[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR71.18]

[Page 195-198]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 71--GENERAL PROVISIONS--Table of Contents
 
Sec. 71.18  Individual identification of certain cattle 2 years of age or over for movement in interstate commerce.

    (a) No cattle 2 years of age or over, except steers and spayed 
heifers and cattle of any age which are being moved interstate during 
the course of normal ranching operations without change of ownership to 
another premises owned, leased, or rented by the same individual as 
provided in Secs. 78.9(a)(3)(ii), 78.9(b)(3)(iv), and

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78.9(c)(3)(iv) of this chapter, shall be moved in interstate commerce 
other than in accordance with the requirements of this section. Any 
movement in interstate commerce of any cattle shall also comply with the 
other applicable provisions in this part and other parts of this 
subchapter.
    (1) When permitted under such other provisions, cattle subject to 
this section:
    (i) May be moved in interstate commerce from any point to any 
destination, if such cattle, when moved in interstate commerce, are 
identified by a Department-approved backtag\1\ affixed a few inches from 
the midline and just behind the shoulder of the animal, or by such other 
means approved by the Administrator, upon request in specific cases, and 
if except as provided in paragraph (a)(5) of this section such cattle 
when moved interstate are accompanied by a statement signed by the owner 
or shipper of the cattle, or other document\2\ stating: (A) The point 
from which the animals are moved interstate; (B) the destination of the 
animals; (C) the number of animals covered by the statement, or other 
document; (D) the name and address of the owner at the time of the 
movement; (E) the name and address of the previous owner if ownership 
changed within four months prior to the movement of the cattle; (F) the 
name and address of the shipper; and (G) the identifying numbers of the 
backtags or other approved identification applied: Provided, That 
identification numbers are not required to be recorded on such statement 
or document for cattle moved from a stockyard posted under the 
provisions of the Packers and Stockyards Act, 1921, as amended (7 U.S.C. 
181 et seq.),\3\ directly to a recognized slaughtering establishment as 
defined in Sec. 78.1 of this chapter; or
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    \1\ Department-approved backtags are available at recognized 
slaughtering establishments and specifically approved stockyards and 
from State representatives and APHIS representatives. A list of 
recognized slaughtering establishments and specifically approved 
stockyards may be obtained as indicated in Sec. 78.1 of this chapter. 
The terms ``State representative'' and ``APHIS representative'' are 
defined in Sec. 78.1 of this chapter.
    \2\ Other document means a shipping permit, an official health 
certificate, an official brand inspection certificate, a bill of lading, 
a waybill, or an invoice on which is listed the required information.
    \3\Posted stockyards are designated by posting notice at such 
stockyards and by publication in the Federal Register. Information 
concerning posted stockyards may also be obtained from the Washington 
office or the area offices of the Packers and Stockyards Administration.
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    (ii) May be moved in interstate commerce only from a farm, ranch, or 
feedlot to a recognized slaughtering establishment as defined in 
Sec. 78.1 of this chapter; or to a stockyard posted under the provisions 
of the Packers and Stockyards Act, 1921, as amended (7 U.S.C. 181 et 
seq.), for sale and shipment to such a slaughtering establishment, if 
such cattle are identified upon arrival at such slaughtering 
establishment or stockyard by the application of Department-approved 
backtags or by other approved identification as prescribed in paragraph 
(a)(1)(i) of this section and, except as provided in paragraph (a)(5) of 
this section when moved interstate, are accompanied by a statement 
signed by the owner or shipper of the cattle, or other document\2\ 
stating: (A) The point from which the animals are moved interstate; (B) 
the destination of the animals; (C) the number of animals covered by the 
statement or other document; and (D) the name and address of the owner 
at the time of movement; (E) the name and address of the previous owner 
if ownership changed within four months prior to the movement of the 
cattle; and (F) the name and address of the shipper: Provided, That the 
application of backtags is not required if such cattle are moved in 
interstate commerce to a recognized slaughtering establishment as 
defined in Sec. 78.1 of this chapter and if, when moved in interstate 
commerce, such cattle are identified by a brand registered with an 
official brand inspection agency and are accompanied by an official 
brand inspection certificate: And provided, further, That the 
application of backtags is not required when such cattle are moved in 
interstate commerce to a recognized slaughtering establishment as 
defined in Sec. 78.1 of this chapter, which maintains records of

