and system performance.
    5.1.2  Compliance. A building shall be considered in Compliance with 
this section if the following conditions are met:
    5.1.2.1  The minimum requirements of Section 5.3 are met;
    5.1.2.2  The design of the building envelope complies with either 
the prescriptive criteria of section 5.4 or the system performance 
criteria of section 5.5. For the design of buildings with high internal 
heat gains, unusual operating schedules, or that incorporate innovative 
design strategies, consideration shall be given to using the compliance 
paths set forth in sections 11.0 or 12.0.
    5.1.3  The prescriptive compliance alternative of section 5.4 
provides requirements for buildings designed to take advantage of 
perimeter daylighting, thermal mass, high performance glazings, and 
fenestration shading. The designer is allowed to make trade-offs between 
thermal mass, wall insulation, amount of fenestration, shading 
coefficients, shading projections, thermal transmittance of the glazing, 
daylighting for several different climate locations.
    5.1.4  The systems performance compliance alternative of section 3.5 
provides calculation procedures that give credit for the benefits of 
more complex energy conserving envelope designs.

[[Page 427]]

    5.1.5  Information on thermal properties, performance of building 
envelope sections and components, and heat transfer shall be obtained 
from the ASHRAE Handbook, 1985 Fundamentals Volume. When information is 
not available from this source, the data shall be obtained from 
laboratory or field test measurements conducted in accordance with ASTM 
Standard C-177-85, ``Standard Test Method for Steady-State Thermal 
Transmission Properties by Means of the Guarded Hot Plate,'' ASTM 
Standard C-518-85, ``Steady-State Thermal Transmission Properties by 
Means of the Heat Flow Meter,'' ASTM Standard C-236-80, ``Standard Test 
Method for Steady-State Thermal Performance of Building Assemblies by 
Means of a Guarded Hot Box,'' and ASTM Standard C-976-82, ``Thermal 
Performance of Building Assemblies By Means of a Calibrated Hot Box.''
    5.1.6  Daylighting Credit. In this section, daylighting credit for 
reduced energy use resulting from the use of automatic lighting control 
devices in conjunction with fenestration, is given only for space 
heating and cooling loads. Credit for the reduced use of electric 
lighting energy is calculated in section 3.5.6. If daylighting credit 
for reduced electric lighting energy use is desired to be applied to 
other building systems, such as more fenestration area, section 11.0 or 
12.0 should be used.
    5.1.7  The requirements of this section are not intended to replace 
building loads calculation procedures.

                        5.2  Principles of Design

                          5.2.1  Building Loads

    5.2.1.1  Building loads result from sources external and internal to 
the building. (1) External loads, from outdoor temperature, humidity, 
wind, and insolation, fluctuate daily and seasonally. (2) Internal loads 
from the activities conducted within the building, including heating and 
moisture produced by the occupants, lights, and process equipment (e.g., 
appliances, computers) vary with internal activities. Improving energy 
efficiency in a building depends on achieving a balance between and 
among the internal and external loads. The building design should, 
therefore, offset gains and losses of heat, light, and moisture between 
the interior and exterior of the building, among interior spaces, and 
over-time, (daily, seasonally, and annually).
    5.2.1.2  This balance of loads can be most efficiently achieved if 
the building envelope is viewed as, and designed to be, a controlled 
membrane rather than an immutable barrier. The typical design of a 
modern building has considered the building envelope to be a fixed 
barrier that restricts heat and air flow to the maximum extent possible. 
This will not usually yield the most energy efficient building.
    5.2.1.3  The desired goal of the energy design of the building 
envelope shall be to produce a controlled membrane that allows or 
prevents heat, light, and moisture flow to achieve a balance between 
internal and external loads. Thus the envelope becomes an integral part 
of the building's environmental conditioning systems.
    5.2.1.4  To achieve control of the building envelope as a membrane, 
and to simultaneously achieve occupant comfort in the perimeter zones, 
many of the traditional building skin components must be used 
(insulation, mass, caulking and weather stripping). However, other 
concepts shall also be considered to temper supply air or utilize waste 
heat in exhaust air to temper envelope conditions, such as operable 
solar shading devices, and the integration of glazing systems with the 
HVAC distribution system.

                   5.2.1.5  Control of External Loads

                    5.2.1.5.1  Control of Conduction

    (a) Controlled conductivity may be considered through the careful 
use of insulation, sensible (mass) or phase-change storage and movable 
insulation at levels which minimizes net heating and cooling loads on a 
time integrated (annual) basis.
    (b) Unintentional or uncontrolled thermal bridges shall be minimized 
and considered in energy related calculations since they can radically 
alter the conductivity of a building envelope. Examples include wall 
studs, balconies, ledges, and extensions of building slabs.

[[Page 428]]

         5.2.1.5.2  Control of Infiltration (Heat Loss or Gain)

    (a) Infiltration shall be minimized and all efforts to achieve a 
zero level shall be taken. This will minimize fan energy consumption in 
pressurized buildings during occupied periods and heat loss (or unwanted 
heat gain in warm climates) during unoccupied periods. Infiltration 
reduction shall be accomplished through design details that enhance the 
fit and integrity of building envelope joints in a way that may be 
readily achieved during building construction. This includes 
infiltration control by caulking, weather stripping, vestibule doors 
and/or revolving doors with construction meeting or exceeding accepted 
specifications.
    (b) The quantity of mechanical ventilation must vary with the need, 
with recommended values at any given time equal to that required by 
ASHRAE Standard 62-1981. Higher levels of ventilation (e.g., 
economizers) shall be considered to substitute for mechanical cooling.
    (c) Operable windows may be considered to allow for occupant 
controlled ventilation. When using operable windows, the design of the 
building's mechanical system must be carefully executed to minimize 
unnecessary HVAC energy consumption, and building operators must be 
cautioned about the improper use of the operable windows.
    (d) Non-mechanical ventilation can be enhanced in the shape of the 
building as well as the physical elements of the building envelope, such 
as cupolas.
    (e) For hotels and high rise dwelling units and other systems having 
exhaust totalling 3000 cfm or more, with annual operation in excess of 
3000 hours and within 200 linear ft of simultaneous make-up air 
equipment, they shall incorporate energy recovery or treatment to ASHRAE 
62-1981 quality levels and reuse exhaust air when allowed by code.

