[Code of Federal Regulations]
[Title 20, Volume 3]
[Revised as of April 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 20CFR656.20]

[Page 674-677]
 
                      TITLE 20--EMPLOYEES' BENEFITS
 
 CHAPTER V--EMPLOYMENT AND TRAINING ADMINISTRATION, DEPARTMENT OF LABOR
 
PART 656--LABOR CERTIFICATION PROCESS FOR PERMANENT EMPLOYMENT OF ALIENS IN THE UNITED STATES--Table of Contents
 
                 Subpart C--Labor Certification Process
 
Sec. 656.20  General filing instructions.


    (a) A request for a labor certification on behalf of any alien who 
is required by the Act to become a beneficiary of a labor certification 
in order to obtain permanent resident status in the United States may be 
filed as follows:
    (1) Except as provided in paragraphs (a)(2) through (4) of this 
section, an application for a labor certification shall be filed 
pursuant to this section and Sec. 656.21.
    (2) An employer seeking a labor certification for an occupation 
designated for special handling shall apply for a labor certification 
pursuant to this section and Sec. 656.21a.
    (3) An alien seeking labor certification for an occupation listed on 
Schedule A may apply for a labor certification pursuant to this section 
and Sec. 656.22.
    (4) An employer seeking a labor certification for an occupation 
listed on Schedule B shall apply for a waiver and a labor certification 
pursuant to this section and Secs. 656.21 and 656.23.
    (b) (1) Aliens and employers may have agents represent them 
throughout the labor certification process. If an alien and/or an 
employer intends to be represented by an agent, the alien and/or the 
employer shall sign the statement set forth on the Application for Alien 
Employment Certification form: That the agent is representing the alien 
and/or employer and that the alien and/or employer takes full 
responsibility for the accuracy of any representations made by the 
agent.
    (2) Aliens and employers may have attorneys represent them. Each 
attorney shall file a notice of appearance on Immigration and 
Naturalization Service (INS) Form G-28, naming the attorney's client or 
clients. Whenever, under this part, any notice or other document is 
required to be sent to an employer or alien, the document shall be sent 
to their attorney or attorneys who have filed notices of appearance on 
INS Form G-28, if they have such an attorney or attorneys.
    (3) (i) It is contrary to the best interests of U.S. workers to have 
the alien and/or agents or attorneys for the alien participate in 
interviewing or considering U.S. workers for the job offered the alien. 
As the beneficiary of a labor certification application, the alien 
cannot represent the best interests of U.S. workers in the job 
opportunity. The alien's agent and/or attorney cannot represent the 
alien effectively and at the same time truly be seeking U.S. workers for 
the job opportunity. Therefore, the alien and/or the alien's agent and/
or attorney may not interview or consider U.S. workers for the job 
offered to the alien, unless the agent and/or attorney is the employer's 
representative as described in paragraph (b)(3)(ii) of this section.
    (ii) The employer's representative who interviews or considers U.S. 
workers for the job offered to the alien shall

[[Page 675]]

be the person who normally interviews or considers, on behalf of the 
employer, applicants for job opportunities such as that offered the 
alien, but which do not involve labor certifications.
    (4) No person under suspension or disbarment from practice before 
the United States Department of Justice's Board of Immigration Appeals 
pursuant to 8 CFR 292.3 shall be permitted to act as an agent, 
representative, or attorney for an employer and/or alien under this 
part.
    (c) Job offers filed on behalf of aliens on the Application for 
Alien Employment Certification form must clearly show that:
    (1) The employer has enough funds available to pay the wage or 
salary offered the alien;
    (2) The wage offered equals or exceeds the prevailing wage 
determined pursuant to Sec. 656.40, and the wage the employer will pay 
to the alien when the alien begins work will equal or exceed the 
prevailing wage which is applicable at the time the alien begins work;
    (3) The wage offered is not based on commissions, bonuses or other 
incentives, unless the employer guarantees a wage paid on a weekly, bi-
weekly, or monthly basis;
    (4) The employer will be able to place the alien on the payroll on 
or before the date of the alien's proposed entrance into the United 
States;
    (5) The job opportunity does not involve unlawful discrimination by 
race, creed, color, national origin, age, sex, religion, handicap, or 
citizenship;
    (6) The employer's job opportunity is not:
    (i) Vacant because the former occupant is on strike or is being 
locked out in the course of a labor dispute involving a work stoppage; 
or
    (ii) At issue in a labor dispute involving a work stoppage;
    (7) The employer's job opportunity's terms, conditions and 
occupational environment are not contrary to Federal, State or local 
law; and
    (8) The job opportunity has been and is clearly open to any 
qualified U.S. worker.
    (9) The conditions of employment listed in paragraphs (c) (1) 
through (8) of this section shall be sworn (or affirmed) to, under 
penalty of perjury pursuant to 28 U.S.C. 1746, on the Application for 
Alien Employment Certification form.
    (d) If the application involves labor certification as a physician 
(or surgeon) (except a physician (or surgeon) of international renown), 
the labor certification application shall include the following 
documentation:
    (1) (i) Documentation which shows clearly that the alien has passed 
parts I and II of the National Board of Medical Examiners Examination 
(NBMEE), or the Foreign Medical Graduate Examination in the Medical 
Sciences (FMGEMS) offered by the Educational Commission for Foreign 
Medical Graduates (ECFMG); or
    (ii) Documentation which shows clearly that:
    (A) The alien was on January 9, 1978, a doctor of medicine fully and 
permanently licensed to practice medicine in a State within the United 
States;
    (B) The alien was on January 9, 1978, practicing medicine in a State 
within the United States; or
    (iii) The alien is a graduate of a school of medicine accredited by 
a body or bodies approved for the purpose by the Secretary of Education 
or that Secretary's designee (regardless of whether such school of 
medicine is in the United States).
    (e) Whenever any document is submitted to a State or Federal agency 
pursuant to this part, the document either shall be in the English 
language or shall be accompanied by a written translation into the 
English language, certified by the translator as to the accuracy of the 
translation and his/her competency to translate.
    (f) The forms required under this part for applications for labor 
certification are available at U.S. Consular offices abroad, at INS 
offices in the United States, and at local offices of the State; job 
service agencies. The forms will contain instructions on how to comply 
with the documentation requirements for applying for a labor 
certification under this part.
    (g)(1) In applications filed under Secs. 656.21 (Basic Process), 
656.21a (Special Handling) and 656.22 (Schedule A), the employer shall 
document that notice of the filing of the Application for Alien

