[Code of Federal Regulations] [Title 37, Volume 1] [Revised as of July 1, 2002] From the U.S. Government Printing Office via GPO Access [CITE: 37CFR1.17] [Page 26-28] TITLE 37--PATENTS, TRADEMARKS, AND COPYRIGHTS DEPARTMENT OF COMMERCE PART 1--RULES OF PRACTICE IN PATENT CASES--Table of Contents Subpart A--General Provisions Sec. 1.17 Patent application and reexamination processing fees. (a) Extension fees pursuant to Sec. 1.136(a): (1) For reply within first month: By a small entity (Sec. 1.27(a)).......................... $55.00 By other than a small entity............................... $110.00 (2) For reply within second month: By a small entity (Sec. 1.27(a))--$200.00 By other than a small entity--$400.00 (3) For reply within third month: By a small entity (Sec. 1.27(a))--$460.00 By other than a small entity--$920.00 (4) For reply within fourth month: By a small entity (Sec. 1.27(a))--$720.00 By other than a small entity--$1,440.00 (5) For reply within fifth month: By a small entity (Sec. 1.27(a))--$980.00 By other than a small entity--$1,960.00 (b) For filing a notice of appeal from the examiner to the Board of Patent Appeals and Interferences: By a small entity (Sec. 1.27(a))--$160.00 By other than a small entity--$320.00 (c) In addition to the fee for filing a notice of appeal, for filing a brief in support of an appeal: By a small entity (Sec. 1.27(a))--$160.00 By other than a small entity--$320.00 (d) For filing a request for an oral hearing before the Board of Patent Appeals and Interferences in an appeal under 35 U.S.C. 134: By a small entity (Sec. 1.27(a))--$140.00 By other than a small entity--$280.00 (e) To request continued examination pursuant to Sec. 1.114: By a small entity (Sec. 1.27(a))--$370.00 By other than a small entity--$740.00 (f)-(g) [Reserved] (h) For filing a petition to the Commissioner under one of $130.00 the following sections which refers to this paragraph..... Sec. 1.12--for access to an assignment record Sec. 1.14--for access to an application Sec. 1.47--for filing by other than all the inventors or a person not the inventor Sec. 1.53(e)--to accord a filing date Sec. 1.59--for expungement and return of information Sec. 1.84--for accepting color drawings or photographs Sec. 1.91--for entry of a model or exhibit Sec. 1.102--to make an application special Sec. 1.103(a)--to suspend action in an application Sec. 1.138(c)--to expressly abandon an application to avoid publication Sec. 1.182--for decision on a question not specifically provided for Sec. 1.183--to suspend the rules Sec. 1.295--for review of refusal to publish a statutory invention registration Sec. 1.313--to withdraw an application from issue Sec. 1.314--to defer issuance of a patent [[Page 27]] Sec. 1.377--for review of decision refusing to accept and record payment of a maintenance fee filed prior to expiration of a patent Sec. 1.378(e)--for reconsideration of decision on petition refusing to accept delayed payment of maintenance fee in an expired patent Sec. 1.644(e)--for petition in an interference Sec. 1.644(f)--for request for reconsideration of a decision on petition in an interference Sec. 1.666(b)--for access to an interference settlement agreement Sec. 1.666(c)--for late filing of an interference settlement agreement Sec. 1.741(b)--to accord a filing date to an application under Sec. 1.740 for extension of a patent term Sec. 5.12--for expedited handling of a foreign filing license Sec. 5.15--for changing the scope of a license Sec. 5.25--for a retroactive license Sec. 104.3--for waiver of a rule in Part 104 of this title (h) For filing a petition under one of the following sections which refers to this paragraph: $130.00. Sec. 1.12--for access to an assignment record. Sec. 1.14--for access to an application. Sec. 1.47--for filing by other than all the inventors or a person not the inventor. Sec. 1.53(e)--to accord a filing date. Sec. 1.59--for expungement and return of information. Sec. 1.84--for accepting color drawings or photographs. Sec. 1.91--for entry of a model or exhibit. Sec. 1.102--to make an application special. Sec. 1.103(a)--to suspend action in an application. Sec. 1.138(c)--to expressly abandon an application to avoid publication. Sec. 1.182--for decision on a question not specifically provided for. Sec. 1.183--to suspend the rules. Sec. 1.295--for review of refusal to publish a statutory invention registration. Sec. 1.313--to withdraw an application from issue. Sec. 1.314--to defer issuance of a patent. Sec. 1.377--for review of decision refusing to accept and record payment of a maintenance fee filed prior to expiration of a patent. Sec. 1.378(e)--for reconsideration of decision on petition refusing to accept delayed payment of maintenance fee in an expired patent. Sec. 1.644(e)--for petition in an interference. Sec. 1.644(f)--for request for reconsideration of a decision on petition in an interference. Sec. 1.666(b)--for access to an interference