[Code of Federal Regulations]
[Title 27, Volume 2]
[Revised as of April 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 27CFR478.47]

[Page 124-125]
 
            TITLE 27--ALCOHOL, TOBACCO PRODUCTS AND FIREARMS
 
   CHAPTER II--BUREAU OF ALCOHOL, TOBACCO, FIREARMS, AND EXPLOSIVES, 
                          DEPARTMENT OF JUSTICE
 
PART 478--COMMERCE IN FIREARMS AND AMMUNITION--Table of Contents
 
                           Subpart D--Licenses
 
Sec. 478.47  Issuance of license.

    (a) Upon receipt of a properly executed application for a license on 
ATF Form 7, ATF Form 7CR, or ATF Form 8 Part II, the Chief, National 
Licensing Center, shall, upon finding through further inquiry or 
investigation, or otherwise, that the applicant is qualified, issue the 
appropriate license. Each license shall bear a serial number and such 
number may be assigned to the licensee to whom issued for so long as the 
licensee maintains continuity of renewal in the same location (State).
    (b) The Chief, National Licensing Center, shall approve a properly 
executed application for license on ATF Form 7, ATF Form 7CR, or ATF 
Form 8 Part II, if:
    (1) The applicant is 21 years of age or over;
    (2) The applicant (including, in the case of a corporation, 
partnership, or association, any individual possessing,

[[Page 125]]

directly or indirectly, the power to direct or cause the direction of 
the management and policies of the corporation, partnership, or 
association) is not prohibited under the provisions of the Act from 
shipping or transporting in interstate or foreign commerce, or 
possessing in or affecting commerce, any firearm or ammunition, or from 
receiving any firearm or ammunition which has been shipped or 
transported in interstate or foreign commerce;
    (3) The applicant has not willfully violated any of the provisions 
of the Act or this part;
    (4) The applicant has not willfully failed to disclose any material 
information required, or has not made any false statement as to any 
material fact, in connection with his application;
    (5) The applicant has in a State (i) premises from which he conducts 
business subject to license under the Act or from which he intends to 
conduct such business within a reasonable period of time, or (ii) in the 
case of a collector, premises from which he conducts his collecting 
subject to license under the Act or from which he intends to conduct 
such collecting within a reasonable period of time; and
    (6) The applicant has filed an ATF Form 5300.37 (Certification of 
Compliance with State and Local Law) with ATF in accordance with the 
instructions on the form certifying under the penalties of perjury that-
-
    (i) The business to be conducted under the license is not prohibited 
by State or local law in the place where the licensed premises are 
located;
    (ii) Within 30 days after the application is approved the business 
will comply with the requirements of State and local law applicable to 
the conduct of business;
    (iii) The business will not be conducted under the license until the 
requirements of State and local law applicable to the business have been 
met; and
    (iv) The applicant has completed and sent or delivered ATF F 5300.36 
(Notification of Intent to Apply for a Federal Firearms License) to the 
chief law enforcement officer of the locality in which the premises are 
located, which indicates that the applicant intends to apply for a 
Federal firearms license. For purposes of this paragraph, the ``chief 
law enforcement officer'' is the chief of police, the sheriff, or an 
equivalent officer.
    (c) The Chief, National Licensing Center, shall approve or the 
Director of Industry Operations shall deny an application for a license 
within the 60-day period beginning on the date the properly executed 
application was received: Provided, That when an applicant for license 
renewal is a person who is, pursuant to the provisions of Sec. 478.78, 
Sec. 478.143, or Sec. 478.144, conducting business or collecting 
activity under a previously issued license, action regarding the 
application will be held in abeyance pending the completion of the 
proceedings against the applicant's existing license or license 
application, final determination of the applicant's criminal case, or 
final action by the Director on an application for relief submitted 
pursuant to Sec. 478.144, as the case may be.
    (d) When the Director of Industry Operations or the Chief, National 
Licensing Center fails to act on an application for a license within the 
60-day period prescribed by paragraph (c) of this section, the applicant 
may file an action under section 1361 of title 28, United States Code, 
to compel ATF to act upon the application.

(Paragraph (b)(6) approved by the Office of Management and Budget under 
control numbers 1512-0522 and 1512-0523)

(18 U.S.C. 847 (84 Stat. 959); 18 U.S.C. 926 (82 Stat. 1226))

[33 FR 18555, Dec. 14, 1968. Redesignated at 40 FR 16835, Apr. 15, 1975, 
and amended by T.D. ATF-135, 48 FR 24068, May 31, 1983; T.D. ATF-241, 51 
FR 39619, Oct. 29, 1986; T.D. ATF-270, 53 FR 10495, Mar. 31, 1988; T.D. 
ATF-290, 54 FR 53054, Dec. 27, 1989; T.D. ATF-363, 60 FR 17453, Apr. 6, 
1995]