          5.2.1.5.3  Control of Radiated Heat Losses and Gains

    (a) Capability for occupant radiant comfort shall be maintained 
regardless of whether the building envelope is designed to be a static 
or dynamic membrane. Opaque surfaces shall be designed so that the 
average inside surface temperatures will remain within 5  deg.F of room 
temperature in the coldest anticipated weather (i.e., winter design 
conditions), and the coldest inside surface will remain within 25  deg.F 
of the room temperature.
    (b) In a building with time-varying internal heat generation, 
thermal mass may be considered for controlling radiant comfort. In the 
perimeter zone, thermal mass is more effective when it is positioned 
internal to the envelope insulation.
    (c) The effective control of solar radiation is critical to the 
design of energy-efficient buildings due to the high level of internal 
heat production already present in most commercial building types. In 
some climates, the lighting energy consumption savings due to 
daylighting techniques can be greater than the heating and cooling 
energy penalties from additional glazed surface area, provided that the 
building envelope is properly designed for daylighting and lighting 
controls are installed and used. In other climates they may not. 
Daylighting designs are most effective if direct solar beam radiation is 
not allowed to cause glare in building spaces.
    (d) The transparent portions of the building envelope shall be 
designed to prevent solar radiant gain above that necessary for 
effective daylighting and solar heating. On south-facing facades, the 
use of low shading coefficients is generally not as effective as 
external physical shading devices in achieving this balance. Light 
shelves offer a very effective means of admitting daylight while shading 
the view glazing and simultaneously allowing occupants to manipulate 
interior shading devices (draperies, blinds) without eliminating day 
light.
    (e) The solar spectrum contains a range of wavelengths including 
visible and infrared (heat). Designers shall consider which portion of 
the spectrum to admit into the building. For example, low emissivity, 
high-visible-transmittance glazings may be considered for the effective 
control of radiant heat gains and losses. For shading control designers 
may consider the careful use of vegetation that can block excess

[[Page 429]]

gain, year-around or seasonally depending on the plant species chosen.

                        5.3  Minimum Requirements

          5.3.1  Overall Thermal Transmittance (Uo)

    5.3.1.1  The overall thermal transmittance of the building envelope 
above grade assembly shall be calculated as follows:
[GRAPHIC] [TIFF OMITTED] TC14NO91.061

                             Equation 5.3-1

Where:
Uo=the area weighted average thermal transmittance of the 
          gross area of the building envelope assembly, e.g., the 
          exterior wall assembly including fenestration and doors; roofs 
          and ceiling assembly; or the floor assembly, Btu/hft \2\ 
          deg.F.
Ao=the gross area of the envelope assembly, ft \2\.
Ui=the thermal transmittance of each individual path of the 
          envelope assembly (see Section 5.3.2), Ui=1/
          Ri (where R1 is the total resistance to 
          heat flow of an individual path through an envelope assembly).
Ai=the area of each individual element of the envelope 
          assembly, ft \2\.

        5. 3. 2  Thermal Resistance of Below Grade Components (R)

    5.3.2.1  In calculating the thermal resistance of all below grade 
components, the thermal performance of the adjacent ground shall be 
excluded.

                             5.3.2.2  Slabs

    5.3.2.2.1  The R-value required for slabs refers only to the 
insulation materials. Insulative continuity shall be maintained in the 
design of slab edge insulation systems. Continuity shall be maintained 
from the wall insulation through the slab/wall/footing intersection to 
the body of the slab edge insulation.
    5.3.2.2.2  Slab-on-grade floors shall have insulation around the 
perimeter of the floor with the thermal resistance (Ru) of 
the insulation specified in accordance with Figure 5.5-2. The slab 
insulation specified shall extend either in a vertical plane downward 
from the top of the slab for the minimum distance shown or downward to 
the bottom of the slab then in a horizontal plane beneath the slab or 
outward from the building for the minimum distance shown. The horizontal 
length, or vertical depth, of insulation required varies from 24 in. to 
48 in. depending upon the R-value selected. For heated slabs, an R of 2 
shall be added to the thermal resistance required.
    5.3.2.2.3  Vertical insulation shall not be required to extend below 
the foundation footing. There are no insulation requirements for slabs 
in locations having less than 3,000 HDD65 or for footings extending less 
than 18 in. below grade.
    5.3.2.2.4  The dimensional requirements for horizontal insulation 
refers to the insulation materials only. Horizontal applications shall 
have a thermal break in the slab edge that provides continuity between 
the wall insulation on the slab and the horizontal insulation.

                             Below Grade Walls

    5.3.2.3.1  The R-value required for Below Grade Walls refers to the 
overall R-value of the wall assembly excluding air film coefficients and 
the thermal performance of the adjacent ground.

  5.3.3  Thermal Transmittance (Ui) of an Envelope Assembly

    5.3.3.1  The thermal transmittance of each envelope assembly shall 
be determined with due consideration of all major series and parallel 
heat flow paths through the elements of the assembly. Compression of 
insulation shall be considered in determining the thermal resistance.
    5.3.3.2  The thermal transmittance of opaque assemblies 
Ui shall be determined using a series path procedure that 
corrects parallel paths, such as insulation and studs in a wall cavity 
or the roof assembly shown in Figure 5.3-1. Table 5.3-1 prescribes the 
procedure to be used for Subsections 5.3.3.2.1 and 5.3.3.2.2.

[[Page 430]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.092


[[Page 431]]


[GRAPHIC] [TIFF OMITTED] TC04OC91.093

     
    5.3.3.2.1  For envelope assemblies containing metal framing, the 
Ui shall be determined by using one of the following methods:
    (a) Results from laboratory or field test measurements, using one of 
the procedures specified in section 5.1.5.
    (b) For non-metal surfaces attached to metal framing, where data 
from tests conducted using procedures specified in section 5.1.5, such 
as those provided in Tables 5.3-2 and 5.3-3, is available, the total 
resistance of the series path may be calculated using Equations 5.3-2a 
and 5.3-2b, and illustrated in Figure 5.3-1:
[GRAPHIC] [TIFF OMITTED] TC04OC91.094


[[Page 432]]


[GRAPHIC] [TIFF OMITTED] TC04OC91.095

[GRAPHIC] [TIFF OMITTED] TC14NO91.062

                             Equation 5.3-2a
[GRAPHIC] [TIFF OMITTED] TC14NO91.063

     

                             Equation 5.3-2b

Where:

Rt=the total resistance of the envelope assembly
Ri=the resistance of the series elements (for i=1 to n), 
          excluding the parallel path element(s)
Re=the equivalent resistance of the element containing the 
          parallel path, the value of Re is:
Re=(R-value of insulation) x Fc

                             Equation 5.3-2c

Where:

Fc=the correction factor from Table 5.3-2 or Table 5.3-3.

    (c) For elements other than those covered in item (b) above, the 
zone method described in Chapter 23 of the ASHRAE Handbook, 1985 
Fundamentals Volume shall be used. The equations on pages 23.13 and 
23.14 shall be used.
    (d) For sheet metal construction, internally insulated with an 
internal metal structure bonded on one or both sides to a metal skin or 
covering (see Figure 5.3-2), the following steps shall be used to 
calculate the U-value of the envelope construction.

