[Code of Federal Regulations]
[Title 10, Volume 3]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR435.111]

[Page 586-611]
 
                            TITLE 10--ENERGY
 
                    CHAPTER II--DEPARTMENT OF ENERGY
 
PART 435--ENERGY CONSERVATION VOLUNTARY PERFORMANCE STANDARDS FOR NEW BUILDINGS; MANDATORY FOR FEDERAL BUILDINGS--Table of Contents
 
Subpart A--Voluntary Performance Standards for New Commercial and Multi-
 Family High Rise Residential Buildings; Mandatory for Federal Buildings
 
Sec. 435.111  Building energy cost compliance alternative.

                              11.1  General

    11.1.1  This section provides an alternative compliance path that 
allows greater flexibility in the design of energy efficient buildings 
using an annual energy cost method. Energy cost is used as the common 
denominator in determining compliance. Using unit costs rather than 
units of energy or power such as Btu, kWh or kW allows the energy use 
contribution of different fuel sources at different times to be added 
and compared. This path allows for innovation in designs, materials, and 
equipment, such as daylighting, passive solar heating, heat recovery, 
better zonal temperature control, thermal storage, and other 
applications of off-peak electrical energy, that cannot be adequately 
evaluated by the prescriptive or system performance alternatives found 
in sections 3.4, 3.5, 5.4, 5.5, and 7.4. This compliance path is 
intended for design comparisons only and is not intended to be used to 
either predict, document, or verify annual energy consumption or annual 
energy costs.
    11.1.2  The Building Energy Cost Compliance Alternative is to be 
used in lieu of the prescriptive or system performance methods and in 
conjunction with the minimum requirements found in sections 3.3, 4.3, 
5.3, 6.3, 7.3, 8.3, 9.3 and 10.3.

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    11.1.3  Compliance. Compliance under this method requires detailed 
energy analyses of the entire Proposed Design, referred to as the Design 
Energy Consumption; an estimate of annual energy cost for the proposed 
design, referred to as the Design Energy Cost; and comparison against an 
Energy Cost Budget. Compliance is achieved when the estimated Design 
Energy Cost is less than or equal to the Energy Cost Budget (see Figure 
11-1). This section provides instructions for determining the Energy 
Cost Budget and for calculating the Design Energy Consumption and Design 
Energy Cost. The Energy Cost Budget shall be determined through the 
calculation of monthly energy consumption and energy cost of a Prototype 
or Reference Building design configured to meet the requirements of 
sections 3.0 through 10.0.

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[GRAPHIC] [TIFF OMITTED] TC04OC91.222

    11.1.4  Designers are encouraged to employ the Building Energy Cost 
Budget compliance method set forth in this section for evaluating 
proposed design alternatives in preference to using the prescriptive/
system methods. The Building Energy Cost Budget establishes the relative 
effectiveness of each design alternative in energy cost savings, 
providing an energy cost basis upon which the building owner and 
designer may select one design over another. This Energy Cost Budget is 
the highest allowable calculated Energy Cost Budget for a specific 
building design. Other alternative designs are likely to have lower 
annual energy costs and life cycle costs than those that minimally meet 
the Energy Cost Budget.

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    11.1.5  The Energy Cost Budget is a numerical target for annual 
energy cost. It is intended to assure neutrality with respect to choices 
of HVAC system type, architectural design, fuel choice, etc., by 
providing a fixed, repeatable budget target that is independent of any 
of these choices wherever possible (i.e., for the prototype buildings). 
The Energy Cost Budget for a given building size and type will vary only 
with climate, the number of stories, and the choice of simulation tool. 
The specifications of the prototypes are necessary to assure 
repeatability, but have no other significance. They are not recommended 
energy conserving practice, or even physically reasonable practice for 
some climates or buildings, but represent a reasonable worst case of 
energy cost resulting from compliance with the spirit and the letter of 
sections 3.0 through 10.0.