[[Page 676]]

Employment Certification was provided:
    (i) To the bargaining representative(s) (if any) of the employer's 
employees in the occupational classification for which certification of 
the job opportunity is sought in the employer's location(s) in the area 
of intended employment.
    (ii) If there is no such bargaining representative, by posted notice 
to the employer's employees at the facility or location of the 
employment. The notice shall be posted for at least 10 consecutive days. 
The notice shall be clearly visible and unobstructed while posted and 
shall be posted in conspicuous places, where the employer's U.S. workers 
can readily read the posted notice on their way to or from their place 
of employment. Appropriate locations for posting notices of the job 
opportunity include, but are not limited to, locations in the immediate 
vicinity of the wage and hour notices required by 20 CFR 516.4 or 
occupational safety and health notices required by 20 CFR 1903.2(a).
    (2) In the case of a private household, notice is required under 
this paragraph (g) only if the household employs one or more U.S. 
workers at the time the application for labor certification is filed 
with a local Employment Service office.
    (3) Any notice of the filing of an Application for Alien Employment 
Certification shall:
    (i) state that applicants should report to the employer, not to the 
local Employment Service office;
    (ii) State that the notice is being provided as a result of the 
filing of an application for permanent alien labor certification for the 
relevant job opportunity; and
    (iii) State that any person may provide documentary evidence bearing 
on the application to the local Employment Service Office and/or the 
regional Certifying Officer of the Department of Labor.
    (4) If an application is filed under Sec. 656.21 and does not 
involve a request for reduction in recruitment, the notice shall be 
provided in conjunction with the recruitment required under 
Sec. 656.21(f) of this part, shall contain the information required for 
advertisements by Secs. 656.21 (g)(3) through (g)(8), and shall contain 
the information required by paragraph (g)(3) of this section.
    (5) If an application is filed under the reduction in recruitment 
provisions at Sec. 656.21(i) of this part, the notice does not have to 
be posted in conjunction with the recruitment required under 
Sec. 656.21(f) of this part, but shall include the information required 
for advertisements by Secs. 656.21 (g)(3) through (g)(8), and the 
requirements of paragraph (g)(3) of this section;
    (6) If an application is filed on behalf of a college and university 
teacher pursuant to Sec. 656.21a(a)(1)(iii) of this part, the notice 
shall include the information required for advertisements by 
Sec. 656.21a(a)(1)(iii)(B), and the requirements of paragraph (g)(3) of 
this section.
    (7) If an application is filed on behalf of an alien represented to 
be of exceptional ability in the performing arts, the notice required by 
this paragraph (g) shall include the information required for 
advertisements by Secs. 656.21a(a)(iv)(B) (1) through (7) of this part, 
and the requirements of paragraph (g)(3) of this section.
    (8) If an application is filed under the Schedule A procedures at 
Sec. 656.22 of this part, the notice shall contain a description of the 
job and rate of pay, and the requirements of paragraphs (g)(3) (ii) and 
(iii) of this section.
    (h)(1)(i) Any person may submit to the local Employment Service 
office or to the Certifying Officer documentary evidence bearing on an 
application for permanent alien labor certification filed under the 
basic labor certification process at Sec. 656.21 of this part or under 
the special handling procedures at Sec. 656.21a of this part.
    (ii) Documentary evidence submitted pursuant to paragraph (h)(1)(i) 
of this section may include information on available workers, 
information on wages and working conditions, and information on the 
employer's failure to meet terms and conditions with respect to the 
employment of alien workers and co-workers. The Certifying Officer shall 
consider this information in making his or her determination.
    (2)(ii) Any person may submit to the appropriate INS office 
documentary

[[Page 677]]

evidence of fraud or willful misrepresentation in a Schedule A 
application filed under Sec. 656.22 of this part or a sheepherder 
application filed under Sec. 656.21a(b) of this part.
    (B) Documentary evidence submitted pursuant to paragraph (h)(2)(i) 
of this section shall be limited to information relating to possible 
fraud or willful misrepresentation. The INS may consider this 
information pursuant to Sec. 656.31 of this part.

(Approved by the Office of Management and Budget under control number 
1205-0015)

[45 FR 83933, Dec. 19, 1980, as amended at 49 FR 18295, Apr. 30, 1984; 
56 FR 54927, Oct. 23, 1991]