[Code of Federal Regulations]
[Title 33, Volume 3]
[Revised as of July 1, 2001]
From the U.S. Government Printing Office via GPO Access
[CITE: 33CFR330.1]

[Page 463-464]
 
                TITLE 33--NAVIGATION AND NAVIGABLE WATERS
 
         CHAPTER II--CORPS OF ENGINEERS, DEPARTMENT OF THE ARMY
 
PART 330--NATIONWIDE PERMIT PROGRAM--Table of Contents
 
Sec. 330.1  Purpose and policy.

    (a) Purpose. This part describes the policy and procedures used in 
the Department of the Army's nationwide permit program to issue, modify, 
suspend, or revoke nationwide permits; to identify conditions, 
limitations, and restrictions on the nationwide permits; and, to 
identify any procedures, whether required or optional, for authorization 
by nationwide permits.
    (b) Nationwide permits. Nationwide permits (NWPs) are a type of 
general permit issued by the Chief of Engineers and are designed to 
regulate with little, if any, delay or paperwork certain activities 
having minimal impacts. The NWPs are proposed, issued, modified, 
reissued (extended), and revoked from time to time after an opportunity 
for public notice and comment. Proposed NWPs or modifications to or 
reissuance of existing NWPs will be adopted only after the Corps gives 
notice and allows the public an opportunity to comment on and request a 
public hearing regarding the proposals. The Corps will give full 
consideration to all comments received prior to reaching a final 
decision.
    (c) Terms and conditions. An activity is authorized under an NWP 
only if that activity and the permittee satisfy all of the NWP's terms 
and conditions. Activities that do not qualify for authorization under 
an NWP still may be authorized by an individual or regional general 
permit. The Corps will consider unauthorized any activity requiring 
Corps authorization if that activity is under construction or completed 
and does not comply with all of the terms and conditions of an NWP, 
regional general permit, or an individual permit. The Corps will 
evaluate unauthorized activities for enforcement action under 33 CFR 
part 326. The district engineer (DE) may elect to suspend enforcement 
proceedings if the permittee modifies his project to comply with an NWP 
or a regional general permit. After considering whether a violation was 
knowing or intentional, and other indications of the need for a penalty, 
the DE can elect to terminate an enforcement proceeding with an after-
the-fact authorization under an NWP, if all terms and conditions of the 
NWP have been satisfied, either before or after the activity has been 
accomplished.
    (d) Discretionary authority. District and division engineers have 
been delegated a discretionary authority to suspend, modify, or revoke 
authorizations under an NWP. This discretionary authority may be used by 
district and division engineers only to further condition or restrict 
the applicability of an NWP for cases where they have concerns for the 
aquatic environment under the Clean Water Act section 404(b)(1) 
Guidelines or for any factor of the public interest. Because of the 
nature of most activities authorized by NWP, district and division 
engineers will not have to review every such activity to decide whether 
to exercise discretionary authority. The terms and conditions of certain 
NWPs require the DE to review the proposed activity before the NWP 
authorizes its construction. However, the DE has the discretionary 
authority to review any activity authorized by NWP to determine whether 
the activity complies with the NWP. If the DE finds that the proposed 
activity would have more than minimal individual or cumulative net 
adverse effects on the environment or otherwise may be contrary to the 
public interest, he shall modify the NWP authorization to reduce or 
eliminate those adverse effects, or he shall instruct the prospective 
permittee to apply for a regional general permit or an individual 
permit. Discretionary authority is also discussed at 33 CFR 330.4(e) and 
330.5.

[[Page 464]]

    (e) Notifications. (1) In most cases, permittees may proceed with 
activities authorized by NWPs without notifying the DE. However, the 
prospective permittee should carefully review the language of the NWP to 
ascertain whether he must notify the DE prior to commencing the 
authorized activity. For NWPs requiring advance notification, such 
notification must be made in writing as early as possible prior to 
commencing the proposed activity. The permittee may presume that his 
project qualifies for the NWP unless he is otherwise notified by the DE 
within a 30-day period. The 30-day period starts on the date of receipt 
of the notification in the Corps district office and ends 30 calendar 
days later regardless of weekends or holidays. If the DE notifies the 
prospective permittee that the notification is incomplete, a new 30-day 
period will commence upon receipt of the revised notification. The 
prospective permittee may not proceed with the proposed activity before 
expiration of the 30-day period unless otherwise notified by the DE. If 
the DE fails to act within the 30-day period, he must use the procedures 
of 33 CFR 330.5 in order to modify, suspend, or revoke the NWP 
authorization.
    (2) The DE will review the notification and may add activity-
specific conditions to ensure that the activity complies with the terms 
and conditions of the NWP and that the adverse impacts on the aquatic 
environment and other aspects of the public interest are individually 
and cumulatively minimal.
    (3) For some NWPs involving discharges into wetlands, the 
notification must include a wetland delineation. The DE will review the 
notification and determine if the individual and cumulative adverse 
environmental effects are more than minimal. If the adverse effects are 
more than minimal the DE will notify the prospective permittee that an 
individual permit is required or that the prospective permittee may 
propose measures to mitigate the loss of special aquatic sites, 
including wetlands, to reduce the adverse impacts to minimal. The 
prospective permittee may elect to propose mitigation with the original 
notification. The DE will consider that proposed mitigation when 
deciding if the impacts are minimal. The DE shall add activity-specific 
conditions to ensure that the mitigation will be accomplished. If 
sufficient mitigation cannot be developed to reduce the adverse 
environmental effects to the minimal level, the DE will not allow 
authorization under the NWP and will instruct the prospective permittee 
on procedures to seek authorization under an individual permit.
    (f) Individual Applications. DEs should review all incoming 
applications for individual permits for possible eligibility under 
regional general permits or NWPs. If the activity complies with the 
terms and conditions of one or more NWP, he should verify the 
authorization and so notify the applicant. If the DE determines that the 
activity could comply after reasonable project modifications and/or 
activity-specific conditions, he should notify the applicant of such 
modifications and conditions. If such modifications and conditions are 
accepted by the applicant, verbally or in writing, the DE will verify 
the authorization with the modifications and conditions in accordance 
with 33 CFR 330.6(a). However, the DE will proceed with processing the 
application as an individual permit and take the appropriate action 
within 15 calendar days of receipt, in accordance with 33 CFR 
325.2(a)(2), unless the applicant indicates that he will accept the 
modifications or conditions.
    (g) Authority. NWPs can be issued to satisfy the permit requirements 
of section 10 of the Rivers and Harbors Act of 1899, section 404 of the 
Clean Water Act, section 103 of the Marine Protection, Research, and 
Sanctuaries Act, or some combination thereof. The applicable authority 
will be indicated at the end of each NWP. NWPs and their conditions 
previously published at 33 CFR 330.5 and 330.6 will remain in effect 
until they expire or are modified or revoked in accordance with the 
procedures of this part.