[Code of Federal Regulations]
[Title 37, Volume 1]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 37CFR202.12]

[Page 515-517]
 
              TITLE 37--PATENTS, TRADEMARKS, AND COPYRIGHTS
 
                                CONGRESS
 
PART 202--REGISTRATION OF CLAIMS TO COPYRIGHT--Table of Contents
 
Sec. 202.12  Restored copyrights.

    (a) General. This section prescribes rules pertaining to the 
registration of foreign copyright claims which have been restored to 
copyright protection under section 104A of 17 U.S.C., as amended by the 
Uruguay Round Agreements Act, Public Law 103-465.
    (b) Definitions. (1) For the purposes of this section, restored work 
and source country, have the definition given in the URAA and Sec. 
201.33(b) of this chapter.
    (2) Descriptive statement for a work embodied solely in machine-
readable format is a separate written statement giving the title of the 
work, nature of the work (for example: computer program, database, 
videogame, etc.), plus a brief description of the contents or subject 
matter of the work.
    (c) Registration--(1) General. Application, deposit, and filing fee 
for registering a copyright claim in a restored work under section 104A, 
as amended, may be submitted to the Copyright Office on or after January 
1, 1996. The application, filing fee, and deposit should be sent in a 
single package to the following address: Library of Congress, Copyright 
Office, 101 Independence Avenue SE., Washington, DC 20559-6000.
    (2) GATT forms. Application for registration for single works 
restored to copyright protection under URAA should be made on Form GATT. 
Application for registration for a group of works published under a 
single series title and published within the same calendar year should 
also be made on Form GATT. Application for a group of at least two and 
up to ten individual and related works as described in paragraph 
(c)(5)(ii) of this section should be made on Form GATT/GRP. GATT/URAA 
forms may be obtained by writing or calling the Copyright Office Hotline 
at (202) 707-9100. In addition, legible photocopies of these forms are 
acceptable if reproduced on good quality, 8\1/2\ by 11 inch white paper, 
and printed head to head so that page two is printed on the back of page 
one.
    (3) Fee--(i) Amount. The filing fee for registering a copyright 
claim in a restored work is 30 U.S. dollars. The filing fee for 
registering a group of multiple episodes under a series title under 
paragraph (c)(5)(i) of this section is

[[Page 516]]

also $30. The filing fee for registering a group of related works under 
paragraph (c)(5)(ii) of this section is 10 U.S. dollars per individual 
work, with a minimum fee of US $30.
    (ii) Method of payment--(A) Checks, money orders, or bank drafts. 
The Copyright Office will accept checks, money orders, or bank drafts 
made payable to the Register of Copyrights. Remittances must be 
redeemable without service or exchange fees through a United States 
institution, must be payable in United States dollars, and must be 
imprinted with American Banking Association routing numbers. In 
addition, international money orders, and postal money orders that are 
negotiable only at a post office are not acceptable. CURRENCY WILL NOT 
BE ACCEPTED.
    (B) Copyright Office Deposit Account. The Copyright Office maintains 
a system of Deposit Accounts for the convenience of those who frequently 
use its services. The system allows an individual or firm to establish a 
Deposit Account in the Copyright Office and to make advance deposits 
into that account. Deposit Account holders can charge copyright fees 
against the balance in their accounts instead of sending separate 
remittances with each request for service. For information on Deposit 
Accounts please write: Register of Copyrights, Copyright Office, Library 
of Congress, Washington, DC 20559, and request a copy of Circular 5, 
``How to Open and Maintain a Deposit Account in the Copyright Office.''
    (C) Credit cards. For URAA registrations the Copyright Office will 
accept VISA, MasterCard, and American Express. Debit cards cannot be 
accepted for payment. With the registration application, an applicant 
using a credit card must submit a separate cover letter stating the name 
of the credit card, the credit card number, the expiration date of the 
credit card, the total amount authorized and a signature authorizing the 
Office to charge the fees to the account. To protect the security of the 
credit card number, the applicant must not write the credit card number 
on the registration application.
    (4) Deposit--(i) General. The deposit for a work registered as a 
restored work under the amended section 104A, except for those works 
listed in paragraphs (c)(4) (ii) through (iv) of this section, should 
consist of one copy or phonorecord which best represents the 
copyrightable content of the restored work. In descending order of 
preference, the deposit should be:
    (A) The work as first published;
    (B) A reprint or re-release of the work as first published;
    (C) A photocopy or identical reproduction of the work as first 
published; or
    (D) A revised version which includes a substantial amount of the 
copyrightable content of the restored work with an indication in writing 
of the percentage of the restored work appearing in the revision.
    (ii) Previously registered works. No deposit is needed for works 
previously registered in the Copyright Office.
    (iii) Works embodied solely in machine-readable format. For works 
embodied only in machine-readable formats, the deposit requirements are 
as follows:
    (A) One machine-readable copy and a descriptive statement of the 
work; or
    (B) Representative excerpts of the work, such as printouts; or, if 
the claim extends to audiovisual elements in the work, a videotape of 
what appears on the screen.
    (iv) Pictorial, graphic and sculptural works. With the exception of 
3-dimensional works of art, the general deposit preferences specified 
under paragraph (c)(4)(i) of this section shall govern. For 3-
dimensional works of art, the preferred deposit is one or more 
photographs of the work, preferably in color.
    (v) Special relief. An applicant who is unable to submit any of the 
preferred deposits may seek an alternative deposit under special relief 
(37 CFR 202.20(d)). In such a case, the applicant should indicate in 
writing why the deposit preferences cannot be met, and submit 
alternative identifying materials clearly showing some portion of the 
copyrightable contents of the restored work which is the subject of 
registration.
    (vi) Motion pictures. If the deposit is a film print (16 or 35 mm), 
the applicant should contact the Performing Arts Section of the 
Examining Division for delivery instructions. The telephone

[[Page 517]]

number is: (202) 707-6040; the telefax number is: (202) 707-1236.
    (5) Group registration. Copyright claims in more than one restored 
work may be registered as a group in the following circumstances:
    (i) Single series title. Works published under a single series title 
in multiple episodes, installments, or issues during the same calendar 
year may be registered as a group, provided the owner of U.S. rights is 
the same for all episodes, installments, or issues. The Form GATT should 
be used and the number of episodes or installments should be indicated 
in the title line. The filing fee for registering a group of such works 
is $30. In general, the deposit requirements applicable to restored 
works will be applied to the episodes or installments in a similar 
fashion. In the case of a weekly or daily television series, applicants 
should first contact the Performing Arts Section of the Examining 
Division. The telephone number is (202) 707-6040; the telefax number is 
(202) 707-1236.
    (ii) Group of related works. A group of related works may be 
registered on the Form GATT/GRP, provided the following conditions are 
met: the author(s) is the same for all works in the group; the owner of 
all United States rights is the same for all works in the group; all 
works must have been published in the same calendar year; all works fit 
within the same subject matter category, i.e., literary works, musical 
works, motion pictures, etc.; and there are at least two and not more 
than ten individual works in the group submitted. Applicants registering 
a group of related works must file for registration on the Form GATT/
GRP. The filing fee for registering a group of related works is ten 
dollars per individual work, with a minimum fee of $30.
    (d) Works excluded. Works which are not copyrightable subject matter 
under title 17 of the U.S. Code, other than sound recordings fixed 
before February 15, 1972, shall not be registered as restored 
copyrights.

[60 FR 50422, Sept. 29, 1995, as amended at 64 FR 12902, Mar. 16, 1999; 
64 FR 29522, June 1, 1999]