[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR79.1]

[Page 278-285]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 79--SCRAPIE IN SHEEP AND GOATS--Table of Contents
 
Sec. 79.1  Definitions.

    Accredited veterinarian. A veterinarian approved by the 
Administrator in accordance with part 161 of this chapter to perform 
functions specified in subchapters B, C, and D of this chapter.
    Administrator. The Administrator of the Animal and Plant Health 
Inspection Service or any employee of the United States Department of 
Agriculture authorized to act for the Administrator.
    Animal. A sheep or goat.
    Animal and Plant Health Inspection Service (APHIS). The Animal and 
Plant Health Inspection Service of the United States Department of 
Agriculture.
    APHIS representative. An individual employed by APHIS in animal 
health activities who is authorized by the Administrator to perform the 
function involved.
    Approved laboratory. A laboratory approved by the Administrator in 
accordance with Sec. 54.11 of this chapter to conduct one or more 
scrapie tests, or genotype tests, on one or more tissues.
    Area veterinarian in charge. The veterinary official of APHIS who is 
assigned by the Administrator to supervise and perform the official 
animal health work of APHIS in the State concerned.
    Blackfaced sheep. Any purebred suffolk, hampshire, shropshire or 
cross thereof, any non-purebred sheep known to have suffolk, hampshire, 
or shropshire ancestors, and any non-purebred sheep of unknown ancestry 
with a black face, except commercial hair sheep.
    Breed association and registries. Organizations listed in Sec. 151.9 
of this chapter that maintain the permanent records of ancestry or 
pedigrees of animals (including the animal's sire and dam), individual 
identification of animals, and ownership of animals.
    Certificate. An official document issued in accordance with 
Sec. 79.5 by an APHIS representative, State representative, or 
accredited veterinarian at the point of origin of an interstate movement 
of animals.
    Commercial hair sheep. Any commercial sheep with hair rather than 
wool that is either a full-blooded hair sheep or that resulted from the 
cross of a hair sheep with a whitefaced wool sheep.
    Commercial sheep or goat. Any animal from a flock from which animals 
are moved only either directly to slaughter or through slaughter 
channels to slaughter or any animal that is raised only for meat or 
fiber production and that is not registered with a sheep or goat 
registry or used for exhibition.
    Commingle, commingled, commingling. Animals grouped together and 
having physical contact with each other, including contact through a 
fence, but not limited contacts. Commingling also includes sharing the 
same section in a transportation unit where there is physical contact.

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    Consistent State. (1) A State that the Administrator has determined 
conducts an active State scrapie control program that either:
    (i) Meets the requirements of Sec. 79.6; or
    (ii) Effectively enforces a State designed plan that the 
Administrator determines is at least as effective in controlling scrapie 
as the requirements of Sec. 79.6.
    (2) The Administrator has determined the following States to be 
Consistent States: Alabama, Alaska, Arizona, Arkansas, California, 
Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, 
Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, 
Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, 
Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North 
Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode 
Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, 
Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
    Designated scrapie epidemiologist. An epidemiologist who has 
demonstrated the knowledge and ability to perform the functions required 
and who has been selected by the State animal health official and the 
area veterinarian in charge. The regional epidemiologist and the APHIS 
National Scrapie Program Coordinator must concur in the selection and 
appointment of the designated scrapie epidemiologist. The designated 
scrapie epidemiologist must satisfactorily complete training designated 
by APHIS.
    Direct movement to slaughter. Transported to a facility for 
slaughter, without stops or unloading except for feeding and watering 
during which the animals are not commingled with any other animals.
    Electronic implant. Any radio frequency identification implant 
device approved for use in the scrapie program by the Administrator. The 
Administrator will approve an electronic implant after determining that 
it is tamper resistant, not harmful to the animal, and readable by 
equipment available to APHIS and State representatives.
