[Code of Federal Regulations]
[Title 36, Volume 2]
[Revised as of July 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 36CFR219.20]

[Page 46-49]
 
              TITLE 36--PARKS, FORESTS, AND PUBLIC PROPERTY
 
          CHAPTER II--FOREST SERVICE, DEPARTMENT OF AGRICULTURE
 
PART 219--PLANNING--Table of Contents
 
 Subpart A--National Forest System Land and Resource Management Planning
 
Sec. 219.20  Ecological sustainability.

    To achieve ecological sustainability, the responsible official must 
ensure that plans provide for maintenance or restoration of ecosystems 
at appropriate spatial and temporal scales determined by the responsible 
official.
    (a) Ecological information and analyses. Ecosystem diversity and 
species diversity are components of ecological sustainability. The 
planning process must include the development and analysis of 
information regarding these components at a variety of spatial and 
temporal scales. These scales include geographic areas such as 
bioregions and watersheds, scales of biological organization such as 
communities and species, and scales of time ranging from months to 
centuries. Information and analyses regarding the components of 
ecological sustainability may be identified, obtained, or developed 
through a variety of methods, including broad-scale assessments and 
local analyses (Sec. 219.5), and monitoring results (Sec. 219.11). For 
plan revisions, and to the extent the responsible official considers 
appropriate for plan amendments or site-specific decisions, the 
responsible official must develop or supplement the following 
information and analyses related to ecosystem and species diversity:
    (1) Characteristics of ecosystem and species diversity. 
Characteristics of ecosystem and species diversity must be identified 
for assessing and monitoring ecological sustainability. In general, 
these identified characteristics should be consistent at various scales 
of analyses.
    (i) Ecosystem diversity. Characteristics of ecosystem diversity 
include, but are not limited to:
    (A) Major vegetation types. The composition, distribution, and 
abundance of the major vegetation types and successional stages of 
forest and grassland systems; the prevalence of invasive or noxious 
plant or animal species.
    (B) Water resources. The diversity, abundance, and distribution of 
aquatic and riparian systems including streams, stream banks, coastal 
waters, estuaries, groundwater, lakes, wetlands, shorelines, riparian 
areas, and floodplains; stream channel morphology and condition, and 
flow regimes.
    (C) Soil resources. Soil productivity; physical, chemical and 
biological properties; soil loss; and compaction.
    (D) Air resources. Air quality, visibility, and other air resource 
values.
    (E) Focal species. Focal species that provide insights to the larger 
ecological systems with which they are associated.
    (ii) Species diversity. Characteristics of species diversity 
include, but are not

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limited to, the number, distribution, and geographic ranges of plant and 
animal species, including focal species and species-at-risk that serve 
as surrogate measures of species diversity. Species-at-risk and focal 
species must be identified for the plan area.
    (2) Evaluation of ecological sustainability. Evaluations of 
ecological sustainability must be conducted at the scope and scale 
determined by the responsible official to be appropriate to the planning 
decision. These evaluations must describe the current status of 
ecosystem diversity and species diversity, risks to ecological 
sustainability, cumulative effects of human and natural disturbances, 
and the contribution of National Forest System lands to the ecological 
sustainability of all lands within the area of analysis.
    (i) Evaluation of ecosystem diversity. Evaluations of ecosystem 
diversity must include, as appropriate, the following:
    (A) Information about focal species that provide insights to the 
integrity of the larger ecological system to which they belong.
    (B) A description of the biological and physical properties of the 
ecosystem using the characteristics identified in paragraph (a)(1)(i) of 
this section.
    (C) A description of the principal ecological processes occurring at 
the spatial and temporal scales that influence the characteristic 
structure and composition of ecosystems in the assessment or analysis 
area. These descriptions must include the distribution, intensity, 
frequency, and magnitude of natural disturbance regimes of the current 
climatic period, and should include other ecological processes important 
to ecological sustainability, such as nutrient cycling, migration, 
dispersal, food web dynamics, water flows, and the identification of the 
risks to maintaining these processes. These descriptions may also 
include an evaluation of the feasibility of maintaining natural 
ecological processes as a tool to contribute to ecological 
sustainability.
    (D) A description of the effects of human activities on ecosystem 
diversity. These descriptions must distinguish activities that had an 
integral role in the landscape's ecosystem diversity for a long period 
of time from activities that are of a type, size, or rate that were not 
typical of disturbances under which native plant and animal species and 
ecosystems developed.
    (E) An estimation of the range of variability of the characteristics 
of ecosystem diversity, identified in paragraph (a)(l)(i) of this 
section, that would be expected under the natural disturbance regimes of 
the current climatic period. The current values of these characteristics 
should be compared to the expected range of variability to develop 
insights about the current status of ecosystem diversity.
    (F) An evaluation of the effects of air quality on ecological 
systems including water.
    (G) An estimation of current and foreseeable future Forest Service 
consumptive and non-consumptive water uses and the quantity and quality 
of water needed to support those uses and contribute to ecological 
sustainability.
    (H) An identification of reference landscapes to provide for 
evaluation of the effects of actions.
    (ii) Evaluations of species diversity. Evaluations of species 
diversity must include, as appropriate, assessments of the risks to 
species viability and the identification of ecological conditions needed 
to maintain species viability over time based on the following:
    (A) The viability of each species listed under the Endangered 
Species Act as threatened, endangered, candidate, and proposed species 
must be assessed. Individual species assessments must be used for these 
species.
    (B) For all other species, including other species-at-risk and those 
species for which there is little information, a variety of approaches 
may be used, including individual species assessments and assessments of 
focal species or other indicators used as surrogates in the evaluation 
of ecological conditions needed to maintain species viability.
    (C) Except as provided in paragraph (a)(2)(ii)(A) of this section, 
for species groups that contain many species, assessments of functional, 
taxonomic, or habitat groups rather than individual species may be 
appropriate.