[[Page 433]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.096

    (1) First, calculate the resistance of the thermal bridge 
RTB as follows:
[GRAPHIC] [TIFF OMITTED] TC14NO91.064


[[Page 434]]


    (i) Where R1, the effective mean flow path along the 
outer metal surface, is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.065

    (ii) And if it occurs, the resistance of insulation (R2) 
between the outer metal surface and the metal structural member is 
calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.066

    (iii) And, the resistance of the structural member (R3) 
is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.067

                             Equation 5.3-6

    (iv) And if it occurs, the resistance of insulation (R4) 
between the inner metal surface and the purlin flange is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.068

    (v) And finally, the effective mean flow path along the inner metal 
surface (R5) is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.069

Where:
L=total length
h=coefficient of heat transfer
k=thermal conductivity
T=temperature
B=total width
H=partial height
t=thickness of sheet metal

    (2) Then calculate the parallel path resistance of the homogeneous 
insulation RH as follows:
[GRAPHIC] [TIFF OMITTED] TC14NO91.070

    (3) Then obtain the overall construction resistance RC by 
combining RH and RTB as two parallel resistances:
[GRAPHIC] [TIFF OMITTED] TC14NO91.071

                             Equation 5.3-10

    (4) Then add the inside and outside surface resistances 
Ri and Ru to get the total resistance 
RTOT:
[GRAPHIC] [TIFF OMITTED] TC14NO91.072

                             Equation 5.3-11

    (5) The total area resistance mTOT is then calculated by:
    [GRAPHIC] [TIFF OMITTED] TC14NO91.073
    
                             Equation 5.3-12

    (6) And finally, obtain the U-value by:
    [GRAPHIC] [TIFF OMITTED] TC14NO91.074
    
                             Equation 5.3-13

    (7) Where additional resistances are introduced in the construction, 
introduce them in lieu of the above (R2 and R4) 
resistances. An example of this would be the calculation of both a 
metallic fastener and a block of higher thermal conductivity material 
between the outer sheet metal and the internal structural member as 
shown in Figure 5.3-3. In this case the original R2 is re-
calculated by first calculating the thermal bridge R2TB as 
follows:

[[Page 435]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.102

[GRAPHIC] [TIFF OMITTED] TC14NO91.075

                             Equation 5.3-14

    (i) Where the resistance of the heads of number (N) of fasteners per 
length

[[Page 436]]

(L), adjusting for surface resistance in common with the sheet metal 
surface, is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.076

                             Equation 5.3-15

Where:

N=the number of fasteners in Length L
f=the function of B÷ r for different values of the 
          ratio r2/r1 given in Figure 5.3-4.
          [GRAPHIC] [TIFF OMITTED] TC14NO91.077
          
r1=the radius of the fastener shank.
r2=the outer radius of the fastener head.

[[Page 437]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.103

    (ii) And, the resistance of the shank of the fastener is calculated 
by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.078

                             Equation 5.3-16

    (iii) And, finally, the resistance of the connection to the internal 
structural member is calculated by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.079

    (iv) Then calculate the resistance of the block of higher thermal 
conductivity material as follows:

[[Page 438]]

[GRAPHIC] [TIFF OMITTED] TC14NO91.080

Where:

12
    (v) Then obtain the resistance to be used in lieu of the original 
R2 by:
[GRAPHIC] [TIFF OMITTED] TC14NO91.081

                             Equation 5.3-19

    5.3.3.2.2  For envelope assemblies containing Non-Metal Framing, the 
Ui shall be determined from one of the laboratory or field 
test measurements specified in Section 5.1.5 or from the ASHRAE series-
parallel method. Formulas in Chapter 23, page 23.2 of the ASHRAE 
Handbook, 1985 Fundamentals Volume, shall be used for these 
calculations.
    5.3.3.3  The thermal transmittance of fenestration assemblies shall 
be corrected to account for the presence of sash, frames, edge effects 
and spacers in multiple-glazed units.
    If thermal transmittances of sash and frames are known, Equation 
5.3-1 shall be used, otherwise the thermal transmittance offenestration 
assemblies shall be calculated as follows:

Uof= 
          Ugi x Ff,i x Ai/
          Aof=
(Ug,1 x Fe,1 x A1+Ug,2 x Ff,2
           x  A2+ . . .
+Ug,n x Ff,n x An)/Aof

                             Equation 5.3-20

Where:

Ai=area of ith fenestration assembly
i=numerical subscript (1,2, . . . n) refers to each of the various 
          fenestration assemblies present in the wall
n=the number of fenestration assemblies in the wall assembly.
Uof=the overall thermal transmittance of the fenestration 
          assembly, including sash and frames, Btu/hft\2\  deg.F.
Ug=the thermal transmittance of the central area of the 
          fenestration excluding edge effects, spacers in multiple-
          glazed units, and the sash and frame, Btu/hft\2\  deg.F.
Ff,i=framing adjustment factor for sash, frames, etc.
Aof=the area of all fenestration including glazed portions, 
          sash, frames, etc.

    5.3.3.3.1  Values for Ug shall be the winter value 
obtained from the glazing manufacturer's test data or from Table 13 or 
Figure 14 of Chapter 27 of the ASHRAE Handbook, 1985 Fundamentals 
Volume. Values for Ff shall be obtained from the frame 
manufacturer's test data or from the average adjustment factor for a 
particular product in Table 13, Part C, in Chapter 27 of the ASHRAE 
Handbook, 1985 Fundamentals Volume. For glass products with a U value of 
0.45 or less, use the Ff for triple insulated glazing. 
Alternatively, values of the Ug deg.F product may be used 
from manufacturer's test data for open window and frame assemblies 
tested as a unit provided that the tests referenced edge-effects and 
windspeed are accounted for winter tested U-values are used.
    5.3.4  Gross Area of Envelope Components
    5.3.4.1  The gross area of a roof assembly consists of the total 
surface of the roof assembly exposed to outside air or unconditioned 
spaces. The roof assembly shall include all roof/ceiling components 
through which heat may flow between indoor and outdoor environments 
including skylight surfaces, but excluding service openings.
    5.3.4.1.1  For thermal transmittance purposes, when return air 
ceiling plenums are employed, the roof/ceiling assembly shall not 
include the thermal resistance of the ceiling, or the plenum space, as 
part of the total thermal resistance of the assembly.
    5.3.4.2  The gross area of a floor assembly over outside or 
unconditioned space consists of the total surface of the floor assembly 
exposed to the outside air or an unconditioned space. The floor assembly 
shall include all floor components through which heat may flow between 
indoor and outdoor or unconditioned space environments.
    5.3.4.3  The gross area of exterior walls enclosing a heated or 
cooled space is measured on the exterior and consists of the opaque wall 
including between floor spandrels, peripheral edges of flooring, window 
areas including sash and door areas, but excluding vents, grilles and 
pipes.
    5.3.5  Shading Coefficients
    5.3.5.1  The Shading Coefficient (SC) for fenestration shall be 
obtained from Chapter 27 of the ASHRAE Handbook,

[[Page 439]]

