[Code of Federal Regulations]
[Title 42, Volume 2]
[Revised as of October 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 42CFR422.112]

[Page 854-856]
 
                         TITLE 42--PUBLIC HEALTH
 
                             HUMAN SERVICES
 
PART 422--MEDICARE+CHOICE PROGRAM--Table of Contents
 
             Subpart C--Benefits and Beneficiary Protections
 
Sec. 422.112  Access to services.

    (a) Rules for coordinated care plans and network M+C MSA plans. An 
M+C organization that offers an M+C coordinated care plan or network M+C 
MSA plan may specify the networks of providers from whom enrollees may 
obtain services if the M+C organization ensures that all covered 
services, including additional or supplemental services contracted for 
by (or on behalf of) the Medicare enrollee, are available and accessible 
under the plan. To accomplish this, the M+C organization must meet the 
following requirements:
    (1) Provider network. Maintain and monitor a network of appropriate 
providers that is supported by written agreements and is sufficient to 
provide adequate access to covered services to meet the needs of the 
population served. These providers are typically utilized in the network 
as primary care providers (PCPs), specialists, hospitals, skilled 
nursing facilities, home health agencies, ambulatory clinics, and other 
providers.
    (2) PCP panel. Establish a panel of PCPs from which the enrollee may 
select a PCP. If an M+C organization requires its enrollees to obtain a 
referral in most situations before receiving services from a specialist, 
the M+C organization must either assign a PCP for purposes of making the 
needed referral or make other arrangements to ensure access to medically 
necessary specialty care.
    (3) Specialty care. Provide or arrange for necessary specialty care, 
and in particular give women enrollees the option of direct access to a 
women's health specialist within the network for women's routine and 
preventive health care services provided as basic

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benefits (as defined in Sec. 422.2). The M+C organization arranges for 
specialty care outside of the plan provider network when network 
providers are unavailable or inadequate to meet an enrollee's medical 
needs.
    (4) Serious medical conditions. Ensure that for each plan, the M+C 
organization has in effect CMS-approved procedures that enable the M+C 
organization, through appropriate health care professionals, to--
    (i) Identify individuals with complex or serious medical conditions;
    (ii) Assess those conditions, and use medical procedures to diagnose 
and monitor them on an ongoing basis; and
    (iii) Establish and implement a treatment plan that--
    (A) Is appropriate to those conditions;
    (B) Includes an adequate number of direct access visits to 
specialists consistent with the treatment plan;
    (C) Is time-specific and updated periodically; and
    (D) Ensures adequate coordination of care among providers.
    (5) Service area expansion. If seeking a service area expansion for 
an M+C plan, demonstrate that the number and type of providers available 
to plan enrollees are sufficient to meet projected needs of the 
population to be served.
    (6) Credentialed providers. Demonstrate to CMS that its providers in 
an M+C plan are credentialed through the process set forth at 
Sec. 422.204(a).
    (7) Written standards. Establish written standards for the 
following:
    (i) Timeliness of access to care and member services that meet or 
exceed standards established by CMS. Timely access to care and member 
services within a plan's provider network must be continuously monitored 
to ensure compliance with these standards, and the M+C organization must 
take corrective action as necessary.
    (ii) Policies and procedures (coverage rules, practice guidelines, 
payment policies, and utilization management) that allow for individual 
medical necessity determinations.
    (iii) Provider consideration of beneficiary input into the 
provider's proposed treatment plan.
    (8) Hours of operation. Ensure that--
    (i) The hours of operation of its M+C plan providers are convenient 
to the population served under the plan and do not discriminate against 
Medicare enrollees; and
    (ii) Plan services are available 24 hours a day, 7 days a week, when 
medically necessary.
    (9) Cultural considerations. Ensure that services are provided in a 
culturally competent manner to all enrollees, including those with 
limited English proficiency or reading skills, and diverse cultural and 
ethnic backgrounds.
    (10) Ambulance services, emergency and urgently needed services, and 
post-stabilization care services coverage. Provide coverage for 
ambulance services, emergency and urgently needed services, and post-
stabilization care services in accordance with Sec. 422.113.
    (b) Rules for all M+C organizations to ensure continuity of care. 
The M+C organization must ensure continuity of care and integration of 
services through arrangements that include, but are not limited to the 
following--
    (1) Policies that specify under what circumstances services are 
coordinated and the methods for coordination;
    (2) Offering to provide each enrollee with an ongoing source of 
primary care and providing a primary care source to each enrollee who 
accepts the offer;
    (3) Programs for coordination of plan services with community and 
social services generally available through contracting or 
noncontracting providers in the area served by the M+C plan, including 
nursing home and community-based services; and
    (4) Procedures to ensure that the M+C organization and its provider 
network have the information required for effective and continuous 
patient care and quality review, including procedures to ensure that--
    (i) The M+C organization makes a ``best-effort'' attempt to conduct 
an initial assessment of each enrollee's health care needs, including 
following up on unsuccessful attempts to contact an enrollee, within 90 
days of the effective date of enrollment;
    (ii) Each provider, supplier, and practitioner furnishing services 
to enrollees maintains an enrollee health record

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in accordance with standards established by the M+C organization, taking 
into account professional standards; and
    (iii) There is appropriate and confidential exchange of information 
among provider network components.
    (5) Procedures to ensure that enrollees are informed of specific 
health care needs that require follow-up and receive, as appropriate, 
training in self-care and other measures they may take to promote their 
own health; and
    (6) Systems to address barriers to enrollee compliance with 
prescribed treatments or regimens.

[64 FR 7980, Feb. 17, 1999, as amended at 65 FR 40321, June 29, 2000 ]