    Exposed animal. (1) Any animal that has been in the same flock at 
the same time as a scrapie-positive female animal, excluding limited 
contacts; or
    (2) Any animal born in a flock after a scrapie-positive animal was 
born into that flock or lambed in that flock, if born before that flock 
completes the requirements of a flock plan; or
    (3) Any animal that was commingled with a scrapie-positive female 
animal during or up to 30 days after she lambed, kidded, or aborted, or 
while a visible vaginal discharge was present, or that was commingled 
with any other scrapie-positive female animal for 24 hours or more, 
including during activities such as shows and sales or while in 
marketing channels; or
    (4) Any animal in a noncompliant flock.
    Exposed flock. Any flock in which a scrapie-positive animal was born 
or lambed. Any flock that currently contains a female high-risk, 
exposed, or suspect animal, or that once contained a female high-risk, 
exposed, or suspect animal that lambed in the flock and from which 
tissues were not submitted for official testing and found negative. A 
flock that has completed a post-exposure management and monitoring plan 
following the exposure will no longer be an exposed flock.
    Flock. All animals that are maintained on a single premises and all 
animals under common ownership or supervision on two or more premises 
with animal interchange between the premises. Changes in ownership of 
part or all of a flock do not change the identity of the flock or the 
regulatory requirements applicable to the flock. Animals maintained 
temporarily on a premises for activities such as shows and sales or 
while in marketing channels are not a flock. More than one flock may be 
maintained on a single premises if:
    (1) The flocks are enrolled as separate flocks in the SFCP; or
    (2) A State or APHIS representative determines, based upon 
examination of flock records, that:
    (i) There is no interchange of animals between the flocks;
    (ii) The flocks never commingle and are kept at least 30 feet apart 
at all times or are separated by a solid wall

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through, over, or under which fluids cannot pass and through which 
contact cannot occur;
    (iii) The flocks have separate flock records and identification;
    (iv) The flocks have separate lambing facilities, including 
buildings and pastures, and a pasture or building used for lambing by 
one flock is not used by the other flock at any time; and
    (v) The flocks do not share equipment without cleaning and 
disinfection in accordance with Sec. 54.7(e) of this chapter. Additional 
guidance on acceptable means of cleaning and disinfection is also 
available in the Scrapie Flock Certification Program standards and the 
Scrapie Eradication Uniform Methods and Rules.
    Flock of origin. The flock in which an animal most recently resided 
in which it either was born, gave birth, or was used for breeding 
purposes. The determination of an animal's flock of origin may be based 
either on the physical presence of the animal in the flock, the presence 
of official identification on the animal traceable to the flock, the 
presence of other identification on the animal that is listed on the 
bill of sale, or other evidence, such as registry records.
    Flock plan. A written flock management agreement signed by the owner 
of a flock, the accredited veterinarian, if one is employed by the 
owner, and a State or APHIS representative in which each participant 
agrees to undertake actions specified in the flock plan to control the 
spread of scrapie from, and eradicate scrapie in, an infected flock or 
source flock or to reduce the risk of the occurrence of scrapie in a 
flock that contains a high-risk or an exposed animal. As part of a flock 
plan, the flock owner must provide the facilities and personnel needed 
to carry out the requirements of the flock plan. The flock plan must 
include the requirements in Sec. 54.8(a)(f) of this chapter.
    High-risk animal. A sexually intact animal, excluding male sheep 
that have tested RR at codon 171 and AA at codon 136 using an official 
genotype test, that is:
    (1) The progeny of a scrapie-positive dam; or
    (2) Born in the same flock during the same lambing season as progeny 
of a scrapie-positive dam, unless the progeny of the scrapie-positive 
dam are from separate contemporary lambing groups; or
    (3) Born in the same flock during the same lambing season that a 
scrapie-positive animal was born, or during any subsequent lambing 
season, if born before that flock completes the requirements of a flock 
plan; or
    (4) An exposed female sheep that has not tested QR, HR, or RR at 
codon 171 using an official genotype test.
    Inconsistent State. Any State other than a Consistent State.
    Infected flock. The flock of origin of a female animal that a State 
or APHIS representative has determined to be a scrapie-positive animal; 
or any flock in which a State or APHIS representative has determined 
that a scrapie-positive female animal has resided unless an 
epidemiologic investigation conducted by a State or APHIS representative 
shows that the animal did not lamb or abort in the flock. A flock will 
no longer be considered an infected flock after it has completed the 
requirements of a flock plan.
