[Code of Federal Regulations]
[Title 9, Volume 2, Parts 200 to end]
[Revised as of January 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR381.1]

[Page 416-421]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
     CHAPTER III--FOOD SAFETY AND INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 381--POULTRY PRODUCTS INSPECTION REGULATIONS--Table of Contents
 
                         Subpart A--Definitions
 
Sec. 381.1  Definitions.


    (a) For the purposes of the regulations in this part, unless 
otherwise required by the context, the singular form shall also import 
the plural and the masculine form shall also import the feminine, and 
vice versa.
    (b) For the purposes of such regulations, unless otherwise required 
by the context, the following terms shall be construed, respectively, to 
mean:
    Acceptable. ``Acceptable'' means suitable for the purpose intended 
and acceptable to the Administrator.
    Act. ``Act'' means the Poultry Products Inspection Act (71 Stat. 
441, as amended by the Wholesome Poultry Products Act, 82 Stat. 791; 21 
U.S.C. 451 et seq.).
    Administrator. ``Administrator'' means the Administrator of the Food 
Safety and Inspection Service of the Department or any other officer or 
employee of the Department to whom there has heretofore been delegated, 
or to whom there may hereafter be delegated the authority to act in his 
stead.
    Adulterated. ``Adulterated'' applies to any poultry product under 
one or more of the following circumstances:
    (i) If it bears or contains any poisonous or deleterious substance 
which may render it injurious to health; but in case the substance is 
not an added substance, such article shall not be considered adulterated 
under this clause if the quantity of such substance in or on such 
article does not ordinarily render it injurious to health;
    (ii)(a) If it bears or contains (by reason of administration of any 
substance to the live poultry or otherwise) any added poisonous or added 
deleterious substance (other than one which is a

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pesticide chemical in or on a raw agricultural commodity; a food 
additive; or a color additive) which may, in the judgment of the 
Administrator, make such article unfit for human food;
    (b) If it is, in whole or part, a raw agricultural commodity and 
such commodity bears or contains a pesticide chemical which is unsafe 
within the meaning of section 408 of the Federal Food, Drug, and 
Cosmetic Act;
    (c) If it bears or contains any food additive which is unsafe within 
the meaning of section 409 of the Federal Food, Drug, and Cosmetic Act;
    (d) If it bears or contains any color additive which is unsafe 
within the meaning of section 706 of the Federal Food, Drug, and 
Cosmetic Act:

Provided, That an article which is not otherwise deemed adulterated 
under paragraphs (b)(4)(ii) (b), (c), or (d) of this section shall 
nevertheless be deemed adulterated if use of the pesticide chemical, 
food additive, or color additive in or on such article is prohibited by 
the regulations in this part in official establishments;
    (iii) If it consists in whole or in part of any filthy, putrid, or 
decomposed substance or is for any other reason unsound, unhealthful, 
unwholesome, or otherwise unfit for human food;
    (iv) If it has been prepared, packed, or held under insanitary 
conditions whereby it may have become contaminated with filth, or 
whereby it may have been rendered injurious to health;
    (v) If it is, in whole or in part, the product of any poultry which 
has died otherwise than by slaughter;
    (vi) If its container is composed, in whole or in part, of any 
poisonous or deleterious substance which may render the contents 
injurious to health;
    (vii) If it has been intentionally subjected to radiation, unless 
the use of the radiation was in conformity with a regulation or 
exemption in effect pursuant to section 409 of the Federal Food, Drug, 
and Cosmetic Act; or
    (viii) If any valuable constituent has been in whole or in part 
omitted or abstracted therefrom; or if any substance has been 
substituted, wholly or in part therefor; or if damage or inferiority has 
been concealed in any manner; or if any substance has been added thereto 
or mixed or packed therewith so as to increase its bulk or weight, or 
reduce its quality or strength, or make it appear better or of greater 
value than it is.
    Animal food. Any article intended for use as food for dogs, cats, or 
other animals, derived wholly, or in part, from carcasses or parts or 
products of the carcass of poultry, except that the term animal food as 
used herein does not include (i) processed dry animal food or (ii) 
livestock or poultry feeds manufactured from processed poultry 
byproducts (such as poultry byproduct meal, hydrolyzed poultry feathers, 
and hydrolyzed poultry byproducts aggregate).
    Animal food manufacturer. ``Animal Food Manufacturer'' means any 
person engaged in the business of manufacturing or processing animal 
food.
    Applicant. ``Applicant'' means any person who requests inspection 
service, exemption, or other authorization under the regulations.
    Biological residue. ``Biological Residue'' means any substance, 
including metabolites, remaining in poultry at the time of slaughter or 
in any of its tissues after slaughter, as the result of treatment or 
exposure of the live poultry to a pesticide, organic compound, metallic 
or other inorganic compound, hormone, hormone-like substance, growth 
promoter, antibiotic, anthelmintic, tranquilizer, or other agent that 
leaves a residue.
    Capable of use as human food. The term ``capable of use as human 
food'' applies to any carcass, or part or product of a carcass of any 
poultry, unless it is denatured or otherwise identified as required by 
the regulations, or it is naturally inedible by humans.
    Carcass. This term means all parts, including viscera, of any 
slaughtered poultry.
    Circuit supervisor. This term refers to the official of the 
Inspection Service who is assigned responsibility for supervising the 
conduct of inspection at a specific group of official establishments.
    Commerce. ``Commerce'' means commerce between any State, any 
territory, or the District of Columbia, and any place outside thereof; 
or within