1985 Fundamentals Volume or from manufacturers' test data. For the 
prescriptive or system performance envelope compliance calculations in 
sections 5.4 and 5.5, a factor, SCx, is used. SCx 
is the Shading Coefficient of the fenestration, including internal and 
external shading devices, but excluding the effect of external shading 
projections, which is calculated separately. The shading coefficient 
used for louvered shade screens shall be determined using a profile 
angle of 30 deg., as found in Table 41, Chapter 27 of the ASHRAE 
Handbook, 1985 Fundamentals Volume.
    5.3.6  Wall Heat Capacity
    5.3.6.1  Heat capacity in Btu/  deg.Fft\2\, shall be determined as 
the product of the average wall weight in lb/ft\2\ and the weighted 
average specific heat of the wall component in Btu/lb  deg.F.
    5.3.6.2  If the wall system is defined as having exterior insulation 
only the properties of the wall elements inside of the insulation layer 
shall be used in determining the wall heat capacity.
    5.3.6.3  For walls with integral insulation, all of the elements of 
the entire wall system may be used in the calculation of the wall heat 
capacity.
    5.3.7  Air Leakage and Moisture Migration
    5.3.7.1  The requirements of this subsection apply only to those 
locations separating the outdoors from interior building conditioned 
space. Compliance with the criteria for air leakage through building 
components shall be determined by ASTM E 283-1984, ``Standard Method of 
Test Rate of Air Leakage Through Exterior Windows, Curtain Walls and 
Doors.''
    5.3.7.2  Air Leakage Requirements for Fenestration and Doors
    5.3.7.2.1  Fenestration meeting the following standards for air 
leakage is acceptable:
    (a) ANSI/AAMA 101-85, ``Aluminum Prime Windows.''
    (b) ASTM D-4099-83, ``Specifications for Poly(VinylChloride) (PVC) 
Prime Windows.''
    (c) ANSI/NWMA I.S. 2-80, ``Wood Window Units (Improved Performance 
Rating Only).''
    5.3.7.2.2  Sliding Doors shall meet one of the following standards 
for air leakage:
    (a) ANSI/AAMA 101-85, ``Aluminum Sliding Glass Doors.''
    (b) NWMA I.S. 3-83, ``Wood Sliding Patio Doors.''
    5.3.7.2.3  Commercial entrance swinging or revolving doors shall 
limit air leakage to a rate not to exceed 1.25 cfm/ft2 of 
door area, at standard test conditions.
    5.3.7.2.4  Residential swinging doors shall limit air leakage to a 
rate not to exceed 0.5 cfm/ft2 of door area, at standard test 
conditions.
    5.3.7.2.5  Where spaces have regular high volume traffic through the 
building envelope, such as retail store entrances and loading bays, 
estimates of air leakage for HVAC system design shall be based on air 
exchange by traffic flow.
    5.3.7.2.6  To reduce infiltration due to stack-effect draft in 
multi-story buildings, the use of vestibules or revolving doors on all 
primary entries and exits shall be considered.
    5.3.7.3  Air Leakage Requirements for Exterior Envelope Joints and 
Penetrations.
    5.3.7.3.1  Exterior joints, cracks, and holes in the building 
envelope, such as those around window or door frames, between wall and 
foundation, between wall and roof, through wall panels at penetrations 
of utility services or other service entry through walls, floors, and 
roofs, between wall panels, particularly at corners and changes in 
orientation, between wall and floor, where floor penetrates wall, around 
penetrations of chimney, flue vents, or attic hatches, shall be caulked, 
gasketed, weather stripped, or otherwise sealed.
    5.3.7.4  Moisture Migration Requirements for Exterior Envelopes
    5.3.7.4.1  The building envelope shall be designed to prevent 
moisture migration that leads to deterioration in insulation performance 
of the building.
    5.3.7.4.2  Vapor retarders shall be considered to prevent moisture 
from collecting within the envelope. Designs should incorporate the 
principles of ASHRAE Handbook, 1985 Fundamentals Volume, Chapter 21, 
``Moisture in Building Construction.''
    5.3.8  Shell Buildings
    5.3.8.1  The following conditions shall be assumed if determination 
of

[[Page 440]]

building envelope compliance occurs prior to the determination of 
lighting power density, equipment power density, or fenestration shading 
device characteristics:
    5.3.8.1.1  Lighting Power Density and Equipment Power Density. For 
section 5.4, the total power density shall be assumed to be those listed 
in Table 5.3-4. For section 5.5, the values in Table 5.3-4 shall be 
assumed to be apportioned as \2/3\ lighting and \1/3\ for other 
equipment. Note that these are not recommended design values, but are 
for compliance purposes only.
[GRAPHIC] [TIFF OMITTED] TC04OC91.106

    5.3.8.1.2  Fenestration shading devices. Only those shading devices 
that are part of the design when it is being evaluated for compliance 
shall be considered when determining compliance.
    5.3.8.1.3  Daylighting controls for electric lighting. Only those 
controls that are part of the design when it is being evaluated for 
compliance shall be considered when determining compliance.
    5.3.9  Buildings Located in Climates With Greater Than 15,000 HDD 
Base 65   deg.F.
    5.3.9.1  For locations with a heating degree-day base (HDD) 65 
o F greater than 15,000, the envelope criteria listed in 
Table 5.3-5 shall apply, and the window wall ratio (WWR) shall be less 
than or equal to 0.20.

[[Page 441]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.107

    5.3.10  Daylight Credits for Skylights.
    5.3.10.1  Skylights used in conjunction with automatic lighting 
controls for daylighting can significantly reduce the lighting energy 
consumption, thereby more than offsetting the increase in envelope heat 
transfer.

[[Page 442]]

    5.3.10.2  When determining building roof compliance, daylight 
credits for skylights may be used if the criteria of this subsection are 
met.
    5.3.10.3  Skylights for which daylight credit is taken may be 
excluded from the calculation of the overall thermal transmittance value 
(Uor) of the roof assembly, if all of the following 
conditions are met:
    5.3.10.3.1  The opaque roof thermal transmittance Uor 
value does not exceed the value determined within the selected Alternate 
Component Package (ACP) table for the prescriptive method or by Equation 
5.5-1 for the systems performance method.
    5.3.10.3.2  Skylight areas, including framing, as a percentage of 
the roof area do not exceed the values specified in Tables 5.3-6A and 
5.3-6B for building sites located within the climate ranges listed in 
the two Tables, where Visible Light Transmittance (VLT) is the 
transmittance of a particular glazing material over the visible portion 
of the solar spectrum. Skylight areas shall be interpolated between 
visible light transmittance values of 0.75 and 0.50, only.

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    5.3.10.3.3  The skylight area associated with daylight credit can be 
taken is the area under each skylight whose dimension in each direction 
(centered on the skylight) is equal to the skylight dimension in that 
direction plus a distance equal to the floor to ceiling height.
    5.3.10.3.4  Skylight areas that overlap areas that have already 
taken daylight credit (perimeter window areas or other skylight areas) 
do not again take daylight credit.
    5.3.10.3.5  All electric lighting fixtures within skylight areas are 
controlled by daylight-activated automatic lighting controls.
    5.3.10.3.6  For buildings located in climates that have less than 
8000 HDD65, the overall thermal transmittance of the skylight assembly, 
including framing, is less than or equal to 0.7 Btu/hft \2\  deg.F. For 
locations greater

[[Page 445]]

than 8000 HDD65, the overall thermal transmittance of the skylight 
assembly, including framing, is less than or equal to 0.45 Btu/hft \2\ 
deg.F.
    5.3.10.3.7  Skylight curbs have thermal transmittance (U) values no 
greater than 0.21 Btu/hft \2\  deg.F.
    5.3.10.3.8  The infiltration coefficient of the skylights does not 
exceed 0.05 cfm/ft \2\.
    5.3.10.4  Skylight areas in Tables 5.3-6A and 5.3-6B may be 
increased by 50% if a shading device is used that blocks over 50% of the 
solar gain during the peak cooling design condition.
    5.3.10.5  Areas for vertical glazing in clerestories and roof 
monitors shall be included in the wall fenestration calculation.
    5.3.10.6  For shell buildings, the permitted skylight area from 
Tables 5.3-6A and 5.3-6B shall be based on a light level of 30 fc and a 
lighting power density (LPD) of less than 1 W/ft \2\.
    5.3.10.7  For speculative buildings, the permitted skylight area 
from Tables 5.3-6A and 5.3-6B shall be based on the unit lighting power 
allowance from Table 3.4-1 and an illuminance level as follows:
    5.3.10.7.1  For LPD less than or equal to 1.0 W/ft \2\, use 30 fc;
    5.3.10.7.2  For LPD greater than 1.0 W/ft \2\ and less than 2.5 W/ft 
\2\, use 50 fc; and
    5.3.10.7.3  For LPD greater than 2.5 W/ft \2\, use 70 fc.
    5.3.10.8  Buildings with roof assembly devices that cannot be 
evaluated under this subsection shall be evaluated using the Building 
Energy Compliance Methods of Section 11.0 or 12.0.