          11.2  Determination of the Annual Energy Cost Budget

    11.2.1  The annual Energy Cost Budgets shall be determined in 
accordance with the Prototype Building Method in section 11.2.5, or the 
Reference Building Method in section 11.2.5. Both methods calculate an 
annual Energy Cost by summing the 12 monthly Energy Cost Budgets. Each 
monthly Energy Cost Budget is the product of the monthly Building Energy 
Consumption of each type of energy used multiplied by the monthly Energy 
Cost per unit of energy for each type of energy used.
    11.2.2  The Energy Cost Budget shall be determined in accordance 
with Equation 11-1 as follows:

ECB=ECBjan+ . . . ECBm+ . . . +ECBdec

                              Equation 11-1

Based on:

ECBm=BECONm1 x ECOSm1+ . . . 
          +BECONmi  x  ECOSmi

                              Equation 11-2

Where:

ECB=The annual Energy Cost Budget
ECBm=The monthly Energy Cost Budget
BECONmi=The monthly Budget Energy Consumption of the 
          ith type of energy
ECOSmi=The monthly Energy Cost, per unit of the 
          ith type of energy

    11.2.3  The monthly Energy Cost Budget shall be determined using 
current rate schedules or contract prices available at the building site 
for all non-depletable types of energy purchased. These costs shall 
include demand charges, rate blocks, time of use rates, interruptable 
service rates, delivery charges, taxes, and all other applicable rates 
for the type, location, operation, and size of the proposed design. The 
monthly Budget Energy Consumption shall be calculated from the first day 
through the last day of each month, inclusive.
    11.2.4  The Energy Cost Budget, Design Energy Consumption and Design 
Energy Cost calculations are applicable only for determining compliance 
with these standards. They are not predictions of actual energy 
consumption or costs of the proposed building after construction. Actual 
experience will differ from these calculations due to variations such as 
occupancy, building operation and maintenance, weather, energy use not 
covered by these standards, changes in energy rates between design of 
the building and occupancy, and precision of the calculation tool.

                  11.2.5  Prototype Building Procedure

    11.2.5.1  The Prototype Building procedure shall be used for all 
building types listed below. For mixed-use buildings the Energy Cost 
Budget is derived by allocating the floor space of each building type 
within the floor space of the prototype building. For buildings not 
listed below, the Reference Building procedure of section 11.2.5 shall 
be used.
    11.2.5.1.1  Prototype buildings include:
    (a) Assembly;
    (b) Office (Business);
    (c) Retail (Mercantile);
    (d) Warehouse (Storage);
    (e) School (Educational);
    (f) Hotel/Motel;
    (g) Restaurant;
    (h) Health/Institutional; and
    (i) Multi-Family.

  11.2.5.2  Use of the Prototype Building to Determine the Energy Cost 
                                 Budget

    11.2.5.2.1  Determine the building type of the Proposed Design using 
the categories in section 11.2.5.1. Using the appropriate Prototype 
Building characteristics from Tables 11-1 through 11-8,

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the building shall be simulated using the same gross floor area and 
number of floors for the Prototype Building as in the Proposed Design.
    11.2.5.2.3  The form, orientation, occupancy and use profiles for 
the Prototype Building shall be fixed as described in section 11.5.3. 
Envelope, lighting, other internal loads and HVAC systems and equipment 
shall meet the prescriptive or system requirements of section 3.0 
through 10.0 and are standardized inputs.

                    11.2.6  Reference Building Method

    11.2.6.1  The Reference Building procedure shall be used only when 
the Proposed Design cannot be represented by one or a combination of the 
Prototype Building listed in section 11.2.5.1 or the assumptions for the 
Prototype Building in section 11.5, such as occupancy and use-profiles, 
do not reasonably represent the Proposed Design.

  11.2.6.2  Use of the Reference Building to Determine the Energy Cost 
                                 Budget

    11.2.6.2.1  Each floor shall be oriented in the same manner for the 
Reference Building as in the Proposed Design. The form, gross and 
conditioned floor areas of each floor and the number of floors shall be 
the same as in the Proposed Design. All other characteristics, such as 
lighting, envelope and HVAC systems and equipment, shall meet the 
prescriptive/system requirements of section 3.0 through 10.0.

            11.2.7  Calculation Procedure and Simulation Tool

    11.2.7.1  The Prototype or Reference Buildings shall be modeled 
using the criteria of section 11.5 and section 11.6. The modeling shall 
use a climate data set appropriate for both the site and the complexity 
of the energy conserving features of the design. ASHRAE Weather Year for 
Energy Calculations (WYEC) data or bin weather data shall be a default 
choice.

