[Code of Federal Regulations]
[Title 49, Volume 2]
[Revised as of October 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 49CFR171.12]

[Page 95-98]
 
                        TITLE 49--TRANSPORTATION
 
 CHAPTER I--RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION, DEPARTMENT OF 
                             TRANSPORTATION
 
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS--Table of Contents
 
Sec. 171.12  Import and export shipments.

    (a) Importer's responsibility. Except in the case of a shipment from 
Canada conforming to Sec. 171.12a of this subchapter, each person 
importing a hazardous material into the United States shall provide the 
shipper and the forwarding agent at the place of entry into the United 
States timely and complete information as to the requirements of this 
subchapter that will apply to the shipment of the material within the 
United States. The shipper, directly or through the forwarding

[[Page 96]]

agent at the place of entry, shall provide the initial carrier in the 
United States the certificate of compliance required by Sec. 172.204 of 
this subchapter. The carrier may not accept the material for 
transportation unless the required certification is provided. All 
shipping paper information required under paragraph (b) or (d) of this 
section must be in English.
    (b) IMDG Code (see Sec. 171.7 of this subchapter). The IMDG Code 
sets forth descriptions, classifications, packagings, labeling and 
vessel stowage requirements. Notwithstanding the provisions of this 
subchapter, a material which is packaged, marked, classed, labeled, 
placarded, described, stowed and segregated, and certified (including a 
container packing certification, if applicable) in accordance with the 
IMDG Code, and otherwise conforms to the requirements of this section, 
may be offered and accepted for transportation and transported within 
the United States. The following conditions and limitations apply:
    (1) The provisions of this paragraph (b) apply only if all or part 
of the transportation is by vessel.
    (2) A number of materials listed in the IMDG Code are not subject to 
the requirements of this subchapter. The provisions of this subchapter 
do not apply to materials listed in the IMDG Code which are not 
designated as hazardous materials under this subchapter. These materials 
may, however, be transported in the U.S. when described, marked and 
labeled in accordance with the IMDG Code.
    (3) A material designated as a hazardous material under this 
subchapter which is not subject to the requirements of the IMDG Code may 
not be transported under the provisions of this section. For example, 
internal combustion engines, and viscous flammable liquids having a 
flash point of 23  deg.C (73.4  deg.F) or greater and less than or equal 
to 60.5  deg.C (140.9  deg.F) as provided in 2.3.2.5 of the IMDG Code 
may not be transported under the provisions of this section and are 
subject to the requirements of this subchapter.
    (4) A forbidden material or package according to Sec. 173.21 of this 
subchapter or column 3 of the Sec. 172.101 table may not be transported 
under the provisions of this section.
    (5) Except for IBCs and UN portable tanks intended for liquids or 
solids, bulk packagings must conform to the requirements of this 
subchapter. For UN portable tanks, Special Provisions TP37, TP38, TP44 
and TP45 must be met when applicable. Except as specified in paragraph 
(b)(8) of this section for a material poisonous (toxic) by inhalation 
(see Sec. 171.8 of this subchapter), the T Codes specified for specific 
hazardous materials in Column 13 of the Dangerous Goods List of the IMDG 
Code may be applied to the transportation of those materials in IM, IMO 
and DOT Specification 51 portable tanks when these portable tanks are 
authorized in accordance with the requirements of this subchapter.
    (6) For export, packagings must conform to the applicable 
requirements in Secs. 173.24, 173.24a and 173.28 of this subchapter.
    (7) A Class 1 material must be classed and approved under the 
procedures in subpart C of part 173 of this subchapter and conform to 
the requirements of Sec. 172.320 and part 176 of this subchapter.
    (8) When a hazardous material, which is subject to the requirements 
of the IMDG Code, is a material poisonous by inhalation (see Sec. 171.8 
of this subchapter)--
    (i) The shipping description must include the words `Toxic 
Inhalation Hazard' or ``Poison-Inhalation Hazard'' or ``Inhalation 
Hazard'', as required in Sec. 172.203(m) of this subchapter;
    (ii) The material must be packaged in accordance with the 
requirements of this subchapter;
    (iii) The package must be marked in accordance with Sec. 172.313 of 
this subchapter;
    (iv) Except as provided in paragraph (b)(8)(v) of this section, the 
package must be labeled or placarded POISON GAS or POISON INHALATION 
HAZARD, as appropriate, in accordance with subparts E and F of this 
subchapter;
    (v) A label or placard that conforms to IMDG Code specifications for 
a ``Class 2.3'' or ``Class 6.1'' label or placard may be substituted for 
the POISON GAS or POISON INHALATION HAZARD label or placard required by

