[Code of Federal Regulations]
[Title 19, Volume 1]
[Revised as of April 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 19CFR111.61]

[Page 468-469]
 
                        TITLE 19--CUSTOMS DUTIES
 
  CHAPTER I--UNITED STATES CUSTOMS SERVICE, DEPARTMENT OF THE TREASURY
 
PART 111--CUSTOMS BROKERS--Table of Contents
 
Subpart D--Cancellation, Suspension, or Revocation of License or Permit, 
        and Monetary Penalty in Lieu of Suspension or Revocation
 
Sec. 111.61  Decision on preliminary proceedings.

    The port director will prepare a summary of any oral presentations 
made by the broker or his attorney and forward it to the Assistant 
Commissioner together with a copy of each paper filed by the broker. The 
port director will also give to the Assistant Commissioner his 
recommendation on action to be taken as a result of the preliminary 
proceedings. If the Assistant Commissioner determines that the broker 
has satisfactorily responded to the proposed charges and that further 
proceedings are not warranted, he will so inform the port director who 
will notify the broker. If no response is filed by the broker or if the 
Assistant Commissioner determines that the broker has not satisfactorily 
responded to all of the proposed charges, he will advise the port 
director of that fact and instruct him to prepare, sign, and serve a 
notice of charges and the statement of charges. If one or more of the 
charges in the proposed statement of charges was satisfactorily answered 
by the broker in the preliminary proceedings,

[[Page 469]]

the Assistant Commissioner will instruct the port director to omit those 
charges from the statement of charges.