[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR93.101]

[Page 371-376]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
 PART 93--IMPORTATION OF CERTAIN ANIMALS, BIRDS, AND POULTRY, AND CERTAIN ANIMAL, BIRD, AND POULTRY PRODUCTS; REQUIREMENTS FOR MEANS OF CONVEYANCE AND SHIPPING 
CONTAINERS--Table of Contents
 
                            Subpart A--Birds
 
Sec. 93.101  General prohibitions; exceptions.

    (a) No product or bird subject to the provisions of this part shall 
be brought into the United States except in accordance with the 
regulations in this part and part 94 of this subchapter;\1\ nor shall 
any such product or bird be handled or moved after physical entry into 
the United States before final release from quarantine orany other form 
of governmental detention except in compliance with such regulations; 
Provided, That the Administrator may upon request in specific cases 
permit products or birds to be brought into or through the United States 
under such conditions as he or she may prescribe, when he or she 
determines in the specific case that such action will not endanger the 
livestock or poultry of the United States.
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    \1\ Importations of certain animals from various regions are 
absolutely prohibited under part 94 because of specified diseases.
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    (b)(1) Birds from Canada may be imported in accordance with this 
section or, except for ratites in accordance with the provisions 
applicable to importation of poultry from Canada as specified in 
Secs. 93.205, 93.214, and 93.216 of this part.
    (2) Ratites and hatching eggs of ratites may be imported into the 
United States only in accordance with the provisions in this part that 
apply to commercial and zoological birds, and, where specified, with the 
provisions that apply to ratites or hatching eggs of ratites.
    (3) Except for ratites imported as zoological birds, and ratites and 
ratite hatching eggs imported from Canada in accordance with 
Sec. 93.107, ratites and hatching eggs of ratites may not be imported 
into the United States unless the following conditions are met:
    (i) The ratites or hatching eggs are produced by a pen-raised flock, 
and, in the case of ratites, maintained in a pen-raised flock;
    (ii) Each ratite produced in the flock is identified with an 
identification number by means of a microchip implanted at 1-day of age 
in the pipping muscle of ostriches and in the upper neck of other 
ratites, each ratite added from outside the flock is identified in like 
manner upon arrival in the flock, except that the microchip need not be 
implanted in the pipping muscle or the upper neck, and each ratite 
already in the flock as of March 8, 1994 is identified in like manner, 
prior to the next visit to the flock premises by an APHIS representative 
under Sec. 93.103(a)(2)(iv), except that the microchip need not be 
implanted in the pipping muscle or the upper neck;
    (iii) On the date it is produced, each hatching egg produced in the 
flock is marked in indelible ink with the date of the production, and 
with identification, assigned by the national government of the region 
of export, of the premises and region from which the ratites or hatching 
eggs are intended for exportation;
    (iv) The owner or manager of the premises from which the ratites or 
hatching eggs are intended for importation into the United States 
maintains on a daily basis a register listing the following:
    (A) Number of live ratites hatched in the flock or added to the 
flock, and number of live ratites removed from the flock, and the 
microchip number for each of these ratites;
    (B) Number of eggs produced in the flock and date of production, and 
number of eggs removed from the flock and date of production; and
    (C) Number of eggs in incubator/hatcher and date of production;

[[Page 372]]