       5.4  Building Envelope--Prescriptive Compliance Alternative

    5.4.1  General.
    5.4.1.1  This section provides a simple compliance path using 
precalculated prescriptive requirements for selected exterior envelope 
configurations of new buildings.
    5.4.1.2  The Alternate Component Packages (ACP), found in this 
subsection, provide design criteria for use with the following options:
    5.4.1.2.1  ``Base Case''--buildings with envelopes designed without 
perimeter daylighting.
    5.4.1.2.2  ``Perimeter Daylighting''--buildings with envelopes that 
use additional fenestration area by incorporating automatic lighting 
controls in the perimeter zone to permit the use of daylighting in lieu 
of electric lighting. This ACP is not available for those climates that 
do not usually require space cooling by means of mechanical 
refrigeration.
    (a) This daylighting credit is in addition to the increased lighting 
power allowance provided in section 3.5. Some perimeter daylighting 
options allow a greater proportion of fenestration area due to the 
increased visible and decreased thermal transmittances of high 
performance glazings in combination with automatic lighting controls.
    5.4.1.3  Each ACP provides a limited number of complying 
combinations of building variables for a set of climate ranges. The 
criteria, such as maximum percent fenestration, were calculated using 
the system performance criteria of section 5.5. Values were chosen from 
within climate and other variable ranges for the most restrictive 
results, to ensure compliance of any combination of values within those 
ranges. Thus, for most climate locations and envelope parameters, the 
prescriptive criteria may be slightly more stringent than the system 
performance criteria of section 5.5.
    5.4.1.4  Both the base and perimeter daylight cases have two or 
three fenestration U-value ranges depending on the climate.
    5.4.2  Compliance.
    5.4.2.1  The envelope design of the building being evaluated is in 
compliance with the prescriptive criteria of this section provided that:
    5.4.2.1.1  The minimum requirements of section 5.3 are met.
    5.4.2.1.2  All envelope thermal transmittance (U) values are less 
than or equal to those chosen from the ACP Table selected for roofs, 
opaque walls, walls next to unconditioned spaces, and floors over 
unconditioned spaces.
    5.4.2.1.3  The percentage of fenestration of the combined gross wall 
area is less than or equal to the value permitted for internal load 
range and glazing in the selected ACP Table.
    5.4.2.1.4  Slab-on-grade floors have insulation around the perimeter 
of the

[[Page 446]]

floor with the thermal resistance (Ru) of the insulation as 
listed in the ACP table. The slab insulation specified shall extend 
either in a vertical plane downward from the top of the slab for the 
minimum distance shown or downward to the bottom of the slab then in a 
horizontal plane beneath the slab or outward from the building for the 
minimum distance shown. The horizontal length, or vertical depth, of 
insulation required varies from 24 in. to 48 in. depending upon the R-
value selected. For heated slabs, an R of 2 shall be added to the 
thermal resistance required.
    (a) Vertical insulation shall not be required to extend below the 
foundation footing.
    (b) There are no insulation requirements for slabs in locations 
having less than 3,000 HDD65 or for footings extending less than 18 in. 
below grade.
    5.4.2.1.5  The thermal resistance of the below-grade wall assembly 
must be greater than or equal to that listed in the ACP table, or the 
heat loss calculated in accordance with Chapter 25 of the ASHRAE 
Handbook, 1985 Fundamentals shall be less than or equal to that of a 
wall below grade having a thermal resistance equal to that specified in 
Figure 5.5-3. No insulation is required for climates with less than 
3,000 HDD65 or for those portions of walls more than one story below 
grade.
    5.4.3  Procedure for Using the Alternate Component Packages (ACP).
    5.4.3.1  The prescriptive envelope criteria for each of 30 climate 
ranges are contained in Tables 5.4-2 through 5.4-31.
    5.4.3.2  The following steps shall be used to determine compliance 
with these prescriptive envelope criteria.
    5.4.3.2.1  Determine appropriate climate range using either (a) or 
(b) below.
    (a) From Table 5.4-1, select the appropriate ACP Table based on the 
climate for the building site. The main climate variables that are 
needed for the proper selection of an ACP Table are cooling degree-days 
base 65  deg.F (CDD65), heating degree-days base 50  deg.F (HDD50), and 
annual average daily incident of solar radiation on the east or west 
vertical surface of the facade, Btu/ft\2\/day (VSEW). For certain 
climate ranges this must be augmented by cooling degree-hours base 80 
deg.F (CDH80).
    (1) This data, for a specific building location, may be acquired 
from the U.S. Weather Service of the National Oceanic and Atmospheric 
Administration or the local weather bureau. The column designated ``ACP 
Table No.'' in Table 5.4-1 contains the table number of the appropriate 
ACP Table.

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    (b) From the list of cities in Appendix 5A, ``List of Cities and 
Climate Data'', which contains data for 234 cities, select the closest 
city climatologically to the building site. If the site is not one of 
the cities listed or if the climate at the site differs significantly 
from a listed adjacent city, obtain the information from the weather 
bureau or other reliable source and use (a) above. The column designated 
``ACP Table No.'' contains the table number of the appropriate ACP 
Table.
    (c) For information purposes only, the climate data used to develop 
the ACP tables for the above-grade wall section are shown in Table 5.4-
32. The criteria for all other envelope sections was based on the most 
stringent level for the cities listed in the ACP Table.
    5.4.3.2.2  Determination of Maximum Allowable Percent Fenestration.
    (a) Using the appropriate ACP Table, determine the maximum allowable 
percent fenestration. The maximum allowable percent fenestration is the

[[Page 509]]

total area of fenestration assemblies divided by the total gross 
exterior wall area, considering all elevations of the building. 
Determining the maximum allowable percent fenestration requires the 
following five steps:
    (1) Based on the Internal Load Density (ILD) for the proposed 
design, select one of the three Internal Load Ranges as the point of 
entry to the tables. Note for ILD's greater than 3.5 W/ft \2\ use the 
3.5 W/ft \2\ range. For shell buildings, see procedures in Section 
5.3.8. Determine the ILD of the proposed design, based on the sum of the 
Internal Lighting Power Allowance (ILPA), the Equipment Power Density 
(EPD) and Occupant Load Adjustment (OLA), as shown in Equation 5.4-1.

