[Code of Federal Regulations]
[Title 10, Volume 3]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR435.109]

[Page 578-583]
 
                            TITLE 10--ENERGY
 
                    CHAPTER II--DEPARTMENT OF ENERGY
 
PART 435--ENERGY CONSERVATION VOLUNTARY PERFORMANCE STANDARDS FOR NEW BUILDINGS; MANDATORY FOR FEDERAL BUILDINGS--Table of Contents
 
Subpart A--Voluntary Performance Standards for New Commercial and Multi-
 Family High Rise Residential Buildings; Mandatory for Federal Buildings
 
Sec. 435.109  Service water heating systems.

                              9.1  General

    9.1.1  This section contains minimum and prescriptive requirements 
for the design of Service Water Heating Systems.
    9.1.2  A building shall be considered in compliance with this 
section if the following conditions are met:
    9.1.2.1  The minimum requirements of section 9.3 are met; and
    9.1.2.2  The Service Water Heating System design complies with the 
prescriptive criteria of section 9.4.

[[Page 579]]

                        9.2  Principles of Design

    9.2.1  Showerheads shall be designed to provide and maintain user 
comfort and energy savings. They should not use removable flow 
restricting inserts to meet flow limitation requirements.
    9.2.2  Point of use water heaters shall be considered where their 
use will reduce energy consumption and is life cycle cost effective.
    9.2.3  High temperature condensate, when returned to condensation 
pump tanks or other vented tanks, will have a certain portion flashed 
into steam, thus wasting energy. To conserve this energy, a heat 
exchanger shall be considered for use in the condensate return line to 
heat or preheat the service water, cool the condensate, and prevent 
flashing.
    9.2.4  Storage may be used to optimize heat recovery when the flow 
of heat to be recovered is out of phase with the demand for heated 
water, or when energy use for water heating can be shifted to take 
advantage of off-peak rates.

                        9.3  Minimum Requirements

                        9.3.1  Sizing of Systems

    9.3.1.1  Service water heating system design loads for the purpose 
of sizing and selecting systems shall be determined in accordance with 
the procedures described in chapter 54 of the ASHRAE Handbook, 1987 HVAC 
Systems and Applications Volume, or a similar computation procedure.

                       9.3.2  Equipment Efficiency

    9.3.2.1  All water heaters and hot water storage tanks shall meet 
the criteria of Table 9.3-1. Where multiple criteria are listed, all 
criteria shall be met. Where no criteria are provided, no requirements 
need be met.

[[Page 580]]



                               Table 9.3-1.--Standard Rating Conditions and Minimum Performance of Water Heating Equipment
                                                                   [January 30, 1989]
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                              Minimum performance
             Type                    Fuel           Storage            Input rating         Applicable test procedure ----------------------------------
                                                capacity (gal)                                                                DOE rating           Eff.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Storage water heaters.........  Electric......  120...........  12 kW....................  DOE Test Procedures, 1985   EF......................
                                                                                            Code of Federal            gt;0.95-0.00132V........
                                                                                            Regulations Title 10,
                                                                                            Part 430.
                                ..............  gt;120 (or)...  gt;12 kW.................  ANSI C72.1--1972..........  ........................  .......
                                Gas...........  100...........  75,000 Btu/h.............  DOE Test Procedures, 1985   EF......................  .......
                                                                                            Code of Federal            gt;0.62-0.0019V.........
                                                                                            Regulations Title 10,
                                                                                            Part 30.
                                ..............  gt;100 (or)...  gt;75,000 Btu/h..........  ANSI Z21.10.3-198 Gas       ........................  Et
                                                                                            Water Heaters w/Addenda                              77%
                                                                                            Z21.10.3a--1985.
                                Oil...........  ..............  75,000 Btu/h.............  DOE Test Procedures, 1985   EF......................  .......
                                                50............                              Code of Federal            gt;0.59-0.0019V.........
                                                                                            Regulations Title 10,
                                                                                            Part 430.
                                ..............  ..............  105,000 Btu/h............  ..........................  gt;0.59-0.0019V.........  .......
                                ..............  gt;50 (or)....  gt;105,000 Btu/h.........  ..........................  ........................  Ec
                                                                                                                                                 83%
--------------------------------------------------------------------------------------------------------------------------------------------------------