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any territory not organized with a legislative body, or the District of 
Columbia.
    Consumer package. ``Consumer package'' means any container in which 
a poultry product is enclosed for the purpose of display and sale to 
household consumers.
    Container. The term ``container'' includes any box, can, tin, cloth, 
plastic, or any other receptacle, wrapper, or cover.
    Department. ``Department'' means the United States Department of 
Agriculture.
    Edible. This term means that an article is intended for use as human 
food.
    Egg Products Inspection Act. ``Egg Products Inspection Act'' means 
the Act so entitled, approved December 29, 1970 (84 Stat. 1620, 21 
U.S.C. 1031 et seq.).
    Federal Food, Drug, and Cosmetic Act. ``Federal Food, Drug, and 
Cosmetic Act'' means the Act so entitled, approved June 25, 1938 (52 
Stat. 1040), and acts amendatory thereof or supplementary thereto (21 
U.S.C. 301 et seq.).
    Federal Meat Inspection Act. ``Federal Meat Inspection Act'' means 
the Act so entitled, approved March 4, 1907, 34 Stat. 1260, as amended 
by the Wholesome Meat Act, 81 Stat. 584 (21 U.S.C. 601 et seq.).
    Free from protruding pinfeathers. ``Free from protruding 
pinfeathers'' means that the carcass is free from protruding pinfeathers 
which are visible to an inspector during an examination of the carcass 
at normal operating speeds. However, a carcass may be considered as 
being free from protruding pinfeathers if it has a generally clean 
appearance (especially on the breast), and if not more than an 
occasional protruding pinfeather is in evidence during a more careful 
examination of the carcass.
    Giblets. ``Giblets'' means the liver from which the bile sac has 
been removed, the heart from which the pericardial sac has been removed, 
and the gizzard from which the lining and contents have been removed: 
Provided, That each such organ has been properly trimmed and washed.
    Immediate container. ``Immediate container'' includes any consumer 
package; or any other container in which poultry products, not consumer 
packaged, are packed.
    Import Field Office (IFO). The office of the supervisor of import 
inspection activities for a particular importing field area. The areas 
are as follows:
    IFO 1. Boston, MA--Covering the States of Massachusetts, New York 
(excluding New York City), Connecticut, Rhode Island, Vermont, New 
Hampshire, and Maine.
    IFO 2. New York, NY--Covering the areas of New York City and 
northern New Jersey.
    IFO 3. Philadelphia, PA--Covering the State of Pennsylvania and the 
area of southern New Jersey.
    IFO 4. Baltimore, MD--Covering the States of Maryland, Delaware, 
West Virginia, Virginia and Kentucky.
    IFO 5. Charleston, SC--Covering the States of Tennessee, North 
Carolina, South Carolina, Georgia, and Florida (excluding south 
Florida).
    IFO 6. Miami, FL--Covering the areas of southern Florida, Puerto 
Rico and the Virgin Islands.
    IFO 7. New Orleans, LA--Covering the States of Louisiana, 
Mississippi, Alabama, Arkansas, Texas, Oklahoma, Kansas, New Mexico and 
Colorado.
    IFO 8. San Pedro, CA--Covering the States of Hawaii, Arizona, Utah, 
Nevada, the area of southern California, American Samoa, Guam, and the 
Northern Marianas.
    IFO 9. Tacoma, WA--Covering the States of Washington, Oregon, 
Idaho, Montana, Wyoming, North Dakota, South Dakota, Alaska, and 
Nebraska, and the area of northern California.
    IFO 10. Detroit, MI--Covering the States of Michigan, Wisconsin, 
Minnesota, Iowa, Missouri, Illinois, Indiana and Ohio.
    Import Supervisor. The official in charge of import inspection 
activities within each of the import field offices.
    Inedible. This term means any carcass or any part of a carcass that 
is either naturally inedible by humans or is rendered unfit for human 
food by reason of adulteration or denaturing.
    Inspected for wholesomeness. This term means that the poultry 
product so identified has been inspected and was found at the time of 
such inspection to be not adulterated.
    Inspection. ``Inspection'' means any inspection required by the 
regulations to determine whether any poultry or poultry products comply 
with the requirements of the Act and the regulations.
    Inspection Service. ``Inspection Service'' means the organizational 
unit