[[Page 48]]

    (D) In analyzing viability, the extent of information available 
about species, their habitats, the dynamic nature of ecosystems and the 
ecological conditions needed to support them must be identified. Species 
assessments may rely on general conservation principles and expert 
opinion. When detailed information on species habitat relationships, 
demographics, genetics, and risk factors is available, that information 
should be considered.
    (b) Plan decisions. When making plan decisions that will affect 
ecological sustainability, the responsible official must use the 
information developed under paragraph (a) of this section. The following 
requirements must apply at the spatial and temporal scales that the 
responsible official determines to be appropriate to the plan decision:
    (1) Ecosystem diversity. Plan decisions affecting ecosystem 
diversity must provide for maintenance or restoration of the 
characteristics of ecosystem composition and structure within the range 
of variability that would be expected to occur under natural disturbance 
regimes of the current climatic period in accordance with paragraphs 
(b)(1)(i) through (v) of this section.
    (i) Except as provided in paragraph (b)(1)(iv) of this section, in 
situations where ecosystem composition and structure are currently 
within the expected range of variability, plan decisions must maintain 
the composition and structure within the range.
    (ii) Except as provided in paragraph (b)(1)(v) of this section, 
where current ecosystem composition and structure are outside the 
expected range of variability, plan decisions must provide for 
measurable progress toward ecological conditions within the expected 
range of variability.
    (iii) Where the range of variability cannot be practicably defined, 
plan decisions must provide for measurable progress toward maintaining 
or restoring ecosystem diversity. The responsible official must use 
independently peer-reviewed scientific methods other than the expected 
range of variability to maintain or restore ecosystem diversity. The 
scientific basis for such alternative methods must be documented in 
accordance with (Secs. 219.22-219.25).
    (iv) Where the responsible official determines that ecological 
conditions are within the expected range of variability and that 
maintaining ecosystem composition and structure within that range is 
ecologically, socially or economically unacceptable, plan decisions may 
provide for ecosystem composition and structure outside the expected 
range of variability. In such circumstances, the responsible official 
must use independently peer-reviewed scientific methods other than the 
expected range of variability to provide for the maintenance or 
restoration of ecosystem diversity. The scientific basis for such 
alternative methods must be documented in accordance with (Secs. 219.22-
219.25).
    (v) Where the responsible official determines that ecological 
conditions are outside the expected range of variability and that it is 
not practicable to make measurable progress toward conditions within the 
expected range of variability, or that restoration would result in 
conditions that are ecologically, socially or economically unacceptable, 
plan decisions may provide for ecosystem composition and structure 
outside the expected range of variability. In such circumstances, the 
responsible official must use independently peer-reviewed scientific 
methods other than the expected range of variability to provide for the 
maintenance or restoration of ecosystem diversity. The scientific basis 
for such alternative methods must be documented (Secs. 219.22-219.25).
    (2) Species diversity. (i) Plan decisions affecting species 
diversity must provide for ecological conditions that the responsible 
official determines provide a high likelihood that those conditions are 
capable of supporting over time the viability of native and desired non-
native species well distributed throughout their ranges within the plan 
area, except as provided in paragraphs (b)(2)(ii)-(iv) of this section. 
Methods described in paragraph (a)(2)(ii) of this section may be used to 
make the determinations of ecological conditions needed to maintain 
viability. A species is well distributed when individuals can interact 
with each other in the portion of the species range that occurs within 
the plan area. When a plan area

[[Page 49]]

occupies the entire range of a species, these decisions must provide for 
ecological conditions capable of supporting viability of the species and 
its component populations throughout that range. When a plan area 
encompasses one or more naturally disjunct and self-sustaining 
populations of a species, these decisions must provide ecological 
conditions capable of supporting over time viability of each population. 
When a plan area encompasses only a part of a population, these 
decisions must provide ecological conditions capable of supporting 
viability of that population well distributed throughout its range 
within the plan area.
    (ii) When conditions outside the authority of the agency prevent the 
agency from providing ecological conditions that provide a high 
likelihood of supporting over time the viability of native and desired 
non-native species well distributed throughout their ranges within the 
plan area, plan decisions must provide for ecological conditions well 
distributed throughout the species range within the plan area to 
contribute to viability of that species.
    (iii) Where species are inherently rare or not naturally well 
distributed in the plan area, plan decisions should not contribute to 
the extirpation of the species from the plan area and must provide for 
ecological conditions to maintain these species considering their 
natural distribution and abundance.
    (iv) Where environmental conditions needed to support a species have 
been so degraded that it is technically infeasible to restore ecological 
conditions that would provide a high likelihood of supporting viability, 
plan decisions must provide for ecological conditions to contribute to 
supporting over time viability to the degree practicable.
    (3) Federally listed threatened and endangered species. (i) Plan 
decisions must provide for implementing actions in conservation 
agreements with the U.S. Fish and Wildlife Service or the National 
Marine Fisheries Service that provide a basis for not needing to list a 
species. In some situations, conditions or events beyond the control or 
authority of the agency may limit the Forest Service's ability to 
prevent the need for federal listing. Plan decisions should reflect the 
unique opportunities that National Forest System lands provide to 
contribute to recovery of listed species.
    (ii) Plan decisions involving species listed under the Endangered 
Species Act must include, at the scale determined by the responsible 
official to be appropriate to the plan decision, reasonable and prudent 
measures and associated terms and conditions contained in final 
biological opinions issued under 50 CFR part 402. The plan decision 
documents must provide a rationale for adoption or rejection of 
discretionary conservation recommendations contained in final biological 
opinions.