[Code of Federal Regulations]
[Title 17, Volume 1]
[Revised as of April 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR1.42]

[Page 87]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
 
PART 1--GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT--Table of Contents
 
Sec. 1.42  Delivery notice; filing of copy.

    (a) Upon special call from the Commission or its designee, each 
contract market shall furnish or cause to be furnished promptly to the 
Commission for the futures or option contracts specified in the call a 
copy of each notice of delivery issued by any member thereof subject to 
the rules of such contract market, and shall also furnish or cause to be 
furnished promptly to the Commission a record of all endorsements of the 
original notice of delivery shown in the order in which such 
endorsements were made. For the purposes of this paragraph the 
Commission hereby delegates to the Director of the Division of Economic 
Analysis, or to such other person designated by the Director, authority 
to issue calls for information contained in this section.
    (b) Any contract market may provide the required delivery notice 
information on compatible data processing punched cards, magnetic tapes, 
magnetic discs, computer printouts, or other means: Provided, That the 
format and coding structure and the nature of the information contained 
thereon have been approved in writing by the Commission. A complete and 
accurate computer listing of any information supplied via data 
processing media must also be provided by an officer of the contract 
market at the time information via data processing media is supplied.
    (c) For the purposes of this section, the term ``delivery'' includes 
the exercise of a commodity option on a physical but does not include 
any futures contract or option on a physical which is settled in cash 
rather than by delivery of the underlying commodity or underlying 
physical.

(Approved by the Office of Management and Budget under control number 
3038-0020)

(Secs. 4g(1), 4i, 5(b), 8a(5), Commodity Exchange Act 7 U.S.C. 6g(1), 
6i, 7(b), 12a(5) (Supp. V, 1975))

[41 FR 48112, Nov. 2, 1976, as amended at 42 FR 12375, Mar. 3, 1977; 46 
FR 63035, Dec. 30, 1981; 47 FR 57009, Dec. 22, 1982; 52 FR 18910, May 
20, 1987]