ILD=ILPA+EPD+OLA

                             Equation 5.4-1

    Where:
    The Internal Lighting Power Allowance (ILPA) shall be:
    1. The building average Internal Lighting Power Allowance (ILPA) of 
the design building in W/ft \2\ as determined in Section 3.4 or 3.5;
    2. The average of the Lighting Power Budgets (LPB) for all activity 
areas within 15 ft of each exterior wall based on the procedures 
specified by the Systems Performance Criteria of Section 3.5.3, or
    3. The actual lighting power density of the proposed design in W/ft 
\2\, either the building average or the average of the lighting power 
within 15 ft of each exterior wall.
    Note.--  The lighting prescriptive path, Section 3.4, does not 
provide lighting values for health, assembly, multi-family high rise, 
and hotel/motel buildings type occupancies. Use the 1.51 to 3.0 range of 
Internal Load Density for health and assembly buildings; and the 0 to 
1.5 range for multi-family high rise and hotel/motel buildings.
    The Equipment Power Density (EPD) shall be either:
    1. The building average receptacle power density selected from Table 
5.4-33 in W/ft \2\; or

[[Page 510]]

[GRAPHIC] [TIFF OMITTED] TC04OC91.172

    2. The actual average receptacle power density for all activity 
areas within 15 ft of each exterior wall in W/ft \2\, considering 
diversity. For determining compliance in Tables 5.4-2 through 5.4-31, 
the actual average receptacle power densities calculated by this method 
that exceed 1.0 W/ft \2\ shall be limited to 1.0 W/ft \2\ in Equation 
5.4-1.
    The Occupant Load Adjustment (OLA) shall be either:
    1. 0.0 W/ft\2\. This recognizes the assumed occupant sensible load 
of 0.6 W/ft\2\ that is built into the ACP tables; or
    2. A positive or negative difference between the actual occupant 
load and 0.6 W/ft\2\ if the design building has a larger or smaller 
occupant load.
    (2) Select external shading projection factor (PF). If no external 
shading projections are used in the proposed design, select the column 
designated Projection Factor=0.000-0.249. If external shading 
projections are used, determine the average area weighted projection 
factor on the window in accordance with Equation 5.4-2. Then select the 
appropriate column in the ACP Table.
[GRAPHIC] [TIFF OMITTED] TC14NO91.082

                             Equation 5.4-2

Where:

PF=Average area weighted projection factor
Pd=External horizontal shading projection depth, in. or ft
H=Sum of height of the fenestration and the distance from the top of the 
          fenestration to the bottom of external shading projection in 
          units consistent with Pd.

[[Page 511]]

    (3) Select the Shading Coefficient of the fenestration 
(SCx) including internal, integral, and external shading 
devices, but excluding the effect of external shading projections (PF). 
This includes curtains, shades, or blinds. Reference ASHRAE Handbook, 
1985 Fundamentals Volume, Chapter 27.
    (4) Select one of the daylighting options, either:
    1. Base Case, no daylighting; or
    2. Perimeter Daylighting (automatic daylight controls for lighting 
system must be used). This option is not available in some locations.
    (5) Select appropriate fenestration type. For most options, this is 
determined by the thermal transmittance value (Uof) of the 
fenestration assembly. For some fenestration options, the visible light 
transmittance (VLT) of the fenestration should not be less than the 
shading coefficient of the glazed portion of the fenestration assembly, 
not considering any shading devices. The ranges generally correspond to 
single glazing, double glazing, triple glazing and high performance 
glazing incorporating low emissivity coatings/films or more than two 
glazing layers. Each ACP table includes at most, three ranges of glazing 
U-value.
    5.4.4.2.3  Determine the Maximum Uow for the Opaque Wall 
Assembly. In the appropriate ACP Table the Maximum Uow for 
the opaque wall assembly is determined using the following steps:
    (a) For a lightweight wall assembly, heat capacity (HC) less than 5 
Btu/ft\2\  deg.F, use the value indicated. This Uow is 
constant over all internal load ranges.
    (b) To use the mass wall adjustment, the following additional steps 
are necessary:
    (1) Select the same internal load range as that used in determining 
the maximum allowable percent fenestration.
    (2) Select the mass wall heat capacity (HC) and insulation position. 
If the wall insulation is positioned internal to or integral with the 
wall mass, use the column headed Interior/Integral Insulation. If the 
wall insulation is positioned external to the wall mass use the column 
headed Exterior Insulation. For HC less than 5 Btu/ft\2\  deg.F this 
adjustment table cannot be used. At this step you will have two choices 
of Uow that are keyed to a small or large percent 
fenestration. This represents the full range of Uow values 
allowed.
    (3) Select or interpolate the appropriate maximum Uow for 
the opaque wall based on the maximum allowable percent fenestration 
determined in Section 5.4.4.2.2 or the actual building percent 
fenestration whichever value is lower. The Uow shall be 
determined by straight line interpolation for fenestration percentages 
between the smallest and largest values listed. If the design building 
percentage fenestration is less than the smallest value listed, select 
the Uow for the largest percentage fenestration listed.
    5.4.4.2.4  Determine Other Envelope Criteria. In each ACP table, the 
criteria for roof, wall adjacent to unconditioned space, wall below 
grade (first story only), floor over unconditioned space, and slab-on-
grade floors, shall be met. For heated slabs on grade, the R-value shall 
be the R-value for the unheated slab-on-grade plus 2.0. For skylights, 
the daylight credit procedure presented in Section 5.3.10 shall be used.

    5.5  Building Envelope--System Performance Compliance Alternative

    5.5.1  Roof Thermal Transmittance Criteria
    5.5.1.1  Any building that is heated and/or mechanically cooled 
shall have an overall thermal transmittance value (Uor) for 
the gross area of the roof assembly not greater than the value 
determined by Equation 5.5-1. The provisions of Section 5.3 shall be 
followed in determining acceptable combinations of materials that will 
meet the required Uor values of Equation

5.5-1.

Uo=1/
          (5.3+1.8 x 10-\3\ x HDD65+1.3 x 10-3
 x CDD65+2.6 x 10-4 x CDH80)

                             Equation 5.5-1

    5.5.1.2  Equation 5.5-1 applies only for climate locations with 
HDD65 less than or equal to 15,000. For climate locations with HDD65 
greater than 15,000, see subsection 5.3.9, Table 5.3-5.
    5.5.1.2.1  Exceptions to Section 5.5.1.2:
    (a) any building that is only heated shall have an overall thermal 
transmittance value (Uor) for the gross area of

[[Page 512]]

the roof assembly less than or equal to the value determined by Equation 
5.5-1 with CDD65 and CDH80 set equal to zero; and
    (b) any building that is only mechanically cooled shall have an 
overall thermal transmittance value (Uor) for the gross area 
of the roof assembly less than or equal to the value determined by 
Equation 5.5-1 with HDD65 set equal to zero.
    5.5.2  Floor Thermal Transmittance Criteria
    5.5.2.1  The floors of any building that is heated and/or 
mechanically cooled shall meet the following thermal criteria:
    5.5.2.1.1  Floors of conditioned spaces over unconditioned spaces 
shall have a thermal transmittance (Uof) not greater than 
that specified in Figure 5.5-1.
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    5.5.2.1.2  Slab-on-grade floors shall have insulation around the 
perimeter of the floor with the thermal resistance (Ru) of 
the insulation as specified in Figure 5.5-2. The insulation specified in 
Figure 5.5-2 shall extend either in a vertical plane downward from the 
top of the slab for the minimum distance shown or downward to the bottom 
of the slab for the minimum distance shown then in a horizontal plane 
beneath the slab. The horizontal length, or vertical depth, of 
insulation required varies from 24 in. to 48 in. depending upon the R-
value selected. For heated slabs, an R of 2 shall be added to the 
thermal resistance required in Figure 5.5-2.
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    (a) Vertical insulation is not required to extend below the 
foundation footing. There are no insulation requirements for slabs in 
locations having less than 3,000 HDD65 for footings extending less than 
18 in. below grade.

