[Code of Federal Regulations]
[Title 13, Volume 1]
[Revised as of January 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 13CFR126.103]

[Page 416-418]
 
                TITLE 13--BUSINESS CREDIT AND ASSISTANCE
 
                CHAPTER I--SMALL BUSINESS ADMINISTRATION
 
PART 126--HUBZONE PROGRAM--Table of Contents
 
             Subpart A--Provisions of General Applicability
 
Sec. 126.103  What definitions are important in the HUBZone program?

    Administrator means the Administrator of the United States Small 
Business Administration (SBA).
    AA/8(a)BD means SBA's Associate Administrator for 8(a) Business 
Development.
    AA/HUB means SBA's Associate Administrator for the HUBZone Program.
    ADA/GC&8(a)BD means SBA's Associate Deputy Administrator for 
Government Contracting and 8(a) Business Development.
    Certify means the process by which SBA determines that a HUBZone SBC 
is qualified for the HUBZone program and entitled to be included in 
SBA's ``List of Qualified HUBZone SBCs.''
    Citizen means a person born or naturalized in the United States. SBA 
does not consider holders of permanent visas and resident aliens to be 
citizens.
    Concern means a firm which satisfies the requirements in 
Secs. 121.105(a) and (b) of this title.
    Contract opportunity means a situation in which a requirement for a 
procurement exists, none of the exclusions from Sec. 126.605 applies, 
and any applicable conditions in Sec. 126.607 are met.
    County means the political subdivisions recognized as a county by a 
state or commonwealth or which is an equivalent political subdivision 
such as a parish, borough, independent city, or municipio, where such 
subdivisions are not subdivisions within counties.
    County unemployment rate is the rate of unemployment for a county 
based on the most recent data available from the United States 
Department of Labor, Bureau of Labor Statistics. The appropriate data 
may be found in the DOL/BLS publication titled ``Supplement 2, 
Unemployment in States and Local Areas.'' This publication is available 
for public inspection at the Department of Labor, Bureau of Labor 
Statistics, Division of Local Area Unemployment Statistics located at 2 
Massachusetts Ave., NE, Room 4675, Washington D.C. 20212. A copy is also 
available at SBA, Office of AA/HUB, 409 3rd Street, SW, Washington D.C. 
20416.
    De-certify means the process by which SBA determines that a concern 
is no longer a qualified HUBZone SBC and removes that concern from its 
List.
    Employee means a person (or persons) employed by a HUBZone SBC on a 
full-time (or full-time equivalent), permanent basis. Full-time 
equivalent includes employees who work 30 hours per week or more. Full-
time equivalent also includes the aggregate of employees who work less 
than 30 hours a week, where the work hours of such employees add up to 
at least a 40 hour work week. The totality of the circumstances, 
including factors relevant

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for tax purposes, will determine whether persons are employees of a 
concern. Temporary employees, independent contractors or leased 
employees are not employees for these purposes.

    Example 1: 4 employees each work 20 hours per week; SBA will regard 
that circumstance as 2 full-time equivalent employees.
    Example 2: 1 employee works 20 hours per week and 1 employee works 
15 hours per week; SBA will regard that circumstance as not a full-time 
equivalent.
    Example 3: 1 employee works 15 hours per week, 1 employee works 10 
hours per week, and 1 employee works 20 hours per week; SBA will regard 
that circumstance as 1 full-time equivalent employee.
    Example 4: 1 employee works 30 hours per week and 2 employees each 
work 15 hours per week; SBA will regard that circumstance as 1 full-time 
equivalent employee.

