[Code of Federal Regulations]
[Title 40, Volume 22]
[Revised as of July 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR262.82]

[Page 167-168]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 262--STANDARDS APPLICABLE TO GENERATORS OF HAZARDOUS WASTE--Table of Contents
 
   Subpart H--Transfrontier Shipments of Hazardous Waste for Recovery 
                             within the OECD
 
Sec. 262.82  General conditions.

    (a) Scope. The level of control for exports and imports of waste is 
indicated by assignment of the waste to a green, amber, or red list and 
by U.S. national procedures as defined in Sec. 262.80(a). The green, 
amber, and red lists are incorporated by reference in Sec. 262.89 (e).
    (1) Wastes on the green list are subject to existing controls 
normally applied to commercial transactions, except as provided below:
    (i) Green-list wastes that are considered hazardous under U.S. 
national procedures are subject to amber-list controls.
    (ii) Green-list waste that are sufficiently contaminated or mixed 
with amber-list wastes, such that the waste or waste mixture is 
considered hazardous under U.S. national procedures, are subject to 
amber-list controls.
    (iii) Green-list wastes that are sufficiently contaminated or mixed 
with other wastes subject to red-list controls such that the waste or 
waste mixture is considered hazardous under U.S. national procedures 
must be handled in accordance with the red-list controls.
    (2) Wastes on the amber list that are considered hazardous under 
U.S. national procedures as defined in Sec. 262.80(a) are subject to the 
amber-list controls of this Subpart.
    (i) If amber-list wastes are sufficiently contaminated or mixed with 
other wastes subject to red-list controls such that the waste or waste 
mixture is considered hazardous under U.S. national procedures, the 
wastes must be handled in accordance with the red-list controls.
    (ii) [Reserved]
    (3) Wastes on the red list that are considered hazardous under U.S. 
national procedures as defined in Sec. 262.80(a) are subject to the red-
list controls of this subpart.
    Note to paragraph (a)(3):
    Some wastes on the amber or red lists are not listed or otherwise 
identified as hazardous under RCRA (e.g., polychlorinated biphenyls) and 
therefore are not subject to the amber- or red-list controls of this 
subpart. Regardless of the status of the waste under RCRA, however, 
other Federal environmental statutes (e.g., the Toxic Substances Control 
Act) may restrict certain waste imports or exports. Such restrictions 
continue to apply without regard to this Subpart.
    (4) Wastes not yet assigned to a list are eligible for transfrontier 
movements, as follows:
    (i) If such wastes are considered hazardous under U.S. national 
procedures as defined in Sec. 262.80(a), these wastes are subject to the 
red-list controls; or
    (ii) If such wastes are not considered hazardous under U.S. national 
procedures as defined in Sec. 262.80(a), such wastes may move as though 
they appeared on the green list.

[[Page 168]]

    (b) General conditions applicable to transfrontier movements of 
hazardous waste.
    (1) The waste must be destined for recovery operations at a facility 
that, under applicable domestic law, is operating or is authorized to 
operate in the importing country;
    (2) The transfrontier movement must be in compliance with applicable 
international transport agreements; and

    Note to paragraph (b)(2): These international agreements include, 
but are not limited to, the Chicago Convention (1944), ADR (1957), ADNR 
(1970), MARPOL Convention (1973/1978), SOLAS Convention (1974), IMDG 
Code (1985), COTIF (1985), and RID (1985).

    (3) Any transit of waste through a non-OECD member country must be 
conducted in compliance with all applicable international and national 
laws and regulations.
    (c) Provisions relating to re-export for recovery to a third 
country.
    (1) Re-export of wastes subject to the amber-list control system 
from the U.S., as the importing country, to a third country listed in 
Sec. 262.58(a)(1) may occur only after a notifier in the U.S. provides 
notification to and obtains consent of the competent authorities in the 
third country, the original exporting country, and new transit 
countries. The notification must comply with the notice and consent 
procedures in Sec. 262.83 for all concerned countries and the original 
exporting country. The competent authorities of the original exporting 
country as well as the competent authorities of all other concerned 
countries have 30 days to object to the proposed movement.
    (i) The 30-day period begins once the competent authorities of both 
the initial exporting country and new importing country issue 
Acknowledgements of Receipt of the notification.
    (ii) The transfrontier movement may commence if no objection has 
been lodged after the 30-day period has passed or immediately after 
written consent is received from all relevant OECD importing and transit 
countries.
    (2) Re-export of waste subject to the red-list control system from 
the original importing country to a third country listed in 
Sec. 262.58(a)(1) may occur only following notification of the competent 
authorities of the third country, the original exporting country, and 
new transit countries by a notifier in the original importing country in 
accordance with Sec. 262.83. The transfrontier movement may not proceed 
until receipt by the original importing country of written consent from 
the competent authorities of the third country, the original exporting 
country, and new transit countries.
    (3) In the case of re-export of amber or red-list wastes to a 
country other than those in Sec. 262.58(a)(1), notification to and 
consent of the competent authorities of the original OECD member country 
of export and any OECD member countries of transit is required as 
specified in paragraphs (c)(1) and (c)(2) of this section in addition to 
compliance with all international agreements and arrangements to which 
the first importing OECD member country is a party and all applicable 
regulatory requirements for exports from the first importing country.