[Code of Federal Regulations]
[Title 40, Volume 18]
[Revised as of July 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR130.2]

[Page 340-343]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 130--WATER QUALITY PLANNING AND MANAGEMENT--Table of Contents
 
Sec. 130.2  Definitions.

    (a) The Act. The Clean Water Act, as amended, 33 U.S.C. 1251 et seq.
    (b) Indian Tribe. Any Indian Tribe, band, group, or community 
recognized by the Secretary of the Interior and exercising governmental 
authority over a Federal Indian reservation.
    (c) Pollution. The man-made or man-induced alteration of the 
chemical, physical, biological, and radiological integrity of water.
    (d) Water quality standards (WQS). Provisions of State or Federal 
law which consist of a designated use or uses for the waters of the 
United States and water quality criteria for such waters based upon such 
uses. Water quality standards are to protect the public health or 
welfare, enhance the quality of water and serve the purposes of the Act.
    (e) Load or loading. An amount of matter or thermal energy that is 
introduced into a receiving water; to introduce matter or thermal energy 
into a receiving water. Loading may be either man-caused (pollutant 
loading) or natural (natural background loading).
    (f) Loading capacity. The greatest amount of loading that a water 
can receive without violating water quality standards.
    (g) Load allocation (LA). The portion of a receiving water's loading 
capacity that is attributed either to one of its existing or future 
nonpoint sources of pollution or to natural background sources. Load 
allocations are best estimates of the loading, which may range from 
reasonably accurate estimates to gross allotments, depending on the 
availability of data and appropriate techniques for predicting the 
loading. Wherever possible, natural and nonpoint source loads should be 
distinguished.
    (h) Wasteload allocation (WLA). The portion of a receiving water's 
loading capacity that is allocated to one of its existing or future 
point sources of pollution. WLAs constitute a type of water quality-
based effluent limitation.
    (i) Total maximum daily load (TMDL). The sum of the individual WLAs 
for point sources and LAs for nonpoint sources and natural background. 
If a receiving water has only one point source discharger, the TMDL is 
the sum of that point source WLA plus the LAs for any nonpoint sources 
of pollution and natural background sources, tributaries, or adjacent 
segments. TMDLs can be expressed in terms of either mass per time, 
toxicity, or other appropriate measure. If Best Management Practices 
(BMPs) or other nonpoint source pollution controls make more stringent 
load allocations practicable, then wasteload allocations can be made 
less stringent. Thus, the TMDL process provides for nonpoint source 
control tradeoffs.
    (j) Water quality limited segment. Any segment where it is known 
that water quality does not meet applicable water quality standards, 
and/or is not expected to meet applicable water quality standards, even 
after the application of the technology-based effluent limitations 
required by sections 301(b) and 306 of the Act.
    (k) Water quality management (WQM) plan. A State or areawide waste 
treatment management plan developed and

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updated in accordance with the provisions of sections 205(j), 208 and 
303 of the Act and this regulation.
    (l) Areawide agency. An agency designated under section 208 of the 
Act, which has responsibilities for WQM planning within a specified area 
of a State.
    (m) Best Management Practice (BMP). Methods, measures or practices 
selected by an agency to meet its nonpoint source control needs. BMPs 
include but are not limited to structural and nonstructural controls and 
operation and maintenance procedures. BMPs can be applied before, during 
and after pollution-producing activities to reduce or eliminate the 
introduction of pollutants into receiving waters.
    (n) Designated management agency (DMA). An agency identified by a 
WQM plan and designated by the Governor to implement specific control 
recommendations.

[50 FR 1779, Jan. 11, 1985, as amended at 54 FR 14359, Apr. 11, 1989]

    Effective Date Note: At 65 FR 43662, July 13, 2000, Sec. 130.2 was 
amended by revising paragraphs (c) through (j) and (m), and by adding 
paragraphs (o) through (r), effective 30 days after the date that 
Congress allows EPA to implement this regulation. At 66 FR 53048, Oct. 
18, 2001 this amendment was made effective April 30, 2003. For the 
convenience of the user, the revised and added text is set forth as 
follows:

Sec. 130.2  Definitions.