                           Table 9.3-1.--Standard Rating Conditions and Minimum Performance of Water Heating Equipment (Cont.)
                                                                   [January 30, 1989]
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                          Type                                                  Minimum performance
-------------------------------------------------------------------------------------------------     Applicable test     ------------------------------
              Class                       Fuel                Capacity           Input rating            procedure
--------------------------------------------------------------------------------------------------------------------------------------------------------
Unfired Storage.................  1...................  All Volume.........  All Inputs.........  .......................  ...........
                                                                                                                           HL.........
                                                                                                                           6.5 Btu/h
                                                                                                                            ft\2\.
Instantaneous...................  Gas.................  ...................  All Inputs.........  ANSI Z21.10.3--1984....  Et.........  ................
                                                                                                                           80%........
                                  Distill Oil.........  ...................  All Inputs.........  .......................  Ec.........  ................
                                                                                                                           83%........
Pool Heaters....................  Gas/Oil.............  ...................  All Inputs.........  ANSI Z21.56--1986......  Et.........  ................
                                                                                                                           78%c.......
--------------------------------------------------------------------------------------------------------------------------------------------------------
Notes for Table 9.3-1:
Terms Defined:
1. EF = Energy factor, overall heater efficiency by DOE Test Procedure   Et = Thermal efficiency with 70  deg.F, eT   Ec = Combustion efficiency, 100
  percent--flue loss when smoke = 0 (trace is permitted)   HL = Heat loss of tank surface area   V = Storage volume in gallons


[[Page 581]]

    9.3.2.1.1  Exception to section 9.3.2.1
    (a) storage water heaters and hot water storage tanks having more 
than 500 gallons of storage capacity need not meet the heat loss (HL) 
requirements of Table 9.3-1 if the tank surface area is thermally 
insulated to R-12.5 and if a standing pilot light is not used.
    9.3.2.2  Heat Traps. Storage water heaters not equipped with 
integral heat traps and having vertical pipe risers shall be installed 
with heat traps on both the inlet and outlets. The heat trap shall be 
installed directly, or as close as possible to the outlet fittings. 
Circulating systems need not employ heat traps.
    9.3.2.2.1  A heat trap may take the form of a bent piece of tubing 
that forms a loop of 360 degrees; an arrangement of pipe fittings, such 
as elbows, connected so that the inlet and outlet piping make vertically 
upward runs just before turning downward to connect to the water 
heater's inlet and outlet fittings; a commercially available heat trap; 
or any other type that effectively restricts the natural tendency of hot 
water to rise in the vertical pipe during standby periods.
    9.3.2.2.2  When the water heater outlet is directly horizontal out 
of the tank, or is piped with an elbow on the vertical outlet and then 
downward, this piping arrangement itself is effectively a heat trap and 
a separate heat trap is not then needed.

                        9.3.3  Piping Insulation

    9.3.3.1  For circulating systems, piping insulation shall conform to 
the requirements of Table 7.3-1 or an equivalent level as calculated in 
accordance with Equation 7.3-1.
    9.3.3.2  For non-circulating systems, the first 8 ft of piping from 
a storage system that is maintained at a constant temperature shall be 
insulated in accordance with Table 7.3-1, or an equivalent level as 
calculated in accordance with Equation 7.3-1. Systems without a heat 
trap to prevent circulation due to natural convection shall be 
considered circulating systems.

                             9.3.4  Controls

    9.3.4.1  Temperature. Service water heating systems shall be 
equipped with temperature controls capable of adjustment from 90  deg.F 
to a temperature setting compatible with intended use, except for 
systems serving residential dwelling units may be equipped with controls 
capable of adjustment down to 110  deg.F only. (See ASHRAE Handbook, 
1987 Systems and Applications Volume, Chapter 54, Table 3).
    9.3.4.1.1  Where temperatures higher than 120  deg.F are required at 
certain outlets for a particular intended use, separate remote heaters 
or booster heaters shall be installed for those outlets unless it can be 
shown by calculation that either energy is not saved by the application 
of this requirement or that the total cost over the life of the 
equipment is not reduced.
    9.3.4.1.2  Circulating Hot Water Systems and Heated Pipes. Systems 
designed to maintain temperatures in hot water pipes, including 
circulating hot water systems and heat tape on water pipes, shall be 
equipped with automatic controls that can be set to turn off the system 
when hot water is not required.

  9.3.5  Equipment and Control Requirements for the Conservation of Hot 
                                  Water

    9.3.5.1  Showers used for other than safety reasons shall limit the 
maximum hot water discharge to 2.75 gpm when tested according to ANSI 
A112.18.1M-1979, ``Finished and Rough Brass Plumbing Fixtures''. The 
designer shall evaluate the use of lower flow showerheads than 2.75 gpm, 
particularly for heavily used facilities. Removable flow restricting 
inserts shall not be used in showerheads to meet this criterion. When 
flow restricting inserts are used as a component part of a showerhead, 
they shall be mechanically retained at the point of manufacture. 
[Mechanically retained means a pushing or pulling force to remove the 
flow restricting insert at 8 pounds or more.] This requirement shall not 
apply to showerheads that will cause water to leak significantly from 
areas other than the spray face, if the flow restricting insert were 
removed.
    9.3.5.2  Lavatories in public restrooms, with the exception of 
lavatories for physically handicapped persons, shall be equipped with 
devices that:
    9.3.5.2.1  Limit the flow of hot water to either:
    (a) A maximum of 0.5 gpm;

[[Page 582]]

    (b) 0.75 gpm if a device or fitting is used that limits the period 
of water discharge, such as a foot switch, fixture occupancy sensor; or
    (c) 2.5 gpm if equipped with a self-closing valve;
    9.3.5.2.2  Either be equipped with a foot switch or occupancy sensor 
or similar device or limit delivery with a self-closing valve or a foot 
switch to a maximum of 0.25 gallons of hot water for circulating 
systems;
    9.3.5.2.3  Limits delivery with a self-closing valve or a foot 
switch to a maximum of 0.50 gallons for non-circulating systems; and
    9.3.5.2.4  Limits the outlet temperature to a maximum 110  deg.F.