    Interstate commerce. Trade, traffic, transportation, or other 
commerce between a place in a State and any place outside of that State, 
or between points within a State but through any place outside that 
State.
    Limited contacts. Incidental contacts between animals from different 
flocks off the flock's premises such as at fairs, shows, exhibitions and 
sales; between ewes being inseminated, flushed, or implanted; or between 
rams at ram test or collection stations. Embryo transfer and artificial 
insemination equipment and surgical tools must be sterilized between 
animals for these contacts to be considered limited contacts. Limited 
contacts do not include any contact, incidental or otherwise, with 
animals in the same flock or with an animal during or up to 30 days 
after she lambed, kidded or aborted or when there is any visible vaginal 
discharge. Limited contacts do not include any activity where 
uninhibited contact occurs, such as sharing an enclosure, sharing a 
section of a transport vehicle, or residing in other flocks for

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breeding or other purposes. Examples of limited contacts may be found in 
the Scrapie Flock Certification Program standards.
    Live-animal screening test. Any test for the diagnosis of scrapie in 
a live animal that is approved by the Administrator as usually reliable 
but not definitive for diagnosing scrapie, and that is conducted in a 
laboratory approved by the Administrator.\1\
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    \1\ The names and addresses of laboratories approved by the 
Administrator to conduct live-animal screening tests will be published 
in the Notices Section of the Federal Register. A list of approved 
laboratories is also available upon request from the Animal and Plant 
Health Inspection Service, Veterinary Services, National Animal Health 
Programs Staff, 4700 River Road Unit 43, Riverdale, MD 20737-1235. 
State, Federal, and university laboratories will be approved by the 
Administrator when he or she determines that the laboratory: (a) Employs 
personnel trained by the National Veterinary Services Laboratories 
assigned to supervise the testing; (b) follows standard test protocols; 
(c) meets check test proficiency requirements; and (d) will report all 
test results to State and Federal animal health officials. Before the 
Administrator may withdraw approval of any laboratory for failure to 
meet any of these conditions, the Administrator will give written notice 
of the proposed withdrawal to the director of the laboratory, and will 
give the director an opportunity to respond. If there are conflicts as 
to any material fact, a hearing will be held to resolve the conflicts.
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    Low-risk commercial sheep. Commercial whitefaced, whitefaced cross, 
or commercial hair sheep from a flock with no known risk factors for 
scrapie, including any exposure to female blackfaced sheep, that are 
identified with a legible permanent brand or earnotch pattern registered 
with an official brand registry and that are not scrapie-positive, 
suspect, high-risk, or exposed animals and are not animals from an 
infected, source, or exposed flock. The term brand includes official 
brand registry brands on eartags in those States whose brand law or 
regulation recognizes brands placed on eartags as official brands. Low-
risk commercial sheep may only exist in a State where scrapie has not 
been diagnosed in the previous 10 years in commercial whitefaced, 
whitefaced cross, or commercial hair sheep that were not commingled with 
female blackfaced sheep.
    Low-risk goat. A goat that is not a scrapie-positive, suspect, high-
risk, or exposed animal, that has not been commingled with sheep, and 
that is from:
    (1) A State in which scrapie has not been identified in a goat 
during the previous 10 years;
    (2) A State in which scrapie has been identified in a goat during 
the previous 10 years, but the scrapie-positive goat was not born in the 
State and resided in the State for less than 54 months and did not kid 
while in the State; or,
    (3) A State in which scrapie has been identified in a goat during 
the previous 10 years, and the scrapie-positive goat was commingled with 
sheep, but flock records allowed a complete epidemiologic investigation 
to be completed and all resulting infected, source, and exposed goat 
herds have completed flock plans and are in compliance with post-
exposure monitoring plans.
    National Scrapie Database. A database designated by the 
Administrator in which APHIS and State animal health agencies 
cooperatively enter data concerning scrapie outbreaks, flocks and 
premises affected by scrapie, individual animal identification and 
premises identification data, and other data to support the Scrapie 
Eradication Program and the Scrapie Flock Certification Program.
