[Code of Federal Regulations]
[Title 40, Volume 19]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR125.84]

[Page 330-333]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 125--CRITERIA AND STANDARDS FOR THE NATIONAL POLLUTANT DISCHARGE 
ELIMINATION SYSTEM--Table of Contents
 
 Subpart I--Requirements Applicable to Cooling Water Intake Structures 
           for New Facilities Under Section 316(b) of the Act
 
Sec. 125.84  As an owner or operator of a new facility, what must I do to 
comply with this subpart?

    (a)(1) The owner or operator of a new facility must comply with 
either:
    (i) Track I in paragraph (b) or (c) of this section; or
    (ii) Track II in paragraph (d) of this section.
    (2) In addition to meeting the requirements in paragraph (b), (c), 
or (d) of this section, the owner or operator of a new facility may be 
required to comply with paragraph (e) of this section.
    (b) Track I requirements for new facilities that withdraw equal to 
or greater than 10 MGD. You must comply with all of the following 
requirements:
    (1) You must reduce your intake flow, at a minimum, to a level 
commensurate with that which can be attained by a closed-cycle 
recirculating cooling water system;
    (2) You must design and construct each cooling water intake 
structure at your facility to a maximum through-screen design intake 
velocity of 0.5     ft/s;
    (3) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meets the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow must be no greater than 
five (5) percent of the source water annual mean flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where the disruption is determined to be 
beneficial to the management of fisheries for fish and shellfish by any 
fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level;
    (4) You must select and implement design and construction 
technologies or operational measures for minimizing impingement 
mortality of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) There are migratory and/or sport or commercial species of 
impingement concern to the Director or any fishery management 
agency(ies), which pass through the hydraulic zone of influence

[[Page 331]]

of the cooling water intake structure; or
    (iii) It is determined by the Director or any fishery management 
agency(ies) that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (b)(1), (2), and (3) of 
this section, would still contribute unacceptable stress to the 
protected species, critical habitat of those species, or species of 
concern;
    (5) You must select and implement design and construction 
technologies or operational measures for minimizing entrainment of 
entrainable life stages of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) There are or would be undesirable cumulative stressors 
affecting entrainable life stages of species of concern to the Director 
or any fishery management agency(ies), and it is determined by the 
Director or any fishery management agency(ies) that the proposed 
facility, after meeting the technology-based performance requirements in 
paragraphs (b)(1), (2), and (3) of this section, would contribute 
unacceptable stress to these species of concern;
    (6) You must submit the application information required in 40 CFR 
122.21(r) and Sec. 125.86(b);
    (7) You must implement the monitoring requirements specified in 
Sec. 125.87;
    (8) You must implement the record-keeping requirements specified in 
Sec. 125.88.
    (c) Track I requirements for new facilities that withdraw equal to 
or greater than 2 MGD and less than 10 MGD and that choose not to comply 
with paragraph (b) of this section. You must comply with all the 
following requirements:
    (1) You must design and construct each cooling water intake 
structure at your facility to a maximum through-screen design intake 
velocity of 0.5     ft/s;
    (2) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meets the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow must be no greater than 
five (5) percent of the source water annual mean flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where the disruption is determined to be 
beneficial to the management of fisheries for fish and shellfish by any 
fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level;
    (3) You must select and implement design and construction 
technologies or operational measures for minimizing impingement 
mortality of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) There are migratory and/or sport or commercial species of 
impingement concern to the Director or any fishery management 
agency(ies), which pass through the hydraulic zone of influence of the 
cooling water intake structure; or
    (iii) It is determined by the Director or any fishery management 
agency(ies) that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (c)(1) and (2) of this 
section, would still contribute unacceptable stress to the protected 
species, critical habitat of those species, or species of concern;
    (4) You must select and implement design and construction 
technologies or operational measures for minimizing entrainment of 
entrainable life stages of fish and shellfish;

[[Page 332]]