                                * * * * *

    (c) Pollution. The man-made or man-induced alteration of the 
chemical, physical, biological, and radiological integrity of water. 
(See Clean Water Act section 502(19).)
    (d) Pollutant. Dredged spoil, solid waste, incinerator residue, 
sewage, garbage, sewage sludge, munitions, chemical wastes, biological 
materials, radioactive materials (except those regulated under Atomic 
Energy Act of 1954, as amended (42 U.S.C. 2011 et seq.)), heat, wrecked 
or discarded equipment, rock, sand, cellar dirt, and industrial, 
municipal, and agricultural waste discharged into water. This term does 
not mean: ``sewage from vessels'' within the meaning of section 312 of 
the Clean Water Act; or water, gas, or other material that is injected 
into a well to facilitate production of oil or gas, or water derived in 
association with oil or gas production and disposed of in a well, if the 
well used either to facilitate production or for disposal purposes is 
approved by authority of the State in which the well is located, and if 
the State determines that such injection or disposal will not result in 
the degradation of ground or surface water resources. (See Clean Water 
Act section 502(6).)
    (e) Load or loading. An amount of matter or thermal energy that is 
introduced into a receiving water; to introduce matter or thermal energy 
into a receiving water. Loading of pollutants may be either man-caused 
or natural (natural background loading).
    (f) Load allocation. The portion of a TMDL's pollutant load 
allocated to a nonpoint source, storm water source for which a National 
Pollutant Discharge Elimination System (NPDES) permit is not required, 
atmospheric deposition, ground water, or background source of 
pollutants.
    (g) Wasteload allocation. The portion of a TMDL's pollutant load 
allocated to a point source of a pollutant for which an NPDES permit is 
required. For waterbodies impaired by both point and nonpoint sources, 
wasteload allocations may reflect anticipated or expected reductions of 
pollutants from other sources if those anticipated or expected 
reductions are supported by reasonable assurance that they will occur.
    (h) Total maximum daily load (TMDL). A TMDL is a written, 
quantitative plan and analysis for attaining and maintaining water 
quality standards in all seasons for a specific waterbody and pollutant. 
TMDLs may be established on a coordinated basis for a group of 
waterbodies in a watershed. TMDLs must be established for waterbodies on 
Part 1 of the list of impaired waterbodies and must include the 
following eleven elements:
    (1) The name and geographic location of the impaired waterbody;
    (2) Identification of the pollutant and the applicable water quality 
standard;
    (3) Quantification of the pollutant load that may be present in the 
waterbody and still ensure attainment and maintenance of water quality 
standards;
    (4) Quantification of the amount or degree by which the current 
pollutant load in the waterbody, including the pollutant load from 
upstream sources that is being accounted for as background loading, 
deviates from the pollutant load needed to attain and maintain water 
quality standards;
    (5) Identification of source categories, source subcategories or 
individual sources of the pollutant;
    (6) Wasteload allocations;
    (7) Load allocations;
    (8) A margin of safety;
    (9) Consideration of seasonal variations;
    (10) Allowance for reasonably foreseeable increases in pollutant 
loads including future growth; and
    (11) An implementation plan.
    (i) Total Maximum Daily Thermal Load (TMDTL). A TMDTL is a TMDL for 
impaired waterbodies receiving a thermal discharge.

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    (j) Impaired waterbody. Any waterbody of the United States that does 
not attain and maintain water quality standards (as defined in 40 CFR 
part 131) throughout the waterbody due to an individual pollutant, 
multiple pollutants, or other causes of pollution, including any 
waterbody for which biological information indicates that it does not 
attain and maintain water quality standards. Where a waterbody receives 
a thermal discharge from one or more point sources, impaired means that 
the waterbody does not have or maintain a balanced indigenous population 
of shellfish, fish, and wildlife.