    (v) The owner or manager of the premises submits a copy of the 
registers to the National Veterinary Service of the region of export on 
a quarterly basis. The region of export in turn submits a copy of the 
registers to the Administrator upon his or her request; \2\
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    \2\ Copies should be mailed to the Animal and Plant Health 
Inspection Service, Veterinary Services, National Center for Import-
Export, 4700 River Road Unit 38, Riverdale, Maryland 20737-1231.
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    (vi) The region from which the ratites or hatching eggs are exported 
to the United States maintains a registry of premises that wish to 
export ratites or hatching eggs of ratites to the United States, that 
lists each ratite according to the microchip number required under 
paragraph (b)(3)(iv) of this section, and also maintains a count of 
hatching eggs of ratites produced on or added to the premises;
    (vii) Before a premises is added to the registry, either a 
veterinary officer of the national government of the region of export, 
or an employee of that government responsible for the protection of fish 
and wildlife, visits the premises and determines that all ratites and 
hatching eggs of ratites are identified as required under paragraphs 
(b)(3)(ii) and (b)(3)(iii) of this section.
    (viii) The region from which the ratites or hatching eggs of ratites 
are exported to the United States requires each premises from which 
ratites or hatching eggs of ratites are exported to the United States to 
receive approval from the National Veterinary Service of that region 
before ratites are added to the premises from outside the premises, and 
also prohibits the addition of ratites to a flock during production 
seasons;
    (ix) The region from which ratites or hatching eggs of ratites are 
exported to the United States establishes a maximum number of hatching 
eggs of ratites that may be produced on each premises over a set 
production season. The ceiling for each premises is calculated jointly 
by a full-time salaried veterinary officer of the national government of 
the region of export and the APHIS representative who conducts the site 
visit required under Sec. 93.103(a)(2)(iv), and is adjusted jointly by 
an APHIS representative and a full-time salaried veterinary officer of 
the national government of the region of export according to changes in 
the number of laying hens in the flock;
    (x) The region of export conducts random inspections of each 
premises intending to export ratites or hatching eggs of ratites to the 
United States, at least twice during each production season, to ensure 
that all ratites and hatching eggs of ratites on the premises are 
identified as required under paragraphs (b)(3)(ii) and (b)(3)(iii) of 
this section. These inspections must be conducted by either a veterinary 
officer of the national government of the region of export or an 
employee of that government responsible for the protection of fish and 
wildlife. If any ratites or hatching eggs are not identified as 
required, the region of export must not issue the export certificate 
required under Sec. 93.104(a). The region of export must record, on the 
copy of the report required to be sent to the Administrator under 
paragraph (b)(3)(v) of this section, whether all ratites and hatching 
eggs are identified as required;
    (xi) The region of export requires each premises on which ratites or 
hatching eggs of ratites intended for export to the United States are 
kept to submit to the National Veterinary Service of that region a copy 
of the certificate required under Sec. 93.104(a);
    (xii) The person intending to import ratites into the United States 
provides the APHIS veterinary inspector at the intended port of entry 
with a reader capable of reading the microchip implanted in each of the 
ratites.
    (4) Ratites and hatching eggs of ratites may not be imported into 
the United States in any container that holds hay, straw, grasses, wood 
chips, sawdust, or other materials likely to harbor ectoparasites. 
Ratites and hatching eggs of ratites that are imported into the United 
States in containers holding such materials will be refused entry.
    (c)(1) Pet birds offered for entry from Canada and which are not 
known to be affected with or exposed to any communicable disease of 
poultry, which are caged (prior to release from the port of entry) and 
which are personal pets, may be imported by the owner thereof

[[Page 373]]

at any port of entry designated in Secs. 93.103 or 93.203: Provided, 
That, such birds are found upon port of entry veterinary inspection 
under Sec. 93.105 to be free of poultry diseases and at the time of 
entry the owner signs and furnishes to the Administrator, a statement 
stating that the bird or birds have been in his or her possession for a 
minimum of 90 days preceding the date of importation and that during 
such time such birds have not been in contact with poultry or other 
birds (for example, association with other avian species at exhibitions 
or in aviaries.)
    (2)(i) Pet birds which originated in the United States and have not 
been outside the region for more than 60 days may be offered for entry 
under the provisions of Sec. 93.101(c)(1): Provided, That such birds are 
also accompanied by a United States veterinary health certificate issued 
prior to the departure of the birds from the United States and the 
certificate shows the number from the leg band, tattoo, or microchip 
affixed to the birds prior to departure; And provided further, That 
during port of entry veterinary inspection it is determined that the 
number from the leg band, tattoo, or microchip on the bird is the same 
as the one listed on the health certificate.
    (ii) Lots of pet birds of United States origin which have been 
outside the United States for more than 60 days which are found upon 
port of entry veterinary inspection to be free of poultry diseases, and 
that otherwise meet the requirements of paragraph (c)(2)(i) of this 
section, may be imported by the owner thereof if, the owner importing 
such birds signs and furnishes to the Administrator, the following:
    (A) A notarized declaration under oath or affirmation (or a 
statement signed by the owner and witnessed by a Department inspector) 
stating that the bird or birds have not been in contact with poultry or 
other birds while out of the region (for example, association with other 
avian species at exhibitions or at aviaries); and
    (B) An agreement on VS Form 17-8, obtainable from a Federal 
inspector at the port of entry, stating:
    (1) That the birds will be maintained in confinement in his or her 
personal possession separate and apart from all poultry and other birds 
for a minimum of 30 days following importation at the address where the 
birds are to be held and made available for health inspection and 
testing by Department inspectors upon request until released at the end 
of such period by such an inspector and
    (2) That appropriate Federal officials in the State of destination 
will be immediately notified if any signs of disease are noted in any of 
the birds or any bird dies during that period.