    Noncompliant flock. (1) Any source or infected flock whose owner 
declines to enter into a flock plan or post-exposure management and 
monitoring plan agreement within 30 days of being so designated, or 
whose owner is not in compliance with either agreement;
    (2) Any exposed flock whose owner fails to make animals available 
for testing within 60 days of notification, or as mutually agreed, or 
whose owner fails to submit required postmortem samples;
    (3) Any flock whose owner has misrepresented, or who employs a 
person who has misrepresented, the scrapie status of an animal or any 
other information on a certificate, permit, owner statement, or other 
official document within the last 5 years; or

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    (4) Any flock whose owner or manager has moved, or who employs a 
person who has moved, an animal in violation of this chapter within the 
last 5 years.
    Official eartag. An identification eartag approved by APHIS as being 
sufficiently tamper-resistant for the intended use and providing unique 
identification for each animal. An official eartag may conform to the 
alphanumeric National Uniform Eartagging system or another system 
approved by APHIS, or it may bear a premises identification number that 
either contains or is used in conjunction with the producer's livestock 
production numbering system to provide a unique identification number.
    Official genotype test. Any test to determine the genotype of a live 
or dead animal that is conducted at either an approved laboratory or at 
the National Veterinary Services Laboratories, when the animal is 
officially identified and the samples used for the test are collected 
and shipped to the laboratory by either an accredited veterinarian or a 
State or APHIS representative.
    Official identification. Identification mark or device approved by 
APHIS for use in the Scrapie Eradication Program. Examples are listed in 
Sec. 79.2(a)(2).
    Official test. Any test for the diagnosis of scrapie in a live or 
dead animal that is approved by the Administrator for that use and 
conducted either at an approved laboratory or at the National Veterinary 
Services Laboratories.
    Owner. A person, partnership, company, corporation, or any other 
legal entity who has legal or rightful title to animals, whether or not 
they are subject to a mortgage.
    Owner statement. A written statement by the owner that includes the 
owner's name, signature, address, and phone number, date the animals 
left the flock of origin, the premises identification number assigned to 
the premises, the number of animals, the premises portion of the 
premises identification if premises identification is used, and a 
statement that the animals were either born or were used for breeding 
purposes on the premises to which the premises identification is 
assigned.
    Ownership brand. A unique permanent legible brand or earnotch 
pattern applied to an animal that indicates ownership by a particular 
person when the brand pattern is registered with a State's official 
brand recording agency.
    Permit. An official document issued in connection with the 
interstate movement of animals (VS Form 1-27 or a State form that 
contains the same information) that is issued by an APHIS 
representative, State representative, or an accredited veterinarian 
authorized to sign such permits. A new permit is required for each 
change in destination for an animal. A permit lists the owner's name and 
address; points of origin and destination; number of animals covered; 
purpose of the movement; whether the animals are from an exposed, 
noncompliant, infected, or source flock; whether the animal is a high-
risk, exposed, scrapie-positive, or scrapie suspect animal; 
transportation vehicle license number or other identification number; 
and seal number (if a seal is required). A permit also lists all 
official identification on the animals covered, including the official 
eartag number, individual animal registered breed association 
registration tattoo, individual animal registered breed association 
registration brand, United States Department of Agriculture backtag 
(when applied serially, only the beginning and the ending numbers need 
be recorded), individual animal registered breed association 
registration number, or any other form of official identification 
present on the animal.
    Premises identification. An APHIS approved eartag, backtag, or 
legible tattoo bearing the premises identification number, consisting of 
the State postal abbreviation or code followed by a unique alphanumeric 
number or name, assigned by a State or Federal animal health official to 
the premises of the flock of origin for the sheep or goats that, in the 
judgment of the State animal health official or area veterinarian in 
charge, is epidemiologically distinct from other premises, or a legible 
permanent brand or ear notch pattern registered with an official brand 
registry. Premises identification may be used when official individual 
animal identification is required, if the premises

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identification method either includes a unique animal number or is used 
in conjunction with the producer's livestock production numbering system 
to provide a unique identification number and where, if brands or ear 
notches are used, the animals are accompanied by an official brand 
inspection certificate. Clearly visible and/or legible paint brands may 
be used on animals moving directly to slaughter and on animals moving 
for grazing or other management purposes without change in ownership.