 11.3  Determination of the Design Energy Consumption and Design Energy 
                                  Cost

    11.3.1  The Design Energy Consumption shall be calculated by 
modeling the Proposed Design using the same methods, assumptions, 
climate data, and simulation tool as were used to establish the Energy 
Cost Budget, except as explicitly stated in 11.5. The Design Energy Cost 
shall be calculated per Equation 11-3. If the Proposed Design includes 
cogeneration or non-depletable energy sources designed for the sale of 
energy off-site, then energy cost and income resulting from outside 
sales shall not be used to reduce the Design Energy Costs. Such systems 
shall be modeled as operating to supply energy needs of the Proposed 
Design only.

DECOS=DECOSjan+ . . . DECOSm . . . . 
          +DECOSdec

                              Equation 11-3

Based on:
DECOSm=DECONm1 x ECOSm1+ . . . 
          +DECONmi x ECOSmi

                              Equation 11-4

Where:
DECOS=The annual Design Energy Cost
DECOSm=The monthly Design Energy Cost
ICONmi=The monthly Design Energy Consumption of the 
          ith type of energy
ECOSmi=The monthly Energy Cost per unit of the ith 
          type of energy

    The DECONmi shall be calculated from the first day 
through the last day of the month, inclusive.

                            11.4  Compliance

    11.4.1  If the Design Energy Cost is less than or equal to the 
Energy Cost Budget, and all of the minimum requirements of sections 3.0 
through 10.0 are met, the Proposed Design complies with the standards.

                  11.5  Standard Calculation Procedure

    11.5.1  The Standard Calculation Procedure consists of methods and 
assumptions for calculating the Energy Cost Budget for the Prototype or 
Reference Building and the Design Energy Consumption and Design Energy 
Cost of the Proposed Design. In order to maintain consistency between 
the Energy Cost Budget and the Design Energy Cost, the input assumptions 
to be used are stated below. These inputs shall be used to determine the 
Energy Cost Budget and the Design Energy Consumption.

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    11.5.2  Prescribed assumptions shall be used without variation. 
Default assumptions shall be used unless the designer can demonstrate 
that a different assumption better characterizes the building's energy 
use over its expected life. No modified default assumptions shall be 
used in modeling both the Prototype or Reference Building and the 
Proposed Design unless the designer demonstrates clear cause to do 
otherwise. Special procedures for speculative buildings are discussed in 
section 11.5.9. Shell buildings may not use section 11.0.

                      11.5.3  Orientation and Shape

    11.5.3.1   The Prototype Building shall consist of the same number 
of stories, and gross and conditioned floor area as the Proposed Design, 
with equal area per story. The building shape shall be rectangular, with 
a 2.5:1 aspect ratio. The long dimensions of the building shall face 
East and West. This is intended to provide an energy budget that can be 
met even if there are unfavorable site constraints. The fenestration 
shall be uniformly distributed in proportion to exterior wall area.
    11.5.3.2  Floor-to-floor height for the Prototype Building shall be 
13 ft except for dwelling units in hotels/motels and multi-family high 
rise residential buildings where floor-to-floor height shall be 9.5 ft.
    11.5.3.3  The Reference Building shall consist of the same number of 
stories, and gross floor area for each story as the Proposed Design. 
Each floor shall be oriented in the same manner as the Proposed Design. 
The geometric form shall be the same as the Proposed Design.

                         11.5.4  Internal Loads

    11.5.4.1  The systems and types of energy specified in this section 
are intended only as constraints in calculating the Energy Cost Budget. 
They are not intended as either requirements or recommendations for 
either systems or the type of energy to be used in the Proposed Design 
or for calculation of Design Energy Cost.
    11.5.4.2  Internal loads for multi-family high rise residential 
buildings are presented in Table 11-1. These assumptions shall be 
prescribed assumptions. Internal loads for other building types shall be 
modeled as noted in this subsection.

