[Code of Federal Regulations]
[Title 42, Volume 2]
[Revised as of October 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 42CFR413.70]

[Page 539-541]
 
                         TITLE 42--PUBLIC HEALTH
 
                             HUMAN SERVICES
 
PART 413--PRINCIPLES OF REASONABLE COST REIMBURSEMENT; PAYMENT FOR END-STAGE RENAL DISEASE SERVICES; PROSPECTIVELY DETERMINED PAYMENT RATES FOR SKILLED NURSING 
FACILITIES--Table of Contents
 
                    Subpart E--Payments to Providers
 
Sec. 413.70  Payment for services of a CAH.

    (a) Payment for inpatient services furnished by a CAH.
    (1) Payment for inpatient services of a CAH is the reasonable costs 
of the CAH in providing CAH services to its inpatients, as determined in 
accordance with section 1861(v)(1)(A) of the Act and the applicable 
principles of cost reimbursement in this part and in Part 415 of this 
chapter, except that the following payment principles are excluded when 
determining payment for CAH inpatient services:
    (iv) The payment window provisions for preadmission services, 
specified in Sec. 412.2(c)(5) of this subchapter and Sec. 413.40(c)(2).
    (2) Except as specified in paragraph (a)(3) of this section, payment 
to a CAH for inpatient services does not include any costs of physician 
services or other professional services to CAH inpatients, and is 
subject to the Part A hospital deductible and coinsurance, as determined 
under subpart G of part 409 of this chapter.
    (3) If a CAH meets the criteria in Sec. 412.113(c) of this 
subchapter for pass-through of costs of anesthesia services furnished by 
qualified nonphysician anesthetists employed by the CAH or obtained 
under arrangements, payment to the CAH for the costs of those services 
is made in accordance with Sec. 412.113(c).
    (b) Payment for outpatient services furnished by CAH.
    (1) General.
    (i) Unless the CAH elects to be paid for services to its outpatients 
under the method specified in paragraph (b)(3) of this section, the 
amount of payment for outpatient services of a CAH is the amount 
determined under paragraph (b)(2) of this section.
    (ii) Except as specified in paragraph (b)(6) of this section, 
payment to a CAH for outpatient services does not include any costs of 
physician services or other professional services to CAH outpatients.
    (2) Reasonable costs for facility services. (i) Payment for 
outpatient services of a CAH is the reasonable costs of the CAH in 
providing CAH services to its outpatients, as determined in accordance 
with section 1861(v)(1)(A) of the Act and the applicable principles of 
cost reimbursement in this part and in Part 415 of this chapter, except 
that the following payment principles are excluded when determining 
payment for CAH outpatient services:
    (A) Lesser of costs or charges;
    (B) RCE limits;
    (C) Any type of reduction to operating or capital costs under 
Sec. 413.124 or Sec. 413.130(j).
    (D) Blended payment amounts for ambulatory surgical services, 
radiology services, and other diagnostic services;
    (ii) Payment to a CAH under paragraph (b)(2) of this section does 
not include any costs of physician services or other professional 
services to CAH outpatients and, other than for clinical diagnostic 
laboratory tests, is subject to the Part B deductible and coinsurance 
amounts as determined under Secs. 410.152(k), 410.160, and 410.161 of 
this chapter.
    (iii) Payment for outpatient clinical diagnostic laboratory tests is 
not subject to the Medicare Part B deductible and coinsurance amounts. 
Payment to a CAH for clinical diagnostic laboratory tests will be made 
on a reasonable cost basis under this section only if the individuals 
are outpatients of the CAH, as defined in Sec. 410.2 of this chapter, at 
the time the specimens are collected. Clinical diagnostic laboratory 
tests performed for persons who are not patients of the CAH when the 
specimens are collected will be made in accordance with the provisions 
of sections 1833(a)(1)(D) and 1833(a)(2)(D) of the Social Security Act.
    (A) The amount paid is equal to 100 percent of the least of--
    (1) Charges determined under the fee schedule as set forth in 
section 1833(h)(1) or section 1834(d)(1) of the Act;
    (2) The limitation amount for that test determined under section

[[Page 540]]