The owner importing such birds must comply with the provisions of the 
aforementioned agreement before the birds may be released from 
confinement. Lots of pet birds of United States origin which do not 
otherwise meet the requirements of paragraphs (c)(1) or (2) of this 
section may be offered for entry under the provisions of paragraph 
(c)(3) of this section.
    (3) Pet birds which are not known to be affected with or exposed to 
communicable diseases of poultry may be offered for entry at one of the 
ports of entry designated in Sec. 93.102(a) under the following 
conditions:
    (i) The pet birds shall be accompanied by a veterinary health 
certificate issued by a national government veterinary officer of the 
region of export stating that he or she personally inspected the birds 
listed on the health certificate and found them to be free of evidence 
of Newcastle disease, chlamydiosis, and other communicable diseases of 
poultry, and that the birds were being exported in compliance with the 
laws and regulations of the region of export, or if exported from 
Mexico, shall be accompanied either by such a certificate or by a 
certificate issued by a veterinarian accredited by the National 
Government of Mexico and endorsed by a full-time salaried veterinary 
officer of the National Government of Mexico, thereby representing that 
the veterinarian issuing the certificate was authorized to do so. 
Certificates in a foreign language must be translated into English at 
the expense of the importer.
    (ii) An advanced reservation fee as required by Sec. 93.103(a)(3) 
and a request for space which has been confirmed in writing, at a USDA-
operated quarantine facility shall be made with the

[[Page 374]]