[[Page 514]]

    5.5.3  Thermal Transmittance Criteria For Opaque Walls Enclosing 
Conditioned Spaces Exposed to Interior Unconditioned Spaces
    5.5.3.1  All opaque walls enclosing conditioned spaces exposed to 
interior unconditioned spaces shall have an overall thermal 
transmittance (Uow) not greater than the value specified in 
Figure 5.5-3.
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[[Page 515]]



 5.5.4  Thermal Resistance Criteria for Exterior Wall Insulation Below 
                                  Grade

    5.5.4.1  The thermal resistance (R) of the wall assembly shall be 
greater than, or equal to the insulation level specified in Figure 5.5-
4, or the heat loss calculated in accordance with Chapter 25 of the 
ASHRAE Handbook, 1985 Fundamentals Volume shall be less than, or equal 
to that of a wall below grade having a thermal resistance equal to that 
specified in Figure 5.5-4. No insulation is required for climate 
locations with less than 3,000 HDD65 for those portions of walls more 
than one story below grade.
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          5.5.5  External Wall Criteria for Heating and Cooling

    5.5.5.1  The external wall heating criteria (WCh) and 
cooling criteria (WCc) represent limits on cumulative annual 
heating and cooling energy flux attributable to transmission and solar 
gain. These limits accommodate variation in internal load and wall heat 
capacity. They shall be determined for a building envelope design using 
Equations 5.5-2 and 5.5-6 in Attachment 5B, ``Equations to Determine 
External Wall Heating and Cooling Criteria (WCc and 
WCh) and to Determine Compliance (Ci and 
Hi) With the Criteria.''

            5.5.6  Wall Heating and Cooling Compliance Values

    5.5.6.1  The wall heating compliance value Hi and the 
wall cooling compliance value Ci are estimates of the 
cumulative annual heating and cooling energy flux attributable to heat 
transmission and solar gains. These estimates consider the effects of 
variations in internal load and wall heat capacity. They shall be 
calculated using Equations 5.5-2 and 5.5-6 in Attachment 5B.

                     5.5.6.3  Applying the Criteria

    5.5.6.3.1  The wall criteria shall be applied as follows:
    (a) For all buildings that are heated and mechanically cooled, the 
sum of the calculated wall heating and cooling compliance values, 
Hi and Ci, for all orientations of the proposed 
design, as determined in section 5.5.6, shall not exceed the sum of the 
corresponding wall criteria for all orientations for wall heating 
(WCh) and wall cooling (WCc).
    (b) For buildings that are only heated, the sum of the calculated 
wall heating compliance values, Hi, for all orientations of 
the proposed design, as determined in section 5.5.6, shall not exceed 
the sum of the corresponding wall heating criterion WCh for 
all orientations.
    (c) For buildings that are only mechanically cooled, the sum of the 
calculated cooling compliance values, Ci, for all 
orientations of the proposed design, as determined from section 5.5.6, 
shall not exceed the sum of the corresponding wall cooling criteria, 
WCc for all orientations.

          5.5.6.4  Constraints on Thermal Transmittance Values

    5.5.6.4.1  The compliance calculation procedure in section 5.5.6.3 
allows great flexibility in selecting values for envelope components as 
long as the overall criteria are met. In calculating compliance, two 
constraints are imposed on thermal transmittance values for opaque wall 
assemblies and fenestration assemblies comprising the Uo 
term, as follows:
    (a) Opaque Wall Assemblies: The opaque portion of walls with heat 
capacity (HC) less than 7 Btu/ft2 deg.F shall have an 
overall thermal transmittance (Uow) not greater than the 
value specified in Figure 5.5-4. Procedures, specified in section 5.3, 
shall be used to determine acceptable combinations of materials that 
meet the required value.
    (b) Fenestration Assemblies: The overall thermal transmittance 
(Uof) of fenestration assemblies shall not exceed 0.81 Btu/
hft\2\  deg.F for all locations with more than 3000 HDD65 if the 
fenestration area exceeds 10% of the total wall area exposed to the 
outside air. Thermal transmittance for the fenestration shall be 
determined using the calculation procedures in Section 5.3.1 and shall 
include the effects of sash, frames, edge effects, and spacers for 
multiple-glazed units.

                5.5.6.5  Constraint on Daylighting Credit

    5.5.6.5.1  For a given orientation, daylight credit may be used in 
Equations 5.5-2 and 5.5-6 only for that portion of the fenestration that 
is less than or equal to 65% of the gross wall area of the orientation.

                     5.5.6.6  Lighting Power Density

    5.5.6.6.1  The Lighting Power Density used in calculating the 
compliance value shall be:
    (a) The building average unit Interior Lighting Power Allowance of 
the proposed design in W/ft\2\ as specified in section 3.0;
    (b) The average of the Lighting Power Budgets for all activity areas 
within 15 ft of each exterior wall based

[[Page 517]]

on the procedures set forth in section 5.3; or
    (c) The actual lighting power density of the proposed design in W/
ft\2\, either building average or average of the lighting power within 
15 ft of each exterior wall.

                    5.5.6.7  Equipment Power Density

    5.5.6.7.1  The equipment power density used in determining 
compliance shall be either:
    (a) The ``Average Receptacle Power Densities'' from Table 5.4-32, or
    (b) The actual average Equipment Unit Power Density, considering 
diversity, either building average or average in the activity areas 
within 15 ft of each exterior wall, not to exceed 1 W/ft\2\.

                        5.5.6.8  Occupancy Loads

    5.5.6.8.1  An occupancy load of 0.6 W/ft\2\ is assumed. If the 
occupancy loads in the building design are different from this value, 
use the larger value.

