[Code of Federal Regulations] [Title 42, Volume 2] [Revised as of October 1, 2002] From the U.S. Government Printing Office via GPO Access [CITE: 42CFR417.406] [Page 711-712] TITLE 42--PUBLIC HEALTH HUMAN SERVICES PART 417--HEALTH MAINTENANCE ORGANIZATIONS, COMPETITIVE MEDICAL PLANS, AND HEALTH CARE PREPAYMENT PLANS--Table of Contents Subpart J--Qualifying Conditions for Medicare Contracts Sec. 417.406 Application and determination. (a) Responsibility for making determinations. CMS is responsible for determining whether an entity meets the requirements to be an HMO or CMP. [[Page 712]] (b) Application requirements. (1) The application requirements for HMOs are set forth in Sec. 417.143. (2) The requirements of Sec. 417.143 also apply to CMPs except that there are no application fees. (c) Determination. CMS uses the procedures set forth in Sec. 417.144(a) through (d) to determine whether an entity is an HMO or CMP. (d) Oversight of continuing compliance. (1) CMS oversees an entity's continued compliance with the requirements for an HMO as defined in Sec. 417.1 or for a CMP as set forth in Sec. 417.407. (2) If an entity no longer meets those requirements, CMS terminates the contract of that entity in accordance with Sec. 417.494. [60 FR 45675, Sept. 1, 1995]