1833(h)(4)(B) of the Act or the amount of the charges billed for the 
test; or
    (3) A negotiated rate established under section 1833(h)(6) of the 
Act.
    (B) Payment for outpatient clinical diagnostic laboratory tests is 
not subject to the Medicare Part B deductible and coinsurance amounts, 
as specified in Sec. 410.152(k) of this chapter.
    (3) Election to be paid reasonable costs for facility services plus 
fee schedule for professional services. (i) A CAH may elect to be paid 
for outpatient services in any cost reporting period under the method 
described in paragraphs (b)(3)(ii) and (b)(3)(iii) of this section. This 
election must be made in writing, made on an annual basis, and delivered 
to the fiscal intermediary servicing the CAH at least 30 days before the 
start of each affected cost reporting period. An election of this 
payment method, once made for a cost reporting period, remains in effect 
for all of that period and applies to all services furnished to 
outpatients during that period.
    (ii) If the CAH elects payment under this method, payment to the CAH 
for each outpatient visit will be the sum of the following amounts:
    (A) For facility services, not including any services for which 
payment may be made under paragraph (b)(3)(ii)(B) of this section, the 
reasonable costs of the services as determined under paragraph (b)(2)(i) 
of this section; and
    (B) For professional services otherwise payable to the physician or 
other practitioner, 115 percent of the amounts that otherwise would be 
paid for the services if the CAH had not elected payment under this 
method.
    (iii) Payment to a CAH, other than for clinical diagnostic 
laboratory tests, is subject to the Part B deductible and coinsurance 
amounts, as determined under Secs. 410.152(k), 410.160, and 410.161 of 
this chapter.
    (4) Costs of emergency room on-call physicians.
    (i) Effective for cost reporting periods beginning on or after 
October 1, 2001, the reasonable costs of outpatient CAH services under 
paragraph (b) of this section may include amounts for reasonable 
compensation and related costs for an emergency room physician who is on 
call but who is not present on the premises of the CAH involved, is not 
otherwise furnishing physicians' services, and is not on call at any 
other provider or facility.
    (ii) For purposes of this paragraph (b)(4)--
    (A) ``Amounts for reasonable compensation and related costs'' means 
all allowable costs of compensating emergency room physicians who are on 
call to the extent the costs are found to be reasonable under the rules 
specified in paragraph (b)(2) of this section and the applicable 
sections of Part 413. Costs of compensating emergency room physicians 
are allowable only if the costs are incurred under written contracts 
that require the physician to come to the CAH when the physician's 
presence is medically required.
    (B) An ``emergency room physician who is on call' means a doctor of 
medicine or osteopathy with training or experience in emergency care who 
is immediately available by telephone or radio contact, and is available 
on site within the timeframes specified in Sec. 485.618(d) of this 
chapter.
    (5) Costs of ambulance services.
    (i) Effective for services furnished on or after December 21, 2000, 
payment for ambulance services furnished by a CAH or an entity that is 
owned and operated by a CAH is the reasonable costs of the CAH or the 
entity in furnishing those services, but only if the CAH or the entity 
is the only provider or supplier of ambulance services located within a 
35-mile drive of the CAH or the entity.
    (ii) For purposes of paragraph (b)(5) of this section, the distance 
between the CAH or the entity and the other provider or supplier of 
ambulance services will be determined as the shortest distance in miles 
measured over improved roads between the CAH or the entity and the site 
at which the vehicles of the closest provider or supplier of ambulance 
services are garaged. An improved road for this purpose is any road that 
is maintained by a local, State, or Federal government entity and is 
available for use by the general public. An improved road will be 
considered to include the paved surface up to the front entrance of the 
hospital and the front entrance of the garage.
    (6) If a CAH meets the criteria in Sec. 412.113(c) of this 
subchapter for pass-

[[Page 541]]

through of costs of anesthesia services furnished by nonphysician 
anesthetists employed by the CAH or obtained under arrangement, payment 
to the CAH for the costs of those services is made in accordance with 
Sec. 412.113(c) of this chapter.
    (c) Final payment based on cost report. Final payment to the CAH for 
CAH facility services to inpatients and outpatients furnished during a 
cost reporting is based on a cost report for that period, as required 
under Sec. 413.20(b).

[65 FR 47109, Aug. 1, 2000, as amended at 66 FR 32195, June 13, 2001; 66 
FR 39936, Aug. 1, 2001; 67 FR 50118, Aug. 1, 2002]