                          9.3.6  Swimming Pools

    9.3.6.1  Pool Heaters. All pool heaters shall meet the criteria of 
Table 9.3-1 and be equipped with a readily accessible ``on-off'' switch 
to allow system shut-off without adjusting the thermostat setting and, 
when applicable, allow restarting without manually relighting the pilot 
light.
    9.3.6.2  Pool Covers. Outdoor heated swimming pools shall be 
equipped with a pool cover. However, pools deriving over 70% of the 
energy for heating from non-depletable sources or from recovery of 
energy that would otherwise be wasted (computed over an operating 
season) need not be equipped with pool covers.
    9.3.6.3  Time Switches. Time switches shall be installed on all 
swimming pool pumps and all electric swimming pool heaters. These 
switches shall allow for the shutdown of heaters during hours of peak 
utility demand except as is necessary in peak period operation to 
maintain water in a clear and sanitary condition in keeping with 
applicable public health standards.
    9.3.6.3.1  Exceptions to section 9.3.5.3:
    (a) Where public health standards require 24 hour operation of 
pumps; and
    (b) Pumps are required to operate solar pool heating systems.

    9.4  Service Hot Water Heating Systems--Prescriptive Compliance 
                               Alternative

    9.4.1  Combination Service Water Heating/Space Heating Equipment

    9.4.1.1  Water heaters used for combination service water and space 
heating shall meet the appropriate minimum efficiency requirements of 
both section 8.3 and 9.3.
    9.4.1.2  Combination space heating and service water heating 
equipment shall only be used when at least one of the following 
conditions is met:
    9.4.1.2.1  where the annual space heating energy use is less than 
50% of the annual service water heating energy use;
    9.4.1.2.2  where the energy input or storage volume of the combined 
boiler or water heater is less than twice the size of the smaller of the 
separate boilers or water heaters otherwise required;
    9.4.1.2.3  where calculations show that the combined system uses no 
more energy than separate systems that meet the requirements of sections 
8.3 and 9.3; or
    9.4.1.2.4  where the input to the combined boiler is less than 
150,000

Btu/h.
    9.4.1.3  Combination function equipment (space heating, service 
water heating, cooling, etc.) shall comply with minimum efficiency 
requirements in accordance with nationally recognized test procedures. 
Where such procedures are not available for particular equipment 
designs, compliance shall be determined based on the function 
representing the maximum annual energy consumption, using data provided 
by equipment and component manufacturers.

             9.4.2  Additional Equipment Efficiency Measures

    9.4.2.1  Electric Water Heaters. In applications where water 
temperatures not greater than 145  deg.F are required, an economic 
evaluation shall be made on the potential benefit of using an electric 
heat pump water heater(s) instead

[[Page 583]]

of electric resistance water heater(s). The analysis shall compare the 
extra costs of the heat pump unit with the benefits in reduced energy 
costs, less increased maintenance costs, over the estimated service life 
of the heat pump water heater.
    9.4.2.1.1  Exception to section 9.4.2.1:
    (a) Electric resistance water heaters used in conjunction with site-
recovered or non-depletable energy sources or off-peak heating with 
thermal storage.
    9.4.2.2  Gas-Fired Water Heaters. All gas-fired storage water 
heaters that use indoor air for combustion or draft hood dilution and 
that are installed in a conditioned room shall be equipped with a vent 
damper unless the water heater is already so equipped. Unless the water 
heater has an available electrical supply, the installation of such a 
vent damper shall not require an electrical connection. The vent damper 
shall be listed as meeting appropriate ANSI standards and shall be 
installed in accordance with manufacturer's instructions and local 
codes.
    9.4.2.2.1  Exception to section 9.4.2.2:
    (a) where the cost of the damper exceeds the value of reduced energy 
costs over the damper's lifetime.

       9.4.3  Use of Waste Heat, Solar Energy, and Thermal Storage

    9.4.3.1  An evaluation shall be made of the potential for the use of 
condenser heat, waste energy, solar energy, or off-peak heating with 
thermal storage to reduce water heating energy cost.
    9.4.3.2  Storage shall be used to optimize heat recovery when the 
flow of heat to be recovered is out of phase with the demand for heated 
water, or when energy use for water heating can be shifted to take 
advantage of off-peak rates.

[54 FR 4554, Jan. 30, 1989, as amended at 55 FR 23869, June 12, 1990; 59 
FR 18294, Apr. 18, 1994]