[[Page 197]]

ownership of cattle by slaughter lot number;\4\ or
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    \4\ It is the responsibility of the person who causes the interstate 
movement to determine whether the establishment maintains such records. 
As evidence that the establishment does maintain such records such 
person should obtain a statement to that effect from the management of 
the establishment and retain it for a period of five years from the date 
of shipment.
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    (iii) May be moved in interstate commerce for any purpose other than 
slaughter if such cattle, when moved in interstate commerce, are 
identified by Animal and Plant Health Inspection Service-approved 
eartags in lieu of backtags, and, except as provided in paragraph (a)(5) 
of this section, are accompanied when moved interstate by an owner's 
statement or other document\2\ stating: (A) The point from which the 
animals are moved interstate, (B) the destination of the animals, (C) 
the number of animals covered by the statement or other document, (D) 
the identifying numbers of the eartags, and (E) the name and address of 
the owner at the time of movement; (F) the name and address of the 
previous owner if ownership changed within four months prior to the 
movement of the cattle; and (G) the name and address of the shipper: 
Provided, That identification by eartag is not required if such animals 
are registered purebred animals which are moved in interstate commerce 
for any purpose other than slaughter and are identified in a manner 
acceptable to the appropriate breed association for registration 
purposes; or are identified by a brand registered with an official brand 
inspection agency and are accompanied by an official brand inspection 
certificate as prescribed in paragraph (a)(1)(ii) of this section.
    (2) The owner's or shipper's statement or other document\2\ or 
registered purebred identification required by this section for cattle 
moved under paragraph (a)(1)(i) or (ii) of this section shall be 
delivered to the management of the stockyard or slaughtering 
establishment at the time of delivery of the cattle;\5\ and documents 
accompanying animals moved under paragraph (a)(1)(iii) of this section 
for breeding or dairy purposes shall be delivered to the consignee. All 
such documents shall be made available for inspection on request by a 
State or Federal representative or an accredited veterinarian, as 
defined in Sec. 78.1, at any time within the year from the date of such 
delivery.
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    \5\ The backtag or other identification numbers should be included 
on the receiving document of the stockyard or establishment for all such 
cattle identified by backtags or other identification after arrival at 
such stockyard or establishment.
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    (3) Each person who ships, transports, or otherwise causes the 
cattle to be moved in interstate commerce is responsible for the 
identification of the cattle as required by this section.
    (4) No person shall remove or tamper with or cause the removal of or 
tampering with a backtag, eartag, brand, or other identification device 
required to be on cattle pursuant to this section while such cattle are 
being moved in interstate commerce, except at the time of slaughter, or 
as may be authorized by the Administrator, upon request in specific 
cases and under such conditions as the Administrator, may impose to 
ensure continuing identification.
    (5) Cattle that would otherwise be required to be accompanied by an 
owner-shipper statement or other document \2\ as a condition of movement 
in interstate commerce under paragraph (a)(1) of this section, shall not 
be required to be accompanied by such an owner-shipper statement or 
other document \2\ if the following conditions are met: if the cattle 
are moved to a recognized slaughtering establishment as defined in 
Sec. 78.1 of this chapter or to a stockyard specifically approved under 
Sec. 71.20; if the cattle are moved from a farm or other premises where 
the cattle to be moved interstate have been kept for not less than four 
months prior to the date of movement; and if such farm or other premises 
has not had on the premises any cattle or bison from any

[[Page 198]]

other premises within four months prior to the date of movement.
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    \2\ Other document means a shipping permit, an official health 
certificate, an official brand inspection certificate, a bill of lading, 
a waybill, or an invoice on which is listed the required information.

[38 FR 22768, Aug. 24, 1973, as amended at 47 FR 55656, Dec. 13, 1982; 
50 FR 45987, Nov. 6, 1985; 51 FR 32599, Sept. 12, 1986; 52 FR 2987, Jan. 
30, 1987; 55 FR 11156, Mar. 27, 1990; 62 FR 27934, May 22, 1997]