                          11.5.4.2.1  Occupancy

    (a) Occupancy schedules shall be Default Assumptions. The same 
assumptions shall be made in computing Design Energy Consumption as were 
used in calculating the Energy Cost Budget.
    (b) Table 11-2, Occupancy Density, establishes the density, in 
ft\2\/person of conditioned floor area, to be used for each building 
type. Table 11-3, Building Schedule Percentage Multipliers, establishes 
the percentage of total occupants in the building by hour of the day for 
each building type.

                          11.5.4.2.2  Lighting

    (a) Interior Lighting Power Allowance (ILPA), for calculating the 
Energy Cost Budget shall be determined from section 3.0. The lighting 
power used to calculate the Design Energy Consumption shall be the 
actual adjusted power for lighting in the Proposed Design. If the 
lighting controls in the Proposed Design are more effective at saving 
energy than those required by section 3.3, the actual installed lighting 
power shall be used along with the schedules reflecting the action of 
the controls to calculate the Design Energy Consumption. This actual 
installed lighting power shall not be adjusted by the Power Adjustment 
Factors listed in Table 3.5-2.
    (b) Lighting energy profiles are shown in Table 11-3 that establish 
the percentage of the lighting load switched-on in each Prototype or 
Reference Building by hour of the day. These profiles are default 
assumptions and can be changed when calculating the Energy Cost Budget 
to provide, for example, a 12 hour rather than an 8 hour work day.

                         11.5.4.2.3  Receptacles

    (a) Receptacle loads and profiles are default assumptions. The same 
assumptions shall be made in calculating Design Energy Consumption as 
were used in calculating the Energy Cost Budget.
    (b) Receptacle loads include all general service loads that are 
typical in a

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building. These loads exclude any process electrical usage and HVAC 
primary or auxiliary electrical usage. Table 11-4, Receptacle Power 
Densities, establishes the density, in W/ft\2\, to be used for each 
building type. The receptacle energy profiles shall be the same as the 
lighting energy profiles in Table 11-3. This profile establishes the 
percentage of the receptacle load that is switched on by hour of the day 
and by building type.

                   11.5.5  Building Exterior Envelope

                    11.5.5.1  Insulation and Glazing

    11.5.5.1.1  The insulation and glazing characteristics of the 
Prototype and Reference Building envelope shall be determined by using 
the first column under ``Base Case'', with no assumed overhangs for the 
appropriate Alternate Component Tables (ACP) in section 5.0, as defined 
by climate range. The insulation and glazing characteristics from this 
ACP are Prescribed Assumptions for Prototype and Reference Buildings for 
calculating the Energy Cost Budget. In calculating the Design Energy 
Consumption of the Proposed Design, the envelope characteristics of the 
Proposed Design shall be used.

                         11.5.5.2  Infiltration

    11.5.5.2.1  For Prototype and Reference Buildings, infiltration 
assumptions shall be prescribed assumptions for calculating the Energy 
Cost Budget and default assumptions for the Design Energy Consumption. 
Infiltration shall impact perimeter zones only.
    11.5.5.2.2  When the HVAC system is switched ``on'', no infiltration 
shall be assumed. When the HVAC system is switched ``off'', the 
infiltration rate for buildings with or without operable windows shall 
be assumed to be 0.038 cfm/ft\2\ of gross exterior wall. Hotels/motels 
and multi-family high rise residential buildings shall have infiltration 
rates of 0.038 cfm/ft\2\ of gross exterior wall area at all times.

              11.5.5.3  Envelope and Ground Absorptivities

    11.5.5.3.1  For Prototype and Reference Buildings, absorptivity 
assumptions shall be prescribed assumptions for computing the Energy 
Cost Budget and default assumptions for computing the Design Energy 
Consumption. The solar absorptivity of opaque elements of the building 
envelope is assumed to be 70%. The solar absorptivity of ground surfaces 
is assumed to be 80% (20% reflectivity).

                       11.5.5.4  Window Management

    11.5.5.4.1  For the Prototype and Reference Building, window 
management drapery assumptions shall be prescribed assumptions for 
setting the Energy Cost Budget. No draperies shall be the default 
assumption for computing the Design Energy Consumption. Glazing is 
assumed to be internally shaded by medium-weight draperies, closed one-
half time. The draperies shall be modeled by assuming that one-half the 
area in each zone is draped and one-half is not. If manually-operated 
draperies, shades, or blinds are to be used in the Proposed Design, the 
Design Energy Consumption shall be calculated by assuming they are 
effective over one-half the glazing area in each zone.

