[Code of Federal Regulations]
[Title 37, Volume 1]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 37CFR1.1]

[Page 12-13]
 
              TITLE 37--PATENTS, TRADEMARKS, AND COPYRIGHTS
 
  CHAPTER I--UNITED STATES PATENT AND TRADEMARK OFFICE, DEPARTMENT OF 
                                COMMERCE
 
PART 1--RULES OF PRACTICE IN PATENT CASES--Table of Contents
 
                      Subpart A--General Provisions
 
Sec. 1.1  Addresses for correspondence with the United States Patent and 
Trademark Office.

                 General Information and Correspondence


    (a) In general. Except as provided in paragraphs (a)(3)(i), 
(a)(3)(ii) and (d)(1) of this section, all correspondence intended for 
the United States Patent and Trademark Office must be addressed to 
either ``Director of the United States Patent and Trademark Office, PO 
Box 1450, Alexandria, Virginia 22313-1450'' or to specific areas within 
the Office as set out in paragraphs (a)(1), (a)(2) and (a)(3)(iii) of 
this section. When appropriate, correspondence should also be marked for 
the attention of a particular office or individual.
    (1) Patent correspondence. (i) In general. All correspondence 
concerning patent matters processed by organizations reporting to the 
Commissioner for Patents should be addressed to: Commissioner for 
Patents, PO Box 1450, Alexandria, Virginia 22313-1450.
    (ii) Board of Patent Appeals and Interferences: Appeals. All 
correspondence in an application involved in an appeal to the Board of 
Patent Appeals and Interferences during the period beginning when an 
appeal docketing notice is issued and ending when a decision has been 
rendered by the Board of Patent Appeals and Interferences, as well as 
any request for rehearing of a decision by the Board of Patent Appeals 
and Interferences, should be mailed to: Board of Patent Appeals and 
Interferences, United States Patent and Trademark Office, PO Box 1450, 
Alexandria, Virginia 22313-1450. Notices of appeal, appeal briefs, reply 
briefs, requests for oral hearing, as well as all other correspondence 
in an application involved in an appeal to the Board of Patent Appeals 
and Interferences for which an address is not otherwise specified, 
should be addressed as set out in paragraph (a)(1)(i) of this section.
    (iii) Board of Patent Appeals and Interferences: Interferences. 
Except as an administrative patent judge or the Board may otherwise 
direct, all correspondence relating to patent interferences, or relating 
to patent applications or patents involved in an interference, should be 
mailed to: Mail Stop INTERFERENCE, Board of Patent Appeals and 
Interferences, United States Patent and Trademark Office, PO Box 1450, 
Alexandria, Virginia 22313-1450.
    (2) Trademark correspondence.--(i) In general. All trademark-related 
documents filed on paper, except documents sent to the Assignment 
Services Division for recordation and requests for copies of trademark 
documents, should be addressed to: Commissioner for Trademarks, 2900 
Crystal Drive, Arlington, Virginia 22202-3514.
    (ii) Electronic applications. An applicant may transmit an 
application for trademark registration electronically,

[[Page 13]]

but only if the applicant uses the Office's electronic form.
    (3) Office of General Counsel correspondence.--(i) Litigation and 
service. Correspondence relating to pending litigation or otherwise 
within the scope of part 104 of this title shall be addressed as 
provided in Sec. 104.2.
    (ii) Disciplinary proceedings. Correspondence to counsel for the 
Director of the Office of Enrollment and Discipline relating to 
disciplinary proceedings pending before an Administrative Law Judge or 
the Director shall be mailed to: Office of the Solicitor, PO Box 16116, 
Arlington, Virginia 22215.
    (iii) Solicitor, in general. Correspondence to the Office of the 
Solicitor not otherwise provided for shall be addressed to: Mail Stop 8, 
Director of the United States Patent and Trademark Office, PO Box 1450, 
Alexandria, Virginia 22313-1450.
    (iv) General Counsel. Correspondence to the Office of the General 
Counsel not otherwise provided for, including correspondence to the 
General Counsel relating to disciplinary proceedings, shall be addressed 
to: General Counsel, United States Patent and Trademark Office, PO Box 
1450, Alexandria, Virginia 22313-1450.
    (v) Improper correspondence. Correspondence improperly addressed to 
a Post Office Box specified in paragraphs (a)(3)(i) and(a)(3)(ii) of 
this section will not be filed elsewhere in the United States Patent and 
Trademark Office, and may be returned.
    (4) Office of Public Records correspondence.--(i) Assignments. All 
patent-related or trademark-related documents to be recorded by 
Assignment Services Division, except for documents filed together with a 
new application or under Sec. 3.81 of this chapter, should be addressed 
to: Mail Stop Assignment Recordation Services, Director of the United 
States Patent and Trademark Office, PO Box 1450, Alexandria, Virginia 
22313-1450. See Sec. 3.27.
    (ii) Documents. All requests for certified or uncertified copies of 
patent or trademark documents should be addressed to: Mail Stop Document 
Services, Director of the United States Patent and Trademark Office, PO 
Box 1450, Alexandria, Virginia 22313-1450.
    (b) Patent Cooperation Treaty. Letters and other communications 
relating to international applications during the international stage 
and prior to the assignment of a national serial number should be 
additionally marked ``Mail Stop PCT.''
    (c) Reexamination. Requests for reexamination should be additionally 
marked ``Mail Stop Reexam.''
    (d) Maintenance fee correspondence.--(1) Payments. Payments of 
maintenance fees in patents not submitted electronically should be 
mailed to: United States Patent and Trademark Office, P.O. Box 371611, 
Pittsburgh, Pennsylvania 15250-1611.
    (2) Other correspondence. Correspondence related to maintenance fees 
other than payments of maintenance fees in patents is not to be mailed 
to P.O. Box 371611, Pittsburgh, Pennsylvania 15250-1611, but must be 
mailed to: Mail Stop M Correspondence, Director of the United States 
Patent and Trademark Office, P.O. Box 1450, Alexandria, Virginia 22313-
1450.
    (e) Patent term extension. All applications for extension of patent 
term under 35 U.S.C. 156 and any communications relating thereto 
intended for the United States Patent and Trademark Office should be 
additionally marked ``Mail Stop Patent Ext.'' When appropriate, the 
communication should also be marked to the attention of a particular 
individual, as where a decision has been rendered.
    (f) Provisional applications. The filing of all provisional 
applications and any communications relating thereto should be 
additionally marked ``Mail Stop Provisional Patent Application.''
    Note: Sections 1.1 to 1.26 are applicable to trademark cases as well 
as to national and international patent cases except for provisions 
specifically directed to patent cases. See Sec. 1.9 for definitions of 
``national application'' and ``international application.''

[68 FR 14335, Mar. 25, 2003; 68 FR 19371, Apr. 21, 2003]