[Code of Federal Regulations]
[Title 5, Volume 3]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 5CFR1605.1]

[Page 187-189]
 
                    TITLE 5--ADMINISTRATIVE PERSONNEL
 
         CHAPTER VI--FEDERAL RETIREMENT THRIFT INVESTMENT BOARD
 
PART 1605--CORRECTION OF ADMINISTRATIVE ERRORS--Table of Contents
 
                         Subpart A--Definitions
 
Sec. 1605.1  Definitions.


    The following definitions apply for purposes of this part:
    Account or TSP account means a participant's account in the Thrift 
Savings Plan;
    Agency automatic (1%) contributions means any contributions made 
under 5 U.S.C. 8432 (c)(1) or (c)(3);
    Agency contributions means agency automatic (1%) contributions and 
agency matching contributions;
    Agency matching contributions means any contributions made under 5 
U.S.C. 8432(c)(2);
    Basic pay means basic pay as defined in 5 U.S.C. 8331(3), and it is 
the rate of pay used in computing any amount the individual is required 
to contribute to the Civil Service Retirement and Disability Fund as a 
condition for participating in the CSRS or the FERS, as the case may be;
    Board means the Federal Retirement Thrift Investment Board;
    Board error means any act or omission by the Board that is not in 
accordance with applicable statutes, regulations, or administrative 
procedures made available to employing agencies and/or TSP participants 
(including, but not limited to, TSP communications materials and other 
publications);
    C Fund means the Common Stock Index Investment Fund established 
under 5 U.S.C. 8438(b)(1)(C);
    CSRS means the Civil Service Retirement System established by 
Subchapter III of chapter 83 of title 5, U.S.C., and any equivalent 
Federal Government retirement plan;

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    CSRS employee or CSRS participant means any employee, member, or 
participant covered by CSRS, including employees authorized to 
contribute to the Thrift Savings Plan under 5 U.S.C. 8351, or 5 U.S.C. 
8440a through 8440d;
    Employee contributions means any contributions to the Thrift Savings 
Plan made under 5 U.S.C. 8432(a), 5 U.S.C. 8351 or 5 U.S.C. 8440a 
through 8440d;
    Employer contributions means agency automatic (1%) contributions and 
agency matching contributions;
    Employing agency means any entity that provides or has provided pay 
to an individual, thereby incurring responsibility for submitting to the 
Thrift Savings Fund contributions made by or on behalf of that 
individual; any entity responsible for submitting TSP loan payments on 
behalf of an individual; or any other entity that has employed an 
individual and has provided information that affects or has affected 
that individual's TSP account;
    Employing agency error means any act or omission by an employing 
agency that is not in accordance with all applicable statutes, 
regulations, or administrative procedures, including internal procedures 
promulgated by the employing agency and TSP procedures provided to 
employing agencies by the Board or TSP recordkeeper;
    Executive Director means the Executive Director of the Board under 5 
U.S.C. 8474;
    F Fund means the Fixed Income Investment Fund established under 5 
U.S.C. 8438(b)(1)(B);
    FERS means the Federal Employees' Retirement System established by 
chapter 84 of title 5, U.S.C., and any equivalent Federal Government 
retirement plans;
    FERS employee or FERS participant means any employee, member, or 
participant covered by FERS;
    G Fund means the Government Securities Investment Fund established 
under 5 U.S.C. 8438(b)(1)(A);
    Interfund transfer means the movement of all or a portion of a 
participant's existing account balance among the TSP investment funds;
    Investment fund means the C Fund, the F Fund, the G Fund, and any 
other TSP investment funds created subsequent to December 27, 1996.
    Investment fund election means a choice by a participant concerning 
how TSP contributions shall be allocated among the TSP investment funds;
    Lost earnings record means a data record containing information 
enabling the TSP system to compute lost earnings and to determine the 
investment fund in which money would have been invested had an error not 
occurred;
    Makeup contributions means employee or employer contributions that 
are made for an earlier period during which they would have been made 
but for an employing agency error;
    Negative adjustment record means a data record submitted by an 
employing agency to remove money from a participant's account;
    Open season means the period during which participants may choose to 
begin making contributions to the TSP, to change or discontinue the 
amount currently being contributed to the TSP (without losing the right 
to recommence contributions the next open season), or to allocate 
prospective contributions to the TSP among the investment funds;
    Participant means any person with an account in the TSP, or who 
would have an account in the TSP but for an employing agency error;
    Recordkeeper error means any act or omission by the TSP recordkeeper 
that is not in accordance with applicable statutes, regulations, or 
administrative procedures made available to employing agencies and/or 
TSP participants (including, but not limited to, TSP communications 
materials and other publications);
    Source of contributions means either employee contributions, agency 
automatic (1%) contributions, or agency matching contributions;
    Thrift Savings Plan, TSP, or Plan means the Federal Retirement 
Thrift Savings Plan established by the Federal Employees' Retirement 
System Act of 1986 (FERSA), Pub. L. 99-335, 100 Stat. 514, which has 
been codified, as amended, primarily at 5 U.S.C. 8401-8479; and
    TSP Recordkeeper means the entity that is engaged by the Board to 
perform recordkeeping services for the

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TSP. As of the effective date of these regulations, the TSP recordkeeper 
is the National Finance Center, Office of the Chief Financial Officer, 
United States Department of Agriculture, located in New Orleans, 
Louisiana.