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within the Department having the responsibility for carrying out the 
provisions of the Act.
    Inspection Service employee. This term refers to any employee of the 
Inspection Service who is authorized to perform any function under the 
regulations.
    Inspection Service supervisor. This term refers to any employee of 
the Inspection Service who is delegated authority to exercise 
supervision over certain phases of the inspection program at a 
designated level. \1\
---------------------------------------------------------------------------

    \1\ Information identifying the employees who have been delegated 
such authority at various levels may be obtained from an inspector or 
from the Administrator, Food Safety and Inspection Service, U.S. 
Department of Agriculture, Washington, DC 20250.
---------------------------------------------------------------------------

    Inspector. ``Inspector'' means (a) an employee or official of the 
U.S. Government authorized by the Administrator to inspect poultry and 
poultry products under the authority of this Act, or (b) any employee or 
official of the government of any State or Territory or the District of 
Columbia authorized by the Administrator to inspect poultry and poultry 
products under the authority of this Act, under an agreement entered 
into between the Administrator and the appropriate State or other 
agency.
    Inspector in Charge. This term means the inspector primarily 
responsible for the conduct of inspection at any particular official 
establishment.
    Label. This term applies to any display of written, printed, or 
graphic matter upon any article or the immediate container (not 
including package liners) of any article.
    Labeling. This term applies to all labels and other written, 
printed, or graphic matter (i) upon any article or any of its containers 
or wrappers, or (ii) accompanying such article.
    Misbranded. This term applies to any poultry product under one or 
more of the following circumstances:
    (i) If its labeling is false or misleading in any particular;
    (ii) If it is offered for sale under the name of another food;
    (iii) If it is an imitation of another food, unless its label bears, 
in type of uniform size and prominence, the word ``imitation'' and 
immediately thereafter, the name of the food imitated;
    (iv) If its container is so made, formed, or filled as to be 
misleading;
    (v) If in a package or other container, unless it bears a label 
showing:
    (a) The name and place of business of the manufacturer, packer, or 
distributor; and
    (b) An accurate statement of the quantity of the contents in terms 
of weight, measure, or numerical count; except as otherwise provided in 
Sec. 381.121(a) with respect to the quantity of contents;
    (vi) If any word, statement, or other information required by or 
under authority of the Act to appear on the label or other labeling is 
not prominently placed thereon with such conspicuousness (as compared 
with other words, statements, designs, or devices, in the labeling) and 
in such terms as to render it likely to be read and understood by the 
ordinary individual under customary conditions of purchase and use;
    (vii) If it purports to be or is represented as a food for which a 
definition and standard of identity or composition is prescribed by the 
regulations in subpart P of this part unless:
    (a) It conforms to such definition and standard, and
    (b) Its label bears the name of the food specified in the definition 
and standard, and insofar as may be required by such regulations, the 
common names of optional ingredients (other than spices, flavoring, and 
coloring) present in such food.
    (viii) If it purports to be or is represented as a food for which a 
standard or standards of fill of container have been prescribed by 
regulations of the Secretary, \2\ and falls below the standard of fill 
of container applicable thereto, unless its label bears, in such manner 
and form as such regulations specify, a statement that it falls below 
such standard;
---------------------------------------------------------------------------