                            11.5.5.5  Shading

    11.5.5.5.1  For Prototype and Reference buildings and the Proposed 
Design, shading by permanent structures, terrain, and vegetation shall 
be taken into account for computing energy consumption, whether or not 
these features are located on the building site. A permanent fixture is 
one that is likely to remain for the life of the Proposed Design.

                   11.5.6  HVAC Systems and Equipment

    11.5.6.1  The specifications and requirements for the HVAC systems 
of the Prototype and Reference Buildings shall be those in Table 11-5, 
HVAC Systems for Prototype and Reference Buildings. For the calculation 
of the Design Energy Consumption, the HVAC systems and equipment of the 
Proposed Design shall be used.
    11.5.6.2  The systems and types of energy presented in Table 11-5 
are intended only as constraints in calculating the Energy Cost Budget. 
They are not intended as either requirements or recommendations for 
either systems or the type of energy to be

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used in the Proposed Building or for the calculation of the Design 
Energy Cost.

                          11.5.6.3  HVAC Zones

    11.5.6.3.1  HVAC zones for calculating the Energy Cost Budget of the 
Prototype or Reference Building shall consist of at least four perimeter 
and one interior zones per floor. Prototype Buildings shall have one 
perimeter zone facing each cardinal direction. The perimeter zones of 
Prototype and Reference Buildings shall be 15 ft in width, or one-third 
the narrow dimension of the building, when this dimension is between 30 
ft and 45 ft inclusive, or one-half the narrow dimension of the building 
when this dimension is less than 30 ft. Zoning requirements shall be a 
default assumption for calculating the Energy Cost Budget. For multi-
family high rise residential buildings, the prototype building shall 
have one zone per dwelling unit. The proposed design shall have one zone 
per unit unless zonal thermostatic controls are provided within units; 
in this case, two zones per unit shall be modeled. Building types such 
as assembly or warehouse may be modeled as a single zone if there is 
only one space.
    11.5.6.3.2  For calculating the Design Energy Consumption, no fewer 
zones shall be used than were in the Prototype and Reference Buildings. 
The zones in the simulation shall correspond to the zones provided by 
the controls in the Proposed Design. Thermally similar zones, such as 
those facing one orientation on different floors, may be grouped 
together for the purposes of either the Design Energy Consumption or 
Energy Cost Budget simulation.

           11.5.6.4  Equipment Sizing and Redundant Equipment

    11.5.6.4.1  For calculating the Energy Cost Budget of Prototype or 
Reference Buildings, HVAC equipment shall be sized to meet the 
requirements of section 7.3.2, without using any of the exceptions. The 
size of equipment shall be that required for the building without 
process loads considered. The designer shall determine the final 
equipment sizing including the process loads by separate calculations. 
Redundant and/or emergency equipment need not be simulated if it is 
controlled so that it will not be operated during normal operations of 
the building. The designer shall document the installation of process 
equipment and the size of process loads.
    11.5.6.4.2  For calculating the Design Energy Consumption, actual 
air flow rates and installed equipment size shall be used in the 
simulation, except that excess capacity provided to meet process loads 
need not be modeled if the process load was not modeled in setting 
Energy Cost Budget. Equipment sizing in the simulation of the Proposed 
Design shall correspond to the equipment actually selected for the 
design and the designer shall not use equipment sized automatically by 
the simulation tool.
    11.5.6.4.3  Redundant and/or emergency equipment need not be 
simulated if it is controlled to not be operated during normal 
operations of the building.

