[Code of Federal Regulations]
[Title 36, Volume 1]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 36CFR61.4]

[Page 308-311]
 
              TITLE 36--PARKS, FORESTS, AND PUBLIC PROPERTY
 
      CHAPTER I--NATIONAL PARK SERVICE, DEPARTMENT OF THE INTERIOR
 
PART 61--PROCEDURES FOR STATE, TRIBAL, AND LOCAL GOVERNMENT HISTORIC 
PRESERVATION PROGRAMS--Table of Contents
 
Sec. 61.4  State programs.

    (a) For a State to participate in the program that this part 
describes, the Governor must appoint and designate a State Historic 
Preservation Officer (SHPO) to administer the State historic 
preservation program.
    (b) It is the responsibility of the SHPO to carry out the duties and 
activities that section 101 (b)(3) of the Act describes. In performing 
those duties and activities:
    (1) The SHPO must carry out a historic preservation planning process 
that includes the development and implementation of a comprehensive 
statewide historic preservation plan that provides guidance for 
effective decision making about historic property preservation 
throughout the State.
    (2) The SHPO, in addition to surveying and maintaining inventories 
of historic properties, may also obtain:
    (i) Comparative data valuable in determining the National Register 
eligibility of properties;

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    (ii) Information on properties that may become eligible for the 
National Register of Historic Places with the passage of time; and/or
    (iii) Information on the absence of historic properties for use in 
planning for public and private development projects.
    (3) The SHPO must provide for adequate public participation in the 
State historic preservation program as a whole.
    (i) As part of the process of recommending a property to the 
National Register, the SHPO must comply with the consultation and 
notification procedures contained in 36 CFR part 60.
    (ii) The SHPO may authorize other persons or entities to fulfill the 
notice requirements in 36 CFR part 60 pursuant to the Secretary's 
written guidance.
    (iii) The SHPO also may authorize the historic preservation review 
commission (Commission) of a certified local government (CLG) to act in 
place of the State Historic Preservation Review Board (Review Board) for 
the purpose of considering National Register nominations within its 
jurisdiction, provided that the Commission both meets the professional 
qualifications required for the Review Board when considering such 
nominations and otherwise follows the Secretary's written guidance.
    (iv) In accordance with the Secretary's written guidance and with 
the consent of both the property owners in a nomination and the chief 
elected local official, the Review Board (or the Commission acting in 
its place) may consider the nomination without a face-to-face meeting.
    (4) The SHPO may carry out all or any part of his or her 
responsibilities by contract or cooperative agreement with any qualified 
nonprofit organization, educational institution, or otherwise pursuant 
to State law. However, the SHPO may not delegate the responsibility for 
compliance with the Act or with grant assistance terms and conditions.
    (c) The Secretary will consider individual SHPO proposals for 
programs that, for a specified period, include fewer duties than those 
section 101(b)(3) of the Act specifies, if a different approach would 
better serve an appropriate balance of historic property, customer or 
constituent, and historic preservation needs.
    (d) Procedures for review and approval of State historic 
preservation programs. (1) In accordance with the Act, the Secretary 
will evaluate each State program for consistency with the Act 
periodically, but not less often than every four years. If the Secretary 
determines that it meets the program requirements of paragraphs (a), 
(b), (e) and (f) of this section, he or she will approve the State 
program as set forth in this section.
    (2) The Secretary may use on-site and/or off-site inquiries to 
perform such evaluation. The Secretary will provide the SHPO with a 
timely report containing written findings and analyses that highlight 
the strengths and weaknesses of the State program.
    (3) Approval method. (i) If the Secretary determines that a State 
program is consistent with the Act, the report will include notice that 
the State program's approved status continues.
    (ii) If the Secretary determines that a State program has major 
aspects not consistent with the Act, the report will include notice of 
deficiencies along with required actions for correcting them. Unless 
circumstances warrant immediate action, the Secretary will provide a 
specified period to allow the SHPO either to correct the deficiencies or 
to present for Secretarial approval a justifiable plan and timetable for 
correcting the deficiencies. During this period, the SHPO has the 
opportunity to request that the Secretary reconsider any findings and 
required actions.
    (iii) The Secretary will provide timely notice of continued approved 
State program status to a SHPO successfully resolving deficiencies. Once 
the Secretary renews a State program's approved status, he or she 
generally will not review the program until the next regular evaluation 
period. However, if the Secretary deems it necessary, he or she may 
conduct a review more often.
    (iv) The Secretary will provide timely notice of the revocation of a 
program's approved status to any SHPO whose program has deficiencies 
that warrant immediate action or that remain uncorrected after the 
expiration