port veterinarian\3\ at the port where the birds are to be held for a 
minimum 30-day isolation in a biologically secure unit separate and 
apart from all other avian species, except, that birds arriving without 
an advanced reservation may be handled if an isolation unit is 
available, provided the reservation fee as required in Sec. 93.103(a)(3) 
is paid. Pet birds offered for entry at a port of entry that has not 
been designated in Sec. 93.102(a), or pet birds arriving without an 
advanced reservation at a port of entry designated in Sec. 93.102(a) but 
at which isolation units are not available, shall be refused entry at 
such port. However, such pet birds may be transported at the owner's 
expense to another port of entry designated in Sec. 93.102(a) if 
available quarantine space exists, if the reservation fee is paid and 
the birds are shipped to such other port under conditions deemed 
sufficient by the Administrator to prevent the spread of communicable 
diseases of poultry: Provided, That pet birds arriving with or without 
an advance reservation at the port of Hidalgo, Texas, will be 
transported at Department expense to the quarantine facility at Mission, 
Texas, if available quarantine space exists at that facility, until 
quarantine facilities are available at Hidalgo, Texas; and pet birds 
arriving with or without an approved reservation entered at the port of 
New York, New York, will be transported at Department expense to the 
quarantine facility at Newburgh, New York, if available quarantine space 
exists at the facility, until quarantine facilities are available at New 
York, New York. Following the isolation period, if such birds are found 
to be free from communicable diseases of poultry, the birds shall be 
returned at Department expense to the respective ports of Hidalgo, 
Texas, or New York, New York, as appropriate, for Agriculture release 
for entry through U.S. Customs.
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    \3\ The names and addresses of the port veterinarians, as well as a 
fee schedule for quarantine charges, are available from the Animal and 
Plant Health Inspection Service, Veterinary Services, Operational 
Support, 4700 River Road Unit 33, Riverdale, Maryland 20737-1231.
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    (iii) During the isolation period, the birds shall be subjected to 
such tests and procedures as required by the Administrator to determine 
whether the birds are free from communicable diseases of poultry.
    (iv) Following the isolation period, if the birds are found to be 
free of communicable disease of poultry, the port veterinarian shall 
issue an agriculture release for entry through U.S. Customs. If the 
birds are found during port of entry inspection or during quarantine to 
be infected with or exposed to a communicable disease of poultry, such 
birds shall be refused entry and handled in accordance with 
Sec. 93.106(a) of this part.
    (v) The owner of the birds is responsible for all costs which result 
from these procedures and shall reimburse APHIS for governmental 
expenses in accordance with Sec. 93.210 (b) and (c) of this part.
    (d) The provisions in this subpart relating to birds shall not apply 
to healthy birds, except ratites, not known to be infected with or 
exposed, within the 90 days preceding the date of export from the region 
of origin, to communicable diseases of poultry, if an import permit \4\ 
has been obtained under Sec. 93.103 of this chapter and all conditions 
therein are observed; and if such birds are handled as follows:
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    \4\ Such permit may be obtained from the Animal and Plant Health 
Inspection Service, Veterinary Services, Operational Support, 4700 River 
Road Unit 33, Riverdale, Maryland 20737-1231. Requests for approval of 
such facilities should also be made to the Deputy Administrator.
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    (1)(i) They are maintained under continuous confinement in transit 
through the United States aboard an aircraft, ocean vessel, or other 
means of conveyance; or
    (ii) Except for birds in transit through Anchorage, Alaska, under 
Sec. 93.103(c) of this part, which are not allowed to be unloaded, they 
are unloaded, in the course of such transit, into a bird holding 
facility which is provided by the carrier or its agent and has been 
approved\5\ in advance by the Administrator in accordance with paragraph 
(d)(3) of this section as adequate to prevent the spread within the 
United States of any livestock or poultry disease, and they are 
maintained

[[Page 375]]