                                * * * * *

    (m) Management measures. Best practical and economically achievable 
measures to control the addition of pollutants to waters of the United 
States through the application of nonpoint pollution control practices, 
technologies, processes, siting criteria, operating methods, best 
management practices, or other alternatives.

                                * * * * *

    (o) Thermal discharge. The discharge of the pollutant heat from a 
point source that is required to have an NPDES permit.
    (p) Reasonable assurance. Reasonable assurance means a demonstration 
that TMDLs will be implemented through regulatory or voluntary actions, 
including management measures or other controls, by Federal, State or 
local governments, authorized Tribes, or individuals.
    (1) For point sources regulated under section 402 of the Clean Water 
Act, the demonstration of reasonable assurance must identify procedures 
that ensure that NPDES permits will be issued, reissued, or revised as 
expeditiously as practicable to implement applicable TMDL wasteload 
allocations for point sources.
    (2) For nonpoint sources, storm water sources for which an NPDES 
permit is not required, atmospheric deposition, ground water or 
background sources of a pollutant, the demonstration of reasonable 
assurance must show that management measures or other control actions to 
implement the load allocations contained in each TMDL meet the following 
four-part test: they specifically apply to the pollutant(s) and the 
waterbody for which the TMDL is being established; they will be 
implemented as expeditiously as practicable; they will be accomplished 
through reliable and effective delivery mechanisms; and they will be 
supported by adequate water quality funding.
    (i) Adequate water quality funding means that the State, Territory, 
or authorized Tribe has allocated existing water quality funds from any 
source to the implementation of the TMDL load allocations to the fullest 
extent practicable and in a manner consistent with the effective 
operation of its clean water program. In the event that existing funding 
is not adequate to fully implement the TMDL load allocations, you may 
satisfy the funding requirement of reasonable assurance by including an 
explanation of when adequate funds will become available and the 
schedule by which these funds will be used to implement the TMDL load 
allocations. When EPA establishes a TMDL, EPA must show there is 
adequate funding. It may do so by conditioning Clean Water Act grants to 
the fullest extent practicable and in a manner consistent with effective 
operation of other Clean Water Act programs.
    (ii) Voluntary and incentive-based actions, or existing programs, 
procedures or authorities are acceptable means of demonstrating 
reasonable assurance if they satisfy the four-part test. Examples of 
voluntary and incentive-based actions include: State, Territorial, or 
authorized Tribal programs to audit implementation of agricultural or 
forestry best management practices; memoranda of understanding between 
States, Territories, authorized Tribes, and organizations representing 
categories, subcategories, or individual sources; or State-, Territory-, 
or authorized Tribe-approved programs for categories, subcategories or 
individual sources to ensure effectiveness of best management practices.
    (iii) Examples of existing programs, procedures or authorities that 
may be reliable delivery mechanisms include State, Territorial, and 
authorized Tribal programs approved by EPA under section 319 of the 
Clean Water Act; participation in existing United States Department of 
Agriculture conservation or water quality protection programs; 
participation in existing programs under the Coastal Zone Act 
Reauthorization Amendments; regulations; local ordinances; performance 
bonds; contracts; cost-share agreements; memoranda of understanding; 
site-specific or watershed-specific voluntary actions; and compliance 
audits of best management practices.
    (q) Waterbody. A geographically defined portion of navigable waters, 
waters of the contiguous zone, and ocean waters under the jurisdiction 
of the United States, made up of one or more of the segments of rivers, 
streams, lakes, wetlands, coastal waters and ocean waters. 
Identifications of waterbodies should be consistent with the way in 
which segments are described in State, Territorial, or authorized Tribal 
water quality standards.
    (r) List of Impaired Waterbodies or ``List.'' The list of all 
impaired waterbodies submitted by a State, Territory, or authorized 
Tribe. This list consists of Parts 1, 2, 3, and 4 described in 
Sec. 130.27 and the prioritized schedule described in Sec. 130.28. Part 
1 of the list consists of the identification of the

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waterbodies for which TMDLs must be established and a prioritized 
schedule for establishing TMDLs.