    (5) You must submit the application information required in 40 CFR 
122.21(r) and Sec. 125.86(b)(2), (3), and (4);
    (6) You must implement the monitoring requirements specified in 
Sec. 125.87;
    (7) You must implement the recordkeeping requirements specified in 
Sec. 125.88.
    (d) Track II. The owner or operator of a new facility that chooses 
to comply under Track II must comply with the following requirements:
    (1) You must demonstrate to the Director that the technologies 
employed will reduce the level of adverse environmental impact from your 
cooling water intake structures to a comparable level to that which you 
would achieve were you to implement the requirements of paragraphs 
(b)(1) and (2) of this section.
    (i) Except as specified in paragraph (d)(1)(ii) of this section, 
this demonstration must include a showing that the impacts to fish and 
shellfish, including important forage and predator species, within the 
watershed will be comparable to those which would result if you were to 
implement the requirements of paragraphs (b)(1) and (2) of this section. 
This showing may include consideration of impacts other than impingement 
mortality and entrainment, including measures that will result in 
increases in fish and shellfish, but it must demonstrate comparable 
performance for species that the Director, in consultation with 
national, state or tribal fishery management agencies with 
responsibility for fisheries potentially affected by your cooling water 
intake structure, identifies as species of concern.
    (ii) In cases where air emissions and/or energy impacts that would 
result from meeting the requirements of paragraphs (b)(1) and (2) of 
this section would result in significant adverse impacts on local air 
quality, significant adverse impact on local water resources not 
addressed under paragraph (d)(1)(i) of this section, or significant 
adverse impact on local energy markets, you may request alternative 
requirements under Sec. 125.85.
    (2) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meet the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow must be no greater than 
five (5) percent of the source water annual mean flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where the disruption is determined to be 
beneficial to the management of fisheries for fish and shellfish by any 
fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level.
    (3) You must submit the application information required in 40 CFR 
122.21(r) and Sec. 125.86(c).
    (4) You must implement the monitoring requirements specified in 
Sec. 125.87.
    (5) You must implement the record-keeping requirements specified in 
Sec. 125.88.
    (e) You must comply with any more stringent requirements relating to 
the location, design, construction, and capacity of a cooling water 
intake structure or monitoring requirements at a new facility that the 
Director deems are reasonably necessary to comply with any provision of 
state law, including compliance with applicable state water quality 
standards (including designated uses, criteria, and antidegradation 
requirements).

    Effective Date Note: At 68 FR 36754, June 19, 2003, Sec. 125.84 was 
amended by revising paragraphs (b)(4)(ii), (b)(4)(iii), (b)(5)(ii), 
(c)(3)(ii), (c)(3)(iii), and (d)(1), effective July 21, 2003. For the 
convenience of the user, the revised text is set forth as follows:

[[Page 333]]

Sec. 125.84  As an owner or operator of a new facility, what must I do 
          to comply with this subpart?

                                * * * * *

    (b) * * *
    (4) * * *
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are migratory and/or 
sport or commercial species of impingement concern to the Director that 
pass through the hydraulic zone of influence of the cooling water intake 
structure; or
    (iii) It is determined by the Director, based on information 
submitted by any fishery management agency(ies) or other relevant 
information, that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (b)(1), (2), and (3) of 
this section, would still contribute unacceptable stress to the 
protected species, critical habitat of those species, or species of 
concern;
    (5) * * *
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are or would be 
undesirable cumulative stressors affecting entrainable life stages of 
species of concern to the Director and the Director determines that the 
proposed facility, after meeting the technology-based performance 
requirements in paragraphs (b)(1), (2), and (3) of this section, would 
still contribute unacceptable stress to the protected species , critical 
habitat of those species, or these species of concern;

                                * * * * *

    (c) * * *
    (3) * * *
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are migratory and/or 
sport or commercial species of impingement concern to the Director that 
pass through the hydraulic zone of influence of the cooling water intake 
structure; or
    (iii) It is determined by the Director, based on information 
submitted by any fishery management agency(ies) or other relevant 
information, that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (c)(1) and (2) of this 
section, would still contribute unacceptable stress to the protected 
species, critical habitat of those species, or species of concern;

                                * * * * *

    (d) * * *
    (1) You must demonstrate to the Director that the technologies 
employed will reduce the level of adverse environmental impact from your 
cooling water intake structures to a comparable level to that which you 
would achieve were you to implement the requirements of paragraphs 
(b)(1) and (2) of this section. This demonstration must include a 
showing that the impacts to fish and shellfish, including important 
forage and predator species, within the watershed will be comparable to 
those which would result if you were to implement the requirements of 
paragraphs (b)(1) and (2) of this section.
    This showing may include consideration of impacts other than 
impingement mortality and entrainment, including measures that will 
result in increases in fish and shellfish, but it must demonstrate 
comparable performance for species that the Director identifies as 
species of concern. In identifying such species, the Director may 
consider information provided by any fishery management agency(ies) 
along with data and information from other sources.

                                * * * * *