[Code of Federal Regulations]
[Title 7, Volume 5, Parts 200 to 399]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 7CFR372.5]

[Page 475-477]
 
                          TITLE 7--AGRICULTURE
 
 CHAPTER III--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 372--NATIONAL ENVIRONMENTAL POLICY ACT IMPLEMENTING PROCEDURES--Table of Contents
 
Sec. 372.5  Classification of actions.

    (a) Actions normally requiring environmental impact statements. This 
class of policymakings and rulemakings seeks to establish programmatic 
approaches to animal and plant health issues. Actions in this class 
typically involve the agency, an entire program, or a substantial 
program component and are characterized by their broad scope (often 
global or nationwide) and potential effect (impacting a wide range of 
environmental quality values or indicators, whether or not affected 
individuals or systems may be completely identified at the time). 
Ordinarily, new or untried methodologies, strategies, or techniques to 
deal with pervasive threats to animal and plant health are the subjects 
of this class of actions. Alternative means of dealing with those 
threats usually have not been well developed. Actions in this class 
include:
    (1) Formulation of contingent response strategies to combat future 
widespread outbreaks of animal and plant diseases; and
    (2) Adoption of strategic or other long-range plans that purport to 
adopt for future program application a preferred course of action.
    (b) Actions normally requiring environmental assessments but not 
necessarily environmental impact statements. This class of APHIS actions 
may involve the agency as a whole or an entire program, but generally is 
related to a more discrete program component and is characterized by its 
limited scope (particular sites, species, or activities) and potential 
effect (impacting relatively few environmental values or

[[Page 476]]

systems). Individuals and systems that may be affected can be 
identified. Methodologies, strategies, and techniques employed to deal 
with the issues at hand are seldom new or untested. Alternative means of 
dealing with those issues are well established. Mitigation measures are 
generally available and have been successfully employed. Actions in this 
class include:
    (1) Policymakings and rulemakings that seek to remedy specific 
animal and plant health risks or that may affect opportunities on the 
part of the public to influence agency environmental planning and 
decisionmaking. Examples of this category of actions include:
    (i) Development of program plans that seek to adopt strategies, 
methods, and techniques as the means of dealing with particular animal 
and plant health risks that may arise in the future;
    (ii) Implementation of program plans at the site-specific, action 
level, except for actions that are categorically excluded, as provided 
in paragraph (c) of this section.
    (2) Planning, design, construction, or acquisition of new 
facilities, or proposals for modifications to existing facilities.
    (3) Disposition of waste and other hazardous or toxic materials at 
laboratories and other APHIS facilities, except for actions that are 
categorically excluded, as provided in paragraph (c) of this section.
    (4) Approvals and issuance of permits for proposals involving 
genetically engineered or nonindigenous species, except for actions that 
are categorically excluded, as provided in paragraph (c) of this 
section.
    (5) Research or testing that:
    (i) Will be conducted outside of a laboratory or other containment 
area (field trials, for example); or
    (ii) Reaches a stage of development (e.g., formulation of 
premarketing strategies) that forecasts an irretrievable commitment to 
the resulting products or technology.
    (c) Categorically excluded actions. This class of APHIS actions 
shares many of the same characteristics--particularly in terms of the 
extent of program involvement, as well as the scope, effect of, and the 
availability of alternatives to proposed actions--as the class of 
actions that normally requires environmental assessments but not 
necessarily environmental impact statements. The major difference is 
that the means through which adverse environmental impacts may be 
avoided or minimized have actually been built right into the actions 
themselves. The efficacy of this approach generally has been established 
through testing and/or monitoring. The Department of Agriculture has 
also promulgated a listing of categorical exclusions that are applicable 
to all agencies within the department unless their procedures provide 
otherwise. Those categorical exclusions, codified at 7 CFR 1b.3(a), are 
entirely appropriate for APHIS. Other actions in this class include:
    (1) Routine measures. (i) Routine measures, such as identifications, 
inspections, surveys, sampling that does not cause physical alteration 
of the environment, testing, seizures, quarantines, removals, 
sanitizing, inoculations, control, and monitoring employed by agency 
programs to pursue their missions and functions. Such measures may 
include the use--according to any label instructions or other lawful 
requirements and consistent with standard, published program practices 
and precautions--of chemicals, pesticides, or other potentially 
hazardous or harmful substances, materials, and target-specific devices 
or remedies, provided that such use meets all of the following criteria 
(insofar as they may pertain to a particular action):
    (A) The use is localized or contained in areas where humans are not 
likely to be exposed, and is limited in terms of quantity, i.e., 
individualized dosages and remedies;
    (B) The use will not cause contaminants to enter water bodies, 
including wetlands;
    (C) The use does not adversely affect any federally protected 
species or critical habitat; and
    (D) The use does not cause bioaccumulation.
    (ii) Examples of routine measures include:

[[Page 477]]

    (A) Inoculation or treatment of discrete herds of livestock or 
wildlife undertaken in contained areas (such as a barn or corral, a zoo, 
an exhibition, or an aviary);
    (B) Pesticide treatments applied to infested plants at a nursery; 
and
    (C) Isolated (for example, along a highway) weed control efforts.
    (2) Research and development activities. (i) Activities that are 
carried out in laboratories, facilities, or other areas designed to 
eliminate the potential for harmful environmental effects--internal or 
external--and to provide for lawful waste disposal.
    (ii) Examples of this category of actions include:
    (A) The development and/or production (including formulation, 
repackaging, movement, and distribution) of previously approved and/or 
licensed program materials, devices, reagents, and biologics;
    (B) Research, testing, and development of animal repellents; and
    (C) Development and production of sterile insects.
    (3) Licensing and permitting. (i) Issuance of a license, permit, or 
authorization to ship for field testing previously unlicensed veterinary 
biological products;
    (ii) Permitting, or acknowledgment of notifications for, confined 
field releases of genetically engineered organisms and products; and
    (iii) Permitting of:
    (A) Importation of nonindigenous species into containment 
facilities,
    (B) Interstate movement of nonindigenous species between containment 
facilities, or
    (C) Releases into a State's environment of pure cultures of 
organisms that are either native or are established introductions.
    (4) Rehabilitation of facilities. Rehabilitation of existing 
laboratories and other APHIS facilities, functional replacement of parts 
and equipment, and minor additions to such existing APHIS facilities.
    (d) Exceptions for categorically excluded actions. Whenever the 
decisionmaker determines that a categorically excluded action may have 
the potential to affect ``significantly'' the quality of the ``human 
environment,'' as those terms are defined at 40 CFR 1508.27 and 1508.14, 
respectively, an environmental assessment or an environmental impact 
statement will be prepared. For example:
    (1) When any routine measure, the incremental impact of which, when 
added to other past, present, and reasonably foreseeable future actions 
(regardless of what agency or person undertakes such actions), has the 
potential for significant environmental impact;
    (2) When a previously licensed or approved biologic has been 
subsequently shown to be unsafe, or will be used at substantially higher 
dosage levels or for substantially different applications or 
circumstances than in the use for which the product was previously 
approved;
    (3) When a previously unlicensed veterinary biological product to be 
shipped for field testing contains live microorganisms or will not be 
used exclusively for in vitro diagnostic testing; or
    (4) When a confined field release of genetically engineered 
organisms or products involves new species or organisms or novel 
modifications that raise new issues.

[60 FR 6002, Feb. 1, 1995; 60 FR 13212, Mar. 10, 1995]