    \2\ No such standards are currently in effect. However, Sec. 381.129 
prohibits the use of false or misleading containers.
---------------------------------------------------------------------------

    (ix) If it is not subject to the provisions of paragraph (b)(vii) of 
this section, unless its label bears:

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    (a) The common or usual name of the food, if any there be, and
    (b) In case it is fabricated from two or more ingredients, the 
common or usual name of each ingredient, except as otherwise provided in 
Sec. 381.118(c);
    (x) If it purports to be or is represented for special dietary uses, 
unless the label bears such information concerning its vitamin, mineral, 
and other dietary properties as is required by Sec. 381.124;
    (xi) If it bears or contains any artificial flavoring, artificial 
coloring, or chemical preservative, unless it bears a label stating that 
fact; except as otherwise provided in Sec. 381.119, or
    (xii) If it fails to bear, directly thereon or on its containers, 
when required by Sec. 381.123, the official inspection legend and the 
official establishment number of the establishment where the product was 
processed; and unrestricted by any of the foregoing; such other 
information as the Administrator may require in the regulations to 
assure that it will not have false or misleading labeling and that the 
public will be informed of the manner of handling required to maintain 
the article in a wholesome condition.
    Nonfood compounds. Any substance proposed for use in official 
establishments, the intended use of which will not result, directly or 
indirectly, in the substance becoming a component or otherwise affecting 
the characteristics of poultry or poultry products, excluding labeling 
and packaging materials as covered in subpart N of this part.
    Official certificate. This term means any certificate prescribed in 
subpart M of this part relating to poultry or poultry products.
    Official device. This term means any label or other device 
prescribed in subpart M of this part for use in applying any official 
mark.
    Official establishment. ``Official establishment'' means any 
establishment as determined by the Administrator at which inspection of 
the slaughter of poultry, or the processing of poultry products, is 
maintained pursuant to the regulations.
    Official inspection legend. This term means the official inspection 
mark prescribed in Sec. 381.96 or the official poultry identification 
mark prescribed in Sec. 381.97, showing that an article was inspected 
for wholesomeness and passed in accordance with the Act.
    Official mark. This term means any symbol prescribed in subpart M of 
this part to identify the status of any article or poultry under the 
Act.
    Packaging material. Any cloth, paper, plastic, metal, or other 
material used to form a container, wrapper, label, or cover for poultry 
products.
    Pesticide chemical, food additive, color additive, raw agricultural 
commodity. These terms shall have the same meanings for the purposes of 
the Act and the regulations as under the Federal Food, Drug, and 
Cosmetic Act.
    Poultry. ``Poultry'' means any domesticated bird (chickens, turkeys, 
ducks, geese, or guineas), whether live or dead.
    Poultry product. (i) This term means any poultry carcass or part 
thereof; or any product which is made wholly or in part from any poultry 
carcass or part thereof, excepting those exempted from definition as a 
poultry product in Sec. 381.15. Except where the context requires 
otherwise (e.g., in paragraph (b)(42) of this section), this term is 
limited to articles capable of use as human food.
    (ii) Poultry food product. This term means any product capable of 
use as human food which is made in part from any poultry carcass or part 
thereof, excepting those exempted from definition as a poultry product 
in Sec. 381.15.
    Poultry products broker. ``Poultry products broker'' means any 
person engaged in the business of buying or selling poultry products on 
commission, or otherwise negotiating purchases or sales of such articles 
other than for his own account or as an employee of another person.
    Process. Process used as a verb means to conduct any operation or 
combination of operations, whereby poultry is slaughtered, eviscerated, 
canned, salted, stuffed, rendered, boned, cut up, or otherwise 
manufactured or processed. The term ``process'' does not refer to 
freezing of poultry products, except when freezing is incidental to 
operations otherwise classed as ``processing'' under this paragraph.

