[Code of Federal Regulations]
[Title 14, Volume 4]
[Revised as of January 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 14CFR401.5]

[Page 479-481]
 
                     TITLE 14--AERONAUTICS AND SPACE
 
     CHAPTER III--COMMERCIAL SPACE TRANSPORTATION, FEDERAL AVIATION 
              ADMINISTRATION, DEPARTMENT OF TRANSPORTATION
 
PART 401--ORGANIZATION AND DEFINITIONS--Table of Contents
 
Sec. 401.5  Definitions.

    As used in this chapter--
    Act means 49 U.S.C. Subtitle IX, Commercial Space Transportation, 
ch. 701--Commercial Space Launch Activities, 49 U.S.C. 70101-70121.
    Amateur rocket activities means launch activities conducted at 
private sites involving rockets powered by a motor or motors having a 
total impulse of 200,000 pound-seconds or less and a total burning or 
operating time of less than 15 seconds, and a rocket having a ballistic 
coefficient-i.e., gross weight in pounds divided by frontal area of 
rocket vehicle-less than 12 pounds per square inch.
    Associate Administrator means the Associate Administrator for 
Commercial Space Transportation, Federal Aviation Administration, or any 
person designated by the Associate Administrator to exercise the 
authority or discharge the responsibilities of the Associate 
Administrator.
    Contingency abort means cessation of vehicle flight during ascent or 
descent in a manner that does not jeopardize public health and safety 
and the safety of property, in accordance with mission rules and 
procedures. Contingency abort includes landing at an alternative 
location that has been designated as a contingency abort location in 
advance of vehicle flight.
    Emergency abort means cessation of vehicle flight during ascent or 
descent in a manner that minimizes risk to public health and safety and 
the safety of property. Emergency abort involves

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failure of a vehicle, safety-critical system, or flight safety system 
such that contingency abort is not possible.
    Federal launch range means a launch site, from which launches 
routinely take place, that is owned and operated by the government of 
the United States.
    Flight safety system means a system designed to limit or restrict 
the hazards to public health and safety and the safety of property 
presented by a launch vehicle or reentry vehicle while in flight by 
initiating and accomplishing a controlled ending to vehicle flight. A 
flight safety system may be destructive resulting in intentional break 
up of a vehicle or nondestructive, such as engine thrust termination 
enabling vehicle landing or safe abort capability.
    Hazardous materials means hazardous materials as defined in 49 CFR 
172.101.
    Launch means to place or try to place a launch vehicle or reentry 
vehicle and any payload from Earth in a suborbital trajectory, in Earth 
orbit in outer space, or otherwise in outer space, and includes 
activities involved in the preparation of a launch vehicle for flight, 
when those activities take place at a launch site in the United States. 
The term launch includes the flight of a launch vehicle and pre-flight 
ground operations beginning with the arrival of a launch vehicle or 
payload at a U.S. launch site. For purposes of an ELV launch, flight 
ends after the licensee's last exercise of control over its launch 
vehicle. For purposes of an orbital RLV launch, flight ends after 
deployment of a payload for an RLV having payload deployment as a 
mission objective. For other orbital RLVs, flight ends upon completion 
of the first sustained, steady-state orbit of an RLV at its intended 
location.
    Launch accident means
    (1) A fatality or serious injury (as defined in 49 CFR 830.2) to any 
person who is not associated with the flight;
    (2) Any damage estimated to exceed $25,000 to property not 
associated with the flight that is not located at the launch site or 
designated recovery area.
    (3) An unplanned event occurring during the flight of a launch 
vehicle resulting in the known impact of a launch vehicle, its payload 
or any component thereof:
    (i) For an expendable launch vehicle (ELV), outside designated 
impact limit lines; and
    (ii) For an RLV, outside a designated landing site.
    Launch incident means an unplanned event occurring during the flight 
of a launch vehicle, other than a launch accident, involving a 
malfunction of a flight safety system or safety-critical system or 
failure of the licensee's safety organization, design or operations.
    Launch operator means a person who conducts or who will conduct the 
launch of a launch vehicle and any payload.
    Launch site means the location on Earth from which a launch takes 
place (as defined in a license the Secretary issues or transfers under 
this chapter) and necessary facilities at that location.
    Launch vehicle means a vehicle built to operate in, or place a 
payload in, outer space or a suborbital rocket.
    Mishap means a launch or reentry accident, launch or reentry 
incident, launch site accident, failure to complete a launch or reentry 
as planned, or an unplanned event or series of events resulting in a 
fatality or serious injury (as defined in 49 CFR 830.2), or resulting in 
greater than $25,000 worth of damage to a payload, a launch or reentry 
vehicle, a launch or reentry support facility or government property 
located on the launch or reentry site.
    Operation of a launch site means the conduct of approved safety 
operations at a permanent site to support the launching of vehicles and 
payloads.
    Operation of a reentry site means the conduct of safety operations 
at a permanent site on Earth at which a reentry vehicle and its payload, 
if any, is intended to land.
    Payload means an object that a person undertakes to place in outer 
space by means of a launch vehicle, including components of the vehicle 
specifically designed or adapted for that object.
    Person means an individual or an entity organized or existing under 
the laws of a state or country.
    Reenter; reentry means to return or attempt to return, purposefully, 
a reentry vehicle and its payload, if any,

