[Code of Federal Regulations]
[Title 17, Volume 2]
[Revised as of April 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR230.152]

[Page 499]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
 
PART 230--GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933--Table of Contents
 
Sec. 230.152  Definition of ``transactions by an issuer not involving any public offering'' in section 4(2), for certain transactions.

    The phrase transactions by an issuer not involving any public 
offering in section 4(2) (48 Stat. 77, sec. 203(a), 48 Stat. 906; 15 
U.S.C. 77d) shall be deemed to apply to transactions not involving any 
public offering at the time of said transactions although subsequently 
thereto the issuer decides to make a public offering and/or files a 
registration statement.

[2 FR 1076, May 26, 1937, as amended at 30 FR 2022, Feb. 13, 1965]

    Cross Reference: For regulations relating to registration statement, 
see Secs. 230.400--230.494.