[Code of Federal Regulations]
[Title 40, Volume 19]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR124.5]

[Page 276-277]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 124--PROCEDURES FOR DECISIONMAKING--Table of Contents
 
                 Subpart A--General Program Requirements
 
Sec. 124.5  Modification, revocation and reissuance, or termination of permits.

    (a) (Applicable to State programs, see Secs. 123.25 (NPDES), 145.11 
(UIC), 233.26 (404), and 271.14 (RCRA)). Permits (other than PSD 
permits) may be modified, revoked and reissued, or terminated either at 
the request of any interested person (including the permittee) or upon 
the Director's initiative. However, permits may only be modified, 
revoked and reissued, or terminated for the reasons specified in 
Sec. 122.62 or Sec. 122.64 (NPDES), 144.39 or 144.40 (UIC), 233.14 or 
233.15 (404), and 270.41 or 270.43 (RCRA). All requests shall be in 
writing and shall contain facts or reasons supporting the request.
    (b) If the Director decides the request is not justified, he or she 
shall send the requester a brief written response giving a reason for 
the decision. Denials of requests for modification, revocation and 
reissuance, or termination are not subject to public notice, comment, or 
hearings. Denials by the Regional Administrator may be informally 
appealed to the Environmental Appeals Board by a letter briefly setting 
forth the relevant facts. The Environmental Appeals Board may direct the 
Regional Administrator to begin modification, revocation and reissuance, 
or termination proceedings under paragraph (c) of this section. The 
appeal shall be considered denied if the Environmental Appeals Board 
takes no action on the letter within 60 days after receiving it. This 
informal appeal is, under 5 U.S.C. 704, a prerequisite to seeking 
judicial review of EPA action in denying a request for modification, 
revocation and reissuance, or termination.
    (c) (Applicable to State programs, see Secs. 123.25 (NPDES), 145.11 
(UIC), 233.26 (404), and 271.14 (RCRA)). (1) If the Director tentatively 
decides to modify or revoke and reissue a permit under Secs. 122.62 
(NPDES), 144.39 (UIC), 233.14 (404), or 270.41 or 270.42(c) (RCRA), he 
or she shall prepare a draft permit under Sec. 124.6 incorporating the 
proposed changes. The Director may request additional information and, 
in the case of a modified permit, may require the submission of an 
updated application. In the case of revoked and reissued permits, the 
Director shall require the submission of a new application.
    (2) In a permit modification under this section, only those 
conditions to be modified shall be reopened when a new draft permit is 
prepared. All other aspects of the existing permit shall remain in 
effect for the duration of the unmodified permit. When a permit is 
revoked and reissued under this section, the entire permit is reopened 
just as if the permit had expired and was being reissued. During any 
revocation and reissuance proceeding the permittee shall comply with all 
conditions of the existing permit until a new final permit is reissued.
    (3) ``Minor modifications'' as defined in Secs. 122.63 (NPDES), 
144.41 (UIC), and 233.16 (404), and ``Classes 1 and 2 modifications'' as 
defined in Sec. 270.42 (a) and (b) (RCRA) are not subject to the 
requirements of this section.
    (d) (Applicable to State programs, see Secs. 123.25 (NPDES) of this 
chapter, 145.11 (UIC) of this chapter, and 271.14 (RCRA) of this 
chapter). (1) If the Director tentatively decides to terminate: A permit 
under Sec. 144.40 (UIC) of this chapter, a permit under Secs. 122.64(a) 
(NPDES) of this chapter or 270.43 (RCRA) of this chapter (for EPA-issued 
NPDES permits, only at the request of the permittee), or a permit under 
Sec. 122.64(b)

[[Page 277]]

(NPDES) of this chapter where the permittee objects, he or she shall 
issue a notice of intent to terminate. A notice of intent to terminate 
is a type of draft permit which follows the same procedures as any draft 
permit prepared under Sec. 124.6 of this chapter.
    (2) For EPA-issued NPDES or RCRA permits, if the Director 
tentatively decides to terminate a permit under Sec. 122.64(a) (NPDES) 
of this chapter, other than at the request of the permittee, or decides 
to conduct a hearing under section 3008 of RCRA in connection with the 
termination of a RCRA permit, he or she shall prepare a complaint under 
40 CFR 22.13 and 22.44 of this chapter. Such termination of NPDES and 
RCRA permits shall be subject to the procedures of part 22 of this 
chapter.
    (3) In the case of EPA-issued permits, a notice of intent to 
terminate or a complaint shall not be issued if the Regional 
Administrator and the permittee agree to termination in the course of 
transferring permit responsibility to an approved State under 
Secs. 123.24(b)(1) (NPDES) of this chapter, 145.25(b)(1) (UIC) of this 
chapter, 271.8(b)(6) (RCRA) of this chapter, or 501.14(b)(1) (sludge) of 
this chapter. In addition, termination of an NPDES permit for cause 
pursuant to Sec. 122.64 of this chapter may be accomplished by providing 
written notice to the permittee, unless the permittee objects.
    (e) When EPA is the permitting authority, all draft permits 
(including notices of intent to terminate) prepared under this section 
shall be based on the administrative record as defined in Sec. 124.9.
    (f) (Applicable to State programs, see Sec. 233.26 (404)). Any 
request by the permittee for modification to an existing 404 permit 
(other than a request for a minor modification as defined in Sec. 233.16 
(404)) shall be treated as a permit application and shall be processed 
in accordance with all requirements of Sec. 124.3.
    (g)(1) (Reserved for PSD Modification Provisions).
    (2) PSD permits may be terminated only by rescission under 
Sec. 52.21(w) or by automatic expiration under Sec. 52.21(r). 
Applications for rescission shall be precessed under Sec. 52.21(w) and 
are not subject to this part.

[48 FR 14264, Apr. 1, 1983, as amended at 53 FR 37934, Sept. 28, 1988; 
54 FR 18785, May 2, 1989; 57 FR 60129, Dec. 18, 1992; 65 FR 30910, May 
15, 2000]