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from Earth orbit or from outer space to Earth. The term ``reenter; 
reentry'' includes activities conducted in Earth orbit or outer space to 
determine reentry readiness and that are critical to ensuring public 
health and safety and the safety of property during reentry flight. The 
term ``reenter; reentry'' also includes activities conducted on the 
ground after vehicle landing on Earth to ensure the reentry vehicle does 
not pose a threat to public health and safety or the safety of property.
    Reentry accident means any unplanned event occurring during the 
reentry of a reentry vehicle resulting in the known impact of the 
reentry vehicle, its payload, or any component thereof outside a 
designated reentry site; a fatality or serious injury (as defined in 49 
CFR 830.2) to any person who is not associated with the reentry; or any 
damage estimated to exceed $25,000 to property not associated with the 
reentry and not located within a designated reentry site.
    Reentry incident means any unplanned event occurring during the 
reentry of a reentry vehicle, other than a reentry accident, involving a 
malfunction of a reentry safety-critical system or failure of the 
licensee's safety organization, procedures, or operations.
    Reentry operator means a person responsible for conducting the 
reentry of a reentry vehicle as specified in a license issued by the 
FAA.
    Reentry site means the location on Earth where a reentry vehicle is 
intended to return. It includes the area within three standard 
deviations of the intended landing point (the predicted three-sigma 
footprint).
    Reentry vehicle means a vehicle designed to return from Earth orbit 
or outer space to Earth substantially intact. A reusable launch vehicle 
that is designed to return from Earth orbit or outer space to Earth 
substantially intact is a reentry vehicle.
    Reusable launch vehicle (RLV) means a launch vehicle that is 
designed to return to Earth substantially intact and therefore may be 
launched more than one time or that contains vehicle stages that may be 
recovered by a launch operator for future use in the operation of a 
substantially similar launch vehicle.
    Safety-critical means essential to safe performance or operation. A 
safety-critical system, subsystem, condition, event, operation, process 
or item is one whose proper recognition, control, performance or 
tolerance is essential to system operation such that it does not 
jeopardize public safety.
    Vehicle safety operations personnel means those persons whose job 
performance is critical to public health and safety or the safety of 
property during RLV or reentry operations.
    State and United States means, when used in a geographical sense, 
the several States, the District of Columbia, the Commonwealth of Puerto 
Rico, American Samoa, the United States Virgin Islands, Guam, and any 
other commonwealth, territory, or possession of the United States; and
    United States citizen means:
    (1) Any individual who is a citizen of the United States;
    (2) Any corporation, partnership, joint venture, association, or 
other entity organized or existing under the laws of the United States 
or any State; and
    (3) Any corporation, partnership, joint venture, association, or 
other entity which is organized or exists under the laws of a foreign 
nation, if the controlling interest in such entity is held by an 
individual or entity described in paragraph (1) or (2) of this 
definition. Controlling interest means ownership of an amount of equity 
in such entity sufficient to direct management of the entity or to void 
transactions entered into by management. Ownership of at least fifty-one 
percent of the equity in an entity by persons described in paragraph (1) 
or (2) of this definition creates a rebuttable presumption that such 
interest is controlling.

[Doc. No. FAA-1999-5535, 65 FR 56656, Sept. 19, 2000, as amended by 
Amdt. 401-2, 65 FR 62861, Oct. 19, 2000]

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