there under continuous confinement until loaded aboard a means of 
conveyance for transportation from the United States and are maintained 
under continuous confinement aboard such means of conveyance until it 
leaves the United States; the import permit will specify any additional 
conditions necessary to assure that the transit of the poultry or birds 
through the United States can be made without endangering the livestock 
or poultry of the United States, and that Department inspectors may 
inspect the poultry or birds on board such means of conveyance or in 
such holding facility as provided in section 5 of the Act of July 2, 
1962 (21 U.S.C. 134d) to ascertain whether the requirements of this 
paragraph are met, and dispose of them in accordance with section 2 of 
the Act of July 2, 1962 (21 U.S.C. 134a) if such conditions are not met; 
and
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    \5\ See footnote 4 in subpart A.
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    (2) The carrier or its agent executes and furnishes to the collector 
of Customs at the first port of arrival a declaration stating that the 
poultry or birds will be retained aboard such means of conveyance or in 
an approved holding facility during transhipment as required by this 
paragraph.
    (3) Provisions for the approval of facilities required in this 
paragraph are:
    (i) They must be sufficiently isolated to prevent direct or indirect 
contact with all other animals and birds while in the United States.
    (ii) They must be so constructed that they provide adequate 
protection against environmental conditions and can be adequately 
cleaned, washed and disinfected.
    (iii) They must provide for disposal of animal and bird carcasses, 
manure, bedding, waste and any related shipping materials in a manner 
that will prevent dissemination of disease.
    (iv) They must have provisions for adequate sources of feed and 
water and for attendants for the care and feeding of birds in the 
facility.
    (v) They must comply with additional requirements as may be imposed 
by the Administrator if deemed applicable for a particular shipment.
    (vi) They must also comply with all applicable local, State and 
Federal requirements for environmental quality and with the provisions 
of the Animal Welfare Regulations in chapter I of this title, as 
applicable.
    (e) Commercial birds, zoological birds, research birds, or pet birds 
may be imported into the United States if they meet the requirements of 
Secs. 93.102(a), 93.103, 93.104, 93.105(a), and 93.106(a) which 
specifically apply to such birds and the requirements of all other 
sections in this part that are applicable to poultry generally.
    (f) Performing or theatrical birds may be imported at any of the 
ports of entry listed in Sec. 93.102 or 93.203 if accompanied by an 
import permit as required by Sec. 93.103 and such birds are found upon 
port of entry veterinary inspection to be free of communicable diseases 
of poultry.
    (g) Any smuggled bird shall:
    (1) Be refused entry into the United States and be removed from the 
United States,\6\ or
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    \6\ Birds that would require handfeeding will be refused entry.
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    (2) Be quarantined in a USDA-operated quarantine facility pending 
negative results to two consecutive tests for exotic Newcastle disease 
(END) \7\ administered not less than 30 days apart, with the first test 
administered within seven days after the bird enters the facility.
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    \7\ Such tests are conducted according to the Protocol for END which 
is available upon request from the Administrator.
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    (3) Tissue samples from any smuggled bird which has died prior to 
release from quarantine shall be submitted for END isolation. Smuggled 
birds shall also be subject to such other tests and procedures to 
determine whether the birds are free from communicable diseases of 
poultry other than END when the port veterinarian determine that the 
bird in question has shown physical symptoms of being affected with or 
exposed to communicable diseases of poultry. A lot of smuggled birds 
placed into the quarantine facility shall be handled on an ``all-in, 
all-out'' basis: Provided, That birds of endangered and threatened 
species, as determined by the Department of the Interior (16 U.S.C. 
1533, as amended) shall be separated for quarantine and testing as 
separate lots. If END or any other communicable disease of poultry is 
diagnosed in any smuggled bird at any point or if

[[Page 376]]

it is determined that any smuggled bird has been exposed to END or any 
other such communicable disease, such birds shall not be released from 
quarantine and shall be disposed of in accordance with procedures 
established by the Administrator to prevent the entry of communicable 
diseases of livestock or poultry into the United States. However, if 
endangered or threatened species are determined to be exposed such birds 
shall be held in permanent quarantine in accordance with such conditions 
as the Deputy Administrator may prescribe to protect poultry of the 
United States. At the time any smuggled bird enters the quarantine 
facility, it shall be identified in a manner approved by the 
Administrator.
    (4) If the laboratory tests for END are negative and as determined 
by the port veterinarian the birds are free of clinical evidence of 
diseases of poultry at the end of the quarantine period, the port 
veterinarian shall issue an agricultural release for entry of the birds 
through the United States Customs Service at the termination of the 
quarantine period. Providing that the sale of the smuggled birds is not 
contrary to any Federal law or regulation, expenses incurred by the 
Department for the handling of the smuggled birds under this paragraph 
shall be reimbursed from funds derived from the sale or disposition of 
the smuggled birds after their release from quarantine. Any smuggled 
bird which by law may not be sold, or so disposed, shall be quarantined 
in accordance with such procedures as the Deputy Administrator may 
establish to prevent the introduction of communicable diseases of 
livestock or poultry into the United States, in accordance with the law.

(Approved by the Office of Management and Budget under control number 
0579-0020)

[55 FR 31495, Aug. 2, 1990, as amended at 56 FR 31865, 31866, July 12, 
1991; 57 FR 28080, June 24, 1992; 59 FR 10732, Mar. 8, 1994; 59 FR 
36026, July 15, 1994; 59 FR 47068, Sept. 14, 1994; 59 FR 63881, Dec. 12, 
1994; 59 FR 67133, Dec. 29, 1994; 59 FR 67614, Dec. 30, 1994; 61 FR 
56890, Nov. 5, 1996; 61 FR 68125, Dec. 27, 1996. Redesignated and 
amended at 62 FR 56012-56014, Oct. 28, 1997; 67 FR 52394, Aug. 12, 2002]