    Scrapie Eradication Program. The cooperative State-Federal program 
administered by APHIS and Consistent States to control and eradicate 
scrapie.
    Scrapie Eradication Uniform Methods and Rules (UM&R). Cooperative 
procedures and standards adopted by APHIS and Consistent States for 
controlling and eradicating scrapie. The UM&R will be reviewed at least 
annually by representatives of the livestock industry, appropriate State 
and Federal agencies, and the public and will be drafted, revised, and 
published as needed by APHIS.
    Scrapie Flock Certification Program (SFCP). The cooperative Federal-
State-industry voluntary program for the control of scrapie conducted in 
accordance with subpart B of part 54 of this chapter.
    Scrapie Flock Certification Program standards. Cooperative 
procedures and standards adopted by APHIS and State Scrapie 
Certification Boards for reducing the incidence and controlling the 
spread of scrapie through flock certification.\2\
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    \2\ Individual copies of the SFCP standards may be obtained on the 
World Wide Web at URL http://www.aphis.usda.gov/vs, or from the Animal 
and Plant Health Inspection Service, National Animal Health Programs 
Staff, 4700 River Road Unit 43, Riverdale, MD 20737-1235.
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    Scrapie-positive animal. An animal for which a diagnosis of scrapie 
has been made by the National Veterinary Services Laboratories or 
another laboratory authorized by the Administrator to conduct scrapie 
tests in accordance with this chapter, through:
    (1) Histopathological examination of central nervous system (CNS) 
tissues from the animal for characteristic microscopic lesions of 
scrapie;
    (2) The use of proteinase-resistant protein analysis methods 
including but not limited to immunohistochemistry and/or western 
blotting on CNS and/or peripheral tissue samples from a live or a dead 
animal for which a given method has been approved by the Administrator 
for use on that tissue;
    (3) Bioassay;
    (4) Scrapie associated fibrils (SAF) detected by electron 
microscopy; or
    (5) Any other test method approved by the Administrator in 
accordance with Sec. 54.10 of this chapter.\3\
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    \3\ The names and addresses of laboratories approved by the 
Administrator to conduct tests are published in the Notices Section of 
the Federal Register. A list of approved laboratories is also available 
upon request from the Animal and Plant Health Inspection Service, 
Veterinary Services, National Animal Health Programs Staff, 4700 River 
Road Unit 43, Riverdale, MD 20737-1235. State, Federal, and university 
laboratories will be approved by the Administrator when he or she 
determines that the laboratory: (a) Employs personnel trained by the 
National Veterinary Services Laboratories assigned to supervise the 
testing; (b) follows standard test protocols; (c) meets check test 
proficiency requirements; and (d) will report all test results to State 
and Federal animal health officials. Before the Administrator may 
withdraw approval of any laboratory for failure to meet any of these 
conditions, the Administrator must give written notice of the proposed 
withdrawal to the director of the laboratory and must give the director 
an opportunity to respond. If there are conflicts as to any material 
fact, a hearing will be held to resolve the conflict.
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    Separate contemporary lambing groups. To be a separate contemporary 
lambing group, the group must be maintained separately such that the 
animals cannot come into physical contact with other lambs, kids, ewes 
or does or birth fluids or placenta from other ewes or does. This 
separate maintenance must preclude contact through a fence, during 
lambing and for 60 days following the date the last lamb or kid is born 
in a lambing season, and must preclude using the same lambing facility 
as other ewes or does, unless the lambing facility is cleaned and 
disinfected under supervision by an

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APHIS representative, State representative, or an accredited 
veterinarian between lambings in accordance with Sec. 54.7(e) of this 
chapter. Additional guidance on acceptable means of cleaning and 
disinfection is also available in the Scrapie Flock Certification 
Program standards and the Scrapie Eradication Uniform Methods and Rules. 