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of the period specified pursuant to paragraph (d)(3)(ii) of this 
section. The Secretary will then initiate financial suspension and other 
actions in accordance with the Act, applicable regulatory requirements, 
and related guidance that the National Park Service issues.
    (e) The SHPO must appoint or employ a professionally qualified 
staff.
    (1) Except as approved pursuant to paragraph (e)(2) of this section, 
the staff must include at a minimum, one individual meeting ``the 
Secretary's (Historic Preservation) Professional Qualifications 
Standards'' for history, one individual meeting ``the Secretary's 
(Historic Preservation) Professional Qualifications Standards'' for 
historic or prehistoric archeology, and one individual meeting ``the 
Secretary's (Historic Preservation) Professional Qualifications 
Standards'' for architectural history. ``The Secretary's (Historic 
Preservation) Professional Qualifications Standards'' and related 
guidance are part of the larger ``Secretary of the Interior's Standards 
and Guidelines for Archeology and Historic Preservation.'' The SHPO may 
determine that additional professional staff members representing the 
required or other disciplines are necessary to administer the State 
program in accordance with the Act.
    (2) The Secretary will consider proposals from a SHPO for a minimum 
required staff composition that differs from the requirement that 
paragraph (e)(1) of this section specifies, if the proposal addresses 
better an appropriate balance of historic property, customer or 
constituent, and historic preservation needs in that State.
    (3) When a staff position that paragraph (e)(1) of this section 
requires becomes vacant, the SHPO must fill the vacancy in a timely 
manner. In the interim, the SHPO must ensure that appropriately 
qualified individuals address technical matters. A vacancy in a required 
position that persists for more than six months is cause for review, 
comment, and appropriate action by the Secretary.
    (f) Unless State law provides for a different method of appointment, 
the SHPO must appoint an adequate and qualified State historic 
preservation Review Board (Review Board).
    (1) All Review Board members must have demonstrated competence, 
interest, or knowledge in historic preservation. A majority of Review 
Board members must meet ``the Secretary of the Interior's (Historic 
Preservation) Professional Qualifications Standards'' which are part of 
the larger ``Secretary's Standards and Guidelines for Archeology and 
Historic Preservation.'' The members meeting ``the Secretary's (Historic 
Preservation) Professional Qualifications Standards'' must include at a 
minimum, one individual meeting ``the Secretary's (Historic 
Preservation) Professional Qualifications Standards'' for history, one 
individual meeting ``the Secretary's (Historic Preservation) 
Professional Qualifications Standards'' for prehistoric archeology or 
historic archeology, and one individual meeting ``the Secretary's 
(Historic Preservation) Professional Qualifications Standards'' for 
architectural history. One person may meet the Standards for more than 
one required discipline. The other Review Board members, if any, who 
comprise the majority that meets ``the Secretary's (Historic 
Preservation) Professional Qualifications Standards'' may represent, 
subject to the SHPO's selection, any of the disciplines that those 
``Standards'' describe.
    (2) The Secretary will consider proposals from a SHPO for a minimum 
required Review Board composition that differs from the requirement that 
paragraph (f)(1) of this section specifies, if the proposal addresses 
better an appropriate balance of historic property, customer or 
constituent, and historic preservation needs in that State.
    (3) When a required Review Board position becomes vacant, the SHPO 
must fill the vacancy in a timely manner. In the interim, the SHPO must 
ensure that the Review Board has access to advice from appropriately 
qualified individuals. A lapse of more than one year in filling the 
vacancy is cause for review, comment, and appropriate action by the 
Secretary.
    (4) The Review Board must meet as often as is necessary to complete 
its work in a timely fashion but no less often than once a year.

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    (5) The Review Board must adopt written procedures governing its 
operations consistent with the provisions of this section and related 
guidance that the National Park Service issues.
    (6) Review Board responsibilities include, but are not limited to, 
the following:
    (i) Providing advice to the SHPO on the full range of Historic 
Preservation Fund-supported activities, that section 101 (b)(3) of the 
Act describes;
    (ii) Reviewing and making recommendations on National Register 
nomination proposals;
    (iii) Participating in the review of appeals to National Register 
nominations; and
    (iv) Performing such other duties as may be appropriate.