[Code of Federal Regulations]
[Title 14, Volume 2]
[Revised as of January 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 14CFR93.225]

[Page 274-275]
 
                     TITLE 14--AERONAUTICSAND SPACE
 
CHAPTER I--FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION 
                               (CONTINUED)
 
PART 93--SPECIAL AIR TRAFFIC RULES AND AIRPORT TRAFFIC PATTERNS--Table of Contents
 
Subpart S--Allocation of Commuter and Air Carrier IFR Operations at High 
                        Density Traffic Airports
 
Sec. 93.225  Lottery of available slots.

    (a) Whenever the FAA determines that sufficient slots have become 
available for distribution for purposes other than international or 
essential air service operations, but generally not

[[Page 275]]

more than twice a year, they shall be allocated in accordance with the 
provisions of this section.
    (b) A random lottery shall be held to determine the order of slot 
selection.
    (c) Slot allocation lotteries shall be held on an airport-by-airport 
basis with separate lotteries for air carrier and commuter operator 
slots. The slots to be allocated in each lottery will be each 
unallocated slot not necessary for international or Essential Air 
Service Program operations, including any slot created by an increase in 
the operating limits set forth in Sec. 93.123(a).
    (d) The FAA shall publish a notice in the Federal Register 
announcing any lottery dates. The notice may include special procedures 
to be in effect for the lotteries.
    (e) Participation in a lottery is open to each U.S. air carrier or 
commuter operator operating at the airport and providing scheduled 
passenger service at the airport, as well as where provided for by 
bilateral agreement. Any U.S. carrier, or foreign air carrier where 
provided for by bilateral agreement, that is not operating scheduled 
service at the airport and has not failed to operate slots obtained in 
the previous lottery, or slots traded for those obtained by lottery, but 
wishes to initiate scheduled passenger service at the airport, shall be 
included in the lottery if that operator notifies, in writing, the Slot 
Administration Office, AGC-230, Office of the Chief Counsel, Federal 
Aviation Administration, 800 Independence Avenue, SW., Washington, DC 
20591. The notification must be received 15 days prior to the lottery 
date and state whether there is any common ownership or control of, by, 
or with any other air carrier or commuter operator as defined in 
Sec. 93.213(c). New entrant and limited incumbent carriers will be 
permitted to complete their selections before participation by other 
incumbent carriers is initiated.
    (f) At the lottery, each operator must make its selection within 5 
minutes after being called or it shall lose its turn. If capacity still 
remains after each operator has had an opportunity to select slots, the 
allocation sequence will be repeated in the same order. An operator may 
select any two slots available at the airport during each sequence, 
except that new entrant carriers may select four slots, if available, in 
the first sequence.
    (g) To select slots during a slot lottery session, a carrier must 
have appropriate economic authority for scheduled passenger service 
under Title IV of the Federal Aviation Act of 1958, as amended (49 
U.S.C. App. 1371 et seq.), and must hold FAA operating authority under 
part 121 or part 135 of this chapter as appropriate for the slots the 
operator seeks to select.
    (h) During the first selection sequence, 25 percent of the slots 
available but no less than two slots shall be reserved for selection by 
new entrant carriers. If new entrant carriers do not select all of the 
slots set aside for new entrant carriers, limited incumbent carriers may 
select the remaining slots. If every participating new entrant carrier 
and limited incumbent carrier has ceased selection of available slots or 
has obtained 12 slots at that airport, other incumbent carriers may 
participate in selecting the remaining slots; however, slots selected by 
non-limited incumbent carriers will be allocated only until the date of 
the next lottery.
    (i) Slots obtained under this section shall retain their withdrawal 
priority as established under Sec. 93.223. If the slot is newly created, 
a withdrawal priority shall be assigned. That priority number shall be 
higher than any other slot assigned a withdrawal number previously.

[Doc. No. 24105, 50 FR 52195, Dec. 20, 1985, as amended by Amdt. 93-52, 
51 FR 21718, June 13, 1986; Amdt. 93-58, 54 FR 39293, Sept. 25, 1989; 
Amdt. 93-65, 57 FR 37314, Aug. 18, 1992; 57 FR 47993, Oct. 21, 1992; 
Amdt. 93-78, 64 FR 53565, Oct. 1, 1999]