settlement agreement. Sec. 1.666(c)--for late filing of interference settlement agreement. Sec. 1.741(b)--to accord a filing date to an application under Sec. 1.740 for extension of a patent term. Sec. 5.12--for expedited handling of a foreign filing license. Sec. 5.15--for changing the scope of a license. Sec. 5.25--for retroactive license. (i) Processing fee for taking action under one of the following sections which refers to this paragraph: $130.00. Sec. 1.28(c)(3)--for processing a non-itemized fee deficiency based on an error in small entity status. Sec. 1.41--for supplying the name or names of the inventor or inventors after the filing date without an oath or declaration as prescribed by Sec. 1.63, except in provisional applications. Sec. 1.48--for correcting inventorship, except in provisional applications. Sec. 1.52(d)--for processing a nonprovisional application filed with a specification in a language other than English. Sec. 1.53(b)(3)--to convert a provisional application filed under Sec. 1.53(c) into a nonprovisional application under Sec. 1.53(b). Sec. 1.55--for entry of late priority papers. Sec. 1.99(e)--for processing a belated submission under Sec. 1.99. Sec. 1.103(b)--for requesting limited suspension of action, continued prosecution application (Sec. 1.53(d)). Sec. 1.103(c)--for requesting limited suspension of action, request for continued examination (Sec. 1.114). Sec. 1.103(d)--for requesting deferred examination of an application. Sec. 1.217--for processing a redacted copy of a paper submitted in the file of an application in which a redacted copy was submitted for the patent application publication. Sec. 1.221--for requesting voluntary publication or republication of an application. Sec. 1.497(d)--for filing an oath or declaration pursuant to 35 U.S.C. 371(c)(4) naming an inventive entity different from the inventive entity set forth in the international stage. Sec. 3.81--for a patent to issue to assignee, assignment submitted after payment of the issue fee. [[Page 28]] (j) For filing a petition to institute a public use proceeding under Sec. 1.292--$1,510.00. (k) For filing a request for expedited examination under Sec. 1.155(a)--$900.00. (l) For filing a petition for the revival of an unavoidably abandoned application under 35 U.S.C. 111, 133, 364, or 371, for the unavoidably delayed payment of the issue fee under 35 U.S.C. 151, or for the revival of an unavoidably terminated reexamination proceeding under 35 U.S.C. 133 (Sec. 1.137(a)): By a small entity (Sec. 1.27(a)): $55.00. By other than a small entity: $110.00. (m) For filing a petition for revival of an unintentionally abandoned application, for the unintentionally delayed payment of the fee for issuing a patent, or for the revival of an unintentionally terminated reexamination proceeding under 35 U.S.C. 41(a)(7) (Sec. 1.137(b)): By a small entity (Sec. 1.27(a))--$640.00 By other than a small entity--$1,280.00 (n) For requesting publication of a statutory invention registration prior to the mailing of the first examiner's action pursuant to Sec. 1.104--$920.00 reduced by the amount of the application basic filing fee paid. (o) For requesting publication of a statutory invention registration after the mailing of the first examiner's action pursuant to Sec. 1.104- -$1,840.00 reduced by the amount of the application basic filing fee paid. (p) For an information disclosure statement under Sec. 1.97(c) or (d) or a submission under Sec. 1.99: $180.00. (q) Processing fee for taking action under one of the following sections which refers to this paragraph--$50.00 Sec. 1.41--to supply the name or names of the inventor or inventors after the filing date without a cover sheet as prescribed by Sec. 1.51(c)(1) in a provisional application. Sec. 1.48--for correction of inventorship in a provisional application. Sec. 1.53(c)(2)--to convert a nonprovisional application filed under Sec. 1.53(b) to a provisional application under Sec. 1.53(c). (r) For entry of a submission after final rejection under Sec. 1.129(a): By a small entity (Sec. 1.27(a))--$370.00 By other than a small entity--$740.00 (s) For each additional invention requested to be examined under Sec. 1.129(b): By a small entity (Sec. 1.27(a))--$370.00 By other than a small entity--$740.00 (t) For the acceptance of an unintentionally delayed claim for priority under 35 U.S.C. 119, 120, 121, or 365(a) or (c) (Secs. 1.55 and 1.78)--$1,280.00 [56 FR 65152, Dec. 13, 1991, as amended at 57 FR 2033, Jan 17, 1992; 57 FR 32439, July 22, 1992; 58 FR 38723, July 20, 1993; 58 FR 45841, Aug. 31, 1993; 60 FR 20221, Apr. 25, 1995; 62 FR 40452, July 29, 1997; 62 FR 53182, Oct. 10, 1997; 62 FR 61235, Nov. 17, 1997; 63 FR 67580, Dec. 8, 1998; 64 FR 67777, Dec. 3, 1999; 65 FR 14871, Mar. 20, 2000; 65 FR 49195, Aug. 11, 2000; 65 FR 54658, Sept. 8, 2000; 65 FR 57052, Sept. 20, 2000; 65 FR 78959, Dec. 18, 2000; 66 FR 47389, Sept. 12, 2001; 66 FR 39449, July 31, 2001]