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[[Page 548]]



                  Attachment 5C to 435.105 Bibliography

    1. Pacific Northwest Laboratory. October, 1983. Recommendations for 
Energy Conservation Standards and Guidelines for New Commercial 
Buildings. For Building System Division, Assistant Secretary, 
Conservation and Renewable Energy, U.S. Department of Energy. (Contract 
No. DE-AC06-76RLO 1830). The report is issued in 4 volumes consisting of 
40 separate publications (PNL-4870-1 through PNL-4870-40). The 
publications most pertinent to the envelope analysis are cited below:
    Volume 2: Description of the Development Process; Appendix A: 
Envelope Research Documentation.
    Volume 3: Description of the Testing Process; Appendix B: Envelope 
Compliance Code Documentation.
    Volume 4: Documentation of Test Results: (Each in 3 volumes): A: 
Small Office Building (Branch Bank); B: Medium Office Building; C: Large 
Office Building; D: Retail Store (Anchor Store); E: Strip Store; F: 
Apartment House; G: Hotel; H: Warehouse; I: Assembly Building (Church); 
J: School.
    2. Jones, Jerold, W., Special Project 41: ``Development of 
Recommendations to Upgrade ASHRAE Standard 90A-1980. `Energy 
Conservation in New Building Design' '', ASHRAE Journal. October, 1983.
    3. Wilcox, B., A. Gumerlock, C. Barnaby, R. Mitchell, and C. 
Huizenga, Berkeley Solar Group. December 1985. ``The Effects of Thermal 
Mass Exterior Walls on Heating and Cooling Loads in Commercial 
Buildings: A Procedure for Calculations in ASHRAE Standard 90.'' 
Proceedings, Thermal Performance of the Exterior Envelopes of Buildings 
III. ASHRAE/DOE/BTECC, pp 1187-1224, Clearwater Beach, Florida.
    4. Hirsch, James J. December 1982. ``Simulation of HVAC Equipment in 
the DOE-2 Program.'' Energy and Environment Division, Lawrence Berkeley 
Laboratory, University of California. LBL-14026. DOE Contract DE-AC03-
76SF00098.
    5. Johnson, R., D. Arasteh, D. Connell and S. Selkowitz. ``The 
Effect of Daylighting Strategies on Building Cooling Loads and Overall 
Energy Performance.'' Windows and Daylighting Group, Lawrence Berkeley 
Laboratory, University of California. LBL-20374.
    6. D. Arasteh, R. Johnson, S. Selkowitz and D. Connell. September 
1985. ``Cooling Energy and Cost Savings with Daylighting in a Hot and 
Humid Climate.'' Applied Science Division, Lawrence Berkeley Laboratory, 
University of California. LBL-19734. DOE Contract DE-AC03-76SF00098.
    7. Sullivan, R., Y.J. Huang, J. Bull, I. Turiel, R. Ritschard and S. 
Selkowitz. April 1985. ``Thermal Analysis of Buildings--Configuration 
Perturbations and Observed Climate Interface.'' Applied Science 
Division, Lawrence Berkeley Laboratory, University of California. LBL-
19383. DOE Contract DE-AC03-76SF00098. ASHRAE Transactions, Vol. 92, 
Part 1, 1986.
    8. Johnson, R., D. Arasteh, and S. Selkowitz. March, 1985. ``Energy 
Reduction Implications of Fenestration,'' Applied Science Division, 
Lawrence Berkeley Laboratory, University of California. LBL-19304. DOE 
Contract DE-AC03-76SF00098.
    9. Selkowitz, S. October 1984. ``Influence of Windows on Building 
Energy Use.'' Applied Science Division, Lawrence Berkeley Laboratory, 
University of California. LBL-18663. DOE Contract DE-AC03-76SF00098.
    10. Johnson, R., R. Sullivan, S. Selkowitz, S. Nozaki, C. Conner and 
D. Arasteh. 1984. ``Glazing Energy Performance and Design Optimization 
with Daylighting.'' Energy and Buildings, 6 (1984) pp. 305-317.
    11. Selkowitz, S., D. Arasteh, and R. Johnson. July 1984. ``Peak 
Demand Savings from Daylighting in Commercial Buildings.'' Applied 
Science Division, Lawrence Berkeley Laboratory, University of 
California. LBL-18126. DOE Contract DE-AC03-76SF00098.
    12. Johnson, R., S. Selkowitz, and R. Sullivan. April 1984. ``How 
Fenestration Can Significantly Affect Energy Use in Commercial 
Buildings.'' Energy Efficient Buildings Program, Lawrence Berkeley 
Laboratory, University of California. LBL-17330. DOE Contract DE-AC03-
76SF00098.
    13. Sullivan, R., S. Nozaki, R. Johnson, and S. Selkowitz. October 
1983. ``Commercial Building Energy Performance Analysis Using Multiple 
Regression Procedures.'' Applied Science Division, Lawrence Berkeley 
Laboratory, University of California. LBL-16645. DOE Contract DE-AC03-
76SF00098.
    14. September 1983. ``Data Base Definition and Procedural Guidelines 
for Building Envelope Thermal and Daylighting Analysis in Support of 
Recommendation to Upgrade ASHRAE/IES Standard 90.'' Applied Science 
Division, Lawrence Berkeley Laboratory, University of California. LBID-
801. DOE Contract DE-AC03-76SF00098.
    15. Johnson, R., R. Sullivan, S. Nozaki, S. Selkowitz, C. Conner, 
and D. Arasteh. September 1983. Building Envelope Thermal and 
Daylighting Analysis In Support of Recommendations to Upgrade ASHRAE/IES 
Standard 90--Final Report. Applied Science Division, Lawrence Berkeley 
Laboratory, University of California. LBLl-16770. DOE Contract DE-AC03-
76SF00098.
    16. Selkowitz, S., S. Choi, R. Johnson and R. Sullivan. 1983. ``The 
Impact of Fenestration on Energy Use and Peak Loads in Daylighted 
Commercial Buildings.'' Progress in Passive Solar Energy Systems, 
Copyright 1983. (0731-8626/83).
    17. Choi, S., R. Johnson and S. Selkowitz. 1984. ``The Impact of 
Daylighting on Peak Electrical Demand.'' Energy and Buildings, 6 (1984) 
pp. 387-399.

[[Page 549]]

    18. Selkowitz, S. and F. Winkelmann. May 1983. ``New Models for 
Analyzing the Thermal and Daylighting Performance of Fenestration.'' 
Energy Efficient Buildings Program, Lawrence Berkeley Laboratory, 
University of California. LBL-14517. DOE Contract DE-AC03-76SF00098.
    19. Selkowitz, S., J. J. Kim, M. Navvab and F. Winkelmann. June 
1982. ``The DOE-2 and Superlite Daylighting Programs.'' Applied Science 
Division, Lawrence Berkeley Laboratory, University of California. LBL-
14569. DOE Contract DE-AC03-76SF00098.
    20. Johnson, R., S. Selkowitz, F. Winkelmann, and M. Zenter. October 
1981. ``Glazing Optimization Study for Energy Efficiency in Commercial 
Office Buildings.'' Energy Efficient Buildings Program, Lawrence 
Berkeley Laboratory, University of California. LBL-12764. DOE Contract 
DE-AC03-76SF00098.
    21. Arasteh, D., Johnson, R., Selkowitz, S., and Sullivan R. 1985. 
``Energy Performance and Savings Potential with Skylights.'' ASHRAE 
Transactions, Vol. 91, Part 1.
    22. Arasteh, D., Johnson, R., and Selkowitz, S. May 1985. The 
Effects of Skylight Parameters on Daylighting Energy Savings, Applied 
Science Division. Lawrence Berkeley Laboratory, University of 
California, LBL-17456. DOE Contract DE-AC03-76SF00098.
    23. Crawley, D.B., Briggs, R.S., December 1985. Envelope Design 
Implications of ASHRAE Standards 90.1P: A Case Study View, Proceedings, 
Thermal Performance of the Exterior Envelope of Buildings III, ASHRAE/
DOE/BTECC, Clearwater Beach, FL. Pacific Northwest Laboratory, Richland, 
WA. DOE Contract DE-AC06-76RLO-1830.