    HUBZone means a historically underutilized business zone, which is 
an area located within one or more qualified census tracts, qualified 
non-metropolitan counties, or lands within the external boundaries of an 
Indian reservation. See other definitions in this section for further 
details.
    HUBZone small business concern (HUBZone SBC) means a concern that is 
small as defined by Sec. 126.203, is exclusively owned and controlled by 
persons who are United States citizens, and has its principal office 
located in a HUBZone.
    HUBZone 8(a) concern means a concern that is certified as an 8(a) 
program participant and which is also a qualified HUBZone SBC.
    Indian reservation has the meaning used by the Bureau of Indian 
Affairs in 25 CFR 151.2(f). This definition refers generally to land 
over which a ``tribe'' has jurisdiction, and ``tribe'' includes Alaska 
Native entities under 25 CFR 81.1(w).
    Interested party means any concern that submits an offer for a 
specific HUBZone sole source or set-aside contract, any concern that 
submitted an offer in full and open competition and its opportunity for 
award will be affected by a price evaluation preference given a 
qualified HUBZone SBC, the contracting activity's contracting officer, 
or SBA.
    Lands within the external boundaries of an Indian reservation 
includes all lands within the outside perimeter of an Indian 
reservation, whether tribally owned and governed or not. For example, 
land that is individually owned and located within the outside perimeter 
of an Indian reservation is ``lands within the external boundaries of an 
Indian reservation.'' By contrast, an Indian-owned parcel of land that 
is located outside the perimeter of an Indian reservation is not ``lands 
within the external boundaries of an Indian reservation.''
    List refers to the database of qualified HUBZone SBCs that SBA has 
certified.
    Median household income has the meaning used by the Bureau of the 
Census, United States Department of Commerce, in its publication titled, 
``1990 Census of Population, Social and Economic Characteristics,'' 
Report Number CP-2, pages B-14 and B-17. This publication is available 
for inspection at any local Federal Depository Library. For the location 
of a Federal Depository library, call toll-free (888) 293-6498 or 
contact the Bureau of the Census, Income Statistics Branch, Housing and 
Economic Statistics Division, Washington D.C. 20233-8500.
    Metropolitan statistical area means an area as defined in section 
143(k)(2)(B) of the Internal Revenue Code of 1986, (Title 26 of the 
United States Code).
    Non-metropolitan has the meaning used by the Bureau of the Census, 
United States Department of Commerce, in its publication titled, ``1990 
Census of Population, Social and Economic Characteristics,'' Report 
Number CP-2, page A-9. This publication is available for inspection at 
any local Federal Depository Library. For the location of a Federal 
Depository Library, call toll-free (888) 293-6498 or contact the Bureau 
of the Census, Population Distribution Branch, Population Division, 
Washington D.C. 20233-8800.
    Person means a natural person. Pursuant to the Alaska Native Claims 
Settlement Act, 43 U.S.C. 1626(e), Alaska Native Corporations and any 
direct or indirect subsidiary corporations, joint ventures, and 
partnerships of a Native Corporation are deemed to be owned and 
controlled by Natives, and are thus persons.

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    Principal office means the location where the greatest number of the 
concern's employees at any one location perform their work. However, for 
those concerns whose ``primary industry'' (see 13 CFR 121.107) is 
service or construction (see 13 CFR 121.201), the determination of 
principal office excludes the concern's employees who perform the 
majority of their work at job-site locations to fulfill specific 
contract obligations.
    Qualified census tract has the meaning given that term in section 
42(d)(5)(C)(ii)(I) of the Internal Revenue Code (Title 26 of the United 
States Code).
    Qualified HUBZone SBC means a HUBZone SBC that SBA certifies as 
qualified for federal contracting assistance under the HUBZone program.
    Qualified non-metropolitan county means any county that:
    (1) Based on the most recent data available from the Bureau of the 
Census of the Department of Commerce--
    (i) Is not located in a metropolitan statistical area; and
    (ii) In which the median household income is less than 80 percent of 
the non-metropolitan State median household income; or
    (2) Based on the most recent data available from the Secretary of 
Labor, has an unemployment rate that is not less than 140 percent of the 
statewide average unemployment rate for the State in which the county is 
located.
    Reside means to live in a primary residence at a place for at least 
180 days, or as a currently registered voter, and with intent to live 
there indefinitely.
    Small disadvantaged business (SDB) means a concern that is small 
pursuant to part 121 of this title, and is owned and controlled by 
socially and economically disadvantaged individuals, tribes, Alaska 
Native Corporations, Native Hawaiian Organizations, or Community 
Development Corporations.
    Statewide average unemployment rate is the rate based on the most 
recent data available from the Bureau of Labor Statistics, United States 
Department of Labor, Division of Local Area Unemployment Statistics, 2 
Massachusetts Ave., NE., Room 4675, Washington, D.C. 20212. A copy is 
also available at SBA, Office of AA/HUB, 409 3rd Street, SW., Washington 
DC 20416.
    Women-owned business (WOB) means a concern that is small pursuant to 
part 121 of this title, and is at least 51 percent owned and controlled 
by women.

[63 FR 31908, June 11, 1998, as amended at 66 FR 4645, Jan. 18, 2001]