                      11.5.7  Service Water Heating

    11.5.7.1  The service water loads for Prototype and Reference 
Buildings are defined in terms of Btu/h per person in Table 11-6. The 
service water heating loads from Table 11-6 are prescribed assumptions 
for multi-family high rise residential buildings and default assumptions 
for all other buildings. The same service water heating load assumptions 
shall be made in calculating Design Energy Consumption as were used in 
calculating the Energy Cost Budget.
    11.5.7.2  The service water heating system, including piping losses 
for the Prototype Building, shall be modeled using the methods of the 
ASHRAE Handbook, 1987 HVAC Systems and Applications Volume using a 
system that meets all requirements of section 9.0. The service water 
heating equipment for the Prototype or Reference Building shall be 
either natural gas or 2 fuel oil, if natural gas is not available at 
the site, or an electric heat pump.
    11.5.7.3  Exception to section 11.5.7:
    11.5.7.3.1  If electric resistance service water heating is 
preferable to an electric heat pump when analyzed according to the 
criteria of section 9.3.7.1

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or when service water temperatures exceeding 145  deg.F are required for 
a particular application, electric resistance water heating may be used.

                            11.5.8  Controls

    11.5.8.1  All occupied conditioned spaces in the Prototype, 
Reference and Proposed Design Buildings in all climates shall be 
simulated as being both heated and cooled. The assumptions in this 
subsection are prescribed assumptions. If the Proposed Design does not 
include equipment for cooling or heating, the Design Energy Consumption 
shall be determined by the specifications for calculating the Energy 
Cost Budget as described in Table 11-7.
    11.5.8.2  Exceptions to section 11.5.8:
    11.5.8.2.1  If a building is to be provided with only heating or 
cooling, both the Prototype or Reference Building and the Proposed 
Design shall be simulated, using the same assumptions. If such an 
assumption is made, the analysis shall show that the building interior 
temperature meets the comfort criteria of ANSI/ASHRAE 55-1981 ``Thermal 
Environmental Conditions for Human Occupancy,'' at least 98% of the 
occupied hours during the year.
    11.5.8.2.2  If warehouses are not intended to be mechanically 
cooled, both the Energy Cost Budget and Design Energy Consumption shall 
be modeled assuming no mechanical cooling; and
    11.5.8.2.3  In climates where winter design temperature (97.5% 
occurrence) is greater than 59  deg.F, space heating need not be 
modeled.
    11.5.8.3  Space temperature controls for the Prototype or Reference 
Building, except multi-family high rise residential buildings shall be 
set at 70  deg.F for space heating and 75  deg.F for space cooling with 
a deadband per section 7.3.4.5. The system shut off during off-hours 
shall be according to the schedule in Table 11-3, except that the 
heating system shall cycle on if any space should drop below the night 
setback setting of 55  deg.F. There shall be no similar setpoint during 
the cooling season. Lesser deadband ranges may be used in calculating 
the Design Energy Consumption.
    11.5.8.3.1  Exceptions to section 11.5.8.3:
    (a) Setback shall not be modeled in determining either the Energy 
Cost Budget or Design Energy Cost if setback is not realistic for the 
Proposed Design, such as 24 hour/day operations. Health facilities need 
not have night setback during the heating season;
    (b) Hotel/motels and multi-family high rise residential buildings 
shall have a night setback temperature of 60  deg.F from 11:00 p.m. to 
6:00 a.m. during the heating season; and
    (c) If deadband controls are not to be installed, the Design Energy 
Cost shall be calculated with both heating and cooling thermostat 
setpoints set to the same value between 70  deg.F and 75  deg.F 
inclusive, assumed to be constant for the year.
    11.5.8.3.2  For multi-family buildings, the thermostat schedule for 
the dwelling units shall be as in Table 11-8.
    (a) The Prototype Building shall use the single zone schedule. The 
Proposed Design shall use the two-zone schedule only if zonal 
thermostatic controls are provided. For Proposed Designs that use heat 
pumps employing supplementary heat, the controls used to switch on the 
auxiliary heat source during morning warm-up periods shall be simulated 
accurately. The thermostat assumptions for multi-family high-rise 
buildings are prescribed assumptions.
    11.5.8.4  When providing for outdoor air ventilation in calculating 
the Energy Cost Budget, controls shall be assumed to close the outside 
air intake to reduce the flow of outside air to 0 cfm during setback and 
unoccupied periods. Ventilation using inside air may still be required 
to maintain scheduled setback temperature. Outside air ventilation, 
during occupied periods, shall be as required by ASHRAE Standard 62-
1981, ``Ventilation for Acceptable Indoor Air,'' or the Proposed Design, 
whichever is greater.
    11.5.8.5  If humidification is to be used in the Proposed Design, 
the same level of humidification and system type shall be used in the 
Prototype or Reference Building. If dehumidification requires subcooling 
of supply air, then reheat for the Prototype or Reference Building shall 
be from recovered waste heat such as condenser waste heat.

