[Code of Federal Regulations]
[Title 29, Volume 9]
[Revised as of July 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 29CFR4041.3]

[Page 737-738]
 
                             TITLE 29--LABOR
 
                          GUARANTY CORPORATION
 
PART 4041--TERMINATION OF SINGLE-EMPLOYER PLANS--Table of Contents
 
                      Subpart A--General Provisions
 
Sec. 4041.3  Computation of time; filing and issuance rules.

    (a) Computation of time. In computing any period of time under this 
part, the day of the event from which the period begins is not counted. 
The last day of the period is counted. If the last day falls on a 
Saturday, Sunday, or Federal holiday, the period runs until the end of 
the next regular business day. A proposed termination date may be any 
day, including a Saturday, Sunday, or Federal holiday.
    (b) Filing with the PBGC. Any document to be filed under this part 
must be filed with the PBGC in the manner described in the applicable 
forms and instructions package. The document is deemed filed on the date 
described in paragraph (b)(1), (b)(2), (b)(3) or (b)(4) of this section, 
as applicable, or such earlier date as is provided in the applicable 
forms and instructions package. For purposes of this paragraph (b), 
information received by the PBGC on a weekend or Federal holiday or 
after 5:00 p.m. on a weekday is considered filed on the next regular 
business day.
    (1) Filing by mail. If the document is mailed with the United States 
Postal Service by first class mail postage prepaid to the PBGC, the 
document is filed on--
    (i) The date of the legible United States Postal Service postmark;
    (ii) If there is no legible United States Postal Service postmark, 
the date of the legible postmark made by a private postage meter, 
provided that the document is received by the PBGC not later than the 
date when a document sent by first class mail would ordinarily be 
received if it were postmarked at the same point of origin by the United 
States Postal Service on the last date prescribed for filing the 
document; or
    (iii) In any other case, the date that the plan administrator can 
establish the document was deposited in the mail before the last 
collection of mail from the place of deposit.
    (2) Filing by commercial delivery service. If the document is 
deposited with a commercial delivery service, the document is filed on 
the earlier of--
    (i) The date that would be considered the postmark date under 
section 7502(f) of the Code; or

[[Page 738]]

    (ii) The date it is deposited for delivery with the commercial 
delivery service, provided it is received by the PBGC within two regular 
business days.
    (3) Electronic filings. If the document is filed electronically, the 
document is filed on the date on which it is transmitted electronically 
to the PBGC, provided that, if there is reason to believe the document 
was not delivered, the plan administrator promptly refiles the document 
in accordance with the applicable forms and instructions package.
    (4) Other filings. If a filing date is not established under 
paragraphs (b)(1) through (b)(3) of this section, the document is filed 
on the date on which it is received by the PBGC.
    (c) Issuance to other parties. The following rules apply to affected 
parties (other than the PBGC). For purposes of this paragraph (c), a 
person entitled to notice under the spin-off/termination transaction 
rules of Secs. 4041.23(c) or 4041.24(f) is treated as an affected party.
    (1) Permissible methods of issuance. The plan administrator must 
issue any notice to an affected party individually--
    (i) By hand delivery;
    (ii) By first-class mail or commercial delivery service to the 
affected party's last known address; or
    (iii) By electronic means reasonably calculated to ensure actual 
receipt by the affected party.
    (2) Date of issuance. Any notice is deemed issued to an affected 
party on the date on which it is--
    (i) Handed to the affected party;
    (ii) Deposited in the mail;
    (iii) Deposited with a commercial delivery service; or
    (iv) Transmitted electronically to the affected party, provided 
that, if there is reason to believe the notice was not delivered, the 
plan administrator promptly reissues the notice in accordance with the 
applicable forms and instructions package.
    (3) Omission of affected parties. The failure to issue any notice to 
an affected party (other than any employee organization) within the 
specified time period will not cause the notice to be untimely if--
    (i) After-discovered affected parties. The plan administrator could 
not reasonably have been expected to know of the affected party, and 
issues the notice promptly after discovering the affected party;
    (ii) De minimis administrative errors. The failure was due to 
administrative error involving only a de minimis percentage of affected 
parties, and the plan administrator issues the notice to each such 
affected party promptly after discovering the error; or
    (iii) Unlocated participants. The plan administrator could not 
locate the affected party after making reasonable efforts, and issues 
the notice promptly in the event the affected party is located.
    (4) Deceased participants. In the case of a deceased participant, 
the plan administrator need not issue a notice to the participant's 
estate if the estate is not entitled to a distribution.
    (5) Form of notices to affected parties. All notices to affected 
parties must be readable and written in a manner calculated to be 
understood by the average plan participant. The plan administrator may 
provide additional information with a notice only if the information is 
not misleading.
    (6) Foreign languages. The plan administrator of a plan that (as of 
the proposed termination date) covers the numbers or percentages in 
Sec. 2520.104b-10(e) of this title of participants literate only in the 
same non-English language must, for any notice to affected parties--
    (i) Include a prominent legend in that common non-English language 
advising them how to obtain assistance in understanding the notice; or
    (ii) Provide the notice in that common non-English language to those 
affected parties literate only in that language.