[Code of Federal Regulations]
[Title 17, Volume 2]
[Revised as of April 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR230.134b]

[Page 476]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
 
PART 230--GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933--Table of Contents
 
Sec. 230.134b  Statements of additional information.

    For the purpose only of Section 5(b) of the Act, the term 
``prospectus'' as defined in Section 2(10) of the Act does not include a 
Statement of Additional Information filed as part of a registration 
statement on Form N-1A (Sec. 239.15A and Sec. 274.11A of this chapter), 
Form N-2 (Sec. 239.14 and Sec. 274.11a-1 of this chapter), Form N-3 
(Sec. 239.17a and Sec. 274.11b of this chapter), or Form N-4 
(Sec. 239.17b and Sec. 274.11c of this chapter) transmitted prior to the 
effective date of the registration statement if it is accompanied or 
preceded by a preliminary prospectus meeting the requirements of 
Sec. 230.430.

[57 FR 56834, Dec. 1, 1992]