[Code of Federal Regulations]
[Title 36, Volume 1]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 36CFR61.6]

[Page 311-313]
 
              TITLE 36--PARKS, FORESTS, AND PUBLIC PROPERTY
 
      CHAPTER I--NATIONAL PARK SERVICE, DEPARTMENT OF THE INTERIOR
 
PART 61--PROCEDURES FOR STATE, TRIBAL, AND LOCAL GOVERNMENT HISTORIC 
PRESERVATION PROGRAMS--Table of Contents
 
Sec. 61.6  Certified local government programs.

    (a) Each approved State program must provide a mechanism for 
certification (by the State Historic Preservation Officer and the 
Secretary) of local governments to carry out the purposes of the Act.
    (b) Each State Historic Preservation Officer (SHPO) must follow 
procedures that the Secretary approves for the certification of local 
governments. Each SHPO also must follow procedures for removal of 
certified local government (CLG) status for cause. A SHPO must submit 
any proposed amendment to its procedures to the Secretary for approval. 
The Secretary will act on each proposal in a timely fashion generally 
within 45 days of receipt.
    (c) When a SHPO approves a local government certification request in 
accordance with the State program's National Park Service (NPS)-approved 
certification process, the SHPO must prepare a written certification 
agreement between the SHPO and the local government. The certification 
agreement must list the specific responsibilities of the local 
government when certified. The SHPO must submit to the Secretary the 
written certification agreement and any additional information as is 
necessary for the Secretary to certify the local government pursuant to 
the Act and this part. If the Secretary does not disapprove the proposed 
certification within 15 working days of receipt, the Secretary has 
certified the local government.
    (d) Beyond the minimum responsibilities set out in the Act for all 
CLGs, the SHPO may make additional delegations of responsibility to 
individual CLGs. However, these delegations may not include the SHPO's 
overall responsibility derived from the Act or where law or regulation 
specifies.
    (e) The SHPO must ensure that each local government satisfies the 
following minimum requirements as conditions for certification. Each CLG 
must:
    (1) Enforce appropriate State or local legislation for the 
designation and protection of historic properties. The State procedures 
must define what constitutes appropriate legislation, as long as:
    (i) Designation provisions in such legislation include the 
identification and registration of properties for protection that meet 
criteria established by the State or the locality for significant 
historic and prehistoric resources within the jurisdiction of the local 
government;
    (ii) Protection provisions in such legislation include a local 
review process under State or local law for proposed demolitions of, 
changes to, or other action that may affect historic properties as 
paragraph (e)(1)(i) of this section describes; and
    (iii) The legislation otherwise is consistent with the Act.
    (2) Establish by State or local law and maintain an adequate and 
qualified historic preservation review commission (Commission). All 
Commission members must have a demonstrated interest, competence, or 
knowledge in

[[Page 312]]

historic preservation. Unless State or local legislation provides for a 
different method of appointment, the chief elected local official must 
appoint all Commission members.
    (i) The State procedures must encourage certified local governments 
to include individuals who meet ``the Secretary's (Historic 
Preservation) Professional Qualifications Standards'' among the 
membership of the Commission, to the extent that such individuals are 
available in the community.
    (ii) The State procedures may specify the minimum number of 
Commission members who must meet ``the Secretary's (Historic 
Preservation) Professional Qualifications Standards.'' The State 
procedures may also specify which, if any, disciplines the Commission's 
membership must include from among those disciplines that the Standards 
describe. Membership requirements set by the State procedures for 
Commissions must be cognizant of the needs and functions of Commissions 
in the State and subject to the availability of such professionals in 
the community concerned.
    (iii) Provided that the Commission is otherwise adequate and 
qualified to carry out the responsibilities delegated to it, the SHPO 
may certify a local government without the minimum number or types of 
disciplines established in State procedures, if the local government can 
demonstrate that it has made a reasonable effort to fill those 
positions, or that an alternative composition of the Commission best 
meets the needs of the Commission and of the local government.
    (iv) The SHPO must make available to each Commission orientation 
materials and training designed to provide a working knowledge of the 
roles and operations of Federal, State, and local historic preservation 
programs, and historic preservation in general.
    (3) Maintain a system for the survey and inventory of historic 
properties. The SHPO must ensure that such systems and the data that 
they produce are capable of integration into and are compatible with 
statewide inventories and (when and as appropriate) with State and local 
planning processes.
    (4) Provide for adequate public participation in the local historic 
preservation program as a whole. The SHPO must provide each CLG with 
appropriate guidance on mechanisms to ensure adequate public 
participation in the local historic preservation program including the 
process for evaluating properties for nomination to the National 
Register of Historic Places.
    (5) Satisfactorily perform the responsibilities delegated to it 
under the Act. The SHPO must monitor and evaluate the performance of 
each CLG according to written standards and procedures that the SHPO 
establishes. If a SHPO's evaluation of a CLG's performance indicates 
that such performance is inadequate, the SHPO must suggest in writing 
ways to improve performance. If, after a period of time that the SHPO 
stipulates, the SHPO determines that the CLG has not improved its 
performance sufficiently, the SHPO may recommend that the Secretary 
decertify the local government. If the Secretary does not object within 
30 working days of receipt, the Secretary has approved the 
decertification.
    (f) Effects of certification include:
    (1) Inclusion in the process of nominating properties to the 
National Register of Historic Places in accordance with sections 101 
(c)(2)(A) and (c)(2)(B) of the Act. The SHPO may delegate to a CLG any 
of the responsibilities of the SHPO and the Review Board in processing 
National Register nominations as specified in 36 CFR part 60 (see also 
Sec. 61.4(b)(3)), except for the authority to nominate properties 
directly to the National Register. A CLG may make nominations directly 
to NPS only when the State does not have an approved program pursuant to 
Sec. 61.4.
    (2) Eligibility to apply for a portion of the State's annual 
Historic Preservation Fund (HPF) grant award. Each State must transfer 
at least 10 percent of its annual HPF grant award to CLGs for historic 
preservation projects and programs in accordance with the Act and as 
Sec. 61.7 specifies.
    (g) The District of Columbia is exempt from the requirements of this 
section because there are no subordinated local governments in the 
District. If any other jurisdiction that section 301(2) of the Act 
defines as a State believes that its political subdivisions lack 
authorities similar to those of

[[Page 313]]

local governments in other States, and hence cannot satisfy the 
requirements for local government certification, it may apply to the 
Secretary for exemption from the requirements of this section.
    (h) Procedures for direct certification by the Secretary where there 
is no approved State program pursuant to Sec. 61.4. To the extent 
feasible, the Secretary will ensure that there is consistency and 
continuity in the CLG program of a State that does not have an approved 
State program.
    (1) Where there is no approved State program, a local government 
wishing to become certified must apply directly to the Secretary.
    (2) The application must demonstrate that the local government meets 
the specifications for certification set forth in paragraph (e) of this 
section.
    (3) The Secretary will review certification applications under this 
paragraph (h) and take action in a timely fashion generally within 90 
days of receipt.