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    Process authority. A person or organization with expert knowledge in 
poultry production process control and relevant regulations.
    Process schedule. A written description of processing procedures, 
consisting of any number of specific, distinct, and ordered operations 
directly under control of the establishment employed in the manufacture 
of a specific product, including the control, monitoring, verification, 
validation, and corrective action activities associated with production.
    Ready-to-cook poultry. ``Ready-to-cook poultry'' means any 
slaughtered poultry free from protruding pinfeathers, vestigial feathers 
(hair or down as the case may be) and from which the head, feet, crop, 
oil gland, trachea, esophagus, entrails, mature reproductive organs, and 
lungs have been removed, and in the case of certain mature poultry, as 
defined in Sec. 381.170(a)(1)(vi), (vii) and (2)(iv), the kidneys have 
been removed in accordance with the requirements of Sec. 381.65(d), and 
with or without the giblets, and which is suitable for cooking without 
need of further processing. Ready-to-cook poultry also means any cut-up 
or disjointed portion of poultry or other parts of poultry such as 
reproductive organs, head, or feet that are suitable for cooking without 
need of further processing.
    Regulations. ``Regulations'' means the provisions of this entire 
part.
    Renderer. ``Renderer'' means any person engaged in the business of 
rendering carcasses, or parts or products of the carcasses, of poultry, 
except rendering conducted under inspection or exemption pursuant to the 
regulations.
    Secretary. ``Secretary'' means the Secretary of Agriculture of the 
United States or his delegate.
    Shipping container. ``Shipping container'' means any container used 
or intended for use in packaging the product packed in an immediate 
container.
    Slaughter. ``Slaughter'' means the act of killing poultry for human 
food.
    State. Except as otherwise provided in Sec. 381.220 ``State'' means 
any State of the United States and the Commonwealth of Puerto Rico.
    Supervision. This term means the controls, as prescribed in 
instructions to Inspection Service employees, to be exercised by them 
over particular operations to insure that such operations are conducted 
in compliance with the Act and the regulations in this part.
    Territory. The term ``territory'' means Guam, the Virgin Islands of 
the United States, American Samoa, and any other territory or possession 
of the United States, excluding the Canal Zone.
    United States. This term means the States, the District of Columbia, 
and the territories of the United States.
    U.S. Condemned. This term means that the poultry carcass, or part or 
product of a poultry carcass, so identified was inspected and found to 
be adulterated and is condemned.
    U.S. Detained. This term is applicable to poultry, poultry products, 
and other articles which are held in official custody in accordance with 
section 19 of the Act and Sec. 381.210, pending disposal as provided in 
said section 19.
    U.S. Refused Entry. This term means that the slaughtered poultry or 
other poultry product so identified was presented for inspection for 
entry into the United States and was found not to comply with the 
requirements of the Act.
    U.S. Rejected. This term means that the equipment or facility so 
identified is prohibited from being used in the processing of any 
poultry or poultry product until such equipment or facility is found by 
an inspector to be sanitary and otherwise eligible for use under the 
regulations.
    U.S. Retained. This term means that the poultry or carcass, or part 
or product of a carcass, of poultry so identified is held at an official 
establishment by the inspection service for further determination as to 
its disposal.
    (c) For the purposes of the standard for cooked, smoked sausage 
(Sec. 319.180 of this chapter), the term ``poultry byproduct'' means the 
skin, fat, gizzard, heart, or liver, or any combination thereof, of any 
poultry.

[37 FR 9706; May 16, 1972, as amended at 39 FR 4568, Feb. 5, 1974; 40 FR 
42338, Sept. 12, 1975; 48 FR 6091, Feb. 10, 1983; 49 FR 2236, Jan. 19, 
1984; 49 FR 3643, Jan. 30, 1984; 49 FR 47478, Dec. 5, 1984; 51 FR 37709, 
Oct. 24, 1986; 64 FR 745, Jan. 6, 1999; 64 FR 56416, Oct. 20, 1999]

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