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paragraph (b)(8)(iv) of this section on a package transported in a 
closed transport vehicle or freight container. The transport vehicle or 
freight container must be marked with identification numbers for the 
hazardous material, regardless of the total quantity contained in the 
transport vehicle or freight container, in the manner specified in 
Sec. 172.313(c) of this subchapter and placarded as required by subpart 
F of this subchapter;
    (vi) A package, freight container, or transport vehicle may be 
placarded in conformance with IMDG Code placard specifications for 
``Class 2.3'' or ``Class 6.1'', as appropriate, in place of the POISON 
GAS or POISON INHALATION HAZARD placard required by paragraph (b)(8)(iv) 
of this section when moving within a single port area, including 
contiguous harbor.
    (9) Class 7 materials must conform to the provisions of paragraph 
(d) of this section.
    (10) For a hazardous waste, as defined in this subchapter--
    (i) The word ``Waste'' must precede the proper shipping name on 
shipping papers and packages; and
    (ii) The requirements of Sec. 172.205 of this subchapter with 
respect to hazardous waste manifests are applicable.
    (11) A hazardous substance as defined in this subchapter must 
conform to the requirements of Secs. 172.203(c) and 172.324 of this 
subchapter.
    (12) A poisonous material must conform to the requirements of 
Sec. 172.203(m) of this subchapter.
    (13) [Reserved]
    (14) Any ammonium nitrate fertilizer or ammonium nitrate mixed 
fertilizer must not meet the definition and criteria of a Class 1 
(explosive) material.
    (15) Cylinders not manufactured to a DOT specification must conform 
to the requirements of Sec. 173.301(j) through (l) of this subchapter 
or, for Canadian manufactured cylinders, to the requirements of 
Sec. 171.12a(b)(13).
    (16) Shipments of hazardous materials under this section must 
conform to the requirements for emergency response information as 
prescribed in subpart G of part 172 of this subchapter.
    (17) Except as provided for limited quantities of compressed gases 
in containers of not more than 4 fluid ounces capacity under 
Sec. 173.306(a)(1) of this subchapter, aerosols must meet the definition 
for ``Aerosol'' in Sec. 171.8.
    (18) A chemical oxygen generator must be approved in accordance with 
the requirements of this subchapter. A chemical oxygen generator and a 
chemical oxygen generator (spent) must be classed, described and 
packaged in accordance with the requirements of this subchapter.
    (19) Except for Division 2.2, the shipping paper description for an 
air bag, air bag module, or seat-belt pretensioner must conform to the 
requirements of Sec. 173.166(c) of this subchapter.
    (20) An organic peroxide that is not identified by technical name in 
the Organic Peroxide Table in Sec. 173.225(b) of this subchapter must be 
approved by the Associate Administrator in accordance with the 
requirements of Sec. 173.128(d) of this subchapter.
    (c) Use of IMDG Code in port areas. Section 171.2 notwithstanding, a 
hazardous material (other than Division 1.1 or 1.2 or Class 7) being 
imported into or exported from the United States or passing through the 
United States in the course of being shipped between places outside the 
United States may be offered and accepted for transportation and 
transported by motor vehicle within a single port area (including 
contiguous harbors) when packaged, marked, classed, labeled, stowed and 
segregated in accordance with the IMDG Code, if the hazardous material 
is offered and accepted in accordance with the requirements of subparts 
C and F of part 172 of this subchapter pertaining to shipping papers and 
placarding and otherwise conforms to the applicable requirements of part 
176 of this subchapter. The requirement in Sec. 172.201(d) of this 
subchapter for an emergency telephone number does not apply to shipments 
made in accordance with the IMDG Code if the hazardous material:
    (1) Is not offloaded from the vessel;
    (2) Is offloaded between ocean vessels at a U.S. port facility 
without being transported by public highway.