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                      11.5.9  Speculative Buildings

                           11.5.9.1  Lighting

    11.5.9.1.1  The interior lighting power allowance (ILPA) for 
calculating the Energy Cost Budget shall be determined from Table 3.4-1. 
The Design Energy Consumption may be based on an assumed adjusted 
lighting power for future lighting improvements.
    (a) The assumption about future lighting power used to calculate the 
Design Energy Consumption must be documented so that the future 
installed lighting systems may be in compliance with these standards. 
Documentation must be provided to enable future lighting systems to use 
either the Prescriptive method of section 3.4 or the Systems Performance 
method of section 3.5.
    (b) Documentation for future lighting systems that use the 
Prescriptive method of section 3.4 shall be stated as a maximum adjusted 
lighting power for the tenant spaces. The adjusted lighting power 
allowance for tenant spaces shall account for the lighting power 
provided for the common areas of the building.
    (c) Documentation for future lighting systems that use the System 
Performance method of section 3.5 shall be stated as a required lighting 
adjustment. The required lighting adjustment is the whole building 
lighting power assumed in order to calculate the Design Energy 
Consumption minus the ILPA value from Table 3.4-1 that was used to 
calculate the Energy Cost Budget. When the required lighting adjustment 
is less than zero, a complete lighting design must be developed for one 
or more representative tenant spaces, demonstrating acceptable lighting 
within the limits of the assumed lighting power allowance.

                  11.5.9.2  HVAC Systems and Equipment

    11.5.9.2.1  If the HVAC system is not completely specified in the 
plans, the Design Energy Consumption shall be based on reasonable 
assumptions about the construction of future HVAC systems and equipment. 
These assumptions shall be documented so that future HVAC systems and 
equipment may be in compliance with these standards.

                        11.6  The Simulation Tool

    11.6.1  Annual energy consumption shall be simulated with a multi-
zone, 8760 hours per year building energy model. The model shall account 
for:
    11.6.1.1  The dynamic heat transfer of the building envelope such as 
solar and internal gains;
    11.6.1.2  Equipment efficiencies as a function of load and climate;
    11.6.1.3  Lighting and HVAC system controls and distribution systems 
by simulating the whole building;
    11.6.1.4  The operating schedule of the building including night 
setback during various times of the year; and
    11.6.1.5  Energy consumption information at a level necessary to 
determine the Energy Cost Budget and Design Energy Cost through the 
appropriate utility rate schedules.
    11.6.2  While the simulation tool should simulate an entire year on 
an hour by hour basis (8760 hours), programs that approximate this 
dynamic analysis procedure and provide equivalent results are 
acceptable.
    11.6.3  Simulation tools shall be selected for their ability to 
simulate accurately the relevant features of the building in question, 
as shown in the tool's documentation. For example, a single zone model 
shall not be used to simulate a large, multi-zone building, and a 
steady-state model such as the degree-day method shall not be used to 
simulate buildings when equipment efficiency or performance is 
significantly affected by the dynamic patterns of weather, solar 
radiation, and occupancy. Relevant energy-related features shall be 
addressed by a model such as daylighting, atriums or sunspaces, night 
ventilation or thermal storage, chilled water storage or heat recovery, 
active or passive solar systems, zoning and controls of heating and 
cooling systems, and ground-coupled buildings. In addition, models shall 
be capable of translating the Design Energy Consumption into energy cost 
using actual utility rate schedules with the coincidental electrical 
demand of a building. Examples of public domain models capable of 
handling such complex building systems and energy cost translations 
available in the United States are DOE-2.1C and

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BLAST 3.0 and in Canada, Energy Systems Analysis Series.
    11.6.4  All simulation tools shall use scientifically justifiable 
documented techniques and procedures for modeling building loads, 
systems, and equipment. The algorithms used in the program shall have 
been verified by comparison with experimental measurements, loads, 
systems, and equipment.
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