The flock owner must maintain adequate records to document which animals 
were maintained in each contemporary lambing group and to document when 
cleaning and disinfection was performed and who supervised it.
    Slaughter channels. Animals in slaughter channels include any animal 
that is sold, transferred, or moved either directly to a slaughter 
facility, to an individual for custom slaughter, or for feeding for the 
express purpose of improving the animals' condition for movement to 
slaughter. Any sexually intact animal that is commingled with breeding 
animals or that has been bred is not in slaughter channels. When selling 
animals for slaughter, owners should note on the bill of sale that the 
animals are sold only for slaughter.
    Source flock. A flock in which a State or APHIS representative has 
determined that at least one animal was born that was diagnosed as a 
scrapie-positive animal at an age of 72 months or less. The 
determination that an animal was born in a flock will be based on such 
information as the presence of official identification on the animal 
traceable to the flock, the presence of other identification on the 
animal that is listed on the bill of sale, or other evidence, such as 
registry records, to show that a scrapie-positive animal was born in the 
flock, combined with the absence of records indicating that the animal 
was purchased from outside and added to the flock. If DNA from the 
animal was previously collected by an accredited veterinarian and stored 
at an approved genotyping laboratory, or if DNA collection and storage 
are required for breed registration and the breed registration has 
appropriate safeguards in place to ensure the integrity of the banking 
process, the owner may request verification of the animal's identity 
based on DNA comparison if adequate records and identification have been 
maintained by the owner and the repository to show that the archived DNA 
is that of the animal that has been traced to the flock. The owner will 
be responsible for all costs for the DNA comparison. A flock will no 
longer be a source flock after it has completed the requirements of a 
flock plan.
    State. Each of the 50 States, the District of Columbia, the Northern 
Mariana Islands, Puerto Rico, and all territories or possessions of the 
United States.
    State representative. An individual employed in animal health 
activities by a State or a political subdivision of a State and who is 
authorized by the State or political subdivision to perform the function 
involved.
    Suspect animal. An animal will be designated a suspect animal in 
accordance with Sec. 79.4 if it is:
    (1) A sheep or goat that exhibits any of the following possible 
signs of scrapie and that has been determined to be suspicious for 
scrapie by an accredited veterinarian or a State or APHIS 
representative: Weight loss despite retention of appetite; behavioral 
abnormalities; pruritus (itching); wool pulling; biting at legs or side; 
lip smacking; motor abnormalities such as incoordination, high stepping 
gait of forelimbs, bunny hop movement of rear legs, or swaying of back 
end; increased sensitivity to noise and sudden movement; tremor, ``star 
gazing,'' head pressing, recumbency, or other signs of neurological 
disease or chronic wasting.
    (2) A sheep or goat that has tested positive for scrapie or for the 
proteinase resistant protein associated with scrapie on a live-animal 
screening test or any other test, unless the animal is designated a 
scrapie-positive animal.
    (3) A sheep or goat that has tested inconclusive or suggestive on an 
official test for scrapie.
    Terminal feedlot. (1) A dry lot approved by a State or APHIS 
representative or an accredited veterinarian authorized to perform this 
function where animals are separated from all other animals by at least 
30 feet at all times or are separated by a solid wall through, over, or 
under which fluids cannot pass and contact cannot occur

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and from which animals are moved only to another terminal feedlot or 
directly to slaughter; or
    (2) A pasture when approved by and maintained under the supervision 
of the State and in which only nonpregnant animals are permitted, where 
there is no direct fence-to-fence contact with another flock, and from 
which animals are moved only to another terminal feedlot or directly to 
slaughter.
    (3) Records of all animals entering and leaving a terminal feedlot 
must be maintained for 1 year after the animal leaves the feedlot and 
must include the person from whom the animals were acquired and the 
slaughtering facility in which they were slaughtered. Records must be 
made available for inspection by an APHIS or State representative upon 
request.
    Unofficial test. Any test for the diagnosis of scrapie or for the 
detection of the proteinase resistant protein associated with scrapie in 
a live or dead animal that either has not been approved by the 
Administrator or that was not conducted at an approved laboratory or at 
the National Veterinary Services Laboratories.