[[Page 98]]

    (d) Use of International Atomic Energy Agency (IAEA) regulations for 
Class 7 (radioactive) materials. Class 7 (radioactive) materials being 
imported into or exported from the United States, or passing through the 
United States in the course of being shipped between places outside the 
United States, may be offered and accepted for transportation when 
packaged, marked, labeled, and otherwise prepared for shipment in 
accordance with IAEA ``Regulations for the Safe Transport of Radioactive 
Material,'' Safety Series No. 6 or TS-R-1 (incorporated by reference, 
see Sec. 171.7), if--
    (1) Highway route controlled quantities (see Sec. 173.403 of this 
subchapter) are shipped in accordance with Secs. 172.203(d)(4), 172.507 
and 173.22(c) of this subchapter;
    (2) For fissile materials and Type B packages, the competent 
authority certification and any necessary revalidation is obtained from 
the appropriate competent authorities as specified in Secs. 173.471, 
173.472 and 173.473 of this subchapter and all requirements of the 
certificates and revalidations are met;
    (3) Type A package contents are limited in accordance with 
Sec. 173.431 of this subchapter;
    (4) The country of origin for the shipment has adopted the 
corresponding edition (Safety Series No. 6, 1985 Edition, or TS-R-1, 
1996 Edition) of the IAEA ``Regulations for the Safe Transport of 
Radioactive Material';
    (5) The requirements of Secs. 173.448(e), 173.448(f), and 
173.448(g)(3) of this subchapter are fulfilled, when applicable;
    (6) Shipments comply with the requirements for emergency response 
information prescribed in subpart G of part 172 of this subchapter; and
    (7) The definition for ``radioactive material'' in Sec. 173.403 of 
this subchapter is applied to radioactive materials transported under 
the provisions of this section.
    (e) Shipments to or from Mexico. Unless otherwise excepted, 
hazardous materials shipments from Mexico to the United States or from 
the United States to Mexico must conform to all applicable requirements 
of this subchapter. When a hazardous material that is a material 
poisonous by inhalation (see Sec. 171.8) is transported by highway or 
rail from Mexico to the United States, or from the United States to 
Mexico, the following requirements apply:
    (1) The shipping description must include the words ``Toxic 
Inhalation Hazard'' or ``Poison-Inhalation Hazard'' or ``Inhalation 
Hazard'', as required in Sec. 172.203(m) of this subchapter.
    (2) The material must be packaged in accordance with requirements of 
this subchapter.
    (3) The package must be marked in accordance with Sec. 172.313 of 
this subchapter.
    (4) Except as provided in paragraph (e)(5) of this section, the 
package must be labeled or placarded POISON GAS or POISON INHALATION 
HAZARD, as appropriate, in accordance with subparts E and F of this 
subchapter.
    (5) A label or placard that conforms to the UN Recommendations on 
the Transport of Dangerous Goods specifications for a ``Division 2.3'' 
or ``Division 6.1'' label or placard may be substituted for the POISON 
GAS or POISON INHALATION HAZARD label or placard required by 
Secs. 172.400(a) and 172.504(e) of this subchapter on a package 
transported in a closed transport vehicle or freight container. The 
transport vehicle or freight container must be marked with 
identification numbers for the material, regardless of the total 
quantity contained in the transport vehicle or freight container, in the 
manner specified in Sec. 172.313(c) of this subchapter and placarded as 
required by subpart F of this subchapter.

[Amdt. 171-111, 55 FR 52472, Dec. 21, 1990]

    Editorial Note: For Federal Register citations affecting 
Sec. 171.12, see the List of CFR Sections Affected which appears in the 
Finding Aids section of the printed volume and on GPO Access.